Canadian Historical Tick with Bid/Ask Data

The list below contains symbols for all the Canadian stocks in our tick (time and sales) interval "Canadian Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Total files: 6189
List last updated on: 7/9/2018

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description 
1    A 6/3/2015 0.01 ARMOR MINERALS INC.
2    AA.H 3/30/2015 0.02 ALBA MINERALS LTD.
3    AA 9/25/2009 0.45 ASTRAL MINING CORP.
4    AAA.P 3/24/2017 0.01 AVANCO CAPITAL CORP.
5    AAA 9/25/2009 17 ALLANA POTASH CORP.
6    AAB 9/25/2009 1.85 ABERDEEN INTERNATIONAL INC.
7    AAC 1/4/2010 0.05 ACTUS MINERALS CORP.
8    AAD 4/1/2014 0.02 ADDED CAPITAL INC.
9    AAG.H 9/21/2017 0.01 AFTERMATH SILVER LTD.
10    AAG 9/25/2009 1.15 ANDEAN AMERICAN GOLD CORP.
11    AAH 9/25/2009 3.25 AASTRA TECHNOLOGIES LTD.
12    AAL.H 1/12/2016 0.01 ADVANTAGE LITHIUM CORP.
13    AAL 7/29/2011 2.85 AURACLE RESOURCES LTD.
14    AAM 9/25/2009 0.23 ATACAMA MINERALS CORP.
15    AAN 10/6/2010 0.66 ALEXANDER NUBIA INTERNATIONAL I
16    AAO 7/11/2011 0.8 AUGUSTA INDUSTRIES INC.
17    AAP.P 2/5/2013 0.01 ALPHA PEAK LEISURE INC.
18    AAP 7/2/2015 0.01 ALPHA PEAK LEISURE INC.
19    AAR.UN 4/1/2013 45 PURE INDUSTRIAL REAL ESTATE TRU
20    AAT 9/25/2009 0.21 ATI AIRTEST TECHNOLOGIES, INC.
21    AAU.H 9/14/2015 0.01 ANDEANGOLD LTD.
22    AAU 9/25/2009 0.27 ANDEANGOLD LTD.
23    AAV 9/25/2009 146 ADVANTAGE OIL & GAS LTD.
24    AAX 7/13/2010 0.15 ADVANCE GOLD CORP.
25    AAZ 5/7/2012 1.1 AZINCOURT RESOURCES INC.
26    AB.H 9/29/2009 0.02 ASBESTOS CORP. LTD.
27    ABA 9/25/2009 0.1 ABBASTAR RESOURCES CORP.
28    ABB 9/25/2009 0.1 ABITIBI MINING CORP.
29    ABC 9/25/2009 0.93 ASIA BIO-CHEM GROUP CORP.
30    ABE 9/25/2009 0.44 ABITEX RESOURCES INC.
31    ABG 7/13/2010 0.02 AMG BIOENERGY RESOURCES HOLDINGS LTD.
32    ABI 9/25/2009 1.29 ABCOURT MINES INC.
33    ABK.A 9/25/2009 0.14 ALLBANC SPLIT CORP.
34    ABL 10/6/2009 0.17 ABINGTON RESOURCES LTD.
35    ABM 9/29/2009 2.51 ATHABASCA MINERALS INC.
36    ABN 9/25/2009 1.55 ABEN RESOURCES LTD.
37    ABP.H 10/5/2009 0.01 ALBION PETROLEUM LTD.
38    ABQ.H 3/24/2014 0.01 ABCANA CAPITAL INC.
39    ABQ.P 11/14/2011 0.01 ABCANA CAPITAL INC.
40    ABR 9/25/2009 1.86 ASHBURTON VENTURES INC.
41    ABRA.H 3/14/2017 0.01 ABRAPLATA RESOURCE CORP.
42    ABS 8/30/2010 0.33 ABZU GOLD LTD.
43    ABT 9/25/2009 16 ABSOLUTE SOFTWARE CORP.
44    ABU 10/2/2009 0.07 ABENTEUER RESOURCES CORP.
45    ABV 9/25/2009 0.07 ALGAE BIOSCIENCES CORP.
46    ABX 9/25/2009 1048 BARRICK GOLD CORP.
47    ABZ 11/3/2009 0.07 ASIABASEMETALS INC.
48    AC.A 9/25/2009 8.31 AIR CANADA
49    AC.B 9/25/2009 77 AIR CANADA
50    AC 7/14/2014 172 AGF SOCIAL VALUES BALANCED
51    ACA.H 3/28/2013 0.01 ANERGY CAPITAL INC.
52    ACB 9/25/2009 187 AURORA CANNABIS INC.
53    ACC 9/25/2009 2.48 AMICA MATURE LIFESTYLES INC.
54    ACD 10/6/2009 0.32 ACCORD FINANCIAL CORP.
55    ACE.H 5/28/2012 0.24 ACE AVIATION HOLDINGS INC.
56    ACG 7/12/2010 0.69 ANGLO CANADIAN OIL CORP.
57    ACH 2/23/2015 0.04 ARCH BIOPARTNERS INC.
58    ACK 12/3/2010 0.08 ACTIVE GROWTH CAPITAL INC.
59    ACL.H 1/6/2014 0.01 ACL INTERNATIONAL LTD.
60    ACL 9/29/2009 0.03 ANTHONY CLARK INTERNATIONAL INSURANCE BROKERS LTD.
61    ACM.A 9/25/2009 16 ASTRAL MEDIA INC.
62    ACM.B 9/28/2009 0.03 ASTRAL MEDIA INC.
63    ACN 3/5/2012 0.27 ASHER RESOURCES CORP.
64    ACO.X 9/25/2009 58 ATCO LTD., CL.I, NV
65    ACO.Y 9/28/2009 0.2 ATCO LTD CL II
66    ACP 9/28/2009 0.27 ANSELL CAPITAL CORP.
67    ACQ 1/5/2010 37 AUTOCANADA INC.
68    ACR.UN 4/1/2013 4.19 AGELLAN COMMERCIAL REIT
69    ACS 9/29/2009 0.04 ARCHON MINERALS LTD.
70    ACST 5/16/2016 0.61 ACASTI PHARMA INC.
71    ACT 9/25/2009 0.4 ACTIVE CONTROL TECHNOLOGY, INC.
72    ACU 11/7/2011 0.62 ACT AURORA CONTROL TECHNOLOGIES
73    ACV.P 12/16/2013 0.01 AUMENTO CAPITAL IV CORP.
74    ACX.H 4/18/2013 0.01 ACADIAN ENERGY INC.
75    ACX 3/25/2011 0.01 ACADIAN ENERGY INC.
76    ACY.H 5/15/2013 0.01 ACME RESOURCES CORP.
77    ACZ.UN 12/19/2013 0.33 AMERICAN CORE SECTORS DIVIDEND
78    AD 9/25/2009 34 ALARIS ROYALTY CORP.
79    ADA 9/25/2009 0.33 ACADIAN MINING CORP.
80    ADC.UN 4/2/2013 0.25 CANADIAN ADVANTAGED CONVERTIBLE
81    ADD 9/25/2009 1.41 ARCTIC STAR EXPLORATION CORP.
82    ADE.RT 1/16/2015 0.01 ADEX MINING INC RTS
83    ADE 9/25/2009 0.5 ADEX MINING INC.
84    ADG 9/25/2009 0.4 ARCUS DEVELOPMENT GROUP INC.
85    ADI 9/25/2009 1.97 ADRIANA RESOURCES INC.
86    ADK.RT 7/26/2016 0.01 DIAGNOS INC RTS
87    ADK 9/25/2009 1.31 DIAGNOS INC.
88    ADL 12/2/2010 0.34 ADIRA ENERGY LTD.
89    ADM 9/25/2009 2.32 ANDINA MINERALS INC.
90    ADN 1/5/2010 3.24 ACADIAN TIMBER CORP.
91    ADR.H 11/16/2009 0.01 ARCLAND RESOURCES, INC.
92    ADS.P 8/4/2011 0.01 ADR CAPITAL CORP.
93    ADT 9/25/2009 0.31 ADROIT RESOURCES INC.
94    ADV 4/9/2010 8.22 ALDERON IRON ORE CORP.
95    ADW.A 9/25/2009 2.88 ANDREW PELLER LTD.
96    ADW.B 10/5/2009 0.09 ANDREW PELLER LTD.
97    ADYA 9/2/2016 0.01 ADYA INC.
98    ADZ 2/19/2013 0.79 ADAMERA MINERALS CORP.
99    ADZN 2/9/2017 0.04 ADVENTUS ZINC CORP.
100    AE.A 9/25/2009 0.18 ANTERRA ENERGY, INC.
101    AEC 9/25/2009 0.31 ARTISAN ENERGY CORP.
102    AEE 8/22/2011 0.32 ANATOLIA ENERGY CORP.
103    AEF.A 7/30/2015 0.09 ACASTA ENTERPRISES INC CL A
104    AEF 2/25/2011 9.78 AURORA OIL AND GAS LTD.
105    AEF.UN 7/30/2015 0.02 ACASTA ENTERPRISES INC.
106    AEI 9/25/2009 3.09 ARSENAL ENERGY, INC.
107    AEL.H 6/20/2018 0.03 AMSECO EXPLORATION LTD.
108    AEL 9/28/2009 0.19 AMSECO EXPLORATION LTD.
109    AEM 9/25/2009 469 AGNICO-EAGLE MINES LTD.
110    AEN 9/25/2009 3.64 ANTRIM ENERGY INC.
111    AER 9/25/2009 30 ALTERNATIVE EARTH RESOURCES, IN
112    AET.UN 4/1/2013 12 ARGENT ENERGY TRUST
113    AEU.UN 4/1/2013 0.78 ACTIVENERGY INCOME FUND
114    AEV 9/29/2009 0.01 AVENIRA LTD.
115    AEX 9/25/2009 0.96 CORNERSTONE METALS INC.
116    AEZ 9/25/2009 8.42 N A
117    AEZS 9/6/2016 1.97 AETERNA ZENTARIS INC.
118    AF 9/28/2009 0.85 ALARMFORCE INDUSTRIES INC.
119    AFA 9/25/2009 0.85 AFRI CAN MARINE MINERALS CORP.
120    AFCC 9/16/2016 0.14 AUTOMOTIVE FINCO CORP.
121    AFE 10/20/2009 0.44 PINECREST ENERGY INC.
122    AFF 4/13/2011 0.07 AFFERRO MINING INC.
123    AFH 1/7/2011 0.04 ATLAS FINANCIAL HOLDINGS INC.
124    AFM 9/30/2009 0.24 ALPHAMIN RESOURCES CORP.
125    AFN.R 12/1/2014 0.05 AG GROWTH INTERNATIONAL INC SUB
126    AFN 9/25/2009 20 AG GROWTH INTERNATIONAL INC.
127    AFR.H 9/23/2016 0.01 AFRICAN METALS CORP.
128    AFR 9/30/2009 0.22 AFRICAN METALS CORP.
129    AFS.H 10/19/2009 0.02 AFRASIA MINERAL FIELDS INC.
130    AFT.UN 4/1/2013 0.06 DIVERSIFIED ALPHA FUND II
131    AFY 1/30/2014 0.09 ANTHEM UNITED INC.
132    AGA.H 10/24/2014 0.01 ARGONAUT EXPLORATION INC.
133    AGA 9/25/2009 0.07 ARGONAUT EXPLORATION INC.
134    AGB 4/28/2014 2.51 ATLANTIC GOLD CORP.
135    AGC 9/25/2009 0.56 AMARILLO GOLD CORP.
136    AGD 9/25/2009 0.52 ANTIOQUIA GOLD, INC.
137    AGE 9/28/2009 0.76 ADVENTURE GOLD, INC.
138    AGF.B 9/25/2009 66 AGF MANAGEMENT LTD.
139    AGG 9/25/2009 1.34 AFRICAN GOLD GROUP INC.
140    AGH.H 5/31/2016 0.06 CANADIAN SILVER HUNTER INC.
141    AGH 8/5/2011 0.05 CANADIAN SILVER HUNTER INC.
142    AGI 9/25/2009 220 ALAMOS GOLD INC.
143    AGL 10/14/2009 0.24 AGUILA AMERICAN GOLD LTD.
144    AGLD 8/26/2016 0.08 AUSTRAL GOLD LTD.
145    AGM 9/25/2009 0.6 ALDRIDGE MINERALS INC.
146    AGN 11/23/2012 0.01 AEGEAN METALS GROUP INC.
147    AGO 8/17/2010 0.28 AURCREST GOLD INC.
148    AGP 11/24/2009 0.04 AUGUST METAL CORP.
149    AGQ 9/25/2009 1.57 ARIAN SILVER CORP.
150    AGR 10/1/2009 0.01 AGRITEC SYSTEMS INC.
151    AGT 9/25/2009 23 ALLIANCE GRAIN TRADERS INC.
152    AGU 9/25/2009 311 AGRIUM INC.
153    AGV 6/10/2013 0.08 AGAVE SILVER CORP.
154    AGX.H 6/29/2016 0.01 AMADOR GOLD CORP.
155    AGX 9/25/2009 0.48 AMADOR GOLD CORP.
156    AGY.H 12/21/2015 0.02 ATOM ENERGY INC.
157    AGY 8/5/2014 0.04 ATOM ENERGY INC.
158    AGZ 2/23/2016 0.11 ASHANTI GOLD CORP.
159    AHC 9/28/2009 0.23 ARTHA RESOURCES CORP.
160    AHF.R 8/7/2013 0.01 ASTON HILL FINANCIAL INC SUB RE
161    AHF 9/25/2009 1.35 ASTON HILL FINANCIAL INC.
162    AHI 10/15/2013 0.28 AGILITY HEALTH INC.
163    AHO.H 9/5/2013 0.01 ANTLER HILL OIL AND GAS LTD.
164    AHP 10/16/2009 0.01 ALLIED HOTEL PROPERTIES INC.
165    AHR 9/25/2009 0.77 AMARC RESOURCES LTD.
166    AHS 9/29/2009 0.05 ALTA NATURAL HERBS & SUPPLEMENTS LTD.
167    AHU 6/10/2011 0.05 ARCTIC HUNTER ENERGY INC.
168    AHX 9/25/2009 0.5 ADHEREX TECHNOLOGIES INC.
169    AHY.UN 4/1/2013 0.22 ADVANTAGED CDN HIGH YIELD BOND
170    AI 9/7/2012 2.88 ATRIUM MORTGAGE INVESTMENT CORP.
171    AIA 11/4/2010 0.15 AURIGA GOLD CORP.
172    AIC 12/1/2010 0.04 ACADIA RESOURCES CORP.
173    AIF 9/20/2010 20 ALTUS GROUP LTD.
174    AII 6/10/2011 0.4 ALMONTY INDUSTRIES INC.
175    AIM 1/5/2010 112 AIMIA INC.
176    AIN.H 4/24/2014 0.01 AINTREE RESOURCES INC.
177    AIQ.H 9/25/2009 0.05 ATLANTIS SYSTEMS CORP.
178    AIR 10/6/2009 0.09 CLEANFIELD ALTERNATIVE ENERGY INC.
179    AIS.H 12/20/2012 0.2 AIS RESOURCES LTD.
180    AIS 10/1/2009 0.76 AIS RESOURCES, LTD.
181    AIX 9/25/2009 1.11 ALIX RESOURCES CORP.
182    AJC 9/25/2009 0.66 AMERICAN CONSOLIDATED MINERALS CORP.
183    AJX 2/4/2013 0.89 AGJUNCTION INC.
184    AKC.P 11/29/2011 0.01 ARKADIA CAPITAL CORP.
185    AKG 11/5/2012 81 ASANKO GOLD INC.
186    AKH 9/24/2010 0.08 ALASKA HYDRO CORP.
187    AKM 9/28/2009 0.03 ACT360 SOLUTIONS LTD.
188    AKR 10/10/2012 0.4 ACKROO INC.
189    AKT.A 9/25/2009 0.81 AKITA DRILLING LTD.
190    AKT.B 9/25/2009 0.04 AKITA DRILLING LTD.
191    AKV 9/25/2009 0.14 ACREX VENTURES LTD.
192    AL 1/30/2012 0.32 ALITA RESOURCES LTD.
193    ALA.R 2/3/2017 5.32 ALTAGAS LTD SUB RECEIPTS
194    ALA 7/12/2010 144 ALTAGAS LTD.
195    ALB 9/25/2009 0.43 ALLBANC SPLIT BANC CORP II
196    ALC 9/25/2009 1.04 ALGOMA CENTRAL CORP.
197    ALD 9/30/2009 0.31 ALDEVER RESOURCES INC.
198    ALE 9/25/2009 4.87 APPLE CAPITAL INC.
199    ALG 11/17/2009 0.83 ALGOLD RESOURCES LTD.
200    ALH 9/25/2009 0.3 ALHAMBRA RESOURCES LTD.
201    ALI 2/19/2013 0.06 ALTITUDE RESOURCES INC.
202    ALK.H 2/22/2016 0.07 ALKALI3 RESOURCES INC.
203    ALL.H 10/13/2009 0.01 BLUENOSE GOLD CORP.
204    ALM 1/27/2012 0.2 ALLIANCE MINING CORP.
205    ALN 9/25/2009 0.88 ALDRIN RESOURCE CORP.
206    ALO 9/25/2009 6.9 ALSTON ENERGY INC.
207    ALP 5/5/2014 0.99 ALABAMA GRAPHITE CORP.
208    ALQ 9/29/2009 0.07 ALPHA GOLD CORP.
209    ALR 9/25/2009 0.46 ALDER RESOURCES LTD.
210    ALS 9/25/2009 15 ALTIUS MINERALS CORP.
211    ALT 9/28/2009 0.1 ALTURAS MINERALS CORP.
212    ALU 1/26/2010 0.09 ANGLO ALUMINUM CORP.
213    ALV 12/5/2013 1.28 ALVOPETRO ENERGY LTD.
214    ALW 9/28/2009 0.03 ALL IN WEST! CAPITAL CORP.
215    ALX.RT 1/27/2014 0.02 ALEXANDER ENERGY LTD RIGHTS
216    ALX 6/1/2012 0.53 ALEXANDER ENERGY LTD.
217    ALY 4/17/2013 0.7 ANALYTIXINSIGHT INC.
218    ALZ.H 8/31/2015 0.01 ALDERSHOT RESOURCES LTD.
219    ALZ 9/25/2009 0.29 ALDERSHOT RESOURCES LTD.
220    AM.H 2/23/2015 0.18 AUTOMODULAR CORP.
221    AM 9/25/2009 2.29 AUTOMODULAR CORP.
222    AMB 9/25/2009 0.68 AMBRILIA BIOPHARMA INC.
223    AME 9/25/2009 1.81 ABACUS MINING & EXPLORATION CORP.
224    AMF 9/25/2009 0.67 AMORFIX LIFE SCIENCES LTD.
225    AMG 10/7/2009 0.63 AM GOLD INC.
226    AMH 9/28/2009 0.13 AMANTA RESOURCES LTD.
227    AMI.P 5/17/2011 0.01 ANDOR MINING INC COM NPV
228    AMI 7/6/2015 3.63 AURICO METALS INC.
229    AMK 9/25/2009 0.7 AMERICAN CREEK RESOURCES LTD.
230    AML 9/25/2009 0.48 ARGUS METALS CORP.
231    AMM 9/25/2009 9.8 ALMADEN MINERALS LTD.
232    AMN.P 7/7/2011 0.01 ACME CAPITAL CORP.
233    AMO 9/28/2009 0.09 AMN CAPITAL CORP.
234    AMR 9/25/2009 0.12 AMAROK ENERGY INC.
235    AMS 6/25/2012 0.04 ALCHEMIST MINING INC.
236    AMT.H 7/27/2015 0.01 AMATO EXPLORATION LTD.
237    AMT 9/25/2009 0.06 AMATO EXPLORATION LTD.
238    AMU 9/28/2009 0.1 AMI RESOURCES INC.
239    AMW 7/16/2012 2.1 ALPHA MINERALS INC.
240    AMX 9/25/2009 0.41 AMEX EXPLORATION INC.
241    AMY 1/20/2010 2.78 AMERICAN MANGANESE INC.
242    AMZ 9/25/2009 2.61 AMARA MINING PLC
243    AN 10/19/2012 0.63 ANTOFAGASTA GOLD INC.
244    ANA 9/28/2010 0.12 ANGUS MINING, INC.
245    ANB 10/14/2009 0.07 ANGLO-BOMARC MINES LTD.
246    ANC.P 4/7/2015 0.01 ANCHOR CAPITAL CORP.
247    ANC 9/25/2009 0.04 ANGOSS SOFTWARE CORP.
248    AND 9/25/2009 11 ANDERSON ENERGY INC.
249    ANE 10/27/2009 0.07 ALTAN NEVADA MINERALS LTD.
250    ANF 9/28/2009 2.02 ANFIELD NICKEL CORP.
251    ANG 9/25/2009 0.3 MONTANA EXPLORATION CORP.
252    ANI 9/25/2009 0.59 ANIMAS RESOURCES LTD.
253    ANK 10/19/2011 0.36 ANGKOR GOLD CORP.
254    ANL.H 10/28/2010 0.06 ATLANTIC INDUSTRIAL MINERALS IN
255    ANO 9/25/2009 15 AGRIMINCO CORP.
256    ANQ 12/16/2009 0.02 ALLEGIANCE EQUITY CORP.
257    ANR.U 4/1/2013 0.01 AMERICAN NATURAL ENERGY CORP.
258    ANS 9/25/2009 20 AINSWORTH LUMBER CO. LTD.
259    ANT.H 7/5/2017 0.01 ADENT CAPITAL CORP.
260    ANT.P 11/2/2012 0.01 ADENT CAPITAL CORP.
261    ANTL 9/12/2016 0.06 ANTLER GOLD INC.
262    ANV 9/25/2009 63 ALLIED NEVADA GOLD CORP.
263    ANX 9/25/2009 1.12 ANACONDA MINING INC.
264    ANY 12/28/2012 1.94 SPHERE 3D CORP.
265    ANZ 11/5/2014 0.09 ALIANZA MINERALS LTD.
266    AOE 10/9/2009 0.04 ACCESS INTERNATIONAL EDUCATION LTD.
267    AOG.UN 4/1/2013 0.18 ASTON HILL ADV OIL AND GAS CORP.
268    AOI 9/25/2009 43 AFRICA OIL CORP.
269    AOS 9/25/2009 1.92 ALBERTA OILSANDS INC.
270    AOT 9/25/2009 1.77 ASCOT RESOURCES LTD.
271    AOX.H 1/27/2014 0.01 ANDOVER MINING CORP.
272    AOX 9/25/2009 0.93 ANDOVER MINING CORP.
273    AOZ 5/3/2013 0.01 AURANIA RESOURCES LTD.
274    AP.UN 4/1/2013 42 ALLIED PROPERTIES REIT
275    APA 9/25/2009 0.98 VANADIUMCORP RESOURCE INC.
276    APC 9/25/2009 0.5 ADVANCED PROTEOME THERAPEUTICS CORP.
277    APD.P 7/14/2015 0.01 A2 ACQUISITION CORP.
278    APE 9/25/2009 1.35 APOGEE SILVER LTD.
279    APH 9/25/2009 117 APHRIA INC.
280    APL 9/30/2009 0.02 APPULSE CORP.
281    APM 9/25/2009 0.42 AMERIX PRECIOUS METALS CORP.
282    APN 2/2/2011 0.3 ALTIPLANO MINERALS LIMITED COM
283    APO 3/31/2011 1.75 ACASTI PHARMA INC.
284    APP.H 10/6/2014 0.03 APPALACHES RESOURCES INC.
285    APP 9/25/2009 0.56 APPALACHES RESOURCES, INC.
286    APR.UN 7/22/2015 1.18 AUTOMOTIVE PROPERTIES REIT
287    APS 5/12/2014 3.97 APTOSE BIOSCIENCES, INC.
288    APT 11/24/2009 0.01 ALMO CAPITAL CORP.
289    APV 9/25/2009 2.64 APIVIO SYSTEMS INC.
290    APX 7/13/2011 0.09 ASIA PACKAGING GROUP INC.
291    APY 7/30/2010 0.02 ANGLO PACIFIC GROUP PLC
292    AQ 9/25/2009 0.49 AFRICAN QUEEN MINES LTD.
293    AQA 9/25/2009 1.57 AQUILA RESOURCES INC.
294    AQC 9/28/2009 0.02 AQUARIUS COATINGS, INC.
295    AQD 10/9/2009 0.01 KOMET MANUFACTURERS INC.
296    AQE 9/25/2009 0.15 AQUA PURE VENTURES INC.
297    AQM 9/25/2009 0.58 AQM COPPER INC.
298    AQN.IR 3/1/2016 1.77 ALGONQUIN POWER UTIL 5 PCT DEBS
299    AQN 10/29/2009 138 ALGONQUIN POWER & UTILITIES CORP.
300    AQS 3/17/2015 0.73 AEQUUS PHARMACEUTICALS INC.
301    AQT.P 10/13/2011 0.01 AUMENTO CAPITAL II CORP.
302    AQX.A 8/5/2015 0.09 ALIGNVEST ACQUISITION CORP CLS
303    AR 12/31/2009 129 ARGONAUT GOLD INC.
304    ARA 9/25/2009 0.14 ANCONIA RESOURCES CORP.
305    ARB.H 4/10/2015 0.01 ARDONBLUE VENTURES INC.
306    ARB 8/12/2013 0.03 ARDONBLUE VENTURES INC.
307    ARC 9/4/2012 0.51 ARIAN RESOURCES CORP.
308    ARCH 2/28/2017 0.09 ARCH BIOPARTNERS INC.
309    ARD 9/25/2009 0.13 ARMADA DATA CORP.
310    ARE 9/25/2009 90 AECON GROUP INC.
311    ARF 9/20/2010 6.16 ARMTEC INFRASTRUCTURE INC.
312    ARG 9/25/2009 5.62 AMERIGO RESOURCES LTD.
313    ARH 9/25/2009 0.59 ALTIMA RESOURCES LTD.
314    ARI 12/8/2009 0.07 ACME RESOURCES INC.
315    ARK.H 9/14/2016 0.01 ARCHER PETROLEUM CORP.
316    ARK 7/12/2010 0.17 ARCHER PETROLEUM CORP.
317    ARL 9/25/2009 0.15 AFRICO RESOURCES LTD.
318    ARN 9/25/2009 11 ARCAN RESOURCES LTD.
319    ARR 9/25/2009 0.26 ARCO RESOURCES CORP.
320    ARS 2/5/2015 0.04 ASIAMET RESOURCES LTD.
321    ART 9/25/2009 0.68 ARHT MEDIA INC.
322    ARU 9/27/2010 0.45 AURO RESOURCES CORP.
323    ARW 9/25/2009 1.09 AROWAY ENERGY INC.
324    ARX 9/28/2009 335 ARC RESOURCES LTD.
325    ARY 6/4/2013 0.57 ANFIELD RESOURCES INC.
326    ARZ 9/25/2009 60 AURIZON MINES LTD.
327    ASB.H 12/10/2014 0.01 ASB CAPITAL INC.
328    ASB.P 4/26/2012 0.01 ASB CAPITAL INC.
329    ASC 9/28/2009 0.23 ATHABASCA NUCLEAR CORP.
330    ASD 9/25/2009 0.01 HORIZONS AUSTRALIAN DOLLAR CURRENCY ETF
331    ASE 3/1/2012 0.05 ASANTE GOLD CORP.
332    ASG 9/10/2013 0.61 AURORA SPINE CORP.
333    ASI 8/5/2016 0.02 ASHANTI SANKOFA INC.
334    ASL 2/22/2011 0.18 ARGENTUM SILVER CORP.
335    ASM 9/28/2009 5.48 AVINO SILVER & GOLD MINES LTD.
336    ASN 9/25/2009 0.18 ASIAN MINERAL RESOURCES LTD.
337    ASND 7/11/2016 0.37 ASCENDANT RESOURCES INC.
338    ASO 12/12/2016 0.2 AVESORO RESOURCES INC.
339    ASP 3/25/2011 1.58 ACERUS PHARMACEUTICALS CORP.
340    ASQ 9/28/2009 0.18 ASTORIUS RESOURCES LTD.
341    ASR 11/1/2010 163 ALACER GOLD CORP.
342    AST 7/12/2010 0.39 ASTUR GOLD CORP.
343    ASW 9/25/2009 0.53 ANGLO SWISS RESOURCES INC.
344    ASX 9/25/2009 0.6 ALBERTA STAR DEVELOPMENT CORP.
345    AT 7/22/2014 1.22 ACUITYADS HOLDINGS INC.
346    ATA 9/25/2009 37 ATS AUTOMATION TOOLING SYSTEMS INC.
347    ATB 9/25/2009 5.91 ATRIUM INNOVATIONS INC.
348    ATC 9/25/2009 16 ATAC RESOURCES LTD.
349    ATD.A 9/28/2009 0.89 ALIMENTATION COUCHE-TARD INC.
350    ATD.B 9/25/2009 253 ALIMENTATION COUCHE-TARD INC.
351    ATE 6/18/2013 1.82 ANTIBE THERAPEUTICS INC.
352    ATF 2/14/2012 0.01 ARTAFLEX INC.
353    ATG 9/25/2009 0.55 ATLANTA GOLD INC.
354    ATH 4/9/2010 191 ATHABASCA OIL CORP.
355    ATI 9/25/2009 1.05 ALTAI RESOURCES INC.
356    ATK.H 1/20/2014 0.01 ATIKWA RESOURCES INC.
357    ATK 9/25/2009 0.64 ATIKWA RESOURCES INC.
358    ATL 1/23/2012 0.24 ATLATSA RESOURCES CORP.
359    ATM 11/12/2010 0.62 ATACAMA PACIFIC GOLD CORPORATIO
360    ATN 9/25/2009 4.85 ATNA RESOURCES LTD.
361    ATO 5/22/2013 0.01 AUSTEX OIL LTD.
362    ATP 9/30/2009 59 ATLANTIC POWER CORP.
363    ATT 9/25/2009 0.31 ATOCHA RESOURCES INC.
364    ATU 10/21/2015 0.3 ALTURA ENERGY INC.
365    ATV 9/25/2009 0.69 ALTO VENTURES LTD.
366    ATW 9/25/2009 0.74 REDHILL RESOURCES CORP.
367    ATX 9/25/2009 0.95 ARGENTEX MINING CORP.
368    ATY 3/13/2012 1.01 ATICO MINING CORP COM NPV
369    ATZ 10/3/2016 9.3 ARITZIA INC.
370    AU 9/28/2009 1.46 AURION RESOURCES LTD.
371    AUA 9/25/2009 0.61 ADANAC MOLYBDENUM CORP.
372    AUC 9/25/2009 0.04 THE CASH STORE AUSTRALIA HOLDINGS INC.
373    AUE 4/13/2011 0.57 AUREUS MINING INC.
374    AUF.UN 4/5/2013 0.03 ARTEMIS US CAPITAL APPRECIATION
375    AUG 9/25/2009 4.57 AURYN RESOURCES INC.
376    AUI.UN 4/1/2013 0.32 AUSTRALIAN BANC INCOME FUND
377    AUL 9/28/2009 0.08 AURELIUS MINERALS INC.
378    AUM 9/28/2009 5.48 GOLDEN MINERALS COMPANY
379    AUMN 8/8/2016 0.33 GOLDEN MINERALS COMPANY
380    AUN 9/25/2009 13 AURCANA CORP.
381    AUO.P 10/13/2011 0.01 AUMENTO CAPITAL III CORP.
382    AUP 7/2/2013 7.26 AURINIA PHARMACEUTICALS INC.
383    AUQ 2/22/2011 107 AURICO GOLD INC.
384    AUR 10/19/2009 0.08 AFFERRO MINING INC.
385    AUS.H 10/9/2009 0.01 AUSTPRO ENERGY CORP.
386    AUT 9/28/2009 0.26 SYMBILITY SOLUTIONS INC.
387    AUU 9/25/2009 0.91 AURA SILVER RESOURCES, INC.
388    AUV 9/28/2009 0.29 AUGYVA MINING RESOURCES INC.
389    AUZ.UN 4/1/2013 0.16 AUSTRALIAN BANC CAPITAL SEC TRU
390    AV.UN 4/1/2013 0.36 ASTON HILL ADV VIP INCOME FUND
391    AVA 8/9/2011 1.1 AURVISTA GOLD CORP.
392    AVC 9/20/2010 1.15 AMERICAN VANADIUM CORP.
393    AVD 2/4/2013 0.19 AVIDUS MANAGEMENT GROUP INC.
394    AVE 3/7/2012 0.96 PHOENIX OILFIELD HAULING INC.
395    AVF 9/20/2010 5.51 AVENEX ENERGY CORP.
396    AVG 11/25/2010 0.05 AVATAR ENERGY LTD.
397    AVK 9/29/2009 1.11 AVNEL GOLD MINING LTD.
398    AVL 9/25/2009 42 AVALON RARE METALS INC.
399    AVM 9/25/2009 19 AVARONE METALS INC.
400    AVN 3/19/2013 0.14 AVANTI ENERGY INC.
401    AVO 11/8/2011 48 AVIGILON CORP.
402    AVP 9/25/2009 0.58 AVCORP INDUSTRIES INC.
403    AVS.H 12/2/2009 0.02 AVA RESOURCES CORP.
404    AVT 9/25/2009 1.11 AVANTI MINING INC.
405    AVU 7/15/2010 0.44 AVRUPA MINERALS LTD.
406    AVV 2/4/2013 0.02 YALE RES LTD.
407    AVX 9/25/2009 0.34 ALTAIR GOLD INC.
408    AVZ 8/4/2010 0.35 AVALA RESOURCES LTD.
409    AW.UN 4/1/2013 3.26 A&W REVENUE ROYALTIES INCOME FUND
410    AWA.H 9/9/2013 0.04 ARROWHEAD WATER PRODUCTS LTD.
411    AWA 9/28/2010 0.06 ARROWHEAD WATER PRODUCTS LTD.
412    AWE.P 3/14/2012 0.01 THUNDERSTRUCK RESOURCES LTD.
413    AWE 5/12/2014 0.13 THUNDERSTRUCK RESOURCES LTD.
414    AWH 4/18/2011 0.18 ARROWHEAD GOLD CORP.
415    AWI 9/25/2009 0.09 ADVENT WIRELESS INC.
416    AWS 11/21/2011 0.1 ARROWSTAR RESOURCES LTD.
417    AX.UN 4/1/2013 59 ARTIS REAL ESTATE INVESTMENT TRUST
418    AXA.H 8/23/2016 0.11 AXIOS MOBILE ASSETS CORP.
419    AXA 2/29/2016 0.13 AXIOS MOBILE ASSETS CORP.
420    AXC.P 5/7/2012 0.01 ALEXANDRA CAPITAL CORP.
421    AXC 9/25/2009 0.01 ALEXANDRA CAPITAL CORP.
422    AXE 9/28/2009 0.61 ACCELEWARE LTD.
423    AXF.A 7/2/2015 0.01 FIRST ASSET DEX ALL CDA BD INDE
424    AXF 7/11/2012 0.01 FIRSTASSET DEX ALL CAN BOND BARBELL COMM
425    AXG 12/2/2013 0.03 ANTIPODES GOLD LTD.
426    AXI 9/25/2009 1.34 ADVANCED EXPLORATIONS INC.
427    AXIS 8/4/2016 0.08 AXIS AUTO FINANCE INC.
428    AXL 9/25/2009 4.99 ANDERSON ENERGY LTD.
429    AXM 9/25/2009 1.23 AXMIN INC.
430    AXN.H 1/29/2016 0.01 AIM EXPLORATIONS LTD.
431    AXN.P 10/16/2012 0.01 AIM EXPLORATIONS LTD COM NPV
432    AXQ 12/17/2012 0.61 AXE EXPLORATION INC.
433    AXR 9/25/2009 22 ALEXCO RESOURCE CORP.
434    AXS 8/4/2016 0.01 AXIS AUTO FINANCE INC.
435    AX-UN 4/1/2013 0.19 ARTIS REAL ESTATE INVESTMENT TRUST
436    AXV 9/20/2016 0.07 AXION VENTURES INC.
437    AXX 9/25/2009 1.87 AXIA NETMEDIA CORP.
438    AXY 1/24/2011 6.45 ALTERRA POWER CORP.
439    AYA 7/21/2010 84 AMAYA GAMING GROUP INC.
440    AYB.H 10/24/2014 0.01 AYUBOWAN CAPITAL LTD.
441    AYM 4/29/2015 0.06 ATALAYA MINING PLC
442    AYN 6/4/2012 0.13 ANTHEM RESOURCES INC.
443    AZ 9/25/2009 18 ARMISTICE RESOURCES CORP.
444    AZA 9/25/2009 0.79 AZABACHE ENERGY INC.
445    AZC 9/25/2009 21 AUGUSTA RESOURCE CORP.
446    AZH 12/10/2012 0.01 AZIMUTH RESOURCES LTD.
447    AZL 2/14/2012 0.01 AZUL VENTURES INC.
448    AZM 9/25/2009 0.77 AZIMUT EXPLORATION INC.
449    AZN.H 1/8/2016 0.01 ARCTURUS VENTURES INC.
450    AZN 9/30/2009 0.05 ARCTURUS VENTURES INC.
451    AZR 11/1/2011 0.09 AZUMAH RESOURCES LTD.
452    AZS 6/14/2016 0.47 ARIZONA SILVER EXPLORATION INC.
453    AZU 9/25/2009 0.17 AZURE RESOURCES CORPORATION.
454    AZX 9/25/2009 1.97 ALEXANDRIA MINERALS CORP.
455    AZZ 9/30/2009 0.2 AZARGA URANIUM CORP.
456    B 9/25/2009 0.17 BCM RESOURCES CORP.
457    BA 9/20/2010 54 BELL ALIANT REGIONAL COMM INC F
458    BAA 9/25/2009 55 BANRO CORP.
459    BAB.UN 4/2/2013 0.03 BUILD AMERICA INVESTMENT GRADE
460    BAD 9/20/2010 38 BADGER DAYLIGHTING LTD.
461    BAJ 9/25/2009 7.19 BAJA MINING CORP.
462    BAL.H 9/28/2009 0.03 BALTO RESOURCES LTD.
463    BAM.A 9/25/2009 354 BROOKFIELD ASSET MANAGEMENT INC.
464    BAM.PFA 3/13/2012 2.3 BROOKFIELD ASSET MGMT INC PREF
465    BAM.PFB 9/12/2012 1.79 BROOKFIELD ASSET MGMT INC PREF
466    BAM.PFC 11/27/2012 2.01 BROOKFIELD ASSET MGMT INC PREF
467    BAM.PFD 6/13/2013 1.5 BROOKFIELD ASSET MGMT INC PR SE
468    BAM.PFE 3/13/2014 1.05 BROOKFIELD ASSET MGMT PREF SERI
469    BAM.PFF 6/5/2014 1.18 BROOKFIELD ASSET MGMT INC PREF
470    BAM.PFG 10/8/2014 1.42 BROOKFIELD ASSET MGMT INC PREF
471    BAM.PFH 10/2/2015 0.57 BROOKFIELD ASSET MGT INC PREF S
472    BAM.PFI 11/18/2016 0.36 BROOKFIELD ASSET MANAGEMENT INC.
473    BAN 9/25/2009 1 BANNERMAN RESOURCES LTD.
474    BANK 4/7/2017 0.03 BMO GLB BANKS HGD TO CAD ETF
475    BAR 11/12/2010 5.59 BALMORAL RESOURCES LTD.
476    BAT 7/27/2010 2.55 BATERO GOLD CORP.
477    BAU 3/10/2011 2.68 BAUER PERFORMANCE SPORTS LTD.
478    BAV.H 1/16/2015 0.03 BRAVERN VENTURES LTD.
479    BAY 9/25/2009 0.41 ASTON BAY HOLDINGS LTD.
480    BB 10/15/2012 320 RESEARCH IN MOTION LTD.
481    BBB 12/7/2010 1.01 BRIXTON METALS CORP.
482    BBC.H 4/13/2017 0.01 BLACK BIRCH CAPITAL ACQ III CORP.
483    BBC.P 10/5/2009 0.01 OREMEX GOLD INC.
484    BBD.A 9/25/2009 8.52 BOMBARDIER INC.
485    BBD.B 9/25/2009 362 BOMBARDIER INC.
486    BBD-B 9/25/2009 2.14 BOMBARDIER INC.
487    BBI 11/10/2009 5.27 BLACKBIRD ENERGY INC.
488    BBL.A 9/29/2009 0.12 BRAMPTON BRICK LTD.
489    BBLS 8/23/2016 0.01 BOW ENERGY LTD.
490    BBM 9/24/2010 0.07 BRANDENBURG ENERGY CORP.
491    BBO 9/25/2009 0.9 BIG BANK BIG OIL SPLIT CORP.
492    BBR.H 11/2/2012 0.01 BIG BAR RESOURCES CORP.
493    BBS.H 12/3/2012 0.01 BLACK BULL RESOURCES INC.
494    BBT.P 4/19/2011 0.01 BLACK BIRCH CAPITAL ACQUISITION
495    BBU.UN 5/31/2016 4.89 BROOKFIELD BUSINESS PARTNERS LP
496    BC.P 5/12/2016 0.01 BRASSNECK CAPITAL CORP.
497    BCB 9/25/2009 69 COTT CORP.
498    BCC 10/28/2014 0.04 THE CANADIAN BIOCEUTICAL CORPOR
499    BCE 9/25/2009 548 BCE, INC.
500    BCF 9/25/2009 0.4 BUILDERS CAPITAL MORTGAGE CORP.
501    BCG 9/25/2009 0.67 BCGOLD CORP.
502    BCI 4/9/2010 0.37 NEW LOOK EYEWEAR INC.
503    BCK 7/5/2011 0.21 BLIND CREEK RESOURCES LTD.
504    BCM 9/25/2009 20 BEAR CREEK MINING CORP.
505    BCN 7/19/2010 0.99 BACANORA MINERALS LTD.
506    BCO 6/30/2010 0.01 BRITISH CONTROLLED OILFIELDS
507    BCP.H 10/26/2016 0.01 BROOME CAPITAL INC.
508    BCP.P 11/12/2012 0.01 BROOME CAPITAL INC.
509    BCR.H 11/29/2013 0.01 BLUEROCK VENTURES CORP.
510    BCR.P 8/30/2011 0.01 BLUEROCK VENTURES CORP.
511    BCT 12/3/2014 0.75 BRIACELL THERAPEUTICS CORP.
512    BCU.H 12/2/2015 0.05 BELL COPPER CORP.
513    BCU 9/25/2009 0.51 BELL COPPER CORP.
514    BDC 8/21/2014 0.01 BLACKEAGLE DEVELOPMENT CORP.
515    BDG 4/27/2012 0.1 BULLDOG EXPLORATIONS LTD.
516    BDI 1/6/2010 42 BLACK DIAMOND GROUP LTD.
517    BDT 9/20/2010 24 BIRD CONSTR INC.
518    BEA 9/25/2009 0.4 BELMONT RESOURCES INC.
519    BEAN 9/29/2016 0.1 PEEKABOO BEANS INC.
520    BED 8/25/2014 0.76 BEDROCAN CANNABIS CORP.
521    BEE 9/25/2009 0.62 BEE VECTORING TECHNOLOGIES INTERNATIONAL INC.
522    BEI.UN 4/1/2013 39 BOARDWALK REAL ESTATE INVESTMENT TRUST
523    BEK.B 10/5/2009 0.16 THE BECKER MILK COMPANY LTD.
524    BEL 9/25/2009 0.3 BELVEDERE RESOURCES LTD.
525    BEN.H 11/18/2016 0.01 BUTTE ENERGY INC.
526    BEN 9/25/2009 0.78 BUTTE ENERGY INC.
527    BEP.UN 4/1/2013 44 BROOKFIELD RENEWABLE ENERGY PAR
528    BER 10/29/2009 0.96 BE RESOURCES INC.
529    BET.H 5/3/2016 0.01 BETHPAGE CAPITAL CORP.
530    BET 6/28/2012 0.01 BETHPAGE CAPITAL CORP.
531    BEV.H 9/23/2013 0.16 BENEV CAPITAL INC.
532    BEV 9/25/2009 2.3 BENEV CAPITAL INC.
533    BEW.H 8/14/2015 0.01 BEWHERE HOLDINGS INC.
534    BEW 8/18/2015 0.88 BEWHERE HOLDINGS INC.
535    BEX 8/2/2012 0.42 BENTON RESOURCES INC.
536    BEY 1/12/2010 0.06 BLACKSTEEL ENERGY INC.
537    BEZ 11/23/2012 0.24 BESRA GOLD INC.
538    BFC 4/29/2011 0.02 BAIKAL FOREST CORP.
539    BFD 9/25/2009 1.7 BEAUFIELD RESOURCES, INC.
540    BFF 8/24/2015 0.47 NEVADA ENERGY METALS INC.
541    BFK.P 11/17/2014 0.01 BFK CAPITAL CORP.
542    BFM 5/22/2013 0.01 BLUEFIRE MINING CORP.
543    BFS 9/30/2009 0.01 BFS ENTERTAINMENT & MULTIMEDIA LTD.
544    BFT 8/19/2015 0.01 BIOFLEX TECHNOLOGIES INC.
545    BG 8/17/2011 0.62 BARISAN GOLD CORP.
546    BGA 12/9/2015 0.02 BIONEUTRA GLOBAL CORP.
547    BGC 1/6/2010 0.5 BRAZILIAN GOLD CORP.
548    BGD 7/9/2012 0.09 BULLION GOLD RESOURCES CORP.
549    BGE 12/11/2009 0.28 BISON GOLD RESOURCES INC.
550    BGF.P 3/27/2012 0.01 BIG FIVE CAPITAL CORP.
551    BGG 1/7/2011 0.05 BUCCANEER GOLD CORP.
552    BGI.UN 7/22/2013 4.48 BROOKFIELD GLBL INFRAS SEC INC.
553    BGL 9/28/2009 0.14 BANDERA GOLD LTD.
554    BGM 1/21/2010 6.35 BARKERVILLE GOLD MINES LTD.
555    BGS 12/15/2010 0.09 BAROYECA GOLD AND SILVER INC.
556    BHG 7/8/2013 0.02 BIRCH HILL GOLD CORP.
557    BHK.P 10/15/2013 0.01 BHK RESOURCES INC.
558    BHK 1/29/2015 0.02 BHK MINING CORP.
559    BHR 7/13/2012 0.12 BLACKHEATH RESOURCES INC.
560    BHS 8/26/2013 0.53 BAYHORSE SILVER INC.
561    BHT 8/7/2014 0.06 BRAVEHEART RESOURCES INC.
562    BHV 9/25/2009 1.04 BELLHAVEN COPPER & GOLD INC.
563    BHY.UN 4/1/2013 0.44 BROOKFIELD HIGH YLD STRATEGIC I
564    BI.UN 4/1/2013 0.12 BLOOM INC AND GROWTH CAD FUND
565    BIG.A 9/25/2009 0.14 TD BIG 8 SPLIT INC.
566    BIG.D 12/13/2013 0.08 BIG 8 SPLIT INC CLASS D
567    BIG-D 12/13/2013 0.06 BIG 8 SPLIT INC CLASS D
568    BIN 9/25/2009 82 PROGRESSIVE WASTE SOLUTIONS LTD.
569    BIO.H 11/10/2015 0.01 BIOSIGN TECHNOLOGIES INC.
570    BIO 9/24/2010 0.78 BIOSIGN TECHNOLOGIES INC.
571    BIP.UN 4/1/2013 43 BROOKFIELD INFRASTRUCTURE PARTNERS L.P.
572    BIR 9/25/2009 160 BIRCHCLIFF ENERGY LTD.
573    BIT 1/22/2010 0.05 BLACK ISLE RESOURCES CORP.
574    BK.RT 8/21/2014 0.02 CANADIAN BANC CORP RTS
575    BK 9/25/2009 1.33 CANADIAN BANC CORP.
576    BKD 9/14/2015 0.97 BREAKING DATA CORP.
577    BKI 3/29/2011 0.85 BLACK IRON INC COM NPV
578    BKL.F 7/26/2016 0.1 POWERSHARES SENIOR LOAN INDEX E
579    BKL 4/19/2012 0.24 POWERSHARES SENIOR LOAN CAD HDG ETF
580    BKM 9/25/2009 0.99 PACIFIC BOOKER MINERALS INC.
581    BKP 9/25/2009 0.26 C.A. BANCORP, INC.
582    BKR 8/17/2010 0.61 BERKWOOD RESOURCES LTD.
583    BKT 9/29/2009 1.27 BROOKEMONT CAPITAL INC.
584    BKX 9/25/2009 16 BNK PETROLEUM INC.
585    BLB.UN 4/1/2013 0.23 BLOOM SELECT INCOME FUND
586    BLC.P 12/28/2011 0.01 BLACK SPARROW CAPITAL CORP.
587    BLD 9/25/2009 33 BALLARD POWER SYSTEMS INC.
588    BLDP 7/12/2016 13 BALLARD POWER SYSTEMS INC.
589    BLF.UN 5/9/2013 0.02 BLF REAL ESTATE INVESTMENT TRUS
590    BLF 9/30/2009 0.03 CAPITAL BLF INC.
591    BLG 9/25/2009 0.27 BEAR LAKE GOLD LTD.
592    BLK 10/8/2010 0.1 BIRCH LAKE ENERGY INC.
593    BLL.H 4/27/2010 0.01 BALLYLIFFIN CAPITAL CORP.
594    BLM 4/9/2010 0.08 BLACK MARLIN ENERGY HOLDINGS LTD.
595    BLN 9/28/2009 0.25 BLACKLINE GPS CORP.
596    BLR 9/25/2009 0.18 BLACKHAWK RESOURCE CORP.
597    BLS 9/28/2009 0.16 BOLIDEN AB
598    BLT 9/25/2009 0.37 BRILLIANT RESOURCES INC.
599    BLU 9/25/2009 1.98 BELLUS HEALTH INC.
600    BLV 9/25/2009 0.19 BLACKSTONE VENTURES INC.
601    BLX.R 12/23/2016 0.1 BORALEX INC.
602    BLX 9/25/2009 28 BORALEX INC.
603    BM 9/25/2009 0.1 REBGOLD CORP.
604    BMA 8/22/2011 0.03 BAMA GOLD CORP.
605    BMC 7/12/2010 0.24 BUCHANS MINERALS CORP.
606    BME 9/29/2015 0.43 BARSELE MINERALS CORP.
607    BMG 9/25/2009 0.33 BATTLE MOUNTAIN GOLD INC.
608    BMK 9/25/2009 1.33 MACDONALD MINES EXPLORATION LTD.
609    BML 9/25/2009 0.38 BARKER MINERALS LTD.
610    BMM 8/24/2015 0.02 BLACK MAMMOTH METALS CORP.
611    BMN.A 9/29/2009 0.01 BEAUMONT SELECT CORPORATIONS INC.
612    BMO 9/25/2009 632 BMO GUARDIAN ASSET ALLOCATION SERIES T5
613    BMR.H 4/9/2010 0.01 BRADMER PHARMACEUTICALS INC.
614    BMW 9/30/2009 0.09 BRAND MARVEL WORLDWIDE CONSUMER PRODUCTS CORP.
615    BN.H 9/21/2012 0.01 BLUENOSE GOLD CORP.
616    BNB 9/25/2009 0.07 BAM INVESTMENTS CORP.
617    BNC 9/25/2009 2.1 BIONICHE LIFE SCIENCES INC.
618    BND 10/28/2015 0.13 PURPOSE TACTICAL INVT GRADE BOND ETF
619    BNE 9/25/2009 38 BONTERRA ENERGY CORP.
620    BNG.RT 12/5/2016 0.01 BENGAL ENERGY LTD.
621    BNG 9/25/2009 1.12 BENGAL ENERGY LTD.
622    BNK 9/25/2009 177 BANKERS PETROLEUM LTD.
623    BNL.P 11/15/2012 0.01 BRANCO RESOURCES LTD.
624    BNP 9/20/2010 167 BONAVISTA ENERGY CORP.
625    BNR 11/18/2009 0.13 BRIONOR RESOURCES INC.
626    BNS 9/25/2009 785 THE BANK OF NOVA SCOTIA
627    BNT.H 4/15/2013 0.01 BLUE NOTE MINING INC.
628    BNT 9/25/2009 0.59 BLUE NOTE MINING INC.
629    BNX.A 9/30/2009 0.09 BNP RESOURCES INC.
630    BNZ.H 11/25/2011 0.01 BENZAI CAPITAL CORP.
631    BOB.H 4/25/2016 0.01 GLOBAL HUNTER CORP.
632    BOB 10/19/2009 0.31 GLOBAL HUNTER CORP.
633    BOC 6/9/2014 0.5 ATHABASCA URANIUM INC.
634    BOE 9/25/2009 15 AMERICAS PETROGAS, INC.
635    BOL 9/28/2009 0.27 BOLD VENTURES INC.
636    BON 2/9/2010 0.03 BONAPARTE RESOURCES INC.
637    BOR 9/24/2010 0.94 BORDER PETROLEUM CORP.
638    BOS 9/28/2009 5.9 AIRBOSS OF AMERICA CORP.
639    BOT 7/4/2011 0.04 BOTANECO CORP.
640    BOV.H 9/25/2009 0.02 BI-OPTIC VENTURES INC.
641    BOW 9/25/2009 0.33 BOWMORE EXPLORATION LTD.
642    BOX.UN 4/1/2013 3.53 BROOKFIELD CANADA OFFICE PROPERTIES
643    BOY 9/28/2009 0.34 BOYUAN CONSTRUCTION GROUP, INC.
644    BOZ.H 7/20/2015 0.06 BANKS ISLAND GOLD LTD.
645    BOZ 10/28/2011 0.52 BANKS ISLAND GOLD LTD.
646    BP.H 2/6/2012 0.07 BELLA RESOURCES INC.
647    BPC 9/29/2009 0.05 BLACK PANTHER MINING CORP.
648    BPE 4/16/2013 0.32 BRIGHTPATH EARLY LEARNING INC.
649    BPF.UN 4/1/2013 5.25 BOSTON PIZZA ROYALTIES INCOME FUND
650    BPL 10/5/2011 0.11 BLUEDROP PERFORMANCE LEARNING I
651    BPM 9/25/2009 0.24 BRALORNE GOLD MINES LTD.
652    BPO 9/25/2009 113 BROOKFIELD OFFICE PROPERTIES INC.
653    BPU 10/7/2009 0.05 BOSS POWER CORP.
654    BPY.UN 4/1/2013 36 BROOKFIELD PROPERTY PARTNERS LP
655    BQE.RT 12/27/2013 0.01 BIOTEQ ENVIRONMENTAL TECH INC R
656    BQE 9/25/2009 1.21 BIOTEQ ENVIRONMENTAL TECHNOLOGIES INC.
657    BR 9/20/2010 0.56 BIG ROCK BREWERY INC.
658    BRA 11/2/2012 0.1 BRADES RESOURCE CORP.
659    BRB 9/25/2009 1.4 BRICK BREWING CO. LTD.
660    BRC 2/1/2016 0.09 BLACKROCK GOLD CORP.
661    BRD 7/12/2010 12 BRIGUS GOLD CORP.
662    BRE 9/20/2010 2.07 BROOKFIELD REAL ESTATE SERVICES
663    BRG.H 3/16/2017 0.01 BRIGADIER GOLD LTD.
664    BRG 9/25/2009 0.14 BRIGADIER GOLD LTD.
665    BRI 5/16/2011 5.21 BRAZIL RESOURCES INC.
666    BRIO 12/28/2016 0.66 BRIO GOLD INC.
667    BRK 9/20/2010 2.46 THE BRICK LTD.
668    BRL 9/29/2009 0.04 BEARCLAW CAPITAL CORP.
669    BRM 9/29/2009 0.18 BIOREM INC.
670    BRO.H 3/19/2013 0.01 BARKSDALE CAPITAL CORP.
671    BRP 4/1/2011 2.74 BROOKFIELD RESIDENTIAL PROPERTI
672    BRR 9/25/2009 0.14 BRITANNICA RESOURCES CORP.
673    BRS 9/25/2009 0.29 BRS RESOURCES LTD.
674    BRU 9/30/2009 0.48 CANADA CARBON INC.
675    BRV.H 8/15/2011 0.01 BRS VENTURES LTD.
676    BRV 2/12/2016 0.01 BRS VENTURES LTD.
677    BRX 10/8/2010 0.09 BRIXTON ENERGY CORP.
678    BRY 9/30/2009 0.73 BRI CHEM CORP.
679    BRZ 6/10/2011 0.78 BEARING RESOURCES LTD.
680    BSC 9/25/2009 0.29 BNS SPLIT CORP II UNIT
681    BSD.UN 4/1/2013 0.1 BROOKFIELD SOUNDVEST SPLIT TRUS
682    BSE.UN 4/1/2013 0.13 BROOKFIELD SOUNDVEST EQUITY FUN
683    BSG.H 2/10/2015 0.01 BLACK SPRINGS CAPITAL CORP.
684    BSG.P 4/13/2012 0.01 BLACK SPRINGS CAPITAL CORP.
685    BSH 10/7/2009 0.06 BAYSHORE PETROLEUM CORP.
686    BSI 1/29/2016 0.03 BLUE SKY ENERGY INC.
687    BSK 9/25/2009 1.34 BLUE SKY URANIUM CORP.
688    BSO.UN 5/23/2014 0.85 BROOKFIELD SELECT OPPORTUNITIES
689    BSP.H 12/2/2015 0.01 BIG SKY PETROLEUM CORP.
690    BSP 8/8/2011 0.66 BIG SKY PETROLEUM CORP.
691    BSR 9/19/2011 0.16 BLUESTONE RESOURCES INC.
692    BST.P 2/7/2012 0.01 BOOST CAPITAL CORP.
693    BSV.H 10/21/2014 0.01 BOLD STROKE VENTURES INC.
694    BSV.P 2/27/2012 0.01 BOLD STROKE VENTURES INC COM NP
695    BSX 7/12/2010 12 BELO SUN MINING CORP.
696    BT 3/14/2011 0.18 BONNETTS ENERGY CORP.
697    BTB.UN 4/1/2013 5.54 BTB REIT UNITS
698    BTC 9/25/2009 1.07 BENTON CAPITAL CORP.
699    BTE.R 2/25/2014 2.61 BAYTEX ENERGY CORP SUB RECEIPTS
700    BTE 9/20/2010 370 BAYTEX ENERGY CORP.
701    BTI 9/25/2009 1.55 BIOASIS TECHNOLOGIES INC.
702    BTL 5/19/2015 3.99 NORTHERN ASPECT RESOURCES LTD.
703    BTM.H 1/14/2010 0.01 BITUMEN CAPITAL INC.
704    BTO 9/25/2009 249 B2GOLD CORP.
705    BTR 9/25/2009 2.91 BONTERRA RESOURCES INC.
706    BTRU 3/14/2017 0.23 BETTERU EDUCATION CORP.
707    BTT 9/25/2009 0.62 BITTERROOT RESOURCES LTD.
708    BTU.H 7/2/2013 0.01 BTU CAPITAL CORP.
709    BTV 9/28/2009 0.08 BLUERUSH MEDIA GROUP CORP.
710    BU.RT 2/14/2014 0.08 BURCON NUTRASCIENCE CORP RTS
711    BU.RTA 4/7/2015 0.02 BURCON NUTRASCIENCE CORP RTS
712    BU 9/25/2009 3.08 BURCON NUTRASCIENCE CORP.
713    BUA.UN 4/1/2013 0.26 BLOOM US INCOME AND GROWTH FUND
714    BUC 9/25/2009 0.04 BUCKING HORSE ENERGY INC.
715    BUD 2/2/2012 0.55 SATORI RESOURCES INC.
716    BUF 3/31/2014 0.05 BUFFALO COAL CORP.
717    BUI 9/25/2009 0.19 BUHLER INDUSTRIES INC.
718    BUL.P 4/18/2011 0.01 BULLMAN VENTURES INC COM NPV
719    BUL 9/5/2013 0.02 BULLMAN MINERALS INC.
720    BUS 12/20/2013 4.17 GRANDE WEST TRANSPORTATION GROU
721    BV.H 10/6/2009 0.01 BLUE VISTA TECHNOLOGIES, INC.
722    BVA 7/12/2010 0.49 BRAVADA GOLD CORP.
723    BVD.UN 12/9/2013 0.09 BOULEVARD INDUSTRIAL REIT
724    BVE.H 2/10/2016 0.01 BURNSTONE VENTURES INC.
725    BVE 4/5/2012 0.05 BURNSTONE VENTURES INC.
726    BVI 7/31/2012 0.02 BELLAIR VENTURES INC.
727    BVL 12/20/2012 0.04 BRAEVAL MINING CORP.
728    BVO 9/30/2009 0.21 BEVO AGRO INC.
729    BVQ 7/4/2011 0.03 BRAVURA VENTURES CORP.
730    BW 5/30/2011 0.04 BROOKWATER VENTURES INC.
731    BWI.UN 4/1/2013 0.06 LEGG MASON BW INVEST GRADE FOCU
732    BWN 9/25/2009 1.54 BROWNSTONE ENERGY INC.
733    BWR 9/25/2009 11 BLACK WIDOW RESOURCES INC.
734    BWV 2/24/2010 0.01 IPATH CBOE SP 500 BUY WRITE IND
735    BX 4/9/2010 0.3 BIOX CORP.
736    BXE 11/5/2009 106 BELLATRIX EXPLORATION LTD.
737    BXF.A 7/2/2015 0.01 FIRST ASSET 1 TO 5 YR LAD GOV B
738    BXF 6/11/2013 0.18 FIRST ASSET 1 TO 5 YR LAD GOV S
739    BXI 9/25/2009 13 BIOEXX SPECIALTY PROTEINS LTD.
740    BXO 5/21/2015 2.03 BOULDER ENERGY LTD.
741    BXR 8/26/2011 0.61 BLUE RIVER RESOURCES LTD.
742    BXV 3/2/2011 0.03 BEATRIX VENTURES INC.
743    BXX 9/25/2009 0.58 BOXXER GOLD CORP.
744    BYD.UN 4/1/2013 9.26 BOYD GROUP INCOME FUND
745    BYL 11/27/2013 0.69 BAYLIN TECHNOLOGIES INC.
746    BYM.H 6/5/2012 0.03 BAYMOUNT INC.
747    BYN.P 1/27/2011 0.01 BANYAN COAST CAPITAL CORP.
748    BYN 2/6/2013 0.13 BANYAN GOLD CORP.
749    BYU 1/7/2010 0.65 BAYSWATER URANIUM CORP.
750    BYV 10/7/2009 2.75 BAYFIELD VENTURES CORP.
751    BZ.H 5/17/2016 0.01 BENZ MINING CORP.
752    BZ.P 9/20/2012 0.01 BENZ CAP CORP COM NPV
753    BZ 4/16/2013 0.08 BENZ CAPITAL CORP.
754    BZA 9/25/2009 1.65 AMERICAN BONANZA GOLD CORP.
755    BZZ.H 2/7/2013 0.01 BUZZ TELECOMMUNICATIONS SERVICE
756    BZZ 9/25/2009 0.04 BUZZ TELECOMMUNICATIONS SERVICES INC.
757    C 9/25/2009 0.34 CELESTE MINING CORP.
758    CA.H 8/16/2016 0.01 CATALINA GOLD CORP.
759    CA 9/25/2009 0.27 ANGEL GOLD CORP.
760    CAA 9/25/2009 1.76 CALLINAN ROYALTIES CORP.
761    CAB.A 11/20/2009 0.03 ISHARES ADV CDN BOND FD ADVISOR
762    CAB 11/19/2009 0.52 ISHARES ADVANTAGED CANADIAN BOND COMM
763    CAC 2/25/2014 0.57 CANAMAX ENERGY LTD.
764    CAD 10/12/2010 1.15 COLONIAL COAL INTERNATIONAL CORP.
765    CAE 9/25/2009 157 CAE INC.
766    CAF 9/25/2009 0.13 CANAF GROUP, INC.
767    CAG.UN 4/2/2013 0.21 COXE GLOBAL AGRIBUSINESS INCOME
768    CAH.UN 4/1/2013 0.08 CANADIAN HIGH YIELD FOCUS FUND
769    CAK.H 1/25/2017 0.01 CAPRICORN BUSINESS ACQUISITIONS INC.
770    CAL 9/25/2009 1.54 CALEDONIA MINING CORP.
771    CAM 9/25/2009 18 CANAM GROUP INC.
772    CAN 9/25/2009 15 HORIZONS CANADIAN DOLLAR CURRENCY ETF
773    CANB.P 3/10/2017 0.02 CANADABIS CAPITAL INC.
774    CAND 6/24/2016 0.04 CANDELARIA MINING CORP.
775    CANX 10/12/2016 0.04 CANEX METALS INC.
776    CAO 4/10/2015 1.42 CARA OPERATIONS LTD.
777    CAP 3/9/2011 0.2 CASTLE PEAK MINING LTD.
778    CAR.UN 4/1/2013 60 CANADIAN APARTMENT PROPERTIES REIT
779    CARA 5/16/2016 2.81 CARA OPERATIONS LTD.
780    CAS 9/25/2009 48 CASTLEROCK BALANCED GROWTH PTF B
781    CAT 9/25/2009 0.19 CHIMATA GOLD CORP.
782    CAU.H 10/5/2009 0.01 CHINA GOLDCORP LTD.
783    CAV.P 3/7/2012 0.01 CHELSEA ACQUISITION CORP COM NP
784    CAV 9/28/2009 0.23 CAMROVA RESOURCES INC.
785    CAW.P 12/4/2012 0.01 CROWSNEST ACQUISITION CORP.
786    CAX 9/25/2009 0.48 CANDAX ENERGY INC.
787    CAY 4/9/2010 0.41 CACHE EXPLORATION INC.
788    CAZ 10/1/2009 0.66 CAZA OIL & GAS, INC.
789    CBA 9/28/2009 0.16 CHAMPION BEAR RESOURCES LTD.
790    CBB.A 5/20/2015 0.01 FIRST ASSET CORE BALANCED ETF A
791    CBB 2/19/2015 0.01 FIRST ASSET CORE BALANCED ETF
792    CBB.UN 4/1/2013 0.06 COPERNICAN BRITISH BANKS FUND
793    CBC 9/29/2009 0.07 CENTRAL RESOURCES CORP.
794    CBD.A 9/25/2009 0.07 ISHARES BALANCED INCOME CORE FU
795    CBD 9/25/2009 0.65 ISHARES BALANCED INC COREPORTFOLIO COMM
796    CBE 9/25/2009 0.39 CABO DRILLING CORP.
797    CBF 12/19/2012 0.17 CANBANC 8 INCOME CORP.
798    CBG 9/25/2009 0.3 CHIBOUGAMAU INDEPENDENT MINES I
799    CBH.A 10/25/2011 0.01 ISHARES 1-10 YR LADDERED CORP B
800    CBH 10/20/2009 0.56 ISHARES 1-10 YEAR LADDERED CORP BD COMM
801    CBI 9/25/2009 0.24 COLIBRI RESOURCE CORP.
802    CBJ 11/2/2010 2.33 CB GOLD INC.
803    CBL 4/23/2014 9.34 CALLIDUS CAPITAL CORP.
804    CBM.H 9/25/2009 0.03 CBD MED RESEARCH CORP.
805    CBN.A 9/28/2009 0.05 ISHARES BALANCED GROWTH CORE FU
806    CBN 9/25/2009 0.39 ISHARES BALANCED GR COREPORTFOLIO COMM
807    CBO.A 9/25/2009 0.5 ISHARES 1-5YR LADDERED CORP. BO
808    CBO 9/25/2009 9.8 ISHARES 1-5 YEAR LADDERED CORP BD COMM
809    CBQ.A 9/25/2009 0.17 ISHARES BRIC FD AC
810    CBQ 9/25/2009 3.5 ISHARES BRIC INDEX COMM
811    CBR.A 10/14/2010 0.02 ISHARES BROAD COMMODITY INDEX F
812    CBR 10/13/2010 0.56 ISHARES BROAD COMMODITY (CAD-HDG) COMM
813    CBS 9/25/2009 0.44 BARD VENTURES LTD.
814    CBT.UN 11/25/2016 0.01 JUNE 2020 CORPORATE BOND TRUST
815    CBU 9/25/2009 0.1 FIRST ASSET CANBANC SPLIT CORP.
816    CBV 9/25/2009 0.06 COBRA VENTURE CORP.
817    CBW 9/28/2009 15 COPERNICAN WORLD BANKS SPLIT IN
818    CBX 9/25/2009 1.08 CORTEX BUSINESS SOLUTIONS INC.
819    CBY 9/25/2009 0.35 CANADA BREAD COMPANY LTD.
820    CC.H 1/9/2014 0.01 CASCADE RESOURCES LTD.
821    CC 9/30/2009 0.09 CASCADE RESOURCES LTD.
822    CCA 9/25/2009 34 COGECO CABLE INC.
823    CCB 10/1/2009 1.92 CANADA CARBON INC.
824    CCC 2/6/2012 0.52 CORNERSTONE METALS INC.
825    CCD 9/25/2009 0.6 CASCADERO COPPER CORP.
826    CCE 9/25/2009 2.7 COMMERCE RESOURCES CORP.
827    CCF 9/28/2009 0.14 COBALT COAL LTD.
828    CCH 5/20/2011 0.18 C2C INDUSTRIAL PROPERTIES INC.
829    CCI.UN 4/1/2013 0.48 CANADIAN CONVERTIBLES PLUS FUND
830    CCK 2/29/2012 0.18 CANADA COAL INC.
831    CCL.A 11/6/2009 0.05 CCL INDUSTRIES INC.
832    CCL.B 9/25/2009 43 CCL INDUSTRIES INC.
833    CCM 9/25/2009 0.96 CANARC RESOURCE CORP.
834    CCN.P 5/25/2016 0.01 CORTINA CAPITAL CORP.
835    CCN 9/25/2009 0.55 CONCORDIA RESOURCE CORP.
836    CCO 9/25/2009 454 CAMECO CORP.
837    CCP.H 5/30/2013 0.01 CARDINAL CAPITAL PARTNERS INC.
838    CCR 10/9/2009 0.06 CASCADIA RESOURCES INC.
839    CCT 3/19/2012 73 CATAMARAN CORP.
840    CCU 9/18/2012 0.08 COLUMBUS COPPER CORP.
841    CCV 9/28/2009 0.39 COUNTERPATH CORP.
842    CCW.H 11/13/2013 0.01 CCT CAPITAL LTD.
843    CCW 10/30/2009 0.46 CCT CAPITAL LTD.
844    CCX 5/12/2015 0.35 CANADIAN CRUDE OIL INDEX ETF
845    CCY 2/2/2010 0.86 CATALYST COPPER CORP.
846    CCZ 9/25/2009 0.43 CRITICALCONTROL SOLUTIONS CORP.
847    CD 9/25/2009 0.45 CANTEX MINE DEVELOPMENT CORP.
848    CDA 9/25/2009 0.24 CANUC RESOURCES CORP.
849    CDB 9/25/2009 1.55 PETRO ONE ENERGY CORP.
850    CDC 9/25/2009 0.27 CADILLAC VENTURES INC.
851    CDD.UN 4/2/2013 0.07 CORE CANADIAN DIVIDEND TRUST
852    CDE 12/16/2009 0.15 CHALLENGER DEEP RESOURCES CORP.
853    CDG 1/5/2010 0.65 CANDENTE GOLD CORP.
854    CDH 9/25/2009 6.49 CORRIDOR RESOURCES INC.
855    CDI 10/1/2009 13 CANELSON DRILLING INC.
856    CDL.A 9/25/2009 0.88 CORBY DISTILLERIES LTD.
857    CDL.B 9/25/2009 0.31 CORBY DISTILLERIES LTD.
858    CDM 9/25/2009 7.49 COEUR D'ALENE MINES CORP.
859    CDN 10/2/2009 0.1 CANADREAM CORP.
860    CDQ.H 9/29/2009 0.01 CHALLENGER DEVELOPMENT CORP.
861    CDT.P 7/5/2011 0.01 CREDENT CAPITAL CORP.
862    CDU 9/25/2009 3.7 CARDERO RESOURCE CORP.
863    CDV 9/25/2009 9.17 COM DEV INTERNATIONAL LTD.
864    CDW.UN 4/1/2013 0.01 CANADIAN WIRELESS TRUST
865    CDX.H 12/14/2015 0.01 CASSIDY GOLD CORP.
866    CDX 9/25/2009 0.08 CASSIDY GOLD CORP.
867    CDZ.A 9/25/2009 0.48 ISHARES SP TSX CDN DIVIDEND IDX
868    CDZ 9/25/2009 11 ISHARES S&P TSX CAN DIV ARISTOCRATS COMM
869    CE 9/25/2009 0.62 CANADA ENERGY PARTNERS, INC.
870    CEA 9/9/2015 0.26 CERUS ENERGY GROUP LTD.
871    CEB 4/9/2013 0.52 CEIBA ENERGY SERVICES INC.
872    CEC 9/25/2009 0.56 LYXOR ETF EASTERN EUROPE A
873    CED.A 7/14/2015 0.01 FIRST ASSET CORE CDN EQUITY ETF
874    CED 9/25/2009 0.21 FIRST ASSET CORE CDN EQUITY ETF
875    CEE 9/25/2009 38 CENTAMIN PLC
876    CEF.A 9/25/2009 29 CENTRAL FUND OF CANADA LTD.
877    CEF.U 4/1/2013 0.07 CENTRAL FUND OF CANADA LTD., CL
878    CEG 12/20/2010 0.25 CERRO GRANDE MINING CORP.
879    CEI 3/15/2011 0.12 CARMEN ENERGY INC.
880    CEK.H 11/29/2013 0.01 CASPIAN ENERGY INC.
881    CEK 9/25/2009 0.43 CASPIAN ENERGY INC.
882    CEL.H 4/7/2015 0.01 COLUMBUS ENERGY LTD.
883    CEL 9/25/2009 0.08 COLUMBUS ENERGY LTD.
884    CEM 9/25/2009 0.93 CONSTANTINE METAL RESOURCES LTD.
885    CEN 9/25/2009 29 COASTAL ENERGY COMPANY
886    CEO.H 10/6/2009 0.01 CLYDESDALE RESOURCES INC.
887    CEP.P 4/22/2014 0.01 CLIFFSIDE CAPITAL LTD.
888    CEP 7/13/2016 0.01 CLIFFSIDE CAPITAL LTD.
889    CERV 8/8/2016 0.44 CERVUS EQUIPMENT CORP.
890    CES.A 2/4/2015 0.01 FIRST ASSET CORE US EQUITY ETF
891    CES.B 2/4/2015 0.03 FIRST ASSET CORE US EQUITY ETF
892    CES.D 10/6/2015 0.01 FIRST ASSET CORE US EQUITY ETF
893    CES 1/22/2015 0.03 FIRST ASSET CORE US EQUITY ETF
894    CES.U 9/12/2016 0.01 FIRST ASSET CORE US EQUITY ETF
895    CES.V 3/20/2015 0.01 FIRST ASSET CORE US EQUITY USD
896    CET 12/23/2009 6.38 CATHEDRAL ENERGY SERVICES LTD.
897    CEU 1/6/2010 96 CANADIAN ENERGY SERVICES & TECHNOLOGY CORP.
898    CEV 10/19/2010 1.47 CAP-EX VENTURES LTD.
899    CEW.A 9/25/2009 0.49 ISHARES EQUAL WEIGHT BANC FD AC
900    CEW 9/25/2009 1.23 ISHARES EQUAL WEIGHT BANC & LIFECO COMM
901    CEX 9/25/2009 1.11 CONTACT EXPLORATION, INC.
902    CEY.H 3/10/2014 0.01 CENTURY ENERGY LTD.
903    CEY 10/1/2009 0.07 CENTURY ENERGY LTD.
904    CEZ 7/12/2010 0.74 CALMENA ENERGY SERVICES INC.
905    CF 12/4/2009 53 CANACCORD FINANCIAL INC.
906    CFA.H 2/13/2012 0.02 CLEARFRAME SOLUTIONS CORP.
907    CFB.H 3/28/2016 0.01 CHIEFTAIN METALS CORP.
908    CFB 12/22/2010 0.2 CHIEFTAIN METALS INC.
909    CFF 7/13/2010 1.77 CONIFEX TIMBER INC.
910    CFI 10/6/2009 0.24 CANADA FLUORSPAR INC.
911    CFL 6/14/2011 0.87 CERF INC.
912    CFM 9/25/2009 1.01 CONFEDERATION MINERALS LTD.
913    CFN 9/12/2011 4.68 CARFINCO FINANCIAL GROUP INC.
914    CFO 9/25/2009 1.96 CLIFTON STAR RESOURCES, INC.
915    CFP 9/25/2009 117 CANFOR CORP.
916    CFW 9/25/2009 110 CALFRAC WELL SERVICES LTD.
917    CFX 1/6/2011 17 CANFOR PULP INCOME FUND
918    CFY 9/25/2009 0.34 CHANGFENG ENERGY INC.
919    CG.R 7/20/2016 0.28 CENTERRA GOLD INC SUB RCPTS
920    CG 9/25/2009 236 CENTERRA GOLD INC.
921    CGC 9/25/2009 38 CAPITAL GOLD CORP.
922    CGD 9/30/2009 0.26 CARLIN GOLD CORP.
923    CGE 9/25/2009 0.81 COREX GOLD CORP.
924    CGG 7/12/2010 86 CHINA GOLD INTERNATIONAL RESOURCES CORP LTD.
925    CGH.H 3/19/2013 0.01 CABIA GOLDHILLS INC.
926    CGH 11/23/2011 0.05 CABIA GOLDHILLS INC.
927    CGI 9/25/2009 1.6 CANADIAN GENERAL INVESTMENTS UNIT
928    CGJ 6/29/2011 0.79 CARLISLE GOLDFIELDS LTD.
929    CGL.C 4/8/2011 0.62 ISHARES GOLD BULLION FUND NON
930    CGL 2/16/2010 11 ISHARES GOLD BULLION FUND (CAD-HEDGED)
931    CGM 12/24/2012 0.21 CALIFORNIA GOLD MINING INC.
932    CGO 9/25/2009 4.71 COGECO INC.
933    CGP 9/25/2009 1.73 CORNERSTONE CAPITAL RESOURCES INC.
934    CGQ.E 9/25/2009 0.19 CAPITAL GAINS EQ
935    CGQ 9/25/2009 0.08 CAPITAL GAINS YLD
936    CGR.A 10/26/2009 0.08 ISHARES GLOBAL REAL ESTATE IDX
937    CGR 9/25/2009 1.67 ISHARES GLOBAL REAL ESTATE INDEX COMM
938    CGT 9/28/2009 2.43 COLUMBUS GOLD CORP.
939    CGW 12/6/2010 0.25 CORAZON GOLD CORP.
940    CGX 9/20/2010 61 CINEPLEX INC.
941    CGY 10/13/2015 0.59 CALIAN GROUP LTD.
942    CH 7/12/2010 0.04 URBAN SELECT CAPITAL CORP.
943    CHB.A 1/11/2010 0.2 ISHARES ADVANTAGED HY BOND FUND
944    CHB 1/11/2010 3.76 ISHARES ADVANTAGED U.S. HY BOND COMM
945    CHC.P 10/9/2009 0.01 CHC REALTY CAPITAL CORP.
946    CHC 12/20/2013 0.07 CHC REALTY CAPITAL CORP.
947    CHE.R 1/27/2017 0.33 CHEMTRADE LOGISTICS INC FD SUB
948    CHE.UN 4/1/2013 22 CHEMTRADE LOGISTICS INCOME FUND
949    CHH.NT 9/21/2012 0.1 CENTRIC HEALTH CORP 6.75 PCT DE
950    CHH 9/25/2009 2.53 CENTRIC HEALTH CORP.
951    CHI.A 8/25/2010 0.01 ISHARES CHINA ALL CAP INDEX FD
952    CHI 8/5/2010 0.28 ISHARES CHINA ALL-CAP INDEX COMM
953    CHK.P 10/24/2014 0.01 CAMPAR CAPITAL CORP.
954    CHL 12/30/2013 0.35 CHAPARRAL GOLD CORP.
955    CHM 9/25/2009 7.55 CHAMPION IRON MINES LTD.
956    CHN 9/25/2009 0.31 CHINA EDUCATION RESOURCES, INC.
957    CHO 10/25/2010 0.23 CHINA HEALTH LABS AND DIAGNOSTI
958    CHP.UN 7/5/2013 17 CHOICE PROPERTIES REIT
959    CHQ 8/23/2011 0.16 CARRUS CAPITAL CORP.
960    CHR.A 1/4/2011 2.02 CHORUS AVIATION INC CL A
961    CHR.B 9/20/2010 32 CHORUS AVIATION INC CL B
962    CHR 11/30/2015 22 CHORUS AVIATION INC.
963    CHU 9/25/2009 0.75 CHANNEL RESOURCES LTD.
964    CHW 9/20/2010 2.92 CHESSWOOD INC FD
965    CHX 9/25/2009 0.41 CHARGER ENERGY CORP.
966    CHY.H 2/20/2014 0.01 CYPRESS HILLS RESOURCE CORP.
967    CHY 11/18/2009 0.02 CYPRESS HILLS RESOURCES CORP.
968    CI.H 3/10/2014 0.01 STEM 7 CAPITAL INC.
969    CI 9/25/2009 0.07 CANADA GOLD CORPORATION.
970    CIA 3/31/2014 3.19 CHAMPION IRON LTD.
971    CIC 9/24/2010 1.55 CI SELECT CANADIAN EQUITY MGD CORP CL Y
972    CID 9/29/2009 0.03 CICADA VENTURES LTD.
973    CIE.A 9/25/2009 0.11 ISHARES INTL FUNDAMENTAL INDEX
974    CIE 9/25/2009 2.26 ISHARES INTERNATIONAL FUNDAMENTAL COMM
975    CIF.A 9/25/2009 0.1 ISHARES GLOBAL INFRASTRUCTURE I
976    CIF 9/25/2009 0.79 ISHARES GLOBAL INFRASTRUCTURE COMM
977    CIG 5/27/2015 5.62 COLLIERS INTERNATIONAL GROUP INC.
978    CIGI 5/9/2016 7.58 COLLIERS INTERNATIONAL GROUP INC.
979    CII.H 9/19/2016 0.01 CORPORATE CATALYST ACQUISITION
980    CII.P 4/19/2013 0.01 CORPORATE CATALYST ACQUISITION
981    CIL 9/28/2009 0.1 CANOEL INTERNATIONAL ENERGY LTD.
982    CIN 9/29/2010 0.97 CANADIAN INTL MINERALS INC.
983    CIO 1/21/2010 0.16 CENTRAL IRON ORE LTD.
984    CIP.H 1/5/2015 0.11 CANADIAN INTERNATIONAL PHARMA C
985    CIP.UN 4/1/2013 0.01 CI MASTER LP
986    CIQ.UN 4/1/2013 0.31 CANADIAN HIGH INCOME EQUITY FUN
987    CIR 9/25/2009 0.1 COPERNICAN INTL. FIN SPLIT CORP.
988    CIT.H 10/7/2014 0.03 CR CAPITAL CORP.
989    CIW.UN 4/3/2013 0.01 COPERNICAN WORLD FIN. INFRASTRU
990    CIX 9/25/2009 139 CI FINANCIAL CORP.
991    CJ.R 10/6/2015 0.16 CARDINAL ENERGY LTD SUB RECEIPT
992    CJ 12/17/2013 56 CARDINAL ENERGY LTD.
993    CJC 9/28/2009 1.03 CANADA STRATEGIC METALS, INC.
994    CJO 12/10/2010 0.19 CERRO RESOURCES NL
995    CJP.A 9/30/2009 0.02 ISHARES JAPAN FUND IDX CAD HEDG
996    CJP 9/25/2009 2.06 ISHARES JAPAN FUNDAMENTAL (CAD-HDG) COMM
997    CJR.B 9/25/2009 91 CORUS ENTERTAINMENT INC.
998    CJR.R 2/3/2016 0.48 CORUS ENTERTAINMENT INC SUB REC
999    CJT.A 2/15/2011 0.04 CARGOJET INC. VARIABLE VOTING S
1000    CJT 1/6/2011 4.3 CARGOJET INC.
1001    CJX.P 2/8/2012 0.01 CAYMUS RESOURCES INC COM NPV
1002    CKB 8/17/2010 0.32 CALICO RESOURCES CORP.
1003    CKC.H 1/13/2014 0.01 CRICKET RESOURCES INC.
1004    CKC 7/13/2010 0.01 CRICKET RESOURCES INC.
1005    CKE 7/12/2010 7.56 CHINOOK ENERGY INC.
1006    CKG 9/25/2009 2.68 CHESAPEAKE GOLD CORP.
1007    CKI 9/25/2009 1.39 CLARKE INC.
1008    CKK 9/25/2009 0.41 CORDY OILFIELD SERVICES INC.
1009    CKR 9/29/2009 0.66 CARIBOU KING RESOURCES LTD.
1010    CKT 12/30/2013 0.04 EPALS CORP.
1011    CKV 11/24/2010 0.01 CVC CAYMAN VENTURES CORP.
1012    CKX 10/7/2009 0.03 CSM SYSTEMS CORP.
1013    CKZ.H 11/29/2013 0.03 CASPIAN ENERGY INC.
1014    CL.H 5/19/2015 0.04 0NECRAILAR TECHNOLOGIES INC.
1015    CL 10/31/2012 0.33 CRAILAR TECHNOLOGIES INC.
1016    CLB 2/14/2011 0.22 COLOMBIA CREST GOLD CORP.
1017    CLC 9/20/2010 19 CML HEALTHCARE INC.
1018    CLD 9/25/2009 0.23 CANGOLD LTD.
1019    CLE 12/14/2015 0.56 CLEAN COMMODITIES CORP.
1020    CLF.A 9/25/2009 0.24 ISHARES 1-5 YR LADDER GOVT BOND
1021    CLF 9/25/2009 5.06 ISHARES 1-5 YEAR LADDERED GOV BD COMM
1022    CLG.A 10/25/2011 0.02 ISHARES 1-10 YR LADDER GOVT BON
1023    CLG 10/26/2011 0.35 ISHARES 1-10 YEAR LADDERED GOV BD COMM
1024    CLH 9/25/2009 0.78 CORAL GOLD RESOURCES LTD.
1025    CLI 9/25/2009 0.25 CLEARFORD INDUSTRIES INC.
1026    CLK 9/25/2009 0.16 CLUBLINK ENTERPRISES LTD.
1027    CLL 9/25/2009 20 CONNACHER OIL AND GAS LTD.
1028    CLM 9/25/2009 40 CRYSTAL LAKE MINING CORP.
1029    CLN.H 2/2/2018 0.01 CLUNY CAPITAL CORP.
1030    CLN.P 8/22/2014 0.01 CLUNY CAPITAL CORP.
1031    CLO.A 9/25/2009 0.05 ISHARES OIL SANDS IDX FD AC
1032    CLO 9/25/2009 0.74 ISHARES OIL SANDS SECTOR
1033    CLP 9/25/2009 0.07 CALYPSO URANIUM CORP.
1034    CLQ 9/25/2009 12 CANADA LITHIUM CORP.
1035    CLR 10/3/2011 11 CLEARWATER SEAFOODS INCORPORATE
1036    CLS 9/25/2009 126 CELESTICA INC.
1037    CLT 9/25/2009 36 CELTIC EXPLORATION LTD.
1038    CLU.A 9/25/2009 0.1 ISHARES US FUNDAMENTAL INDEX FU
1039    CLU.B 9/28/2009 0.04 ISHARES US FUNDAMENTAL INDEX FU
1040    CLU.C 9/28/2009 0.5 ISHARES US FUNDAMENTAL INDEX FU
1041    CLU 9/25/2009 1.5 ISHARES US FUNDAMENTAL C$HDGD COMM
1042    CLV.P 3/28/2012 0.01 CLEVEL III INC.
1043    CLV 12/9/2013 0.12 CANOE MINING VENTURES CORP.
1044    CLW.P 10/12/2011 0.01 CARLAW CAPITAL IV INC.
1045    CLX 11/5/2012 0.03 COLUMBUS EXPLORATION CORPORATIO
1046    CLY 4/25/2016 0.36 CLAROCITY CORP.
1047    CLZ 9/25/2009 1.07 CANASIL RESOURCES, INC.
1048    CM 9/25/2009 564 CANADIAN IMPERIAL BANK OF COMMERCE
1049    CMA 9/25/2009 0.85 CREAM MINERALS LTD.
1050    CMB 2/4/2010 0.82 CMC METALS LTD.
1051    CMD 9/25/2009 0.48 COMMANDER RESOURCES LTD.
1052    CMED 12/29/2016 8.66 CANNIMED THERAPEUTICS INC.
1053    CMF.A 2/13/2012 0.01 ISHARES MANAGED FUTURES IDX FD
1054    CMF 9/25/2009 1.14 ISHARES MANAGED FUTURES COMM
1055    CMG 9/25/2009 22 COMPUTER MODELLING GROUP LTD.
1056    CMH.RT 10/24/2013 0.01 CARMANAH TECHNOLOGIES CORPORATI
1057    CMH 9/25/2009 1.62 CARMANAH TECHNOLOGIES CORP.
1058    CMI 9/28/2009 0.8 C-COM SATELLITE SYSTEMS INC.
1059    CMJ 9/29/2009 0.77 COLOMBIAN MINES CORP.
1060    CMK 9/25/2009 41 CLINE MINING CORP.
1061    CML 9/25/2009 1.22 CANICKEL MINING, LTD.
1062    CMM 9/25/2009 3.59 CENTURY MINING CORP.
1063    CMMC 6/14/2016 4.97 COPPER MOUNTAIN MINING CORP.
1064    CMO 3/2/2010 0.12 CLIFFMONT RESOURCES LTD.
1065    CMP.UN 4/1/2013 0.04 GOODMAN GOLD TRUST
1066    CMR.A 9/30/2009 0.01 ISHARES PREMIUM MONEY MARKET FU
1067    CMR 9/25/2009 0.59 ISHARES PREMIUM MONEY MARKET
1068    CMT 9/25/2009 5.52 CHLORMET TECHNOLOGIES INC.
1069    CMU 10/9/2009 0.02 COMET INDUSTRIES LTD.
1070    CMV 12/13/2010 0.26 CHINA MINERALS MINING CORP.
1071    CMW.A 9/28/2009 0.03 ISHARES SP TSX GLOBAL MINING ID
1072    CMW 9/25/2009 0.59 ISHARES S&P TSX GLOBAL MINING COMM
1073    CMX 9/25/2009 0.23 CARMAX MINING CORP.
1074    CMZ.UN 4/1/2013 0.23 COMPASS INCOME FUND
1075    CN 9/28/2009 0.93 CONDOR RESOURCES INC.
1076    CNA.H 10/11/2017 0.02 CANASIA FINANCIAL INC.
1077    CNA 10/20/2010 0.01 CANASIA FINANCIAL INC.
1078    CNC 7/20/2011 0.14 CANYON COPPER CORP.
1079    CNE 9/25/2009 63 CANACOL ENERGY LTD.
1080    CNG 9/25/2009 0.39 CANADIAN MINING COMPANY, INC.
1081    CNH 9/25/2009 2.55 CROWNIA HOLDINGS LTD.
1082    CNJ 9/25/2009 1.16 CANGENE CORP.
1083    CNL 7/12/2010 91 CONTINENTAL GOLD LTD.
1084    CNO 10/8/2009 0.08 CALIFORNIA NANOTECHNOLOGIES CORP.
1085    CNP 7/12/2010 0.11 CANNON POINT RESOURCES LTD.
1086    CNQ 9/25/2009 1025 CANADIAN NATURAL RESOURCES LTD.
1087    CNR 9/25/2009 557 CANADIAN NATIONAL RAILWAY COMPANY
1088    CNS 9/25/2009 0.49 CONTAGIOUS GAMING INC.
1089    CNT 9/28/2009 0.07 CENTURY GLOBAL COMMODITIES CORP.
1090    CNU 9/18/2013 0.04 CNOOC LTD.
1091    CNV.UN 4/2/2013 0.01 CONVERTIBLE & YIELD ADVANTAGE T
1092    CNX 7/14/2011 1.42 CALLINEX MINES INC.
1093    CNY 10/4/2010 0.28 CANCANA RESOURCES CORP.
1094    CNZ 8/17/2015 1.4 CANADIAN ZEOLITE CORP.
1095    CO 9/28/2009 0.69 CANADIAN OREBODIES INC.
1096    COA 9/25/2009 3.2 COASTAL CONTACTS INC.
1097    COB.U 8/8/2016 0.12 COHBAR, INC.
1098    COD 9/28/2009 0.3 LA RONGE GOLD CORP.
1099    COE.H 2/17/2015 0.01 CANAM COAL CORP.
1100    COE 7/12/2010 0.44 CANAM COAL CORP.
1101    COI 10/17/2011 0.12 CANCEN OIL CANADA INC.
1102    COL 10/24/2011 0.34 COPPER NORTH MINING CORP.
1103    COM 9/25/2009 8.54 CARDIOME PHARMA CORP.
1104    COO 11/14/2012 0.06 OFFSETTERS CLIMATE SOLUTIONS IN
1105    COP 9/25/2009 1.32 CORO MINING CORP.
1106    COQ 5/8/2012 0.34 ROOSTER ENERGY LTD.
1107    COR 7/12/2010 1.16 CAMINO MINERALS CORP.
1108    CORE 1/26/2017 0.13 CANADIAN OREBODIES INC.
1109    COS 1/6/2011 334 CANADIAN OIL SANDS LTD.
1110    COT 9/25/2009 0.91 CRITICAL OUTCOME TECHNOLOGIES INC.
1111    COU 11/24/2010 0.1 COUGAR MINERALS CORP.
1112    COV 9/25/2009 0.77 COVALON TECHNOLOGIES LTD.
1113    COW.A 9/25/2009 0.19 ISHARES GLOBAL AGRI INDEX FUND
1114    COW 9/25/2009 3.43 ISHARES GLOBAL AGRICULTURE
1115    COX.UN 4/1/2013 0.39 COXE COMMODITY STRATEGY FUND UN
1116    CP 9/25/2009 272 CANADIAN PACIFIC RAILWAY LTD.
1117    CPA.H 2/10/2016 0.01 CHINAPINTZA MINING CORP.
1118    CPA 10/29/2013 0.01 CHINAPINTZA MINING CORP.
1119    CPC 11/22/2011 0.27 CANADIAN PLATINUM CORP.
1120    CPD.A 9/25/2009 0.34 ISHARES SP TSX CDN PREF IDX FD
1121    CPD 9/25/2009 13 ISHARES S&P TSX CDN PREF
1122    CPE.H 1/31/2011 0.03 CAPITAL PRO EGAUX INC.
1123    CPF.UN 4/1/2013 0.31 CDN 50 ADV PREF SH FD
1124    CPG 9/25/2009 560 CRESCENT POINT ENERGY CORP.
1125    CPH 9/25/2009 6.41 CIPHER PHARMACEUTICALS INC.
1126    CPI 4/12/2011 1.07 CONDOR PETROLEUM INC.
1127    CPL 9/24/2010 0.18 COPPER LAKE RESOURCES LTD.
1128    CPM.UN 4/1/2013 0.04 COPERNICAN INT L PREMIUM DIVIDE
1129    CPM 12/29/2014 0.13 CRYSTAL PEAK MINERALS INC.
1130    CPN 9/25/2009 4.46 CARPATHIAN GOLD INC.
1131    CPO 7/13/2010 1.12 COMPASS PETROLEUM LTD.
1132    CPP 10/1/2009 0.1 DONNYBROOK ENERGY INC.
1133    CPQ.H 4/21/2014 0.01 CINAPORT ACQUISITION CORP.
1134    CPQ.P 11/16/2011 0.01 CINAPORT ACQUISITION CORP.
1135    CPR.P 1/7/2011 0.01 CANADA PACIFIC CAPITAL CORPORAT
1136    CPS 4/9/2010 0.21 CLAIM POST RESOURCES INC.
1137    CPT 10/27/2010 3.65 COALSPUR MINES LTD.
1138    CPU.P 4/8/2016 0.01 CUP CAPITAL CORP.
1139    CPV 9/25/2009 0.37 COPPER CREEK GOLD CORP.
1140    CPX 9/25/2009 88 CAPITAL POWER CORP.
1141    CQC.P 12/16/2010 0.01 CAROLINA CAPITAL CORP.
1142    CQC 3/26/2013 0.01 CAROLINA CAPITAL CORP.
1143    CQE 9/25/2009 25 CEQUENCE ENERGY LTD.
1144    CQM 9/25/2009 0.23 CANADIAN QUANTUM ENERGY CORP.
1145    CQR 9/25/2009 0.27 CONQUEST RESOURCES LTD.
1146    CQV.H 3/14/2017 0.02 CANADIAN IMPERIAL VENTURE CORP.
1147    CQV 9/25/2009 0.73 CANADIAN IMPERIAL VENTURE CORP.
1148    CQX 10/14/2009 0.54 CADILLAC MINING CORP.
1149    CR 9/25/2009 178 CREW ENERGY INC.
1150    CRB 9/25/2009 0.16 CARIBOO ROSE RESOURCES LTD.
1151    CRC 9/25/2009 0.22 CARIBBEAN RESOURCES CORP.
1152    CRD.H 8/16/2016 0.02 CORONADO RESOURCES LTD.
1153    CRD 9/25/2009 0.25 CORONADO RESOURCES LTD.
1154    CRE 9/25/2009 4.01 CRITICAL ELEMENTS CORP.
1155    CRF 6/7/2011 0.3 CORONET METALS INC.
1156    CRG 9/28/2009 0.26 CORONA GOLD CORP.
1157    CRH 2/7/2012 32 CRH MEDICAL CORP.
1158    CRI 9/28/2009 0.54 CASTLE RESOURCES INC.
1159    CRJ 9/25/2009 17 CLAUDE RESOURCES, INC.
1160    CRK 11/6/2009 11 CROCODILE GOLD CORP.
1161    CRN 9/4/2012 0.09 CROWN CAPITAL PARTNERS INC.
1162    CRO 9/25/2009 0.51 CANADIAN ARROW MINES LTD.
1163    CRP.RT 10/28/2014 0.02 CERES GLOBAL AG CORP RIGHTS
1164    CRP 9/25/2009 1.85 CERES GLOBAL AG CORP.
1165    CRQ.A 9/25/2009 0.19 ISHARES CANADIAN FUNDAMENTAL IN
1166    CRQ 9/25/2009 2.09 ISHARES CAN FNDMENTAL IDX
1167    CRR.R 8/14/2013 0.67 CROMBIE REIT SUB RECEIPTS
1168    CRR.UN 4/1/2013 35 CROMBIE REAL ESTATE INVESTMENT TRUST
1169    CRS 4/18/2012 1.28 CARDIFF ENERGY CORP.
1170    CRT.UN 10/23/2013 5.61 CT REAL ESTATE INVESTMENT TRUST
1171    CRU.H 6/3/2013 0.03 CAMEO RESOURCES CORP.
1172    CRU 9/25/2009 2.15 CAMEO RESOURCES CORP.
1173    CRV 9/30/2009 0.08 CRESVAL CAPITAL CORP.
1174    CRWN 9/7/2016 0.11 CROWN CAPITAL PARTNERS INC.
1175    CRX.H 2/23/2016 0.01 CERRO MINING CORP.
1176    CRX 9/28/2009 0.04 CYTIVA SOFTWARE INC.
1177    CRZ 9/30/2009 0.02 CLEMSON RESOURCES CORP.
1178    CS 9/25/2009 97 CAPSTONE MINING CORP.
1179    CSA 9/25/2009 0.12 COMMERCIAL SOLUTIONS INC.
1180    CSB.UN 4/1/2013 0.06 CANADIAN BANC CAPITAL SECURITIE
1181    CSC 9/25/2009 0.26 COLUMBUS SILVER CORP.
1182    CSD.A 3/1/2011 0.14 ISHARES ADV SHORT DURATION HI I
1183    CSD 3/1/2011 1.92 ISHARES ADV SHORT DUR HIGH INC COMM
1184    CSD.U 4/1/2013 0.03 ISHARES ADV SHORT DURATION HI I
1185    CSD.V 5/19/2011 0.01 ISHARES ADV SHORT DURATION HI I
1186    CSE 12/29/2010 20 CAPSTONE INFRASTRUCTURE CORP.
1187    CSF 9/25/2009 3.06 THE CASH STORE FINANCIAL SERVICES, INC.
1188    CSG 9/25/2009 0.37 COSIGO RESOURCES LTD.
1189    CSH.UN 4/1/2013 63 CHARTWELL RETIREMENT RESIDENCES
1190    CSI.NT 11/8/2011 0.1 COLOSSUS MINERALS INC GOLD LINK
1191    CSI 9/25/2009 48 COLOSSUS MINERALS INC.
1192    CSK 5/30/2016 0.81 COBALTECH MINING INC.
1193    CSL 8/12/2011 0.6 COMSTOCK METALS LTD.
1194    CSM 4/25/2016 0.17 CLEARSTREAM ENERGY SERVICES INC.
1195    CSN 10/20/2011 0.03 CRIMSON BIOENERGY LTD.
1196    CSO 9/28/2009 1.53 CORSA COAL CORP.
1197    CSP.H 3/24/2014 0.01 CAPSTREAM VENTURES INC.
1198    CSP.P 12/2/2011 0.01 CAPSTREAM VENTURES INC.
1199    CSP 5/18/2016 0.01 CAPSTREAM VENTURES INC.
1200    CSPG 7/12/2016 0.46 ALABAMA GRAPHITE CORP.
1201    CSQ 9/24/2010 1.76 CANAMEX RESOURCES CORP.
1202    CSR 6/6/2016 0.48 CASTLE SILVER RESOURCES INC.
1203    CSS 12/3/2009 1.75 CONTRANS GROUP INC.
1204    CST 9/25/2009 1.55 CO2 SOLUTIONS INC.
1205    CSU.RT 8/20/2014 0.05 CONSTELLATION SOFTWARE INC RTS
1206    CSU.RTA 4/28/2015 0.06 CONSTELLATION SOFTWARE INC RTS
1207    CSU 9/25/2009 18 CONSTELLATION SOFTWARE INC.
1208    CSV.H 4/26/2016 0.04 CARACARA SILVER INC.
1209    CSV 9/7/2011 0.09 CARACARA SILVER INC.
1210    CSW.A 11/12/2013 1.86 CORBY SPIRIT AND WINE LTD CLASS
1211    CSW.B 11/12/2013 0.43 CORBY SPIRIT AND WINE LTD CLASS
1212    CSX 2/2/2010 0.36 CLEAN SEED CAPITAL GROUP LTD.
1213    CSY 10/19/2010 1.17 CAN-60 INCOME CORP. ORD
1214    CT 9/25/2009 0.64 CASTILLIAN RESOURCES CORP.
1215    CTA 9/25/2009 8.52 CROCOTTA ENERGY INC.
1216    CTC.A 9/25/2009 109 CANADIAN TIRE CORP. LTD.
1217    CTC 9/25/2009 0.2 CANADIAN TIRE CORP. LTD.
1218    CTD.H 3/24/2011 0.02 COURTLAND CAPITAL INC.
1219    CTF.UN 4/1/2013 0.89 CITADEL INCOME FUND
1220    CTG.H 1/5/2015 0.03 GLOBAL MINERALS LTD.
1221    CTG 9/25/2009 0.85 GLOBAL MINERALS LTD.
1222    CTH 9/25/2009 1.93 CYNAPSUS THERAPEUTICS INC.
1223    CTI 3/15/2012 0.04 CAITERRA INTERNATIONAL ENERGY C
1224    CTM 12/9/2009 0.34 CANTERRA MINERALS CORP.
1225    CTN 9/25/2009 0.46 CENTURION MINERALS LTD.
1226    CTO 9/25/2009 0.07 CIRCA ENTERPRISES INC.
1227    CTP.H 10/28/2014 0.01 CREST PETROLEUM CORP.
1228    CTP.P 6/29/2012 0.01 CREST PETROLEUM CORP.
1229    CTR 10/9/2009 0.06 COLTSTAR VENTURES INC.
1230    CTS 9/25/2009 0.26 CANTRONIC SYSTEMS, INC.
1231    CTT 12/2/2010 0.08 CITATION RESOURCES INC.
1232    CTU.A 9/25/2009 1.03 LE CHATEAU INC.
1233    CTU 7/7/2016 0.05 LE CHATEAU INC CL B
1234    CTX 3/7/2016 0.26 CRESCITA THERAPEUTICS INC.
1235    CTY 9/25/2009 1 CALIAN TECHNOLOGIES LTD.
1236    CTZ 9/29/2009 0.16 CENCOTECH INC.
1237    CU 9/25/2009 96 CANADIAN UTILITIES LTD.
1238    CU.X 9/25/2009 0.36 CDN UTIL CL B
1239    CUA 3/9/2011 0.41 CUORO RESOURCES CORP.
1240    CUC 7/8/2015 0.08 CARUBE COPPER CORP.
1241    CUD.A 9/13/2011 0.08 ISHARES SP US DIV GROWERS FD AC
1242    CUD 9/13/2011 2.31 ISHARES S&P US DIVIDEND GROWERS COM
1243    CUF.UN 4/1/2013 75 COMINAR REIT
1244    CUG 2/18/2014 0.22 CYPRIUM MINING CORP.
1245    CUI 9/25/2009 0.91 CURRIE ROSE RESOURCES, INC.
1246    CUM 9/25/2009 54 COPPER MOUNTAIN MINING CORP.
1247    CUO 11/16/2009 0.56 COPPER ONE INC.
1248    CUP.U 4/1/2013 0.14 CARIBBEAN UTIL US
1249    CUQ 10/20/2009 4.44 THE CHURCHILL CORP.
1250    CUR 9/25/2009 0.74 DIAGNOCURE INC.
1251    CUS 3/21/2011 55 CANEXUS CORP.
1252    CUT 3/2/2010 0.13 CORTEZ GOLD CORP.
1253    CUU 9/25/2009 10 COPPER FOX METALS INC.
1254    CUV 11/26/2010 2.04 CURIS RESOURCES LTD.
1255    CUX 9/25/2009 0.18 CENO ENERGY LTD.
1256    CUZ 10/26/2015 1.33 CRUZ CAPITAL CORP.
1257    CV.H 9/29/2010 0.04 CHANTRELL VENTURES CORP.
1258    CVA 3/28/2012 0.09 CAVA RESOURCES INC.
1259    CVB.H 10/2/2009 0.02 COMPASS GOLD CORP.
1260    CVB 4/9/2010 0.1 COMPASS GOLD CORP.
1261    CVC.P 3/2/2015 0.01 CARLAW CAPITAL V CORP.
1262    CVD.A 6/14/2011 0.05 ISHARES ADV CONVERT BOND IDX FD
1263    CVD 6/14/2011 1.09 ISHARES ADVANTAGED CONV BOND COMM
1264    CVE 11/2/2009 700 CENOVUS ENERGY INC.
1265    CVG 9/25/2009 0.15 CLAIRVEST GROUP INC.
1266    CVI.A 9/25/2009 4.53 CALVALLEY PETROLEUM INC.
1267    CVL 10/27/2009 1.77 CERVUS EQUIPMENT CORP.
1268    CVM 9/27/2016 0.82 CVR MEDICAL CORP.
1269    CVN.H 6/7/2017 0.03 CAVAN VENTURES INC.
1270    CVN 10/16/2009 0.38 CAVAN VENTURES INC.
1271    CVR 9/25/2009 0.65 CANADIAN OIL RECOVERY & REMEDIATION ENTERPRISES LTD.
1272    CVT 9/25/2009 0.59 CVTECH GROUP INC.
1273    CVV 9/25/2009 1.53 CANALASKA URANIUM LTD.
1274    CVX 10/1/2009 0.25 CEMATRIX CORP.
1275    CWA 1/6/2011 0.4 COAST WHOLESALE APPLIANCES INC.
1276    CWB 9/25/2009 111 CANADIAN WESTERN BANK
1277    CWC.R 11/6/2009 0.04 CWC WELL SERVICES CORP SUB REC
1278    CWC 9/25/2009 0.89 CWC WELL SERVICES CORP.
1279    CWF 9/25/2009 0.29 CANADIAN WORLD ORD
1280    CWG 9/25/2009 0.15 CRAIG WIRELESS SYSTEMS LTD.
1281    CWI.RT 1/27/2017 0.01 CROSSWINDS HOLDINGS INC RIGHTS
1282    CWI 6/9/2014 0.07 CROSSWINDS HOLDINGS, INC.
1283    CWL 7/14/2010 0.37 CALDWELL PARTNERS INTERNATIONAL INC.
1284    CWM 10/6/2009 0.31 CROWN GOLD CORP.
1285    CWN.P 1/9/2013 0.05 CWN MINING ACQUISITION CORP.
1286    CWN 9/29/2014 0.01 CWN MINING ACQUISITION CORP.
1287    CWO.A 9/25/2009 0.06 ISHARES BROAD EMERGING MKTS FUN
1288    CWO 9/25/2009 1.09 ISHARES BROAD EMERGING MARKETS COMM
1289    CWP.A 10/5/2009 0.01 COMWEST ENTERPRISE CORP.
1290    CWP 10/5/2009 0.02 COMWEST ENTERPRISE CORP.
1291    CWQ.H 1/20/2015 0.05 CURLEW LAKE RESOURCES INC.
1292    CWQ 10/20/2009 0.18 CURLEW LAKE RESOURCES INC.
1293    CWS.H 9/28/2009 0.02 CONSOLIDATED WESTVIEW RESOURCE CORP.
1294    CWT.R 4/27/2015 0.15 CALLOWAY REIT SUB RECEIPTS
1295    CWT.UN 4/1/2013 23 CALLOWAY REIT
1296    CWV 9/29/2009 2.13 CROWN POINT ENERGY INC.
1297    CWW.A 10/2/2009 0.04 ISHARES SP GLOBAL WATER IDX FD
1298    CWW 9/28/2009 1.1 ISHARES S&P GLOBAL WATER
1299    CWX 2/4/2010 13 CANWEL BUILDING MATERIALS GROUP LTD.
1300    CWY.H 7/15/2013 0.01 CONWAY RES INC.
1301    CWY 9/28/2009 0.31 CONWAY RESOURCES INC.
1302    CX 9/28/2009 1.39 FIRSTASSET CAN CONVERTIBLE BOND ETF ADV
1303    CXA.B 10/9/2009 0.02 CONSOLIDATED HCI HOLDINGS CORP.
1304    CXB 9/28/2009 2.36 CALIBRE MINING CORP.
1305    CXD 11/11/2009 0.53 CADAN RESOURCES CORP.
1306    CXE.H 12/23/2011 0.01 CAMEX ENERGY CORP.
1307    CXF.A 6/15/2011 0.01 FIRST ASSET CDN CONVERT BOND ET
1308    CXF 6/7/2011 0.15 FIRSTASSET CAN CONVERTIBLE BOND ETF COMM
1309    CXG.A 9/29/2009 0.04 CLEMEX TECHNOLOGIES INC.
1310    CXI.S 3/9/2012 0.02 CURRENCY EXCHANGE INTERNATIONAL
1311    CXI 3/13/2013 1.37 CURRENCY EXCHANGE INTERNATIONAL
1312    CXM 9/24/2010 0.17 CARMAX MINING CORP.
1313    CXN 11/26/2010 0.26 CHALICE GOLD MINES LTD.
1314    CXO 11/5/2010 3.04 COLORADO RESOURCES LTD.
1315    CXP 11/19/2009 0.32 CANADIAN PHOENIX RESOURCES CORP.
1316    CXR 9/9/2013 69 CONCORDIA HEALTHCARE CORP.
1317    CXS 9/28/2009 2.56 COUNSEL CORP.
1318    CXT 7/12/2010 1.33 CRESO EXPLORATION INC.
1319    CXV 2/17/2015 5.01 CONVALO HEALTH INTERNATIONAL CORP.
1320    CXX 9/28/2009 3.11 CROSSHAIR ENERGY CORP.
1321    CY 5/15/2012 0.03 CLEAR MOUNTAIN RESOURCES CORP.
1322    CYB 9/28/2009 1.6 CYMBRIA CORPORATION CL A
1323    CYD 9/24/2010 1.67 CAYDEN RESOURCES INC.
1324    CYF 9/28/2009 0.04 CANYON CREEK FOOD CO. LTD.
1325    CYG 9/28/2009 0.13 CYGAM ENERGY INC.
1326    CYH.A 9/28/2009 0.18 ISHARES GLBL MONTHLY ADV DIV ID
1327    CYH 9/28/2009 2.44 ISHARES GLBL MONTHLY ADV DIV COMM
1328    CYL 1/3/2017 0.14 CEYLON GRAPHITE CORP.
1329    CYM 9/28/2009 0.54 CYMAT TECHNOLOGIES LTD.
1330    CYP 9/28/2009 1.14 CYPRESS DEVELOPMENT CORP.
1331    CYT 1/14/2013 0.14 CATALYST PAPER CORP.
1332    CYU 9/28/2009 0.11 COLUMBIA YUKON EXPLORATIONS INC.
1333    CYX 9/29/2009 1.83 CALYX BIO-VENTURES INC.
1334    CYY 10/13/2009 0.07 COVENTRY RESOURCES INC.
1335    CZ.H 6/19/2015 0.01 CASSIUS VENTURES LTD.
1336    CZ 8/6/2010 0.04 CASSIUS VENTURES LTD.
1337    CZA 10/12/2011 0.08 COBRIZA METALS CORP.
1338    CZH 9/28/2009 0.74 CRAZY HORSE RESOURCES INC.
1339    CZN 9/28/2009 4.88 CANADIAN ZINC CORP.
1340    CZO 9/28/2009 2.51 CEAPRO INC.
1341    CZQ 9/28/2009 0.8 CONTINENTAL PRECIOUS MINERALS, INC.
1342    CZX 9/28/2009 1.51 CANADA ZINC METALS CORP.
1343    CZY 11/22/2010 0.45 CAZA GOLD CORP.
1344    D.UN 4/1/2013 67 DUNDEE REIT
1345    DA.A 9/28/2009 0.45 DISCOVERY AIR INC.
1346    DA.RT 4/7/2014 0.01 DISCOVERY AIR INC RTS
1347    DA.RTA 2/10/2015 0.01 DISCOVERY AIR INC RTS
1348    DAA 10/14/2009 0.04 POWERSHARES DB AGRICULTURE DBLE
1349    DAD 4/5/2010 0.02 POWERSHARES DB AGRICULTURE DOUB
1350    DAI.H 10/16/2009 0.04 DATINVEST INTERNATIONAL LTD.
1351    DAL 10/2/2009 0.15 DALMAC ENERGY INC.
1352    DAM.H 7/18/2014 0.01 DAMON CAPITAL CORP.
1353    DAM.P 11/16/2011 0.01 DAMON CAPITAL CORP.
1354    DAN 9/29/2009 3.7 ARIANNE RESOURCES INC.
1355    DAP.U 4/2/2013 0.51 XPEL TECHNOLOGIES CORP.
1356    DAQ.A 6/1/2015 0.03 DUNDEE ACQUISITION LTD CLS A
1357    DAQ.UN 4/21/2015 0.01 DUNDEE ACQUISITION LTD.
1358    DAR 5/2/2012 0.11 DARWIN RESOURCES CORP.
1359    DAT.P 7/21/2011 0.01 DATUM VENTURES INC COM NPV
1360    DAU 10/7/2009 0.08 DESERT GOLD VENTURES INC.
1361    DBD.H 9/20/2016 0.02 DARIEN BUSINESS DEVELOPMENT CORP.
1362    DBL 9/28/2009 0.84 DARNLEY BAY RESOURCES LTD.
1363    DBO 12/6/2010 2.06 DBOX TECHNOLOGIES INC.
1364    DBV 7/22/2011 0.66 DOUBLEVIEW CAPITAL CORP.
1365    DC.A 9/28/2009 27 DUNDEE CORP.
1366    DC-A 9/28/2009 0.27 DUNDEE CORP.
1367    DCC.P 10/2/2009 0.01 DEVCORP CAPITAL INC.
1368    DCC 11/6/2013 0.01 DESJARDINS 1TO5 YR LAD CDN CORP.
1369    DCD.UN 4/1/2013 0.3 FIRST ASSET DIVERSIFIED CONV. D
1370    DCF 2/7/2012 0.85 DIFFERENCE CAPITAL FINANCIAL IN
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1372    DCI 9/20/2010 7.24 DIRECTCASH PAYMENTS INC.
1373    DCK 11/10/2011 3.16 DONNYCREEK ENERGY INC.
1374    DCM 1/31/2011 1.83 DATA COMMUNICATIONS MANAGEMENT CORP.
1375    DCP 4/3/2017 0.02 DESJARDINS CDN PREF SHARE IDX E
1376    DCS 4/13/2017 0.01 DESJARDINS CDN SHORT TERM BD ID
1377    DCU 4/6/2017 0.01 DESJARDINS CDN UNIVERSE BOND IN
1378    DCY 9/28/2009 0.2 DISCOVERY-CORP ENTERPRISES INC.
1379    DD 9/28/2009 0.17 DDS WIRELESS INTERNATIONAL INC.
1380    DDC 12/3/2012 52 DOMINION DIAMOND CORP.
1381    DDD.H 5/8/2013 0.01 ANGEL BIOVENTURES INC.
1382    DDM.H 12/18/2012 0.01 DGS MINERALS INC.
1383    DDN 9/28/2009 0.48 DIAMONDS NORTH RESOURCES LTD.
1384    DDX 9/29/2009 0.04 DUNDARAVE RESOURCES INC.
1385    DE.P 10/8/2013 0.01 DECISIVE DIVID CORP.
1386    DE 10/17/2014 0.13 DECISIVE DIVIDEND CORP.
1387    DEC 9/28/2009 1.94 DECADE RESOURCES LTD.
1388    DEE.NT 6/15/2016 0.02 DELPHI ENERGY CORP 10 PCT NOTES
1389    DEE 9/28/2009 31 DELPHI ENERGY CORP.
1390    DEF 10/7/2009 0.79 DEFIANCE SILVER CORP.
1391    DEI 9/24/2010 1.07 DONNYBROOK ENERGY INC.
1392    DEJ 9/28/2009 1.3 DEJOUR ENERGY INC.
1393    DEN 2/28/2011 0.24 DUNDEE ENERGY LTD.
1394    DEQ 9/28/2009 0.28 DEQ SYSTEMS CORP.
1395    DER 9/12/2011 0.01 DESERT EAGLE RESOURCES LTD.
1396    DES 10/26/2009 0.1 DESMARAIS ENERGY CORP.
1397    DEV.H 7/21/2016 0.01 CT DEVELOPERS LTD.
1398    DEV.P 11/30/2011 0.01 CT DEVELOPERS LTD.
1399    DEX.H 10/23/2015 0.01 DETECTOR EXPLORATION LTD.
1400    DEX 10/5/2009 0.04 DETECTOR EXPLORATION LTD.
1401    DF 9/28/2009 4.18 DIVIDEND 15 SPLIT CORP. II
1402    DFC 10/24/2012 0.02 DESJARDINS CDA MULTIFACTOR CTRL
1403    DFI 9/29/2009 0.31 DIAMOND FIELDS INTERNATIONAL LTD.
1404    DFN 9/28/2009 6.31 DIVIDEND 15 SPLIT CORP.
1405    DFS 2/4/2016 0.14 GLOBAL DAILY FANTASY SPORTS INC.
1406    DFU 4/5/2017 0.02 DESJARDINS USA MULTIFACTOR CTRL
1407    DG.UN 4/1/2013 0.04 GLOBAL DIV. INVEST. GRADE CORP.
1408    DGA.P 4/1/2015 0.01 DOMINION GENERAL INVESTMENT CORP.
1409    DGC 9/28/2009 353 DETOUR GOLD CORP.
1410    DGI 9/12/2011 2.79 DATA GROUP INC.
1411    DGJ 9/29/2009 0.04 POWERSHARES DB GOLD DOUBLE SHOR
1412    DGM 2/9/2012 0.01 DMG MINERALS CORP COM NPV
1413    DGO 10/22/2012 0.9 DURANGO RESOURCES INC.
1414    DGR.B 7/18/2016 0.03 WISDOMTREE US QLTY DIV GWTH IDX
1415    DGR 7/15/2016 0.03 WISDOMTREE US QLTY DIV GWTH IDX
1416    DGS 9/28/2009 4.51 DIVIDEND GROWTH SPLIT CORP.
1417    DGU 9/30/2009 0.09 POWERSHARES DB GOLD DOUBLE LONG
1418    DH 1/5/2011 79 DAVIS HENDERSON CORP.
1419    DHM 10/4/2010 0.26 DEER HORN METALS INC.
1420    DHR 4/3/2013 0.05 DISCOVERY HARBOUR RESOURCES CORP.
1421    DHX.A 10/9/2014 1.2 DHX MEDIA LTD CLASS A
1422    DHX.B 6/16/2014 34 DHX MEDIA LTD CLASS B
1423    DHX 9/28/2009 13 DHX MEDIA LTD.
1424    DI.UN 4/1/2013 8.49 DUNDEE INTERNATIONAL REIT UNITS
1425    DIA.H 1/10/2014 0.01 MARGARET LAKE DIAMONDS INC.
1426    DIA 9/28/2009 0.33 NORTHCORE RESOURCES INC.
1427    DIG.H 4/12/2010 0.02 DIGGER RESOURCES INC.
1428    DII.A 9/28/2009 0.12 DOREL INDUSTRIES INC.
1429    DII.B 9/28/2009 18 DOREL INDUSTRIES INC.
1430    DIL.H 6/28/2011 0.03 DIGIFONICA INTERNATIONAL INC.
1431    DIR.UN 4/1/2013 19 DUNDEE INDL REAL ESTATE INVT TR
1432    DISC 4/7/2017 0.01 BMO GLB CONSUMER DISC HGD TO CA
1433    DIT 9/28/2009 0.45 DITEM EXPLORATIONS INC.
1434    DIV 10/21/2009 12 DIVERSIFIED ROYALTY CORP.
1435    DJI 9/29/2009 1.37 DAJIN RESOURCES CORP.
1436    DKR 5/31/2012 0.01 DAKAR RESOURCE CORP.
1437    DL 9/28/2009 0.33 DANIER LEATHER INC.
1438    DLC.P 12/15/2011 0.01 DESMOND INVESTMENTS LTD.
1439    DLC 4/25/2018 0.01 DESMOND INVESTMENTS LTD.
1440    DLE.H 4/27/2015 0.01 DGS MINERALS INC.
1441    DLL 9/28/2009 0.08 DELORO RESOURCES LTD.
1442    DLR 4/7/2011 3.88 HORIZONS U.S. DOLLAR CURRENCY ETF
1443    DLR.U 4/1/2013 0.5 HORIZONS US DOLLAR CURRENCY ETF
1444    DLS 7/28/2015 1.11 DEALNET CAPITAL CORP.
1445    DLT 2/19/2013 0.04 DELTA GOLD CORP.
1446    DLV.H 12/30/2015 0.02 DV RESOURCES LTD.
1447    DLV 10/16/2009 0.01 DV RESOURCES LTD.
1448    DM 9/28/2009 10 DULUTH METALS LTD.
1449    DM.U 4/3/2013 0.03 DULUTH METALS LIMITED, US$
1450    DMA 9/28/2009 1.18 DIAMEDICA INC.
1451    DMC.H 4/5/2017 0.01 DATAMINERS CAPITAL CORP.
1452    DMC.P 4/23/2015 0.01 DATAMINERS CAPITAL CORP.
1453    DME.H 8/22/2013 0.04 DOMINION ENERGY INC.
1454    DMG.H 10/23/2014 0.11 DMD DIGITAL HEALTH CONNECTIONS
1455    DMI 9/28/2009 0.61 DIAMCOR MINING INC.
1456    DML 9/28/2009 61 DENISON MINES CORP.
1457    DMM 9/28/2009 2.94 DYNASTY METALS & MINING INC.
1458    DMR 6/10/2014 0.06 DAMARA GOLD CORP.
1459    DNA 8/10/2010 9.09 DALRADIAN RESOURCES INC.
1460    DNC 9/28/2009 0.39 DEANS KNIGHT INCOME CORP.
1461    DND 9/29/2009 4.39 CIPHER PHARMACEUTICALS INC.
1462    DNG 9/28/2009 3.92 DYNACOR GOLD MINES INC.
1463    DNI 9/28/2009 1.09 DNI METALS INC.
1464    DNT 9/28/2009 6.34 CANDENTE COPPER CORP.
1465    DNV 1/25/2011 0.13 DUNAV RESOURCES LTD.
1466    DNX 9/28/2009 0.06 DYNEX POWER INC.
1467    DOC.P 11/8/2011 0.01 MHEALTH CAPITAL CORP.
1468    DOD 9/28/2009 0.47 DIAMOND FRANK EXPLORATION INC.
1469    DOE 10/29/2009 0.02 POWERSHARES DB CRUDE OIL DBLE S
1470    DOG 10/1/2009 0.11 BLACKDOG RESOURCES LTD.
1471    DOL 10/9/2009 124 DOLLARAMA INC.
1472    DOM.UN 4/1/2013 0.03 DOMINION CITRUS LTD.
1473    DON 9/28/2009 1.23 DONNER METALS LTD.
1474    DOO 5/22/2013 30 BRP INC.
1475    DOS 9/28/2009 0.43 DIOS EXPLORATION INC.
1476    DOT 9/29/2009 0.09 DOT RESOURCES LTD.
1477    DOX 9/28/2009 0.08 DOREX MINERALS INC.
1478    DPF.UN 4/1/2013 0.24 DPF INDIA OPPORTUNITIES FUND UN
1479    DPH 10/15/2010 0.1 DUNCAN PARK HOLDINGS CORP.
1480    DPM 9/28/2009 93 DUNDEE PRECIOUS METALS INC.
1481    DQD 7/14/2016 0.03 WISDOMTREE US QLTY DIV GWTH DYN
1482    DQI 7/14/2016 0.03 WISDOMTREE INTL QLTY DIV GWTH D
1483    DR 2/7/2011 25 MEDICAL FACILITIES CORP.
1484    DRA.UN 7/9/2014 3.21 DREAM HARD ASSET ALTERNATIVES T
1485    DRC.H 11/27/2013 0.01 DRAGONFLY CAPITAL CORP.
1486    DRG.UN 1/20/2014 43 DREAM GLOBAL REIT
1487    DRI 9/28/2009 0.88 DORATO RESOURCES INC.
1488    DRK 9/28/2009 0.11 DEREK OIL AND GAS CORP.
1489    DRM 5/27/2013 12 DREAM UNLIMITED CORP.
1490    DRN.H 9/21/2015 0.02 DELRAND RESOURCES LTD.
1491    DRN 3/7/2011 0.04 DELRAND RESOURCES LTD.
1492    DRT 11/28/2013 21 DIRTT ENVIRONMENTAL SOLUTIONS L
1493    DRV 9/28/2009 1.08 DURAN VENTURES INC.
1494    DRWI 9/6/2016 1 DRAGONWAVE INC.
1495    DRX 9/28/2009 0.88 ADF GROUP INC.
1496    DS.RT 8/27/2014 0.01 DIVIDEND SELECT 15 CORP RTS
1497    DS 11/18/2010 1.18 DFS GIF DIVIDEND INC BISSETT 3
1498    DSF 2/24/2014 0.15 DUSOLO FERTILIZERS INC.
1499    DSG 9/28/2009 39 THE DESCARTES SYSTEMS GROUP INC.
1500    DSL.UN 11/22/2013 0.39 DOUBLELINE INCOME SOLUTIONS TRU
1501    DSM 9/24/2010 2.07 DACHA STRATEGIC METALS INC.
1502    DSN.H 1/2/2013 0.01 DISANI CAPITAL CORP.
1503    DSN 11/27/2012 0.01 DISANI CAPITAL CORP.
1504    DSR 10/1/2012 0.09 DESERT STAR RESOURCES LTD.
1505    DSS 1/12/2011 0.17 DIGITAL SHELF SPACE CORP.
1506    DSY 10/12/2010 0.27 DESTINY MEDIA TECHNOLOGIES INC.
1507    DTA 9/28/2009 0.09 DENTONIA RESOURCES LTD.
1508    DTS 11/20/2014 0.06 DRAFTTEAM DAILY FANTASY SPORTS
1509    DTX 9/28/2009 47 DEETHREE EXPLORATION LTD.
1510    DUG 8/24/2015 0.43 DISTINCT INFRASTRUCTURE GROUP I
1511    DUN 9/28/2009 0.14 DUNCASTLE GOLD CORP.
1512    DUR.H 8/18/2011 0.02 DELTA URANIUM INC.
1513    DV 2/14/2012 0.72 DOLLY VARDEN SILVER CORP.
1514    DVA 7/17/2015 0.37 DELIVRA CORP.
1515    DVC.H 10/7/2009 0.02 DEVIN ENERGY CORP.
1516    DVF.UN 4/1/2013 0.07 FIRST ASSET CAD DIV OPP FUND II
1517    DVG 2/18/2014 0.28 DIVERGENT ENERGY SERVICES CORP.
1518    DVI 4/15/2013 0.41 DUNNEDIN VENTURES INC.
1519    DVN 10/30/2009 1.18 DISCOVERY VENTURES INC.
1520    DVO.U 1/3/2014 0.03 DELAVACO RESIDENTIAL PROPERTIES
1521    DVR 11/28/2012 0.03 DEVERON RESOURCES LTD.
1522    DVT 9/28/2009 0.28 DIVESTCO INC.
1523    DVV 4/5/2011 0.06 DRIVEN CAPITAL CORP.
1524    DVX 4/25/2012 0.01 IPATH S&P 500 DYNAMIC VIX CAD HDG ETN
1525    DW 9/28/2009 6.79 DATAWIND INC.
1526    DWI 9/28/2009 25 DRAGONWAVE INC.
1527    DWS 10/3/2013 0.4 DIAMOND ESTATES WINES AND SPIRI
1528    DXA 7/14/2010 0.11 DOXA ENERGY LTD.
1529    DXC 1/26/2017 0.01 DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF
1530    DXD 9/13/2016 0.56 3D SIGNATURES INC.
1531    DXE 9/28/2009 1.22 DUALEX ENERGY INTERNATIONAL, INC.
1532    DXG 1/25/2017 0.11 DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF
1533    DXI 10/30/2015 0.21 DXI ENERGY INC.
1534    DXM.A 2/23/2012 0.02 FA MORNINGSTAR CDA DIV TGT 30
1535    DXM 2/6/2012 0.16 FIRSTASSET MSTAR CAN DIV TGT 30 ETF COMM
1536    DXO 1/25/2017 0.01 DYNAMIC ISHARES ACTIVE CROSSOVER BOND ETF
1537    DXP 1/26/2017 0.22 DYNAMIC ACTIVE PREFERRED SHARES FUND
1538    DXU 1/25/2017 0.02 DYNAMIC ISHARES ACTIVE U.S. DIVIDEND ETF
1539    DXX 9/29/2009 0.02 DXSTORM.COM INC.
1540    DYA 9/28/2009 3.5 DYNACERT INC.
1541    DYG 9/28/2009 0.29 DYNASTY GOLD CORP.
1542    DYU.H 8/18/2010 0.01 DAWSON GOLD CORP.
1543    DYU 10/18/2010 0.06 DAWSON GOLD CORP.
1544    DZR 9/28/2009 0.16 DIAZ RESOURCES LTD.
1545    E.R 12/20/2013 0.01 ENTERPRISE GROUP INC SUB RCPTS
1546    E 9/28/2009 3.42 EDGEPOINT CDN GROWTH & INCOME PORT SR B
1547    EAG 9/28/2009 2.43 EAGLE HILL EXPLORATION CORP.
1548    EAM 7/11/2013 0.78 EAST AFRICA METALS INC.
1549    EAS 9/28/2009 9.48 EAST ASIA MINERALS CORP.
1550    EB.UN 11/21/2014 0.09 FA HAMILTON CAPITAL EUROPEAN B
1551    EBC.UN 3/21/2014 0.37 EUROPE BLUE CHIP DIV AND GROWTH
1552    EBF.UN 5/27/2014 0.12 EUROPEAN STRATEGIC BALANCED FUN
1553    EBM 9/19/2014 0.04 EASTWOOD BIO MEDICAL CANADA INC.
1554    EBN 10/1/2009 0.24 EPICORE BIONETWORKS INC.
1555    EBT.UN 6/24/2014 0.06 EURO BANC CAPITAL SECURITIES TR
1556    EBY 9/28/2009 0.52 EMERALD BAY ENERGY INC.
1557    EC 9/28/2009 1.57 ECOMETALS LTD.
1558    ECA 9/28/2009 793 ENCANA CORP.
1559    ECC 9/28/2009 1.37 ETHOS GOLD CORP.
1560    ECF.UN 4/1/2013 0.64 EAST COAST INVEST GRADE INCOME
1561    ECH.H 5/4/2016 0.01 ECHELON PETROLEUM CORP.
1562    ECH 9/28/2009 0.06 ECHELON PETROLEUM CORP.
1563    ECI.R 8/18/2014 0.58 ENERCARE INC SUB RECEIPTS
1564    ECI 9/20/2010 54 ENERCARE INC.
1565    ECN 9/28/2016 25 ECN CAPITAL CORP.
1566    ECO 8/4/2011 1.76 ECOSYNTHETIX INC.
1567    ECP 8/13/2010 0.12 ECOPETROL SA
1568    ECR 9/28/2009 0.43 CARTIER RESOURCES INC.
1569    ECS 2/8/2016 7.69 ECOBALT SOLUTIONS INC.
1570    ECT 11/26/2015 0.07 ELLIPSIZ COMMUNICATIONS LTD.
1571    ECX.H 11/11/2013 0.03 EASTCOAL INC.
1572    ECX 10/18/2010 0.52 EASTCOAL INC.
1573    ED.P 12/13/2012 0.01 EDGEFRONT REALTY CORP.
1574    ED.UN 9/30/2013 0.29 EDGEFRONT REAL ESTATE INVESTMEN
1575    ED 12/13/2012 0.01 EDGEFRONT REALTY CORP.
1576    EDE.H 11/2/2015 0.02 EDGE RESOURCES INC.
1577    EDE 9/28/2009 0.62 EDGE RESOURCES INC.
1578    EDG 9/28/2009 0.18 ENDURANCE GOLD CORP.
1579    EDO.P 6/2/2011 0.01 ESCUDO CAPITAL CORP.
1580    EDR 9/28/2009 89 ENDEAVOUR SILVER CORP.
1581    EDT 9/15/2014 2 SPECTRAL MEDICAL INC.
1582    EDU 7/13/2010 0.71 EDLEUN GROUP, INC.
1583    EDV 9/28/2009 78 ENDEAVOUR MINING CORP.
1584    EDW.H 5/10/2016 0.02 EDGEWATER EXPLORATION LTD.
1585    EDW 10/13/2009 0.47 EDGEWATER EXPLORATION LTD.
1586    EE 9/28/2009 1.49 EXALL ENERGY CORP.
1587    EEC 9/28/2009 0.06 88 CAPITAL CORP.
1588    EEL 9/28/2009 0.18 COLOMBIA CREST GOLD CORP.
1589    EEN 7/12/2010 0.58 ESTRELLA INTERNATIONAL ENERGY SERVICES LTD.
1590    EER 9/28/2009 0.07 ENTERPRISE ENERGY RESOURCES LTD.
1591    EET 9/28/2009 0.53 EVEREST VENTURES INC.
1592    EEV 9/29/2009 0.08 E-ENERGY VENTURES INC.
1593    EFH 9/29/2009 0.89 EGI FINANCIAL HOLDINGS INC.
1594    EFL 9/28/2009 10 ELECTROVAYA INC.
1595    EFN.N 5/29/2015 1.66 ELEMENT FINANCIAL CORP SUB RECE
1596    EFN.R 6/18/2014 0.37 ELEMENT FINANCIAL CORP SUB RECP
1597    EFN 9/15/2011 215 ELEMENT FINANCIAL CORP.
1598    EFR 9/28/2009 16 ENERGY FUELS INC.
1599    EFT 9/30/2009 0.02 EFT CANADA INC.
1600    EFX 6/3/2011 46 ENERFLEX LTD.
1601    EGA 1/22/2015 0.22 EAGLE GRAPHITE INC.
1602    EGC.H 11/27/2009 0.01 E.G. CAPITAL INC.
1603    EGD 9/28/2009 4.71 ENERGOLD DRILLING CORP.
1604    EGE 10/30/2009 0.26 EAGLE STAR MINERALS CORP.
1605    EGI.UN 5/26/2015 0.28 EXCEL INDIA GROWTH AND INCOME F
1606    EGL 8/10/2015 1.45 EAGLE ENERGY TRUST
1607    EGL.UN 4/1/2013 5.98 EAGLE ENERGY TRUST
1608    EGM 9/28/2009 0.64 ENGOLD MINES LTD.
1609    EGN 11/4/2009 0.02 ENGINEERING.COM INC.
1610    EGT 9/29/2009 1.96 RIO SILVER INC.
1611    EGX 7/12/2012 0.53 ECUADOR GOLD & COPPER CORPORATI
1612    EGZ 7/12/2010 2.12 ENERGIZER RESOURCES INC.
1613    EH 10/6/2009 2.81 EASYHOME LTD.
1614    EHE 7/15/2016 0.06 WISDOMTREE EUROPE HEDGED EQTY I
1615    EHT 9/11/2014 0.97 ENERDYNAMIC HYBRID TECH CORP.
1616    EIF 9/28/2009 28 EXCHANGE INCOME CORP.
1617    EIL 9/28/2009 0.82 EMPIRE INDUSTRIES LTD.
1618    EIT.UN 4/1/2013 13 ENERVEST DIVERSIFIED INCOME TRU
1619    EKD 9/30/2009 0.02 EPIC DATA INTERNATIONAL INC.
1620    EKG 10/6/2009 2.18 CARDIOCOMM SOLUTIONS INC.
1621    EKO 9/28/2009 1.87 NOVEKO INTERNATIONAL INC.
1622    EL 9/9/2013 0.98 ENGAGEMENT LABS INC.
1623    ELA.UN 4/1/2013 0.16 EXCEL LATIN AMERICA BOND FD
1624    ELB.UN 5/17/2013 0.14 EXCEL LATIN AMERICA BOND FUND I
1625    ELC 9/28/2009 3.55 ELYSEE DEVELOPMENT CORP.
1626    ELD 9/28/2009 518 ELDORADO GOLD CORP.
1627    ELE.P 4/30/2013 0.01 ELEVATION CAPITAL CORP.
1628    ELF 9/28/2009 0.22 E-L FINANCIAL CORP. LTD.
1629    ELG 7/12/2010 1.01 ELGIN MINING INC.
1630    ELI 3/29/2011 0.38 ELISSA RESOURCES LTD.
1631    ELM 8/16/2011 0.1 ELEMENTAL MINERALS LIMITED ORDI
1632    ELN 9/28/2009 0.42 EL NINO VENTURES INC.
1633    ELO 9/28/2009 0.46 ELORO RESOURCES LTD.
1634    ELR 9/28/2009 32 EASTERN PLATINUM LTD.
1635    ELS 4/9/2010 0.23 EL TIGRE SILVER CORP.
1636    ELT 9/28/2009 0.47 ELECTRA GOLD LTD.
1637    ELV 9/16/2014 0.08 POWERSHARES S&P EMERG MKTS LOW
1638    ELW.RT 8/12/2014 0.05 ELKWATER RESOURCES LTD RTS
1639    ELW 10/16/2009 1.42 ELKWATER RESOURCES LTD.
1640    ELY 9/29/2009 0.83 ELY GOLD & MINERALS INC.
1641    EM.H 9/24/2010 0.21 EMPEROR OIL LTD.
1642    EM 10/24/2011 0.59 EMPEROR OIL LTD.
1643    EMA.IR 9/28/2015 2.35 EMERA INC 4 PCT DEBS INSTALMENT
1644    EMA 9/28/2009 163 EMERA INC.
1645    EMB 8/31/2010 0.33 EMBERCLEAR CORP.
1646    EMC 9/28/2009 8.84 EMC METALS CORP.
1647    EMD 12/20/2010 0.49 EMED MINING PUBLIC LIMITED COM
1648    EME 1/27/2010 3.09 EMERGE RESOURCES CORP.
1649    EMG.H 1/31/2013 0.01 EMERGEO SOLUTIONS WORLDWIDE INC.
1650    EMG 9/28/2009 0.06 EMERGEO SOLUTIONS WORLDWIDE INC.
1651    EMH 12/22/2014 16 EMERALD HEALTH THERAPEUTICS, INC.
1652    EMI 7/12/2010 0.25 ELECTRIC METALS INC.
1653    EMM 10/16/2009 0.02 EMEDIA NETWORKS INTERNATIONAL CORP.
1654    EMO 1/11/2013 0.29 EMERITA GOLD CORP.
1655    EMP.A 9/28/2009 80 EMPIRE COMPANY LTD.
1656    EMP.R 7/31/2013 0.47 EMPIRE COMPANY LTD SUB RECEIPTS
1657    EMR 9/29/2009 0.3 EMGOLD MINING CORP.
1658    EMS.H 12/13/2016 0.01 ELEMENT 79 CAPITAL INC.
1659    EMS.P 11/20/2013 0.01 ELEMENT 79 CAPITAL INC.
1660    EMT 2/11/2011 0.21 ENTOURAGE METALS LIMITED COM NP
1661    EMX 9/28/2009 2.41 EURASIAN MINERALS INC.
1662    EMY.UN 4/1/2013 0.14 MAN GLG EMERGING MKT IN FD
1663    ENA 9/28/2009 1.81 ENABLENCE TECHNOLOGIES INC.
1664    ENB.PFA 3/13/2014 2.06 ENBRIDGE INC PREF SERIES 9
1665    ENB.PFC 5/22/2014 1.99 ENBRIDGE INC PREF SERIES 11
1666    ENB.PFE 7/17/2014 1.81 ENBRIDGE INC PREF SERIES 13
1667    ENB.PFG 9/23/2014 1.38 ENBRIDGE INC.
1668    ENB.PFI 11/23/2016 0.51 ENBRIDGE INC PREF SERIES 17
1669    ENB.PFU 5/23/2012 1.22 ENBRIDGE INC PREFERRED SER L
1670    ENB.PFV 9/27/2013 0.84 ENBRIDGE INC PREF SERIES 5 USD
1671    ENB 9/28/2009 664 ENBRIDGE INC.
1672    ENDP 5/16/2016 0.21 ENDO INTERNATIONAL PLC
1673    ENER 4/3/2017 0.02 ENERSPAR CORP.
1674    ENF.R 10/10/2014 0.32 ENBRIDGE INCOME FD HLDG INC SUB
1675    ENF 12/21/2010 81 ENBRIDGE INCOME FUND HOLDINGS I
1676    ENG 9/28/2009 0.92 ENERGULF RESOURCES INC.
1677    ENGH 11/1/2016 3.03 ENGHOUSE SYSTEMS LTD.
1678    ENI.UN 4/1/2013 0.31 ENERGY INCOME FUND
1679    ENL 3/3/2014 0.28 ENDO INTERNATIONAL PLC
1680    ENP 9/28/2009 0.44 ENPAR TECHNOLOGIES INC.
1681    ENS.H 4/21/2015 0.01 ENSECO ENERGY SERVICES CORP.
1682    ENS 9/29/2009 0.31 ENSECO ENERGY SERVICES CORP.
1683    ENT 5/6/2011 3.82 ENTREC CORP.
1684    ENV.H 7/10/2017 0.06 ENSSOLUTIONS GROUP INC.
1685    ENV 10/5/2009 0.08 ENSSOLUTIONS GROUP INC.
1686    ENW 9/28/2009 2.26 ENWAVE CORP.
1687    EOG 11/29/2011 1.15 ECO ATLANTIC OIL AND GAS LTD.
1688    EOM 4/25/2011 4.81 ECO ORO MINERALS CORP.
1689    EOR 9/28/2009 0.59 ENHANCED OIL RESOURCES, INC.
1690    EOS.UN 4/2/2013 0.01 ENERVEST ENERGY & OIL SANDS TOT
1691    EOX 9/28/2009 0.71 EUROMAX RESOURCES LTD.
1692    EP 8/11/2016 0.01 EMPIRE METALS CORP.
1693    EPI 10/3/2011 1.12 ESSA PHARMA INC.
1694    EPK 6/21/2011 0.22 EPM MINING VENTURES INC.
1695    EPL 9/28/2009 1.36 EAGLE PLAINS RESOURCES LTD.
1696    EPO 9/28/2009 5.95 ENCANTO POTASH CORP.
1697    EPR 11/18/2015 0.01 EMPIRE ROCK MINERALS INC.
1698    EPS.RT 3/22/2017 0.03 EPSILON ENERGY LTD RIGHTS
1699    EPS 9/28/2009 5.39 EPSILON ENERGY LTD. (CANADA)
1700    EPT 9/28/2009 0.1 EMPOWER TECHNOLOGIES CORP.
1701    EPX.H 9/28/2009 0.01 ESHIPPERS MANAGEMENT LTD.
1702    EPZ 9/28/2009 1.7 ESPERANZA RESOURCES CORP.
1703    EQ 2/25/2013 0.15 EQ INC.
1704    EQB 5/13/2013 6.31 EQUITABLE GROUP INC.
1705    EQG 11/4/2014 0.05 EQUBE GAMING LTD.
1706    EQI 8/30/2010 0.58 GREY HORSE CORP.
1707    EQT 9/24/2010 1.03 EQUITAS RESOURCES CORP.
1708    EQU 7/12/2010 4.92 EQUAL ENERGY LTD.
1709    EQX 4/11/2011 1.26 EQUINOX EXPLORATION CORP.
1710    ER 9/28/2009 4.82 EASTMAIN RESOURCES INC.
1711    ERA.P 5/24/2012 0.01 ELCORA RESOURCES CORP.
1712    ERA 4/3/2013 0.5 ELCORA RESOURCES CORP.
1713    ERC 10/7/2009 0.13 MEDGOLD RESOURCES CORP.
1714    ERD 9/28/2009 2.46 ERDENE RESOURCE DEVELOPMENT CORP.
1715    ERE.P 10/7/2016 0.01 EUROPEAN COMMERCIAL REAL ESTATE LTD.
1716    ERE 10/7/2016 0.01 EUROPEAN COMMERCIAL REAL ESTATE
1717    ERF 1/6/2011 266 ENERPLUS CORP.
1718    ERG 10/1/2009 0.3 ERGORESEARCH LTD.
1719    ERL.H 10/14/2010 0.01 EARL RESOURCES LTD.
1720    ERM 6/28/2013 0.2 ECLIPSE RESIDENTIAL MORTGAGE IN
1721    ERN.H 1/21/2016 0.01 EARNY RESOURCES LTD.
1722    ERN 8/28/2012 0.01 EARNY RESOURCES LTD.
1723    ERO 3/1/2010 0.56 IPATH EUR USD EXCH RATE ETN
1724    ERX 9/28/2009 0.07 ERA RESOURCES INC.
1725    ES 9/28/2009 0.2 EIGHT SOLUTIONS INC.
1726    ESB.H 6/10/2013 0.01 EASTSIBERIAN PLC
1727    ESB 6/18/2012 0.01 EASTSIBERIAN PLC
1728    ESE 10/9/2009 0.01 ESTEC SYSTEMS CORP.
1729    ESI 9/28/2009 107 ENSIGN ENERGY SERVICES INC.
1730    ESK 11/3/2009 0.53 ESKAY MINING CORP.
1731    ESL 9/28/2009 8.59 ENGHOUSE SYSTEMS LTD.
1732    ESM 9/12/2016 0.72 EURO SUN MINING INC.
1733    ESN 7/12/2010 18 ESSENTIAL ENERGY SERVICES LTD.
1734    ESP 9/28/2009 4.72 ESPIAL GROUP, INC.
1735    ESR 9/28/2009 0.11 ERA CARBON OFFSETS LTD.
1736    ESS 10/8/2009 0.01 ESSTRA INDUSTRIES INC.
1737    EST 7/26/2010 0.26 ESTRELLA GOLD CORP.
1738    ESU 4/6/2015 0.73 EESTOR CORP.
1739    ESV 9/28/2009 0.14 E.S.I. ENVIRONMENTAL SENSORS INC.
1740    ESX 3/17/2017 0.01 ESSEX MINERALS INC.
1741    ET 9/28/2009 6.11 EVERTZ TECHNOLOGIES LTD.
1742    ETC 9/28/2009 0.67 EQUITABLE GROUP INC.
1743    ETE.P 6/2/2011 0.01 CHRYSALIS CAPITAL VIII CORPORAT
1744    ETF 9/28/2009 0.12 EASTFIELD RESOURCES LTD.
1745    ETG 9/28/2009 6.74 ENTR
1746    ETM 11/28/2011 0.04 ELM TREE MINERALS INC.
1747    ETP.A 7/29/2014 0.01 FIRST TRUST GLB RISK MANAGED IN
1748    ETP 7/23/2014 0.12 FT GLOBAL RISK MANAGED INCOME ETF COM
1749    ETR 4/9/2010 1.33 EACOM TIMBER CORP.
1750    ETV.H 9/20/2016 0.01 EVERMOUNT VENTURES INC.
1751    ETV.P 1/2/2013 0.01 EVERMOUNT VENTURES INC.
1752    ETX 9/28/2009 0.68 ETRION CORP.
1753    EU 4/28/2014 0.27 ENCORE ENERGY CORP.
1754    EUK 9/30/2009 0.13 EUREKA RESOURCES INC.
1755    EUO 9/29/2009 0.97 EUROCONTROL TECHNICS GROUP INC.
1756    EUR.A 2/4/2014 0.01 FIRST TRUST ALPHADEX EURO DIV I
1757    EUR 2/4/2014 0.18 FIRST TRUST ALPHADEX EURO DIV I
1758    EUU 11/7/2011 0.41 EUROPEAN URANIUM RESOURCES LTD.
1759    EV 9/28/2009 0.62 ERIN VENTURES INC.
1760    EVC.H 11/29/2013 0.01 EVERFRONT VENTURES CORP.
1761    EVC.P 12/14/2011 0.01 EVERFRONT VENTURES CORP.
1762    EVG 9/28/2009 3.78 EVOLVING GOLD CORP.
1763    EVM 1/25/2011 0.85 EVRIM RESOURCES CORP.
1764    EVR 9/28/2009 1.47 EVERTON RESOURCES INC.
1765    EVT 9/29/2009 0.18 ECONOMIC INVESTMENT TRUST
1766    EW 9/24/2010 2.03 EAST WEST PETROLEUM CORP.
1767    EWD 9/28/2009 0.67 EAGLEWOOD ENERGY INC.
1768    EWK 9/28/2009 0.18 EARTHWORKS INDUSTRIES INC.
1769    EWP.UN 4/1/2013 0.06 FIRST ASSET PIPES & POWER INCOM
1770    EWS 9/29/2009 0.24 ENVIRONMENTAL WASTE INTERNATIONAL INC.
1771    EX 7/3/2012 0.01 EXPLOREX CAPITAL LTD.
1772    EXA 9/28/2010 0.04 EXPLORATION AURTOIS INC.
1773    EXC 3/28/2011 0.06 ESSEX ANGEL CAPITAL INC.
1774    EXE 3/12/2012 48 EXTENDICARE INC.
1775    EXF 9/28/2009 7.94 EXFO INC.
1776    EXG 8/25/2014 0.15 EXGEN RESOURCES INC.
1777    EXI.P 7/22/2013 0.01 EXITO ENERGY II INC.
1778    EXM.A 10/5/2012 0.01 FA MORNINGSTAR EMERG COMP BD I
1779    EXM 9/28/2009 0.02 FIRSTASSET MSTAR EM COMP BOND ETF COMM
1780    EXN 9/28/2009 9.75 EXCELLON RESOURCES INC.
1781    EXO.H 8/30/2016 0.31 EXO U INC.
1782    EXO 9/28/2009 0.95 EXPLORATOR RESOURCES INC.
1783    EXQ.H 10/20/2009 0.01 EXCHEQUER RESOURCE CORP.
1784    EXS.RT 1/15/2014 0.01 EXPLOR RESOURCES INC RTS
1785    EXS 9/28/2009 3.48 EXPLOR RESOURCES INC.
1786    EXU 7/12/2010 0.34 EXPEDITION MINING INC.
1787    EXX.P 7/14/2011 0.01 EQUITORIAL CAPITAL CORP.
1788    EXX 5/24/2013 0.53 EQUITORIAL CAPITAL CORP.
1789    EY.H 6/29/2015 0.01 EXTENWAY SOLUTIONS INC.
1790    EY 9/28/2009 0.09 EXTENWAY SOLUTIONS INC.
1791    EYC 7/13/2015 0.12 EYECARROT INNOVATIONS CORP.
1792    EYE.A 10/5/2009 0.03 EYELOGIC SYSTEMS, INC.
1793    F.UN 4/1/2013 0.55 FAM REAL ESTATE INVESTMENT TRUS
1794    F 2/19/2016 0.9 FIORE EXPLORATION LTD.
1795    FA 3/9/2015 0.04 FOUNTAIN ASSET CORP.
1796    FAB 4/23/2010 0.06 FLYING A PETROLEUM LTD.
1797    FAC 2/10/2012 0.03 PANNONIA VENTURES CORPORATION C
1798    FAH.U 2/17/2017 0.21 FAIRFAX AFRICA HOLDINGS CORPORA
1799    FAI.A 3/23/2016 0.01 FA ACTIVE UTILITY INFRASTRUCTUR
1800    FAI 9/22/2014 0.09 FA ACTIVE UTILITY AND INFRASTRU
1801    FAM 9/28/2009 0.09 FAMILY MEMORIALS INC.
1802    FAN 9/28/2009 1.97 GAMING NATION INC.
1803    FAO.A 7/22/2015 0.01 FIRST ASSET ACTIVE CREDIT ETF A
1804    FAO 1/20/2015 0.11 FIRST ASSET ACTIVE CREDIT ETF
1805    FAO.U 9/8/2016 0.01 FIRST ASSET ACTIVE CREDIT ETF U
1806    FAO.V 3/3/2017 0.01 FIRST ASSET ACTIVE CREDIT ETF U
1807    FAP 9/28/2009 5.44 ABERDEEN ASIA-PACIFIC
1808    FAR 9/28/2009 0.78 FORACO INTERNATIONAL SA
1809    FAS 10/6/2015 0.24 FANTASY ACES DAILY FANTASY SPORTS CORP.
1810    FAU.H 2/13/2015 0.01 FIRE RIVER GOLD CORP.
1811    FAU 11/12/2009 1.68 FIRE RIVER GOLD CORP.
1812    FAV.H 5/1/2014 0.01 FOCUSED CAPITAL II CORP.
1813    FAV.P 1/10/2012 0.01 FOCUSED CAPITAL II CORP COM NPV
1814    FAY.U 9/28/2009 0.38 FIRST ASSET YLD OPPORTUNITY TRS
1815    FAY.UN 4/1/2013 0.14 FIRST ASSET YIELD OPPORTUNITY T
1816    FBE 9/13/2016 0.01 FIRST ASSET CANADIAN BUYBACK IN
1817    FBF 10/30/2009 0.08 FAB-FORM INDUSTRIES LTD.
1818    FBI 10/8/2009 0.01 FRANCHISE BANCORP INC.
1819    FBR.H 10/6/2009 0.01 FIBRE-CROWN MANUFACTURING INC.
1820    FBS.B 9/28/2009 0.41 5BANC SPLIT INC.
1821    FBU 9/13/2016 0.08 FIRST ASSET US BUYBACK INDEX ET
1822    FBX 9/29/2009 0.46 FIRST BAUXITE CORPORATION.
1823    FC 9/20/2010 4.95 FIRM CAPITAL MORTGAGE INV. CORP.
1824    FCA.U 8/8/2016 0.07 FIRM CAPITAL AMERICAN REALTY PARTNERS CORP.
1825    FCC 3/29/2016 2.94 FIRST COBALT CORP.
1826    FCD.UN 4/1/2013 0.13 FIRM CAPITAL PROPERTY TRUST
1827    FCE 9/23/2016 0.01 FIRST ASSET CAMBRIDGE CORE CDN
1828    FCF 6/29/2015 0.61 FCF CAPITAL INC.
1829    FCO 9/28/2009 2.14 FORMATION METALS INC.
1830    FCR 9/28/2009 80 FIRST CAPITAL REALTY INC.
1831    FCS.UN 4/1/2013 0.13 FAIRCOURT SPLIT TRUST
1832    FCU 4/30/2013 15 FISSION URANIUM CORP.
1833    FCV 9/28/2009 0.79 FOCUS VENTURES LTD.
1834    FCY.B 10/20/2016 0.01 FIRST ASSET CAMBRIDGE CORE US E
1835    FCY 9/29/2016 0.02 FIRST ASSET CAMBRIDGE CORE US E
1836    FDC 9/28/2009 1.52 FORUM URANIUM CORP.
1837    FDE.A 5/28/2013 0.01 FIRST TR ALPHADEX EMER MK DIV C
1838    FDE 5/15/2013 0.03 FIRST TR ALPHADEX EMER MK DIV C
1839    FDG 5/12/2011 0.08 FDG MINING INC.
1840    FDI 12/6/2016 0.04 FINDEV INC.
1841    FDL 10/18/2016 0.01 FA CANADIAN DIVIDEND LOW VOL ID
1842    FDN 9/28/2009 0.69 FOUNDATION RESOURCES INC.
1843    FDR 2/27/2012 1.55 FLINDERS RESOURCES LTD.
1844    FDS.UN 2/24/2014 0.09 FIRST TRUST GLOBAL DIVIDENDSEEK
1845    FDV.A 11/21/2014 0.01 FIRST ASSET ACTIVE CDN DIVID ET
1846    FDV 9/16/2014 0.05 FIRST ASSET ACTIVE CDN DIVID ET
1847    FDY.A 5/28/2013 0.01 FIRST TR ALPHADEX CANADIAN DIV
1848    FDY 5/15/2013 0.02 FIRST TR ALPHADEX CANADIAN DIV
1849    FE 6/28/2016 0.06 FIRST ENERGY METALS LTD.
1850    FEB 9/28/2009 0.24 FUNCTIONAL TECHNOLOGIES CORP.
1851    FEC 9/29/2009 1.21 FAIRWEST ENERGY CORP.
1852    FED 3/11/2011 1.16 ETHIOPIAN POTASH CORP.
1853    FEE 11/15/2011 0.01 FREE ENERGY INTERNATIONAL INC.
1854    FEM 12/12/2011 0.03 FERRUM AMERICAS MINING INC.
1855    FEN 10/6/2009 0.57 FORENT ENERGY LTD.
1856    FEO 12/6/2010 0.95 OCEANIC IRON ORE CORP.
1857    FER 5/24/2011 0.18 CENTURY IRON MINES CORP.
1858    FEX 9/30/2009 0.49 FJORDLAND EXPLORATION INC.
1859    FF 4/6/2015 10 FIRST MINING FINANCE CORP.
1860    FFC.H 6/17/2015 0.01 FOUR RIVER VENTURES LTD.
1861    FFF.P 2/15/2012 0.02 FRONTIER ACQUISITION CORP COM N
1862    FFF 10/2/2013 0.15 NORTHERN FRONTIER CORP.
1863    FFH 9/28/2009 21 FAIRFAX FINANCIAL HOLDINGS LTD.
1864    FFH.U 4/2/2013 0.03 FAIRFAX FINANCIAL HOLDINGS LIMI
1865    FFI.UN 4/1/2013 0.61 FLAHERTY & CRUMRINE FIXED INCOM
1866    FFL 12/7/2010 0.01 IPATH US TREASURY FLATTENER ETN
1867    FFL.U 4/23/2013 0.01 IPATH US TREASURY FLATTENER ETN
1868    FFM 9/24/2010 0.14 FORMATION FLUID MANAGEMENT INC.
1869    FFN 9/28/2009 3.61 FINANCIAL 15 SPLIT CORP II
1870    FFP 11/18/2009 0.01 CONSOLIDATED FIRSTFUND CAPITAL CORP.
1871    FG 5/3/2011 0.13 FALCON GOLD CORP.
1872    FGB 3/7/2016 0.05 FA SHORT TERM GOVT BOND INDEX C
1873    FGC 4/13/2010 0.28 FRONTLINE GOLD CORP.
1874    FGD 10/13/2009 2.41 FIRST GLOBAL DATA LTD.
1875    FGF 12/31/2012 0.02 CAPITAL DGMC INC.
1876    FGH 11/25/2013 0.08 FIRST GROWTH HOLDINGS LTD.
1877    FGL 9/28/2009 3.13 FIRST ASSET GLOBAL MOMENTUM CLA
1878    FGM 3/2/2016 0.01 FA GLOBAL MOMENTUM CAD HEDGED C
1879    FGU 3/8/2016 0.01 FIRST ASSET GLOBAL VALUE CLASS
1880    FGV 3/2/2016 0.01 FA GLOBAL VALUE CAD HEDGED CLAS
1881    FGX.RT 11/1/2013 0.01 FAIRCOURT GOLD INCOME CORP RTS
1882    FGX 9/28/2009 1.1 FAIRCOURT GOLD INCOME CORP.
1883    FHB.A 7/29/2014 0.01 FIRST ASSET HAMILTON CAP EURO B
1884    FHB 7/29/2014 0.46 FIRST ASSET HAMILTON CAP EURO B
1885    FHC 10/30/2014 0.05 FIRST TRUST US CONSUMER STAPLES
1886    FHD 11/27/2014 0.02 FIRST TRUST US CONSUMER DISCRET
1887    FHE 10/30/2014 0.02 FIRST TRUST US ENERGY ETF
1888    FHF 10/30/2014 0.04 FIRST TRUST US FINANCIAL ETF
1889    FHG 11/6/2014 0.03 FIRST TRUST US INDUSTRIALS ETF
1890    FHH 10/30/2014 0.06 FIRST TRUST US HEALTH CARE ETF
1891    FHM 10/30/2014 0.02 FIRST TRUST US MATERIALS ETF
1892    FHQ 11/13/2014 0.07 FIRST TRUST US TECHNOLOGY ETF
1893    FHU 10/30/2014 0.01 FIRST TRUST US UTILITIES ETF
1894    FHY.A 6/18/2015 0.01 FIRST TRUST SHORT DURATION HY B
1895    FHY 7/3/2014 0.01 FIRST TRUST SHORT DURATION HY B
1896    FI 11/13/2009 0.01 FIRST IDAHO RESOURCES INC.
1897    FIC 2/18/2011 0.34 CAN-FINANCIALS INCOME CORP UNIT
1898    FIE.A 9/28/2009 1.45 ISHARES CDN FINANCIAL MTHLY INC.
1899    FIE 7/12/2010 5.2 ISHARES CAN FINCL MONTHLY INC COMM
1900    FIG 2/29/2016 0.4 FIRST ASSET INVESTMENT GRADE BO
1901    FIH.U 8/8/2016 3.1 FAIRFAX INDIA HOLDINGS CORPORAT
1902    FIL 9/1/2016 0.18 FILO MINING CORP.
1903    FIS 9/28/2009 4.14 FISSION ENERGY CORP.
1904    FIU.H 7/4/2012 0.15 FIRST URANIUM CORP.
1905    FIX 10/2/2009 0.09 FIREBIRD RESOURCES INC.
1906    FKS.H 3/13/2015 0.01 FOLKSTONE CAPITAL CORP.
1907    FKS.P 1/5/2012 0.01 FOLKSTONE CAPITAL CORP.
1908    FL 9/28/2009 0.28 FRONTIER LITHIUM INC.
1909    FLB 5/20/2016 0.01 FIRST ASSET LONG DURATION FIXED INC ETF
1910    FLC 12/29/2010 0.03 FRONTLINE TECHNOLOGIES INC.
1911    FLGC 10/4/2016 0.19 FANLOGIC INTERACTIVE INC.
1912    FLI.A 12/11/2014 0.01 FIRST ASSET US&CDA LIFECO INCM
1913    FLI 5/12/2014 0.97 FIRST ASSET US & CANADA CORP.
1914    FLK 9/29/2009 0.05 FALKIRK RESOURCES CORP.
1915    FLO.H 6/11/2013 0.01 FOCUSED CAPITAL CORP.
1916    FLO.P 1/19/2011 0.01 FOCUSED CAP CORP COM
1917    FLX 9/28/2009 0.5 FIELDEX EXPLORATION INC.
1918    FLY 1/23/2012 2.96 FLYHT AEROSPACE SOLUTIONS LTD.
1919    FM 9/28/2009 709 FIRST QUANTUM MINERALS LTD.
1920    FMC 9/28/2010 0.65 FORBES AND MANHATTAN COAL CORP.
1921    FMG 1/4/2011 0.33 FIRST MEXICAN GOLD CORP.
1922    FMK.P 6/22/2015 0.01 FLYING MONKEY CAPITAL CORP.
1923    FMM 9/28/2009 0.84 FULL METAL MINERALS, LTD.
1924    FMR 7/14/2010 0.4 FAIRMONT RESOURCES INC.
1925    FMS 7/12/2010 4.91 FOCUS GRAPHITE INC.
1926    FMX 1/11/2012 0.06 TRIPLE CROWN PETROLEUM LTD.
1927    FN 9/20/2010 6.51 FIRST NATIONAL FINANCIAL INCOME
1928    FNC 9/28/2009 1.19 FANCAMP EXPLORATION LTD.
1929    FNI 9/28/2009 1.44 FIRST NICKEL INC.
1930    FNM.UN 4/1/2013 0.2 FIRST NATIONAL MORTGAGE INVESTM
1931    FNR.RT 9/24/2014 0.01 49 NORTH RESOURCES INC RTS
1932    FNR 9/28/2009 0.84 49 NORTH RESOURCES INC.
1933    FNV 9/28/2009 283 FRANCO-NEVADA CORP.
1934    FO 9/28/2009 4.81 FALCON OIL & GAS LTD.
1935    FOM 9/28/2009 0.62 FORAN MINING CORP.
1936    FOR 9/28/2009 0.25 FORTUNE BAY CORP.
1937    FOS 9/28/2009 2.99 PHOSCAN CHEMICAL CORP.
1938    FP 9/20/2010 0.77 FP NEWSPAPERS INC.
1939    FPC 9/25/2012 2.47 FALCO PACIFIC RESOURCE GROUP IN
1940    FPR 5/17/2016 0.09 FIRST ASSET PREFERRED SHARE ETF
1941    FPX 9/28/2009 1.39 FIRST POINT MINERALS CORP.
1942    FQC 5/5/2016 0.02 FIRST ASSET MSCI CANADA QUALITY CL ETF
1943    FR 9/28/2009 249 FIRST MAJESTIC SILVER CORP.
1944    FRA 9/28/2009 0.66 FREYJA RESOURCES INC.
1945    FRC 9/28/2009 76 CANYON SERVICES GROUP, INC.
1946    FRD 1/26/2011 0.01 FIREBIRD ENERGY, INC.
1947    FRF.A 2/24/2015 0.01 FIRST ASSET ACTIVE CDN REIT ETF
1948    FRF 9/9/2014 0.01 FIRST ASSET ACTIVE CDN REIT ETF
1949    FRI 10/5/2009 0.04 FREEPORT RESOURCES INC.
1950    FRII 1/31/2017 3.12 FRESHII INC.
1951    FRK 2/16/2016 0.19 FRONT RANGE RESOURCES LTD.
1952    FRL.UN 9/23/2013 0.67 SENIOR SECURED FLOATING RATE LO
1953    FRN 9/24/2010 0.28 FERONIA INC.
1954    FRO 11/17/2010 1.03 FRONTIER RARE EARTH LIMITED COM
1955    FRU 9/20/2010 76 FREEHOLD ROYALTIES LTD.
1956    FRX 9/30/2009 2.74 FENNEC PHARMACEUTICALS INC.
1957    FS.H 8/22/2013 0.01 FIRST STAR RESOURCES INC.
1958    FS 9/30/2009 0.18 FIRST STAR RESOURCES INC.
1959    FSC.H 10/28/2010 0.01 FITCH STREET CAPITAL CORP.
1960    FSD.A 2/11/2016 0.01 FIRST TRUST SH DUR HI YLD BND E
1961    FSD 2/10/2016 0.02 FIRST TRUST SH DUR HI YLD BND E
1962    FSD.UN 4/1/2013 0.16 FIRST TRUST ADV SH DUR HI YLD B
1963    FSF 11/3/2015 0.06 FIRST ASSET GLOBAL FINANCIAL SECTOR ETF
1964    FSH 9/28/2009 0.44 AGRIMARINE HOLDINGS INC.
1965    FSI 7/21/2010 0.04 FSI ENERGY GROUP INC.
1966    FSL.A 11/4/2013 0.01 FIRST TRUST SENIOR LOAN ETF ADV
1967    FSL 8/28/2013 0.59 FT SENIOR LOAN ETF CAD HDG COMM
1968    FSM 12/23/2011 0.01 FORTUNATE SUN MINING COMPANY LTD.
1969    FSN 9/28/2009 0.07 FRANCHISE SERVICES OF NORTH AMERICA, INC.
1970    FSP 8/7/2012 0.02 FIRST POTASH CORP.
1971    FSR 11/16/2009 0.01 FIRST TRUST DW DYN US SCTR IDX
1972    FSS 7/12/2010 0.4 FRONT STREET STRATEGIC YIELD FU
1973    FST.A 11/22/2016 0.02 FIRST TRUST CDN CAPITAL STRENGT
1974    FST.H 7/5/2012 0.02 FORTRESS MINERALS CORP.
1975    FST 9/28/2009 0.17 FIRST TRUST CDN CAPITAL STRENGT
1976    FSV 9/28/2009 23 FIRSTSERVICE CORP.
1977    FSW 9/30/2009 0.88 FIRESWIRL TECHNOLOGIES INC.
1978    FSY 9/28/2009 7.61 FORSYS METALS CORP.
1979    FSZ 9/24/2010 8.82 FIERA CAPITAL CORP.
1980    FT 9/28/2009 3.81 FORTUNE MINERALS LTD.
1981    FTB 6/22/2015 0.1 FT TACTICAL BOND INDEX ETF
1982    FTE 9/29/2009 0.09 FORTERRA ENVIRONMENTAL CORP.
1983    FTG 9/29/2009 1.54 FIRAN TECHNOLOGY GROUP CORP.
1984    FTI 6/25/2010 0.06 FTI FOODTECH INTERNATIONAL INC.
1985    FTJ.H 11/23/2015 0.02 FORT ST JAMES NICKEL CORP.
1986    FTJ 8/8/2011 0.05 FORT ST JAMES NICKEL CORP.
1987    FTN.RT 8/25/2014 0.05 FINANCIAL 15 SPLIT CORP RTS
1988    FTN 9/28/2009 7.35 FINANCIAL 15 SPLIT CORP.
1989    FTP 9/28/2009 7.09 FORTRESS PAPER LTD.
1990    FTR 10/9/2009 0.22 FIRESTEEL RESOURCES INC.
1991    FTS.IR 1/9/2014 1.33 FORTIS INC INSTAL RECEIPTS 4.0
1992    FTS.R 4/1/2013 0.25 FORTIS INC SUB RCPT
1993    FTS 9/28/2009 269 FORTIS INC.
1994    FTT 9/28/2009 170 FINNING INTERNATIONAL INC.
1995    FTU 9/28/2009 0.22 US FINANCIAL 15 SPLIT CORP.
1996    FUD.A 6/10/2013 0.01 FIRST TR ALPHADEX US DIV PLUS C
1997    FUD 5/15/2013 0.05 FIRST TR ALPHADEX US DIV PLUS C
1998    FUM 10/18/2016 0.05 FA US EQUITY MULTI FACTOR IDX E
1999    FUR 10/15/2014 0.08 FURA EMERALDS INC.
2000    FUT 9/28/2009 0.24 FA US TACTICAL SECTOR ALLOCATIO
2001    FUU 12/10/2013 1.39 FISSION 3.0 CORP.
2002    FV 9/28/2009 0.22 FIRESTONE VENTURES INC.
2003    FVI 9/28/2009 129 FORTUNA SILVER MINES INC.
2004    FVL 9/24/2010 0.68 FREEGOLD VENTURES LTD.
2005    FVR 9/28/2009 0.74 FINAVERA WIND ENERGY INC.
2006    FWK 9/29/2009 0.02 LIUYANG FIREWORKS LTD.
2007    FXF.A 6/7/2011 0.01 FIRST ASSET CAN-FINL CVR CALL E
2008    FXF 6/9/2011 0.01 FIRSTASSET CAN-FINLS CVRD CALL ETF COMM
2009    FXM.A 7/9/2012 0.03 FA MORNINGSTAR CDA VALUE IDX E
2010    FXM 2/15/2012 1.23 FIRSTASSET MSTAR CANADA VALUE ETF COMM
2011    FYC.P 7/31/2013 0.01 FRIDAY CAPITAL INC.
2012    FYL 9/28/2009 0.23 FINLAY MINERALS LTD.
2013    FZ 7/12/2011 0.1 FULL METAL ZINC LTD.
2014    G 9/28/2009 974 GBC GROWTH AND INCOME
2015    GA.H 7/24/2015 0.01 GOLCONDA RESOURCES LTD.
2016    GA 9/28/2009 0.11 GOLCONDA RESOURCES LTD.
2017    GAE 10/29/2009 0.04 GREENANGEL ENERGY CORP.
2018    GAF.UN 8/6/2015 0.15 GLOBAL ALPHA WORLDWIDE GROWTH F
2019    GAL 9/28/2009 0.23 GALANTAS GOLD CORP.
2020    GAME 11/3/2016 0.49 MILLENNIAL ESPORTS CORP.
2021    GAP 9/28/2009 0.91 PHARMAGAP INC.
2022    GAR 10/22/2012 0.04 GREEN ARROW RESOURCES INC.
2023    GAS 9/28/2009 12 CANADIAN NATURAL GAS INDEX ETF
2024    GAT.UN 4/1/2013 0.02 UBS GLOBAL ALLOCATION TR
2025    GAV 9/28/2009 0.05 GALVANIC APPLIED SCIENCES INC.
2026    GAX.H 4/19/2013 0.01 GALAHAD METALS INC.
2027    GAX 9/28/2009 0.33 GALAHAD METALS INC.
2028    GAZ.UN 4/26/2013 0.08 FRONSAC CAPITAL REIT UNITS
2029    GB 10/16/2009 0.02 GINGER BEEF CORP.
2030    GBB 9/28/2009 3.94 GOLD BULLION DEVELOPMENT CORP.
2031    GBD 6/11/2014 0.01 GOLDEN BRIDGE DEVELOPMENT CORP.
2032    GBE 11/12/2015 0.03 GOLDBELT EMPIRES LTD.
2033    GBF 10/23/2015 0.19 GLOBALANCE DIVIDEND GROWERS CORP.
2034    GBG.A 11/16/2015 0.02 0YEGIBRALTAR GROWTH CORP CL A
2035    GBG.UN 10/2/2015 0.01 GIBRALTAR GROWTH CORP.
2036    GBI.H 11/7/2011 0.02 GLOBAL RAILWAY INDUSTRIES LTD.
2037    GBL 12/3/2012 0.07 GB MINERALS LTD.
2038    GBM 7/9/2012 0.01 GOLDEN BRIDGE MINING CORP.
2039    GBN.H 11/17/2015 0.01 GOLDEN BAND RESOURCES INC.
2040    GBN 9/28/2009 1.28 GOLDEN BAND RESOURCES INC.
2041    GBP.UN 4/1/2013 0.02 GLOBAL BANKS PREMIUM INCOME TRU
2042    GBR 11/4/2010 0.26 GREAT BEAR RESOURCES LTD.
2043    GBT.A 9/28/2009 0.48 BMTC GROUP INC.
2044    GBT 5/19/2015 0.23 BMTC GROUP INC.
2045    GBU 9/28/2009 51 GABRIEL RESOURCES, LTD.
2046    GBV 9/28/2009 0.16 GROUPE BIKINI VILLAGE INC.
2047    GBX 1/13/2014 0.01 IPATH GBP USD EXCH RATE ETN
2048    GC 9/28/2009 33 GREAT CANADIAN GAMING CORP.
2049    GCC.H 1/10/2011 0.09 GOLDEN CARIBOO RESOURCES LTD.
2050    GCE 9/28/2009 71 GOLDEN COAST ENERGY CORP.
2051    GCG.A 9/28/2009 1.75 GUARDIAN CAPITAL GROUP LTD.
2052    GCG 10/9/2009 0.11 GUARDIAN CAPITAL GROUP LTD.
2053    GCH.H 10/9/2009 0.01 GTECH INTERNATIONAL RESOURCES LTD.
2054    GCL.RT 9/19/2016 0.04 COLABOR GROUP INC RTS
2055    GCL 9/28/2009 8.77 COLABOR GROUP INC.
2056    GCM.NTU 8/11/2011 0.04 GRAN COLOMBIA GOLD 5.0 PCT SIL
2057    GCM 9/24/2010 8.04 GRAN COLOMBIA GOLD CORP.
2058    GCN 9/29/2009 0.46 GOLDCLIFF RESOURCES CORP.
2059    GCO 6/4/2013 0.52 GLOBAL COBALT CORP.
2060    GCR 9/28/2009 0.24 ROGUE IRON ORE CORP.
2061    GCT.C 10/14/2009 0.01 GVIC COMMUNICATIONS CORP. N.V.
2062    GCT 9/29/2009 0.03 GVIC COMMUNICATIONS CORP.
2063    GCU 9/28/2009 7.31 GOLD CANYON RESOURCES INC.
2064    GCX 9/1/2011 0.03 GRANITE CREEK GOLD LTD.
2065    GDC 9/28/2009 1.31 GENESIS LAND DEVELOPMENT CORP.
2066    GDE.A 9/28/2009 0.06 GC GLOBAL CAPITAL CORP.
2067    GDG.UN 4/1/2013 0.64 GLOBAL DIVIDEND GROWERS INCOME
2068    GDI 9/20/2010 1.12 GENERAL DONLEE CANADA INC.
2069    GDL 9/28/2009 0.49 GOODFELLOW INC.
2070    GDM 6/23/2011 0.18 GOLDSTAR MINERALS INC.
2071    GDN 7/2/2013 0.03 GORDON CREEK ENERGY INC.
2072    GDP.UN 4/4/2013 0.03 GLOBAL DIVIDEND FUND
2073    GDR 9/28/2009 0.21 GOLDEN DORY RESOURCES CORP.
2074    GDS 9/28/2009 0.19 GENDIS INC.
2075    GDV.H 7/28/2010 0.01 GDV RESOURCES INC.
2076    GDW 9/28/2009 0.18 GOLD WORLD RESOURCES INC.
2077    GDX 9/29/2009 0.71 GOLDEX RESOURCES CORP.
2078    GE 9/28/2009 0.03 GRANVILLE PACIFIC CAPITAL CORP.
2079    GEA.H 12/11/2015 0.02 GOLD RIDGE EXPLORATION CORP.
2080    GEA 5/8/2012 0.01 GOLD RIDGE EXPLORATION CORP.
2081    GEG 9/28/2009 0.38 GINGURO EXPLORATION INC.
2082    GEI 6/8/2011 109 GIBSON ENERGY INC.
2083    GEL 9/28/2009 0.65 GLASS EARTH GOLD LTD.
2084    GEM 9/28/2009 2.41 PELE MOUNTAIN RESOURCES INC.
2085    GEMC 3/1/2017 0.26 GLOBAL ENERGY METALS CORP.
2086    GEN 9/28/2009 2.52 GENENEWS LTD.
2087    GEO 9/28/2009 0.94 GEODRILL LTD.
2088    GER 9/28/2009 0.91 GLEN EAGLE RESOURCES INC.
2089    GES.H 7/30/2015 0.01 GEMOSCAN CANADA INC.
2090    GES 2/22/2012 0.04 GEMOSCAN CANADA INC.
2091    GET 2/24/2011 0.01 GEORGETOWN CAPITAL CORP.
2092    GEX 1/21/2011 0.15 GUERRERO EXPLORATION INC.
2093    GFA 10/27/2010 0.12 GOLDEN FAME RESOURCES CORP.
2094    GFG 10/27/2016 0.28 GFG RESOURCES INC.
2095    GFK 10/1/2009 0.1 GFK RESOURCES INC.
2096    GFL.H 5/2/2017 0.01 GULFSTREAM ACQUISITION 1 CORP.
2097    GFL.P 6/17/2013 0.01 GULFSTREAM ACQUISITION 1 CORP.
2098    GFM.H 10/21/2009 0.01 GFM RESOURCES LTD.
2099    GFN.H 2/4/2016 0.01 GOLD FINDER EXPLORATIONS LTD.
2100    GFN 9/24/2010 0.14 GOLD FINDER EXPLORATIONS LTD.
2101    GFP 3/5/2010 0.28 GALE FORCE PETROLEUM INC.
2102    GFS 8/12/2010 18 GASFRAC ENERGY SERVICES INC.
2103    GFV 9/29/2009 0.09 GREENFLAG VENTURES INC.
2104    GG 9/28/2009 0.69 GALANE GOLD LTD.
2105    GGA 7/12/2010 4.23 GOLDGROUP MINING INC.
2106    GGC 9/28/2009 0.71 G4G CAPITAL CORP.
2107    GGD 7/30/2010 3.04 GOGOLD RESOURCES INC.
2108    GGE 10/12/2012 0.01 GREAT NORTHERN GOLD EXPLORATION
2109    GGG 8/11/2014 1.67 GRAPHENE 3D LAB INC.
2110    GGI 9/28/2009 5.61 GARIBALDI RESOURCES CORP.
2111    GGL 9/28/2009 0.26 GGL RESOURCES CORP.
2112    GGM 7/26/2016 0.36 GRANADA GOLD MINE INC.
2113    GGN 9/28/2009 1.18 GRYPHON GOLD CORP.
2114    GGS 7/29/2013 0.15 GOLDEN SECRET VENTURES LTD.
2115    GGT.UN 5/13/2013 0.18 GOODMAN GOLD TRUST
2116    GGX 3/4/2010 0.33 GLOBAL GREEN MATRIX CORP.
2117    GGY 9/28/2009 0.57 GOLDEYE EXPLORATIONS LTD.
2118    GH 9/20/2010 2.22 GAMEHOST INC.
2119    GHC.UN 10/23/2014 0.58 GLOBAL HEALTHCARE DIVIDEND FUND
2120    GHE.P 1/28/2016 0.01 0NEGOLD HORN INTL ENTERPRISES G
2121    GHI 3/12/2012 0.01 GOLDBAR RESOURCES INC.
2122    GHR.H 2/3/2016 0.01 GOLDEN HARP RESOURCES INC.
2123    GHR 9/29/2009 0.04 GOLDEN HARP RESOURCES INC.
2124    GI 11/2/2009 0.23 GEM INTERNATIONAL RESOURCES INC.
2125    GIB.A 9/28/2009 271 CGI GROUP, INC.
2126    GIC 10/8/2009 0.03 GENTERRA CAPITAL INC.
2127    GIF.UN 7/24/2014 0.3 GLOBAL INFRASTRUCTURE DIVIDEND
2128    GIG.H 5/17/2011 0.01 GIGA CAPITAL CORP.
2129    GII.UN 4/1/2013 0.46 GLOBAL DIV INV GR. INCOME TR. I
2130    GIL 9/28/2009 238 GILDAN ACTIVEWEAR INC.
2131    GIR 1/31/2012 0.03 GIMUS RESOURCES INC.
2132    GIS 9/28/2009 0.35 GENESIS METALS CORP.
2133    GIT 9/28/2009 0.24 GITENNES EXPLORATION, INC.
2134    GIX 9/28/2009 2.5 GEOLOGIX EXPLORATIONS INC.
2135    GJB 10/1/2010 0.04 GOLD JUBILEE CAPITAL CORP.
2136    GKL 10/6/2009 0.02 GLOBAL KEY INVESTMENT LTD.
2137    GKR.H 11/18/2013 0.01 GREENOCK RESOURCES INC.
2138    GKR 9/29/2009 0.08 GREENOCK RESOURCES INC.
2139    GKX 9/28/2009 0.39 GEMINI CORP.
2140    GLB 10/2/2009 0.06 GOLDBANK MINING CORP.
2141    GLD 9/29/2009 0.82 AUGEN GOLD CORP.
2142    GLG 9/28/2009 2.09 GLG LIFE TECH CORP.
2143    GLI.H 9/13/2016 0.01 GLACIER LAKE RESOURCES INC.
2144    GLK 9/28/2009 0.7 RAISE PRODUCTION INC.
2145    GLL 2/1/2010 0.14 GOLDEN ALLIANCE RESOURCES CORP.
2146    GLM 4/16/2013 0.48 GLENMARK CAPITAL CORP.
2147    GLN 9/28/2009 2.78 GLENTEL INC.
2148    GLV.A 9/28/2009 2.18 GLV, INC.
2149    GLV.B 10/2/2009 0.05 GLV, INC.
2150    GLW 9/28/2009 6.25 GALWAY GOLD INC.
2151    GMA 10/4/2010 1.96 GEOMEGA RESOURCES INC.
2152    GMC.H 4/14/2014 0.02 GEOVIC MINING CORP.
2153    GMC 9/28/2009 0.67 GEOVIC MINING CORP.
2154    GMM.U 4/1/2013 0.38 GENERAL MOTORS COMPANY
2155    GMN 9/28/2009 0.21 GOBIMIN INC.
2156    GMO 9/28/2009 1.5 GENERAL MOLY, INC.
2157    GMP 9/28/2009 18 GMP CAPITAL INC.
2158    GMR.H 4/15/2014 0.01 GASTEM INC.
2159    GMR 9/28/2009 1.04 GASTEM INC.
2160    GMT 10/9/2009 0.02 MERCATOR TRANSPORT GROUP CORP.
2161    GMV 9/30/2009 0.7 GMV MINERALS INC.
2162    GMX 9/29/2009 0.8 GLOBEX MINING ENTERPRISES INC.
2163    GMZ 11/9/2011 0.1 GLOBAL MET COAL CORP.
2164    GN 6/6/2011 0.02 GONZAGA RESOURCES LTD.
2165    GNC.P 9/7/2011 0.01 GAINEY CAPITAL CORP.
2166    GNC 10/3/2013 0.32 GAINEY CAPITAL CORP.
2167    GNF 5/11/2011 0.18 GREENFIELDS PETROLEUM CORPORATI
2168    GNG 9/28/2009 1.17 GOLDEN GOLIATH RESOURCES LTD.
2169    GNH 9/28/2009 2.12 GOLDEN HOPE MINES LTD.
2170    GNM 1/5/2012 0.1 GEONOVUS MINERALS CORP.
2171    GNO 9/28/2009 0.63 GENOIL INC.
2172    GNT 11/7/2011 0.06 GENTOR RESOURCES INC.
2173    GNV 9/20/2010 8.9 GENIVAR INC FD
2174    GO 9/28/2009 23 MOGO FINANCE TECHNOLOGY INC.
2175    GOC.H 12/19/2013 0.01 GO CAPITAL I INC.
2176    GOC.P 2/18/2011 0.01 GO CAPITAL I INC COM NPV
2177    GOD 9/28/2009 0.43 GOLDRUSH RESOURCES LTD.
2178    GOE 9/29/2009 0.19 DEER HORN METALS INC.
2179    GOG 9/28/2009 0.37 GOLDEN TAG RESOURCES LTD.
2180    GOI.H 10/9/2009 0.01 GALLERIA OPPORTUNITIES, INC.
2181    GOK 12/18/2009 0.07 GINSMS INC.
2182    GOL.P 2/6/2012 0.01 GIDEON CAPITAL CORP.
2183    GOLD 6/13/2016 5.15 GOLDMINING INC.
2184    GOM 9/28/2009 1.46 GOLDEN DAWN MINERALS INC.
2185    GON 3/7/2011 0.03 GONDWANA GOLD INC.
2186    GOOS 3/16/2017 21 CANADA GOOSE HOLDINGS INC.
2187    GOP 2/25/2014 0.03 GOURMET OCEAN PRODUCTS INC.
2188    GOR 9/28/2009 0.15 GOLDREA RESOURCES CORP.
2189    GOV.H 4/16/2013 0.01 GEOVENCAP INC.
2190    GOV 12/16/2011 0.02 GEOVENCAP INC.
2191    GP 4/12/2013 0.11 GOLDEN PEAK MINERALS INC.
2192    GPC 2/18/2011 0.27 SENIOR GOLD PRODUCERS INCOME CORP.
2193    GPD 9/28/2009 3.61 GOLDEN PREDATOR CORP.
2194    GPE.H 8/4/2015 0.02 GREAT PRAIRIE ENERGY SERVICES I
2195    GPE 11/6/2013 0.23 GREAT PRAIRIE ENERGY SERVICES I
2196    GPF.UN 4/1/2013 0.08 GOLD PARTICIPATION AND INCOME F
2197    GPG 9/28/2009 0.47 GRANDE PORTAGE RESOURCES LTD.
2198    GPH 12/6/2011 2.38 GRAPHITE ONE RESOURCES INC.
2199    GPK 11/11/2009 0.01 GRAND PEAK CAPITAL CORP.
2200    GPL 9/29/2009 0.06 GALILEO PETROLEUM LTD.
2201    GPM 9/28/2009 0.54 GUYANA PRECIOUS METALS INC.
2202    GPO 9/28/2009 0.3 GOLD PORT RESOURCES LTD.
2203    GPR 9/28/2009 38 GREAT PANTHER SILVER LTD.
2204    GPS 9/28/2009 3.66 BSM TECHNOLOGIES INC.
2205    GPV 12/30/2014 0.35 GREENPOWER MOTOR COMPANY INC.
2206    GPW 9/28/2009 0.22 GRAND POWER LOGISTICS GROUP INC.
2207    GPY 1/27/2014 1.77 GOLDEN PREDATOR MINING CORP.
2208    GQ 9/28/2009 1.65 GREAT QUEST METALS LTD.
2209    GQC 9/28/2009 7.24 GOLDQUEST MINING CORP.
2210    GQM 9/28/2009 5.17 GOLDEN QUEEN MINING CO. LTD.
2211    GR 7/26/2010 0.42 GREAT ATLANTIC RESOURCES CORP.
2212    GRA.H 12/8/2009 0.05 GRANIZ MONDAL INC.
2213    GRB 6/16/2011 0.21 GREENBRIAR CAPITAL CORP.
2214    GRC 12/24/2009 2.6 GRENVILLE STRATEGIC ROYALTY CORP.
2215    GRE 6/7/2011 0.3 CHINA GREEN STAR AGRICULTURAL C
2216    GRG 9/28/2009 2.32 GOLDEN ARROW RESOURCES CORP.
2217    GRI 9/29/2009 0.36 GALORE RESOURCES INC.
2218    GRK 9/29/2009 0.09 GRAY ROCK RESOURCES LTD.
2219    GRL 9/28/2009 0.89 GLOBAL REAL ESTATE DIV GROWERS
2220    GRM 10/1/2012 0.71 GOLDROCK MINES CORP.
2221    GRN 10/23/2009 0.39 GREENSCAPE CAPITAL GROUP INC.
2222    GRO 9/20/2010 0.67 GOLD ROYALTIES CORP.
2223    GRR 9/28/2009 1.1 GOLDEN REIGN RESOURCES LTD.
2224    GRS.H 9/29/2014 0.01 GRIFFIN SKYE CORP.
2225    GRT.UN 4/1/2013 24 GRANITE REAL ESTATE INVESTMENT
2226    GRV 9/28/2009 0.38 GOLD REACH RESOURCES LTD.
2227    GRX.H 10/1/2009 0.01 GREENSHIELD EXPLORATIONS LTD.
2228    GRY.H 10/14/2010 0.01 GAINEY RESOURCES LTD.
2229    GRZ 9/28/2009 2.37 GOLD RESERVE INC.
2230    GS 9/28/2009 24 GLUSKIN SHEFF + ASSOCIATES, INC.
2231    GSA 9/28/2009 0.65 GROUNDSTAR RESOURCES LTD.
2232    GSB.UN 6/23/2014 0.31 GOLDMAN SACHS US INCOME BUILDER
2233    GSC 9/28/2009 46 GOLDEN STAR RESOURCES, LTD.
2234    GSE 8/3/2011 0.09 GOLDSPIKE EXPLORATION INC.
2235    GSH 9/28/2009 0.51 GOLDEN SHARE MINING CORP.
2236    GSI 2/26/2013 0.69 GATEKEEPER SYSTEMS, INC.
2237    GSP 4/10/2012 0.57 GENSOURCE CAPITAL CORP.
2238    GSR 2/28/2011 1.49 GOLDSTRIKE RESOURCES LTD.
2239    GSS 9/28/2009 0.2 GOSSAN RESOURCES LTD.
2240    GST.P 5/23/2012 0.01 GOLDEN SUN CAPITAL INC.
2241    GSU 10/9/2012 0.02 GOLDEN SUN MINING CORP.
2242    GSV 2/21/2012 12 GOLD STANDARD VENTURES CORP.
2243    GSW 1/16/2012 0.12 GREEN SWAN CAPTIAL CORP.
2244    GSX.H 10/29/2015 0.02 GOLDSTREAM MINERALS INC.
2245    GSX 9/24/2012 0.09 GOLDSTREAM MINERALS INC.
2246    GSY 9/29/2009 3.94 ARGOSY ENERGY INC.
2247    GTA 7/20/2010 1.03 GTA RESOURCES AND MINING INC.
2248    GTB.H 6/7/2016 0.01 GREATBANKS RESOURCES LTD.
2249    GTB 11/11/2014 0.06 GREATBANKS RESOURCES LTD.
2250    GTC 9/30/2009 0.11 GETTY COPPER INC.
2251    GTD.H 2/6/2014 0.01 GSTAAD CAPITAL CORP.
2252    GTD.P 3/1/2012 0.01 GSTAAD CAPITAL CORP.
2253    GTE 9/28/2009 130 GRAN TIERRA ENERGY, INC.
2254    GTG 1/15/2013 0.29 GREAT THUNDER GOLD CORP.
2255    GTH 9/28/2009 1.22 U.S. GEOTHERMAL INC.
2256    GTO.H 4/22/2014 0.01 GALENA INTERNATIONAL RESOURCES
2257    GTO 4/9/2010 0.04 GALENA INTERNATIONAL RESOURCES LTD.
2258    GTP 2/8/2011 0.91 COLT RESOURCES INC.
2259    GTR 8/9/2011 0.01 GTO RESOURCES INC.
2260    GTT 11/28/2016 1.39 GT GOLD CORP.
2261    GTU.U 9/28/2009 0.96 CENTRAL GOLDTRUST
2262    GTU.UN 4/1/2013 0.32 CENTRAL GOLDTRUST
2263    GTX 9/28/2009 0.41 N A
2264    GTZ 3/31/2011 0.02 GATORZ, INC.
2265    GUD 3/3/2014 25 KNIGHT THERAPEUTICS INC.
2266    GUF 10/1/2009 0.01 GULF & PACIFIC EQUITIES CORP.
2267    GUG 2/24/2014 0.3 GUNGNIR RESOURCES INC.
2268    GUL 9/28/2009 0.22 GULF SHORES RESOURCES LTD.
2269    GUM 7/27/2011 0.2 GOLD MOUNTAIN MINING CORP.
2270    GUN 10/25/2010 0.09 GUNPOINT EXPLORATION LTD.
2271    GUR 9/28/2009 0.24 ASTON HILL GLOBAL URANIUM FUND INC.
2272    GUY 9/28/2009 125 GUYANA GOLDFIELDS INC.
2273    GV 12/11/2009 1.93 GOLD STANDARD VENTURES CORP.
2274    GVC.RT 5/18/2016 0.01 GLACIER MEDIA INC RTS
2275    GVC 9/28/2009 0.64 GLACIER MEDIA, INC.
2276    GVG 9/28/2009 0.07 GRENVILLE GOLD CORP.
2277    GVR 6/18/2012 0.03 GOLDEN VIRTUE RESOURCES INC.
2278    GVW.H 7/12/2010 0.01 GENVIEW CAPITAL CORP.
2279    GVX.H 10/22/2012 0.02 GRANDVIEW GOLD INC.
2280    GVX 9/28/2009 0.12 GRANDVIEW GOLD INC.
2281    GVY 9/29/2009 0.05 GREEN VALLEY MINE INC.
2282    GWA 9/28/2009 1.13 GOWEST GOLD LTD.
2283    GWG 9/28/2009 9.81 GREAT WESTERN MINERALS GROUP, LTD.
2284    GWM 1/4/2013 0.39 GALWAY METALS INC.
2285    GWO 9/28/2009 200 GREAT-WEST LIFECO INC.
2286    GWO-R 10/11/2012 1.61 GREAT WEST LIFECO INC SUB RECEI
2287    GWQ 9/28/2009 0.59 GWR RESOURCES INC.
2288    GWR 12/30/2010 0.92 GWR GLOBAL WTR RES CORP COM NPV
2289    GWW.H 10/11/2011 0.01 GENESIS WORLDWIDE INC.
2290    GWY 9/28/2009 6.89 GALWAY RESOURCES LTD.
2291    GX 9/28/2009 0.23 GUARDIAN EXPLORATION INC.
2292    GXE 11/18/2013 6.38 GEAR ENERGY LTD.
2293    GXF.A 1/4/2013 0.01 FIRST ASSET DEX GOVT BOND INDEX
2294    GXF 7/11/2012 0.01 FIRSTASSET DEX GOV BOND BARBELL ETF COMM
2295    GXG 9/28/2009 0.05 G4G RESOURCES LTD.
2296    GXI.R 12/23/2014 0.01 GUESTLOGIX INC SUB RECEIPTS
2297    GXI 9/28/2009 3.45 GUESTLOGIX INC.
2298    GXL 7/4/2016 0.08 GALILEO EXPLORATION LTD.
2299    GXM 9/28/2009 0.53 GEODEX MINERALS LTD.
2300    GXO 11/24/2014 21 GRANITE OIL CORP.
2301    GXR 9/28/2009 0.14 GEOROX RESOURCES INC.
2302    GXS 9/28/2009 1.36 GOLDSOURCE MINES INC.
2303    GXU 7/11/2016 1.24 GOVIEX URANIUM INC.
2304    GXX.P 1/20/2012 0.01 GPS INVESTMENT CORP.
2305    GXY 12/9/2011 0.19 GALAXY GRAPHITE CORP.
2306    GYA 3/21/2017 0.13 GUYANA GOLDSTRIKE INC.
2307    GYG 10/18/2010 0.31 GUYANA FRONTIER MINING CORP.
2308    GZD 9/28/2009 0.35 GRIZZLY DISCOVERIES INC.
2309    GZT 10/16/2013 0.12 GAZIT GLOBE LTD.
2310    GZZ 9/28/2009 1.01 GOLDEN VALLEY MINES LTD.
2311    H 4/9/2010 59 HYDRO ONE LTD.
2312    HA 10/2/2009 0.06 HODGINS AUCTIONEERS INC.
2313    HAA.A 10/14/2011 0.02 HORIZONS ACTIVE BALANCED ETF
2314    HAA 7/29/2010 0.02 HORIZONS ACTIVE BALANCED ETF COMM
2315    HAB.A 10/13/2011 0.01 HORIZONS ACTIVE CORPORATE BOND
2316    HAB 9/28/2009 2.33 HORIZONS ACTIVE CORPORATE BOND ETF COMM
2317    HAC.A 10/28/2011 0.04 HORIZONS SEASONAL ROTATION ETF
2318    HAC 11/20/2009 1.61 HORIZONS SEASONAL ROTATION ETF COMM
2319    HAD.A 12/19/2012 0.01 HORIZONS ACTIVE CDN BOND ETF AD
2320    HAD 9/28/2009 0.18 HORIZONS ACTIVE CDN BOND COMM
2321    HAF.A 11/24/2011 0.01 HORIZONS ACTIVE ADVANTAGE YIELD
2322    HAF 9/20/2010 0.33 HORIZONS ACTIVE ADVANTAGE YIELD ETF COMM
2323    HAG.A 12/13/2011 0.01 HORIZONS GARTMAN ETF ADV
2324    HAG 11/19/2009 0.27 HORIZONS GARTMAN ETF COMM
2325    HAH.A 2/29/2012 0.01 HORIZONS SP TSX 60 130 30 IDX E
2326    HAH.P 11/30/2016 0.01 TRUSTED BRAND 2016 INC.
2327    HAH 2/9/2010 0.04 HORIZONS S&P TSX 60 130 30 ETF COMM
2328    HAJ.A 10/12/2012 0.01 HORIZONS ACTIVE EMRG MKTS DIV A
2329    HAJ 10/16/2012 0.15 HORIZONS ACTIVE EM DIVIDEND COMM
2330    HAL.A 10/14/2011 0.02 HORIZONS ACTIVE CANADIAN DIVIDE
2331    HAL 2/10/2010 0.22 HORIZONS ACTIVE CDN DIVIDEND ETF COMM
2332    HAN.H 12/18/2009 0.01 HANSA.NET GLOBAL COMMERCE, INC.
2333    HAN 8/19/2016 0.07 HANNAN METALS LTD.
2334    HAO 9/28/2009 0.88 HABANERO RESOURCES, INC.
2335    HAP.A 12/9/2009 0.01 HORIZONS ACTIVE INCOME PLUS ETF
2336    HAP 1/17/2011 0.05 HORIZONS ACTIVE INCOME PLUS ETF COMM
2337    HAR 10/13/2009 0.04 HARMONY GROWTH PLUS PORT CLASS EMBED SER
2338    HARC 1/17/2017 0.02 HORIZONS ABS RETURN GLOBAL CURR
2339    HAU.A 2/25/2015 0.01 HORIZONS ACTIVE US DIVIDEND ETF
2340    HAU 9/28/2009 0.21 HORIZONS ACTIVE US DIVIDEND ETF E
2341    HAU.U 9/14/2016 0.02 HORIZONS ACTIVE US DIVIDEND ETF
2342    HAV.A 10/14/2011 0.01 HORIZONS ACTIVE NORTH AMERICAN
2343    HAV 2/10/2010 0.04 HORIZONS ACTIVE NORTH AMERICAN VALUE ETF
2344    HAW.A 10/14/2011 0.01 HORIZONS ACTIVE NORTH AMERICAN
2345    HAW.P 3/23/2017 0.03 HAW CAPITAL CORP.
2346    HAW 2/10/2010 0.03 HORIZONS ACTIVE NORTH AMER GR ETF COMM
2347    HAX.A 1/15/2013 0.01 HORIZONS ACT SP TSX 60 COV CALL
2348    HAX 9/28/2009 0.07 HORIZONS ALPHAPRO MANAGED S&P TSX 60 ETF
2349    HAY.UN 4/12/2013 0.03 STONE AGRIBUSINESS FUND
2350    HAZ.A 10/14/2011 0.04 HORIZONS ACTIVE GLOBAL DIVIDEND
2351    HAZ 7/21/2010 1.19 HORIZONS ACTIVE GLOBAL DIVIDEND ETF COMM
2352    HBB 5/8/2014 0.3 HORIZONS CDN SELECT UNIVERSE BO
2353    HBC.R 9/10/2013 0.17 HUDSONS BAY COMPANY SUB RECEIPT
2354    HBC 11/20/2012 84 HUDSONS BAY COMPANY
2355    HBD 9/28/2009 2.9 HORIZONS BETAPRO COMEX GOLD BULLION BEAR
2356    HBE 4/9/2010 0.19 HORNBY BAY MINERAL EXPLORATION LTD.
2357    HBF 5/3/2016 0.3 BRAND LEADERS PLUS INCOME ETF
2358    HBF.U 10/27/2016 0.03 BRAND LEADERS PLUS INCOME ETF U
2359    HBF.UN 7/24/2014 0.17 BRAND LEADERS PLUS INCOME FUND
2360    HBG 1/27/2016 0.27 HAMILTON CAPITAL GLOBAL BANK ETF
2361    HBK 9/29/2009 0.71 HIGHBANK RESOURCES LTD.
2362    HBL.UN 4/1/2013 0.19 BRAND LEADERS INCOME FUND
2363    HBM 9/28/2009 308 HUDBAY MINERALS, INC.
2364    HBP 9/28/2009 0.67 HELIX BIOPHARMA CORP.
2365    HBR.A 3/4/2013 0.01 HORIZONS AUSPICE BROAD COMM IDX
2366    HBR 3/4/2013 0.01 HORIZONS AUSPICE BROAD COMMODITY ETF COM
2367    HBU 9/28/2009 5.43 HORIZONS BETAPRO COMEX GOLD BULLION BULL
2368    HBY 9/27/2010 0.11 HUNTER BAY MINERALS PLC
2369    HCG 9/28/2009 96 HOME CAPITAL GROUP INC.
2370    HCI 9/28/2009 0.26 HARTCO, INC.
2371    HCN 1/13/2016 0.06 HORIZONS CHINA HIGH DIV YLD IDX ETF
2372    HCS.UN 4/2/2013 0.02 CANADIAN PREMIUM SELECT INCOME
2373    HDA 9/29/2009 1.12 HULDRA SILVER INC.
2374    HDD 9/28/2009 0.45 HORIZONS BETAPRO U.S. DOLLAR BEAR
2375    HDG 9/29/2009 0.42 HIGH DESERT GOLD CORP.
2376    HDU 9/28/2009 0.5 HORIZONS BETAPRO U.S. DOLLAR BULL
2377    HDX 10/9/2009 0.12 POSERA-HDX LTD.
2378    HE.RT 2/24/2015 0.01 HANWEI ENERGY SERVICES CORP RIG
2379    HE 9/28/2009 0.61 HANWEI ENERGY SERVICES CORP.
2380    HEA.A 1/27/2014 0.01 HORIZONS ENHD INC US EQUITY ETF
2381    HEA 1/27/2014 0.14 HORIZONS ENHD INCOME US EQUITY
2382    HEA.U 4/1/2013 0.1 HORIZONS ENHD INCOME US EQUITY
2383    HEA.V 9/14/2011 0.04 HORIZONS ENHD INC US EQUITY USD
2384    HEC 12/30/2013 0.04 HANDA COPPER CORP.
2385    HED 9/28/2009 8.27 HORIZONS BETAPRO S&P TSX CAP ENERGY BEAR
2386    HEE.A 9/9/2011 0.04 HORIZONS ENHD INCOME ENERGY ETF
2387    HEE 4/15/2011 1.3 HORIZONS ENHANCED INC ENERGY ETF COMM
2388    HEF.A 9/9/2011 0.02 HORIZONS ENHD INCOME FINANCIAL
2389    HEF 5/18/2011 0.38 HORIZONS ENHAN INC FINANCIALS ETF COMM
2390    HEG.H 2/19/2013 0.02 HOMELAND ENERGY GROUP LTD.
2391    HEG 9/28/2009 0.76 HOMELAND ENERGY GROUP LTD.
2392    HEI 10/5/2009 0.05 HUNTINGTON EXPLORATION INC.
2393    HEJ.A 9/14/2011 0.02 HORIZONS ENHD INC INTL EQUITY E
2394    HEJ 9/14/2011 0.5 HORIZONS ENH INC INTL EQUITY ETF COMM
2395    HEL 9/28/2009 0.56 HELLIX VENTURES INC.
2396    HEM 9/28/2009 1.95 HEMISPHERE GPS INC.
2397    HEMP 5/24/2016 2.9 HEMPCO FOOD AND FIBER INC.
2398    HEN.UN 4/2/2013 0.17 ENERGY LEADERS INCOME FD
2399    HEO 9/28/2009 1.32 H2O INNOVATION INC.
2400    HEP.A 9/9/2011 0.05 HORIZONS ENHD INCOME GOLD PROD
2401    HEP 4/14/2011 2.02 HORIZONS ENHANCED INC GOLD PROD ETF COMM
2402    HER 8/22/2014 0.1 HERON RESOURCES LTD.
2403    HES.A 9/4/2012 0.01 HORIZONS ENHANCED US EQY INC ET
2404    HES 9/4/2012 0.06 HORIZONS ENHANCED US EQUITY INC ETF COMM
2405    HET.H 6/20/2011 0.01 HTN INC.
2406    HEU 9/28/2009 11 HORIZONS BETAPRO S&P TSX CAP ENERGY BULL
2407    HEW 7/14/2010 0.18 HORIZONS S&P TSX 60 EQUAL WEIGHT ETF
2408    HEX.A 9/9/2011 0.1 HORIZONS ENHD INCOME EQUITY ETF
2409    HEX 3/17/2011 2.16 HORIZONS ENHANCED INCOME EQUITY ETF COMM
2410    HF 9/28/2009 7.02 HANFENG EVERGREEN INC.
2411    HFC 8/12/2016 0.01 HAMPTON FINANCIAL CORP.
2412    HFD 9/28/2009 4.53 HORIZONS BETAPRO S&P TSX CAP FINCLS BEAR
2413    HFF 4/20/2016 0.09 HEMPCO FOOD AND FIBER INC.
2414    HFI 12/29/2009 0.02 HERMES FINANCIAL INC.
2415    HFP.A 10/2/2013 0.01 HORIZONS ACTIVE FLT RATE PREF A
2416    HFP 10/2/2013 0.34 HORIZONS ACTIVE FR PERF SHARE ETF COMM
2417    HFR.A 10/14/2011 0.02 HORIZONS ACTIVE FLOATING RATE B
2418    HFR 12/13/2010 1.8 HORIZONS ACTIVE FR BOND ETF COMM
2419    HFU 9/28/2009 5.37 HORIZONS BETAPRO S&P TSX CAP FINCLS BULL
2420    HFY 2/7/2017 0.08 HAMILTON CAPITAL GLOBAL FINANCIALS YIELD ETF
2421    HG.P 4/19/2013 0.01 HOLLAND GLOBAL CAPITAL CORPORAT
2422    HGC 9/28/2009 0.51 HORIZONS GLOBAL CURRENCY OPP ET
2423    HGD 9/28/2009 133 HORIZONS BETAPRO S&P TSX GLBL GOLD BEAR
2424    HGI.UN 4/1/2013 0.16 GLOBAL ADV TELECOM UTILITIES IN
2425    HGM.A 8/26/2015 0.01 HORIZONS MANAGED GLOBAL OPPT ET
2426    HGM 8/26/2015 0.02 HORIZONS MANAGED GLOBAL OPP ETF COMM
2427    HGN 5/17/2013 0.78 HALOGEN SOFTWARE INC.
2428    HGO 12/30/2009 0.14 HAWKEYE GOLD & DIAMOND INC.
2429    HGU 9/28/2009 200 HORIZONS BETAPRO S&P TSX GLBL GOLD BULL
2430    HGY.A 2/29/2012 0.01 HORIZONS GOLD YIELD ETF ADV CLA
2431    HGY 11/7/2011 0.55 HORIZONS GOLD YIELD ETF COMM
2432    HHF.A 6/11/2012 0.01 HORIZONS MORNINGSTAR HDG FD IDX
2433    HHF 4/27/2012 0.33 HORIZONS MORNINGSTAR HF INDEX ETF COMM
2434    HHL 5/2/2016 1.38 HEALTHCARE LEADERS INCOME ETF
2435    HHL.U 2/9/2017 0.06 HEALTHCARE LEADERS INCOME ETF
2436    HHL.UN 12/18/2014 0.7 HEALTHCARE LEADERS INCOME FUND
2437    HHT.P 7/16/2013 0.01 HHT INVESTMENTS INC.
2438    HHY.UN 8/15/2014 0.06 HIGH ROCK CDN HIGH YIELD BOND F
2439    HI 9/30/2009 0.38 HIGHLAND COPPER COMPANY INC.
2440    HID.B 7/25/2016 0.01 WISDOMTREE US HIGH DIV IDX ETF
2441    HID 7/15/2016 0.01 WISDOMTREE US HIGH DIV IDX ETF
2442    HIG.UN 9/24/2015 0.32 GLOBAL HEALTHCARE INC AND GRWTH
2443    HII 1/21/2015 0.05 HORIZONS CDN INSIDER INDEX ETF
2444    HIP 6/9/2011 12 HIGHPOINTE EXPLORATION INC.
2445    HIT 6/16/2015 0.54 HIT TECHNOLOGIES, INC.
2446    HIU 2/10/2010 0.69 HORIZONS BETAPRO S&P 500 INVERSE ETF
2447    HIX 9/28/2009 5.04 HORIZONS BETAPRO S&P TSX 60 INVERSE
2448    HJD 9/28/2009 0.78 HORIZONS BETAPRO MSCI EMERGING MKTS BEAR
2449    HJI 10/21/2009 0.03 HELIJET INTERNATIONAL INC.
2450    HJU 9/28/2009 0.87 HORIZONS BETAPRO MSCI EMERGING MKTS BULL
2451    HK 8/30/2010 0.02 HUAKAN INTERNATIONAL MINING INC.
2452    HKD 7/12/2010 0.63 HORIZONS BETAPRO COMEX COPPER BEAR
2453    HKU 7/12/2010 0.64 HORIZONS BETAPRO COMEX COPPER BULL
2454    HLC 9/10/2012 0.41 HOLLOWAY LODGING CORP.
2455    HLF 9/28/2009 11 HIGH LINER FOODS INC.
2456    HLM 9/28/2009 0.38 HOUSTON LAKE MINING INC.
2457    HLO 9/29/2009 0.3 HALO RESOURCES LTD.
2458    HLP.R 10/6/2016 0.03 MAINSTREET HEALTH INVESTMENTS INC.
2459    HLP.U 6/20/2012 1.87 MAINSTREET HEALTH INVESTMENTS I
2460    HLP.UN 4/1/2013 3.3 HEALTHLEASE PROPERTIES REIT
2461    HMA.A 8/19/2015 0.01 HORIZONS MANAGED MA MOMENTUM ET
2462    HMA 8/19/2015 0.02 HORIZONS MGD MLT-ASST MOMENTUM ETF E
2463    HMB 10/9/2009 0.03 HUMBOLDT CAPITAL CORPORATION LTD.
2464    HMD 9/28/2009 1.91 HORIZONS BETAPRO S&P TSX GLB BMTLS BEAR
2465    HME 10/1/2009 0.66 HEMISPHERE ENERGY CORP.
2466    HMF.A 4/18/2012 0.01 HORIZONS AUSPICE MANAGED FUTURE
2467    HMF 4/3/2012 0.08 HORIZONS AUSPICE MANAGED FUT ETF COMM
2468    HMG 9/28/2009 4.69 HANA MINING LTD.
2469    HMI 9/28/2009 0.7 HINTERLAND METALS INC.
2470    HML 12/14/2010 0.3 NEW HANA COPPER MINING LTD.
2471    HMM.A 10/5/2009 0.2 HAMMOND MANUFACTURING CO. LTD.
2472    HMMJ 4/5/2017 13 HORIZONS MEDICAL MARIJUANA LIFE
2473    HMP.A 8/14/2015 0.01 HORIZONS ACTIVE CDN MUNICIPAL B
2474    HMP 8/13/2015 0.18 HORIZONS ACTIVE CDN MUNICIPAL B
2475    HMT 2/22/2011 0.01 HALMONT PROPERTIES CORP.
2476    HMU 9/28/2009 1.21 HORIZONS BETAPRO S&P TSX GLB BMTLS BULL
2477    HMX 2/5/2010 0.36 HUNT MINING CORP.
2478    HN.H 8/4/2015 0.02 HIGH NORTH RESOURCES LTD.
2479    HN.P 8/25/2011 0.01 HIGH NORTH RESOURCES LTD.
2480    HN 2/8/2013 0.36 HIGH NORTH RESOURCES LTD.
2481    HNC 9/28/2009 0.41 HARD CREEK NICKEL CORP.
2482    HND 9/28/2009 183 HORIZONS BETAPRO NYMEX NAT GAS BEAR PLUS
2483    HNL 9/28/2009 42 HORIZON NORTH LOGISTICS INC.
2484    HNT 9/12/2011 0.33 HUNTINGDON CAPTIAL CORP.
2485    HNU 9/28/2009 269 HORIZONS BETAPRO NYMEX NATURAL GAS BULL
2486    HNY.A 3/27/2012 0.01 HORIZONS NATURAL GAS YIELD ETF
2487    HNY 3/1/2012 0.64 HORIZONS NATURAL GAS YIELD ETF COMM
2488    HNZ.A 9/25/2012 1.08 HNZ GROUP INC CL A
2489    HNZ.B 9/25/2012 0.06 HNZ GROUP INC CL B
2490    HNZ 11/23/2015 0.35 HNZ GROUP INC.
2491    HOC 9/28/2009 0.37 HERITAGE OIL PLC
2492    HOD 9/28/2009 140 HORIZONS BETAPRO NYMEX CRUDE OIL BEAR
2493    HOG 7/15/2014 0.15 HORIZONS CDN MIDSTREAM OIL GAS
2494    HOIL 5/16/2016 0.03 HALIO ENERGY INC.
2495    HOL 1/21/2016 0.02 HALIO ENERGY INC.
2496    HOM.P 1/24/2013 0.01 HOMBRE CAPITAL INC.
2497    HOM 9/19/2014 0.01 HOMBRE CAPITAL INC.
2498    HOP 10/2/2009 0.02 TELEHOP COMMUNICATIONS INC.
2499    HOT.R 10/31/2013 0.02 AMERICAN HOTEL INCOME PROPERTIE
2500    HOT.UN 4/1/2013 9.94 AMERICAN HOTEL INCOME PROPERTIE
2501    HOU 9/28/2009 170 HORIZONS BETAPRO NYMEX CRUDE OIL BULL
2502    HOY.A 3/1/2012 0.01 HORIZONS CRUDE OIL YIELD ETF AD
2503    HOY 3/1/2012 0.01 HORIZONS CRUDE OIL YIELD ETF COMM
2504    HPC 9/28/2009 0.04 HEALTHPRICER INTERACTIVE LTD.
2505    HPD 1/14/2014 0.01 HORIZONS BETAPRO MSCI JAPAN BEAR PLUS
2506    HPF 5/2/2016 0.28 ENERGY LEADERS PLUS INCOME ETF
2507    HPF.U 10/31/2016 0.01 ENERGY LEADERS PLUS INCOME ETF
2508    HPF.UN 10/21/2014 0.17 ENERGY LEADERS PLUS INCOME FUND
2509    HPI 10/6/2009 0.02 HIGHBURY PROJECTS INC.
2510    HPL 6/18/2013 0.21 HORIZON PETROLEUM PLC
2511    HPQ 2/1/2016 0.79 HPQ SILICON RESOURCES INC.
2512    HPR.A 10/14/2011 0.04 HORIZONS ACTIVE PREFERRED SHARE
2513    HPR 11/23/2010 3.42 HORIZONS ACTIVE PREFERRED SHARE ETF COMM
2514    HPS.A 9/28/2009 0.75 HAMMOND POWER SOLUTIONS INC.
2515    HPU 1/21/2014 0.01 HORIZONS BETAPRO MSCI JAPAN BULL PLUS
2516    HPY 9/28/2009 0.48 HAPPY CREEK MINERALS LTD.
2517    HQD 9/28/2009 4.77 HORIZONS BETAPRO NASDAQ 100 BEAR
2518    HQU 9/28/2009 5.84 HORIZONS BETAPRO NASDAQ 100 BULL
2519    HR.UN 4/1/2013 108 H&R REIT
2520    HRA 7/21/2016 0.05 HORIZONS GLOBAL RISK PARITY ETF
2521    HRC 9/28/2009 0.51 HELIO RESOURCE CORP.
2522    HRE 2/14/2011 5.58 STANS ENERGY CORP.
2523    HRG 9/28/2009 7.69 HIGH RIVER GOLD MINES LTD.
2524    HRH 3/22/2011 0.3 HILLCREST RESOURCES LTD.
2525    HRL 9/28/2009 0.07 HANSA RESOURCES LTD.
2526    HRM 7/13/2010 0.16 HUDSON RIVER MINERALS LTD.
2527    HRN 9/23/2011 3.06 HORN PETROLEUM CORP.
2528    HRP 4/29/2011 4.74 HRT PARTICIPACOES EM PETROLEO S
2529    HRR.UN 4/1/2013 0.45 AUSTRALIAN REIT INCOME FUND
2530    HRT 9/30/2009 3.66 HARTE GOLD CORP.
2531    HRX 9/28/2009 3.38 HEROUX-DEVTEK INC.
2532    HSC.P 3/7/2017 0.01 HARBOUR STAR CAPITAL INC.
2533    HSC.UN 4/1/2013 0.13 HBANC CAPITAL SECURITIES TRUST
2534    HSD 9/28/2009 19 HORIZONS BETAPRO S&P 500 BEAR
2535    HSE 9/28/2009 397 HUSKY ENERGY INC.
2536    HSH 9/20/2016 0.04 HORIZONS SP500 CAD HEDGED INDEX
2537    HSI 7/25/2016 0.13 H-SOURCE HOLDINGS LTD.
2538    HSL.A 10/15/2014 0.01 HORIZONS ACTIVE FLOAT RATE SEN
2539    HSL 9/28/2009 0.42 HORIZONS ACTIVE FL RATE SR LN ETF E
2540    HSM.S 4/19/2016 0.03 HELIUS MEDICAL TECHNOLOGIES INC.
2541    HSM 4/19/2016 2.02 HELIUS MEDICAL TECHNOLOGIES, INC.
2542    HSR 12/28/2011 0.32 HOMESTAKE RESOURCE CORP.
2543    HSU 9/28/2009 30 HORIZONS BETAPRO S&P 500 BULL
2544    HTA.UN 5/26/2015 0.32 TECH ACHIEVERS GROWTH AND INCOM
2545    HTB 4/8/2015 0.25 HORIZONS US 7-10 YEAR TREASURY BOND ETF
2546    HTB.U 8/8/2016 0.03 HORIZONS US 7 TO 10 YR TREAS BD
2547    HTC 9/28/2009 0.19 HTC PURENERGY INC.
2548    HTD 9/28/2009 0.72 HORIZONS BETAPRO U.S. 30-YEAR BOND BEAR
2549    HTH 9/20/2016 0.01 HORIZONS US 7 10 YR TREAS BD CA
2550    HTI.H 2/23/2012 0.04 HTI VENTURES CORP.
2551    HTL 11/6/2009 0.49 HAMILTON THORNE LTD.
2552    HTO.UN 2/27/2015 0.25 GLOBAL WATER SOLUTIONS FUND
2553    HTR 11/19/2009 0.61 HEATHERDALE RESOURCES, LTD.
2554    HU.P 4/27/2016 0.01 HUFFINGTON CAPITAL CORP.
2555    HUA 1/26/2011 0.03 HUAXING MACHINERY CORP.
2556    HUC 9/28/2009 0.92 HORIZONS NYMEX CRUDE OIL ETF
2557    HUD 9/28/2009 2.11 HUDSON RESOURCES INC.
2558    HUF 9/30/2013 0.5 HORIZONS ACTIVE US FLOAT RATE B
2559    HUF.U 4/9/2013 0.17 HORIZONS ACTIVE US FLOATING RAT
2560    HUF.V 3/27/2012 0.01 HORIZONS ACTIVE U.S. FLOATING R
2561    HUG 9/28/2009 0.66 HORIZONS COMEX GOLD ETF
2562    HUL 10/25/2016 0.03 US BUYBACK LEADERS ETF
2563    HUL.U 10/27/2016 0.01 US BUYBACK LEADERS ETF USD
2564    HUL.UN 3/25/2015 0.12 US BUYBACK LEADERS FD
2565    HUN 9/28/2009 0.5 HORIZONS NYMEX NATURAL GAS ETF
2566    HUS.U 4/1/2013 0.04 HORIZONS UNIVERSA US BLACK SWAN
2567    HUS.V 6/20/2012 0.02 HORIZONS UNIVERSA US BLACK SWAN
2568    HUT.A 6/8/2012 0.02 HORIZONS UNIVERSA CDN BLACK SWA
2569    HUT 5/31/2012 0.58 HORIZONS UNIVERSA CAN BLACK SWAN ETF COM
2570    HUV 12/16/2010 2.67 HORIZONS BETAPRO S&P 500 VIX ST FUT ETF
2571    HUZ 9/28/2009 0.99 HORIZONS COMEX SILVER ETF
2572    HVG 9/28/2009 0.34 HARVEST GOLD CORP.
2573    HVI 4/4/2012 26 HORIZONS BETAPRO S&P 500 VIX ST FUT INV
2574    HVU 12/16/2010 174 HORIZONS BETAPRO S&P 500 VIX ST F BP ETF
2575    HVV 10/21/2011 0.03 HIGHVISTA GOLD INC.
2576    HW 9/28/2009 31 HARRY WINSTON DIAMOND CORP.
2577    HWD 3/21/2011 4.07 HARDWOODS DISTRIBUTION INC.
2578    HWF.UN 10/20/2016 0.31 MIDDLEFIELD HEALTHCARE WELLNESS
2579    HWK.A 9/30/2009 0.07 HAWK EXPLORATION, LTD.
2580    HWK.B 11/20/2009 0.02 HAWK EXPLORATION, LTD.
2581    HWO.R 6/11/2014 0.04 HIGH ARCTIC ENERGY SERVICES INC.
2582    HWO 9/28/2009 9.25 HIGH ARCTIC ENERGY SERVICES INC.
2583    HWY 4/5/2011 0.08 HIGHWAY 50 GOLD CORP.
2584    HXC.P 4/6/2011 0.01 HFX HOLDING CORPORATION COM NPV
2585    HXC 7/12/2013 0.01 HFX HOLDING CORP.
2586    HXD 9/28/2009 42 HORIZONS BETAPRO S&P TSX 60 BEAR
2587    HXE 9/17/2013 0.17 HORIZONS SP TSX CAPPED ENERGY I
2588    HXF 9/19/2013 0.05 HORIZONS SP TSX CAPPED FNCL IND
2589    HXH 4/12/2016 0.06 HORIZONS CDN HIGH DIVIDEND ETF
2590    HXQ 4/21/2016 0.06 HORIZONS NASDAQ 100 INDEX ETF
2591    HXQ.U 8/9/2016 0.01 HORIZONS NASDAQ 100 INDEX ETF U
2592    HXS 12/1/2010 2.38 HORIZONS S&P 500 C$-HDG ETF
2593    HXS.U 4/1/2013 0.09 HORIZONS SP 500 INDEX ETF USD
2594    HXT 9/24/2010 13 HORIZONS S&P TSX 60 INDEX ETF
2595    HXT.U 4/12/2013 0.22 HORIZONS SP TSX 60 INDEX ETF US
2596    HXU 9/28/2009 67 HORIZONS BETAPRO S&P TSX 60 BULL
2597    HXX 12/7/2016 0.1 HORIZONS EURO STOXX 50 INDEX ETF
2598    HYB.UN 4/1/2013 0.17 DDJ HIGH YIELD FUND
2599    HYD 9/29/2009 0.63 HYDUKE ENERGY SERVICES INC.
2600    HYG 9/28/2009 2.81 HYDROGENICS CORP.
2601    HYI.A 2/22/2012 0.02 HORIZONS ACTIVE HIGH YIELD BOND
2602    HYI 2/15/2012 0.87 HORIZONS ACTIVE HIGH YIELD BOND ETF COMM
2603    HYM.UN 4/1/2013 0.2 HIGH YIELD & MORTGAGE PLUS TRUS
2604    HYX 10/29/2010 0.64 HYPERION EXPLORATION CORP.
2605    HZD 9/28/2009 14 HORIZONS BETAPRO COMEX SILVER BEAR
2606    HZM 6/20/2011 0.09 HORIZONTE MINERALS PLC
2607    HZU 9/28/2009 26 HORIZONS BETAPRO COMEX SILVER BULL
2608    HZY.A 3/1/2012 0.01 HORIZONS SILVER YIELD ETF ADV C
2609    HZY 3/1/2012 0.03 HORIZONS SILVER YIELD ETF COMM
2610    I 10/26/2009 2.94 IA CLARINGTON TACTICAL INCOME CLASS A
2611    IAC.A 5/27/2015 0.09 INFOR ACQUISITION CORP CLS A
2612    IAE 9/28/2009 43 ITHACA ENERGY INC.
2613    IAG 9/28/2009 92 INDUSTRIAL ALLIANCE INSURANCE AND FINANCIAL SERVICES, INC.
2614    IAM 10/6/2009 0.21 INTEGRATED ASSET MANAGEMENT CORP.
2615    IAU 9/28/2009 8.47 INTREPID MINES LTD.
2616    IB 9/28/2009 2.85 IBC ADVANCED ALLOYS CORP.
2617    IBC 9/30/2009 0.12 INTERNATIONAL BETHLEHEM MINING CORP.
2618    IBG.RT 11/20/2015 0.03 IBI GROUP INC RTS
2619    IBG 9/20/2010 5.37 IBI GROUP INC.
2620    IBH 9/29/2009 0.33 INTERNATIONAL BARRIER TECHNOLOGY INC.
2621    IBT 9/28/2009 0.18 IBEX TECHNOLOGIES, INC.
2622    IC 10/20/2009 0.58 INNOVATIVE COMPOSITES INTERNATIONAL INC.
2623    ICC 11/26/2010 4.67 ICC INTERNATIONAL CANNABIS CORP.
2624    ICE 9/29/2009 0.08 CANLAN ICE SPORTS CORP.
2625    ICG 8/30/2010 5.23 INTEGRA GOLD CORP.
2626    ICL 12/21/2011 0.07 INTELLECTUAL CAPITAL GROUP LTD.
2627    ICM 11/8/2010 0.91 ICONIC MINERALS LTD.
2628    ICO 9/28/2009 2.24 ICO THERAPEUTICS INC.
2629    ICP 12/17/2009 4.48 IC POTASH CORP.
2630    ICS 9/28/2009 1.22 INTRINSYC SOFTWARE INTERNATIONAL INC.
2631    ICT 9/28/2009 0.43 ISEE3D INC.
2632    ICU 11/3/2014 0.03 GLOBAL COPPER GROUP INC.
2633    ID 5/25/2016 1.31 IDENTILLECT TECHNOLOGIES CORP.
2634    IDC 9/28/2009 0.57 INTERNATIONAL DATACASTING CORP.
2635    IDE.UN 4/1/2013 0.17 ENERGY INDEXPLUS DIVIDEND FUND
2636    IDG 9/28/2009 1.13 INDIGO BOOKS & MUSIC INC.
2637    IDH.H 11/11/2009 0.01 IDG HOLDINGS INC.
2638    IDI 9/28/2009 0.26 INDICO RESOURCES LTD.
2639    IDL.H 11/25/2013 0.01 IMAGING DYNAMICS COMPANY LTD.
2640    IDL 9/28/2009 0.44 IMAGING DYNAMICS CO. LTD.
2641    IDM 2/18/2014 1.32 IDM MINING LTD.
2642    IDN.H 1/3/2012 0.02 IDAHO NATURAL RESOURCES CORP.
2643    IDR.UN 4/1/2013 0.53 REIT INDEXPLUS INCOME FUND
2644    IDS 2/26/2013 0.01 INDIGO SKY CAPITAL CORP.
2645    IDW 9/28/2009 0.25 ID WATCHDOG, INC.
2646    IDX.UN 4/1/2013 0.7 INDEXPLUS INCOME FUND.
2647    IE 9/28/2009 18 IVANHOE ENERGY INC.
2648    IEC 9/28/2009 0.24 INTERNATIONAL ENEXCO LTD.
2649    IEI 10/5/2009 0.05 IMPERIAL EQUITIES INC.
2650    IES 6/3/2013 0.08 INTERCEPT ENERGY SERVICES INC.
2651    IEX.H 2/1/2016 0.15 ICON EXPLORATION INC.
2652    IEX 7/10/2013 0.03 ICON EXPLORATION INC.
2653    IFA 6/6/2012 0.29 IFABRIC CORP.
2654    IFB.UN 2/24/2015 0.17 INVESTMENT GRADE INFRSTRCTR BON
2655    IFC 9/28/2009 115 INTACT FINANCIAL CORP.
2656    IFD 6/30/2015 0.02 INTRINSIC4D INC.
2657    IFL.UN 4/1/2013 0.82 ING DIVERSIFIED FLOAT RATE SR L
2658    IFM 1/23/2012 0.02 INFRASTRUCTURE MATERIALS CORP.
2659    IFN 4/16/2012 0.01 INFINITY MINERALS CORP.
2660    IFOS 11/7/2016 0.13 ITAFOS
2661    IFP.A 9/28/2009 13 INTERNATIONAL FOREST PRODUCTS LTD.
2662    IFP.R 1/27/2015 0.05 INTERFOR CORP.
2663    IFP 1/20/2014 57 INTERFOR CORP.
2664    IFR 9/28/2009 0.84 INTERNATIONAL FRONTIER RESOURCES CORP.
2665    IFX 6/25/2012 0.24 IMAFLEX INC.
2666    IG.H 1/26/2015 0.01 INFINITO GOLD LTD.
2667    IG 9/28/2009 0.2 INFINITO GOLD LTD.
2668    IGC.H 3/27/2014 0.01 IGC RESOURCES INC.
2669    IGC 9/28/2009 0.03 IGC RESOURCES INC.
2670    IGD 11/4/2010 0.22 INTIGOLD MINES LTD.
2671    IGE 12/2/2010 0.06 INNOVENTE INC COM NPV
2672    IGG 5/5/2015 0.54 INNOVA GAMING GROUP INC.
2673    IGM 9/28/2009 112 IG MACKENZIE INCOME J DSC
2674    IGO 12/29/2011 0.58 INDEPENDENCE GOLD CORP.
2675    IGP 10/8/2009 0.07 IMPERIAL GINSENG PRODUCTS LTD.
2676    IGT 9/28/2009 1.48 ISHARES GOLD TRUST
2677    IGX 9/28/2009 0.54 INTELGENX TECHNOLOGIES CORP.
2678    IHL.UN 10/22/2013 0.34 ING HIGH INCOME FLOATING RATE F
2679    II 3/24/2010 0.01 IPATH OPTIMIZED CURRENCY CARRY
2680    III.RT 7/23/2015 0.07 IMPERIAL METALS CORP RIGHTS
2681    III 9/28/2009 15 IMPERIAL METALS CORP.
2682    IIP.UN 4/1/2013 7.73 INTERRENT REAL ESTATE INVESTMENT TRUST
2683    IKM 6/2/2014 2.16 IKKUMA RESOURCES CORP.
2684    ILA 9/29/2009 0.18 ILOOKABOUT CORP.
2685    ILC 5/24/2011 0.75 INTERNATIONAL LITHIUM CORP.
2686    ILE 12/14/2011 0.01 ILEDOR EXPLORATION CORP.
2687    ILV 9/17/2014 0.2 POWERSHARES S&P INTL DEV LOW VL
2688    IM 9/28/2009 4.45 TRANS CDN MON MKT GIF -IMAXX GIF 75 75
2689    IMA 9/28/2009 0.32 I-MINERALS INC.
2690    IMEX 6/14/2016 0.07 IMEX SYSTEMS INC.
2691    IMG 9/28/2009 428 IAMGOLD CORP.
2692    IMH 3/31/2017 4.92 INVICTUS MD STRATE
2693    IMI 9/28/2009 0.23 INTERNATIONAL MILLENNIUM MINING CORP.
2694    IML 6/9/2014 0.36 IBERIAN MINERALS LTD.
2695    IMM 9/28/2009 0.11 IMMUNOTEC INC.
2696    IMN 9/28/2009 58 INMET MINING CORP.
2697    IMO 9/28/2009 353 IMPERIAL OIL LTD.
2698    IMP.RT 2/28/2017 0.02 INTERMAP TECHNOLOGIES CORP RTS
2699    IMP 9/28/2009 2.24 INTERMAP TECHNOLOGIES CORP.
2700    IMR 7/20/2015 0.14 IMETAL RESOURCES INC.
2701    IMT 9/30/2009 0.48 INTERNATIONAL MONTORO RESOURCES, INC.
2702    IMU 5/29/2013 0.09 BIOMMUNE TECHNOLOGIES INC.
2703    IMV 10/5/2009 2.95 IMMUNOVACCINE INC.
2704    IMX 9/28/2009 19 IMAX CORP.
2705    IMZ 9/28/2009 4.12 INTERNATIONAL MINERALS CORP.
2706    INA.H 6/1/2015 0.07 IONA ENERGY INC.
2707    INA 6/8/2011 3.92 IONA ENERGY INC.
2708    INC.RT 8/27/2014 0.01 INCOME FINANCIAL TRUST RTS
2709    INC.UN 4/1/2013 0.52 INCOME FIN UN
2710    INE 9/28/2009 45 INNERGEX RENEWABLE ENERGY INC.
2711    INL 9/28/2009 0.02 INLET RESOURCES LTD.
2712    INM 9/28/2009 1.18 INTERNATIONAL NORTHAIR MINES LTD.
2713    INN.UN 4/1/2013 13 INNVEST REAL ESTATE INVESTMENT TRUST
2714    INO.UN 4/10/2013 2.13 INOVALIS REIT
2715    INP 7/22/2013 3.31 INPUT CAPITAL CORP.
2716    INQ 10/6/2009 0.13 INSCAPE CORP.
2717    INR 9/30/2009 0.01 INNOVATIVE PROPERTIES, INC.
2718    INSR 4/7/2017 0.03 BMO GLB INSURANCE HGD TO CAD ET
2719    INT 9/28/2009 17 INTERTAINMENT MEDIA INC.
2720    INV 9/28/2009 0.65 INVESCO GLOBAL EQUITY CLASS SERIES A
2721    INX 10/6/2009 0.16 IN-TOUCH SURVEY SYSTEMS LTD.
2722    IO 1/17/2011 0.85 INCA ONE RESOURCES CORP.
2723    IOG 9/28/2009 0.16 IRONHORSE OIL & GAS INC.
2724    ION 11/12/2015 1.17 ALSET ENERGY CORP.
2725    IOT 10/20/2009 0.1 INNOVOTECH INC.
2726    IOU 3/17/2014 0.16 IOU FINANCIAL INC.
2727    IPA 8/15/2016 0.6 IMMUNOPRECISE ANTIBODIES LTD.
2728    IPC 9/30/2009 0.12 IPLAYCO CORPORATION LTD.
2729    IPCI 9/27/2016 0.8 INTELLIPHARMACEUTICS INTERNATIO
2730    IPD 10/5/2009 0.03 INTERNATIONAL PARKSIDE PRODUCTS INC.
2731    IPL.R 8/17/2016 0.39 INTER PIPELINE LTD SUB RECEIPTS
2732    IPL 5/13/2013 180 INTER PIPELINE LTD.
2733    IPL.UN 4/1/2013 4.5 INTER PIPELINE FUND
2734    IPO 5/16/2016 0.72 INPLAY OIL CORP.
2735    IPT 9/28/2009 6 IMPACT SILVER CORP.
2736    IQ 2/16/2010 0.2 AIRIQ INC.
2737    IQD.B 8/3/2016 0.01 WISDOMTREE INTL QLTY DIV GWTH I
2738    IQD 7/22/2016 0.01 WISDOMTREE INTL QLTY DIV GWTH I
2739    IRC 9/28/2009 1.91 IRONSIDE RESOURCES INC.
2740    IRD 9/28/2009 0.68 INTERNATIONAL ROAD DYNAMICS INC.
2741    IRG 10/16/2009 4.59 IMVESCOR RESTAURANT GROUP INC.
2742    IRI 9/28/2010 0.09 IEMR RESOURCES INC.
2743    IRL 7/21/2010 0.6 MINERA IRL LTD.
2744    IRN 10/7/2009 0.13 IRON CREEK CAPITAL CORP.
2745    IRO 10/23/2009 0.04 INTER ROCK MINERALS INC.
2746    IRON 9/13/2016 0.76 ALDERON IRON ORE CORP.
2747    IRR 6/14/2011 0.04 INFORM RESOURCES CORP.
2748    IS 11/7/2011 0.02 IRON SOUTH MINING CORP.
2749    ISA 9/28/2009 0.62 ISOTECHNIKA PHARMA INC.
2750    ISC 9/28/2009 2.14 IROC ENERGY SERVICES CORP.
2751    ISD 9/28/2009 2.38 ISIGN MEDIA SOLUTIONS INC.
2752    ISL.U 6/17/2011 0.5 ING FLOATING RATE SENIOR LOAN F
2753    ISL.UN 4/1/2013 0.96 ING FLOATING RATE SENIOR LOAN F
2754    ISM 9/28/2009 0.71 INSPIRATION MINING CORP.
2755    ISN 9/28/2009 0.38 INSIGNIA ENERGY LTD.
2756    ISO 10/19/2016 0.17 ISOENERGY LTD.
2757    ISR.H 9/6/2011 0.01 INTERNATIONAL SOVEREIGN ENERGY
2758    ISS 9/28/2009 0.19 INTERNATIONAL SAMUEL EXPLORATION CORP.
2759    ISV 7/9/2013 1.3 INFORMATION SERVICES CORPORATIO
2760    IT.R 2/26/2015 0.18 THE INTERTAIN GROUP LIMITED SUB
2761    IT 9/28/2009 30 THE INTERTAIN GROUP LTD.
2762    ITC 2/24/2014 0.95 INTRINSYC TECHNOLOGIES CORP.
2763    ITG 9/8/2015 0.34 INTACT GOLD CORP.
2764    ITH 9/28/2009 21 INTERNATIONAL TOWER HILL MINES LTD.
2765    ITM 10/16/2009 0.47 INTEMA SOLUTIONS INC.
2766    ITP 9/28/2009 52 INTERTAPE POLYMER GROUP INC.
2767    ITT 2/2/2010 0.69 MOBIO TECHNOLOGIES INC.
2768    ITX 9/28/2009 3.38 THE INTERTAIN GROUP LTD.
2769    IVA 11/12/2010 0.05 IVANHOE AUSTRALIA LTD.
2770    IVC.P 4/12/2012 0.01 INTERCONNECT VENTURES CORP.
2771    IVC 11/1/2013 0.01 INTERCONNECT VENTURES CORPORATI
2772    IVF.H 11/19/2013 0.01 INVICTUS FINANCIAL INC.
2773    IVI 10/2/2009 0.09 IVRNET, INC.
2774    IVN 9/28/2009 178 TURQUOISE HILL RESOURCES LTD.
2775    IVO 9/24/2010 0.07 INVENIO RESOURCES CORP.
2776    IVP 10/17/2012 3.55 IVANPLATS LTD.
2777    IVQ.P 3/25/2014 0.01 INOVENT CAPITAL INC.
2778    IVS 11/10/2014 0.26 INVENTUS MINING CORP.
2779    IVW 9/28/2009 1.5 IVERNIA INC.
2780    IVX 9/28/2009 0.02 INVENTRONICS LTD.
2781    IWG 9/28/2009 0.23 IWG TECHNOLOGIES INC.
2782    IX 1/5/2012 0.01 INFORM EXPLORATION CORP.
2783    IXC.U 4/3/2013 0.01 INDUSTRIALEX MANUFACTURING CORP.
2784    IXI 1/4/2010 0.3 INDIGO EXPLORATION INC.
2785    IXR 9/26/2012 0.02 IMX RESOURCES LTD.
2786    IZN 9/28/2009 1.15 IBERIAN MINERALS CORP.
2787    JAG 9/28/2009 42 JAGUAR MINING INC.
2788    JAI.H 1/10/2014 0.01 JDV CAPITAL CORP.
2789    JAI.P 9/7/2011 0.01 JDV CAPITAL CORP.
2790    JAU 9/28/2009 0.16 JET GOLD CORP.
2791    JAX 9/29/2009 0.7 JAXON MINERALS INC.
2792    JBR 9/30/2009 0.06 JAMES BAY RESOURCES LTD.
2793    JCI.H 6/15/2015 0.01 JM CAPITAL II CORP.
2794    JCI.P 9/28/2009 0.01 PEAK POSITIONING TECHNOLOGIES INC.
2795    JCO 3/25/2014 0.31 JERICHO OIL CORP.
2796    JDL 7/16/2013 0.4 LOWELL COPPER LTD.
2797    JDN.RT 11/18/2013 0.01 JAYDEN RESOURCES INC RTS
2798    JDN 7/12/2010 0.48 JAYDEN RESOURCES, INC.
2799    JDU 9/28/2009 1.12 JDS UNIPHASE CORP.
2800    JE 9/20/2010 110 JUST ENERGY GROUP INC.
2801    JEC 9/28/2009 0.37 JURA ENERGY CORP.
2802    JEN.H 3/11/2014 0.38 THE JENEX CORP.
2803    JET 6/3/2013 2.49 JET METAL CORP.
2804    JFC 9/28/2009 0.24 JAGUAR FINANCIAL CORP.
2805    JFI 6/27/2013 0.16 FALKIRK RESOURCES CORP.
2806    JFS.UN 4/1/2013 0.94 JFT STRATEGIES FUND
2807    JG 3/31/2016 0.2 JAPAN GOLD CORP.
2808    JHC.H 2/2/2012 0.02 JINHUA CAPITAL CORP.
2809    JIM 9/28/2009 0.29 JIMINEX INC.
2810    JLR.H 9/28/2015 0.01 JIULIAN RESOURCES INC.
2811    JLR 10/2/2009 0.01 JIULIAN RESOURCES INC.
2812    JMC 3/29/2011 0.06 JOSEPHINE MINING CORP.
2813    JML 9/28/2009 0.24 JAG MINES LTD.
2814    JNN 9/28/2009 0.94 JNR RESOURCES INC.
2815    JNX 9/28/2009 2.98 JUNEX INC.
2816    JOC 3/28/2011 0.11 JADELA OIL CORP.
2817    JOR.H 2/28/2017 0.02 JOURDAN RESOURCES INC.
2818    JOR 9/24/2010 0.38 JOURDAN RESOURCES INC.
2819    JOV 9/28/2009 0.3 JOV LEON FRAZER PREFERRED EQUITY
2820    JOY 6/19/2014 1.12 JOURNEY ENERGY INC.
2821    JP.RT 12/21/2016 0.02 JACKPOT DIGITAL INC RTS
2822    JP 12/22/2014 0.48 JACKPOT DIGITAL INC.
2823    JRC 10/23/2009 0.01 JERICO EXPLORATIONS INC.
2824    JRI 7/30/2014 0.04 JAGUAR RESOURCES INC.
2825    JRL.P 12/7/2010 0.02 JAVELINA RESOURCES LTD COM NPV
2826    JSE 6/13/2016 0.12 JADESTONE ENERGY INC.
2827    JSP 9/28/2009 0.11 JASPER MINING CORP.
2828    JTC 10/9/2009 0.03 JEMTEC, INC.
2829    JTR 5/4/2015 1.29 GREENSPACE BRANDS INC.
2830    JUB 1/26/2010 0.02 JUBILEE GOLD INC.
2831    JVA 12/14/2010 0.11 ASANTAE HOLDINGS INTERNATIONAL
2832    JVL.H 12/20/2013 0.01 JAVELLE CAPITAL CORP.
2833    JVL.P 3/25/2011 0.01 JAVELLE CAPITAL CORP.
2834    JYN 2/11/2010 0.01 IPATH JPY USD EXCH RATE ETN
2835    JYN.U 11/25/2013 0.01 IPATH JPY USD EXCH RATE ETN
2836    JZR 10/1/2009 0.03 JAZZ RESOURCES INC.
2837    JZZ 8/29/2016 0.01 CLEGHORN MINERALS LTD.
2838    K 9/28/2009 577 KINROSS GOLD CORP.
2839    KAI 9/28/2009 0.11 KENAI RESOURCES LTD.
2840    KALY 7/19/2016 3.29 KALYTERA THERAPEUTICS, INC.
2841    KAM 9/28/2009 11 KAMINAK GOLD CORP.
2842    KAN.P 7/12/2017 0.01 KANZEN CAPITAL CORP.
2843    KAP 11/4/2013 0.18 KAPUSKASING GOLD CORP.
2844    KAR 9/28/2009 0.16 KARMIN EXPLORATION INC.
2845    KAS 1/23/2012 0.25 KHALKOS EXPLORATION INC.
2846    KAT 9/28/2009 22 KATANGA MINING LTD.
2847    KAY.H 10/11/2016 0.01 KARSTEN ENERGY CORP.
2848    KAY.P 7/9/2013 0.01 KARSTEN ENERGY CORP.
2849    KAY 11/24/2014 0.01 KARSTEN ENERGY CORP.
2850    KBA.P 9/4/2012 0.01 KILLBEAR ACQUISITION CORP.
2851    KBG 9/28/2009 0.55 KING'S BAY GOLD CORP.
2852    KBL 1/6/2011 2.48 KBRO LINEN INC.
2853    KBLT 10/18/2016 2.03 COBALT 27 CAPITAL CORP.
2854    KBR 9/28/2009 1.95 KIMBER RESOURCES INC.
2855    KBT 4/30/2012 0.34 KOMBAT COPPER INC.
2856    KBY 12/8/2015 0.01 KONA BAY TECHNOLOGIES INC.
2857    KCC 3/28/2011 0.31 KINCORA COPPER LTD.
2858    KCK 9/2/2014 0.38 KICKING HORSE ENERGY INC.
2859    KCT 5/11/2012 0.01 KENSINGTON COURT VENTURES INC.
2860    KDA 8/9/2016 0.04 KDA GROUP INC.
2861    KDI 7/11/2012 1.18 KENNADY DIAMONDS INC.
2862    KDR 12/5/2012 0.01 KDR INDUSTRIALS LTD.
2863    KDX 9/28/2009 59 KLONDEX MINES LTD.
2864    KE.H 8/13/2015 0.01 KAROO EXPLORATION CORP.
2865    KE 9/5/2013 0.01 KAROO EXPLORATION CORP.
2866    KEC.RT 11/12/2014 0.01 KALLISTO ENERGY CORP RIGHTS
2867    KEC 11/4/2009 0.22 KALLISTO ENERGY CORP.
2868    KEG.UN 4/1/2013 1.67 KEG ROYALTIES INCOME FUND
2869    KEK 1/23/2014 4.56 KEEK INC.
2870    KEL 3/1/2013 97 KELT EXPLORATION LTD.
2871    KEN 10/15/2009 0.55 KENIEBA GOLDFIELDS LTD.
2872    KER 9/23/2013 0.95 KERR MINES INC.
2873    KES 8/8/2012 0.25 KESSELRUN RESOURCES LTD.
2874    KEW.A 6/13/2016 0.01 KEW MEDIA GROUP INC CLS A
2875    KEW 9/27/2016 0.14 KEW MEDIA GROUP INC.
2876    KEW.UN 6/13/2016 0.01 KEW MEDIA GROUP INC.
2877    KEX 9/28/2009 0.44 KENT EXPLORATION INC.
2878    KEY 9/27/2010 126 KEYERA CORP.
2879    KFG 9/28/2009 0.24 KFG RESOURCES LTD.
2880    KFS.RT 8/9/2013 0.01 KINGSWAY FINANCIAL SERVICES INC.
2881    KFS 9/28/2009 5.11 KINGSWAY FINANCIAL SERVICES INC.
2882    KG 9/28/2009 1.29 KLONDIKE GOLD CORP.
2883    KGC 7/14/2010 0.29 KESTREL GOLD INC.
2884    KGF 8/25/2010 0.01 KING GEORGE FINANCIAL CORP.
2885    KGH 4/9/2010 0.05 KEY GOLD HOLDING INC.
2886    KGI 9/28/2009 94 KIRKLAND LAKE GOLD INC.
2887    KGL 9/28/2009 0.82 KILO GOLDMINES LTD.
2888    KGN 9/28/2009 21 KEEGAN RESOURCES INC.
2889    KHA.H 2/7/2014 0.01 KNIGHTHAWK INC.
2890    KHA 10/28/2009 0.01 KNIGHTHAWK INC.
2891    KHT 9/28/2009 0.22 YANKEE HAT MINERALS, LTD.
2892    KIC.H 12/12/2011 0.01 KCC CAPITAL CORP.
2893    KIK.H 8/19/2013 0.01 KILKENNY CAPITAL CORP.
2894    KIT 11/14/2012 0.03 KITRINOR METALS INC.
2895    KIV 9/28/2009 2.14 KIVALLIQ ENERGY CORP.
2896    KKV 10/24/2012 0.01 KANOSAK CAPITAL VENTURE CORP.
2897    KL 6/13/2016 71 KIRKLAND LAKE GOLD
2898    KLE 12/23/2011 0.03 KINGSLAND ENERGY CORP.
2899    KLG 9/28/2009 20 KIRKLAND LAKE GOLD INC.
2900    KLH 7/12/2010 4.9 STELLAR BIOTECHNOLOGIES, INC.
2901    KLM 9/28/2009 0.21 KERMODE RESOURCES LTD.
2902    KLS 9/28/2009 3.05 KELSO TECHNOLOGIES INC.
2903    KM 9/28/2009 0.06 KOLA MINING CORP.
2904    KMC.H 6/20/2013 0.01 KMT HANSA CORP.
2905    KME 4/12/2010 0.01 KAM AND RONSON MEDIA GROUP INC.
2906    KMI.H 1/12/2015 0.02 KILLDEER MINERALS INC.
2907    KMI 10/7/2009 0.06 KILLDEER MINERALS INC.
2908    KMP 9/28/2009 14 KILLAM PROPERTIES INC.
2909    KMP.UN 7/13/2015 18 KILLAM APARTMENT REIT
2910    KMT 12/30/2013 0.22 KOMET RESOURCES INC.
2911    KNA 9/28/2009 0.33 KENNA RESOURCES CORP.
2912    KNE 9/28/2009 0.8 KANE BIOTECH INC.
2913    KNG 1/15/2015 0.02 KINGSMEN RESOURCES LTD.
2914    KNO.H 8/9/2010 0.01 CELLSTOP SYSTEMS INC.
2915    KNT 5/25/2016 3.65 K92 MINING INC.
2916    KNX 9/28/2009 0.32 KNICK EXPLORATION INC.
2917    KOR 9/24/2010 2.51 CORVUS GOLD INC.
2918    KPT 12/13/2012 2.35 KP TISSUE INC.
2919    KR.P 3/30/2011 0.01 KR INVESTMENT LTD COM NPV
2920    KR 12/18/2012 0.01 KR INVESTMENT LTD COM NPV
2921    KRK.H 1/22/2013 0.01 KIRKCALDY CAPITAL CORP.
2922    KRK.P 3/28/2011 0.01 KIRKCALDY CAPITAL CORP COM NPV
2923    KRM.H 2/21/2013 0.01 KRAMER CAPITAL CORP.
2924    KRM.P 5/18/2011 0.01 KRAMER CAPITAL CORP.
2925    KRN 12/14/2010 3 KARNALYTE RESOURCES INC.
2926    KRR 9/28/2009 0.05 KETTLE RIVER RESOURCES LTD.
2927    KRS.P 5/3/2011 0.01 KAIROS CAPITAL CORPORATION COM
2928    KRS 7/11/2013 0.08 KAIROS CAPITAL CORPORATION COM
2929    KS 9/28/2009 0.75 KLONDIKE SILVER CORP.
2930    KSI 1/11/2016 0.08 KNEAT.COM INC.
2931    KSK 9/28/2009 2.02 KISKA METALS CORP.
2932    KSM 9/28/2009 0.1 KINGSMAN RESOURCES INC.
2933    KSP.UN 4/1/2013 0.05 KINGSWAY LINKED RETURN OF CAPIT
2934    KTN 9/28/2009 2.02 KOOTENAY SILVER INC.
2935    KTO 5/17/2016 0.09 K2 GOLD CORP.
2936    KTR 4/3/2017 0.14 KINTAVAR EXPLORATION INC.
2937    KUB 10/11/2011 0.74 CUB ENERGY INC.
2938    KUR.H 3/31/2017 0.01 KURE TECHNOLOGIES, INC.
2939    KUT 10/8/2009 0.09 REDISHRED CAPITAL CORP.
2940    KVC.H 11/12/2013 0.01 KEY VENTURE CAPITAL INC.
2941    KVC.P 7/12/2011 0.01 KEY VENTURE CAPITAL INC.
2942    KWA 10/19/2009 0.04 KINGSWAY ARMS RETIREMENT RESIDENCES INC.
2943    KWC.H 10/11/2013 0.01 KNOWLTON CAPITAL INC.
2944    KWF 12/11/2009 0.14 KNIGHTSWOOD FINANCIAL CORP.
2945    KWG 9/28/2009 1.64 KWG RESOURCES INC.
2946    KWH.UN 4/1/2013 9.77 CRIUS ENERGY TRUST
2947    KXF.A 4/4/2013 0.01 FIRST ASSET DEX CORP BOND INDEX
2948    KXF 7/11/2012 0.01 FIRSTASSET DEX CORP BOND BARBELL ETF COM
2949    KXM 10/1/2009 0.64 KOBEX MINERALS, INC.
2950    KXS 6/10/2014 15 KINAXIS INC.
2951    KYM 9/28/2009 0.09 KIRRIN RESOURCES INC.
2952    KYS.H 2/6/2015 0.01 KAYMUS RESOURCES INC.
2953    KYS 4/10/2014 0.01 KAYMUS RESOURCES INC.
2954    KYU 11/29/2012 0.01 KAIYUE INTERNATIONAL INC.
2955    KYY.P 9/7/2012 0.01 KHAYYAM MINERALS LTD COM NPV
2956    KZD.RT 11/24/2016 0.01 KAIZEN DISCOVERY INC RTS
2957    KZD 8/12/2013 0.36 KAIZEN DISCOVERY INC.
2958    KZN.H 3/21/2012 0.01 KAIZEN CAPITAL CORP.
2959    KZX 11/30/2011 0.04 KAZAX MINERALS INC.
2960    KZZ 7/26/2011 0.06 NUNAVIK NICKEL MINES LTD.
2961    L 9/28/2009 215 LON EQUITY BOND (G) 75 75
2962    L-A 9/28/2009 0.5 BRAMPTON BRICK LTD., CL.A, SV
2963    LA 9/28/2009 0.45 LOS ANDES COPPER LTD.
2964    LAB 11/13/2013 1 ISIS LAB CORP.
2965    LAC.RT 2/14/2014 0.03 LITHIUM AMERICAS CORP RTS
2966    LAC 7/13/2010 18 LITHIUM AMERICAS CORP.
2967    LAD 7/4/2011 0.61 NEW CAROLIN GOLD CORP.
2968    LAK.H 7/7/2016 0.03 LAKESIDE MINERALS INC.
2969    LAK 1/6/2012 0.04 LAKESIDE MINERALS INC.
2970    LAM 9/28/2009 7.63 LARAMIDE RESOURCES LTD.
2971    LAN 11/18/2009 0.29 DECLAN RESOURCES INC.
2972    LAQ 10/1/2009 0.3 LA QUINTA RESOURCES CORP.
2973    LAR 3/7/2011 0.43 LA RONGE GOLD CORP.
2974    LAS.A 9/28/2009 0.6 LASSONDE INDUSTRIES INC.
2975    LAT 9/28/2009 0.63 LATIN AMERICAN MINERALS INC.
2976    LB.R 7/20/2016 0.21 LAURENTIAN BANK OF CDA SUB RCPT
2977    LB 9/28/2009 50 LAURENTIAN BANK OF CANADA
2978    L-B 6/9/2015 0.39 CCL INDUSTRIES INC., CL. B, NV
2979    LBC 8/21/2015 0.04 LIBERO MINING CORP.
2980    LBE 9/28/2009 0.46 LIBERTY MINES INC.
2981    LBI.H 3/13/2015 0.01 LIONS BAY CAPITAL INC.
2982    LBL 1/4/2016 0.09 LATTICE BIOLOGICS LTD.
2983    LBS 9/28/2009 3.44 LIFE & BANC SPLIT CORP.
2984    LBY.H 9/21/2016 0.03 LIBERTY ONE LITHIUM CORP.
2985    LC 2/19/2010 0.16 LOGAN COPPER INC.
2986    LCC 9/28/2009 4.05 LUMINA COPPER CORP.
2987    LCO 7/13/2010 0.12 EL CONDOR MINERALS INC.
2988    LCP 7/17/2012 0.01 LATERAL CAPITAL CORP.
2989    LCS 9/29/2009 0.91 BROMPTON LIFECO SPLIT CORP, CLA
2990    LCY 7/4/2012 0.07 SOUTHERN LEGACY MINERALS INC.
2991    LDM 11/18/2010 0.16 LAGO DOURADO MINERALS LIMITED C
2992    LE 9/30/2009 0.02 LARIAT ENERGY LTD.
2993    LEA 9/30/2009 0.51 LEADER ENERGY SERVICES LTD.
2994    LEC.H 8/25/2014 0.01 LIGNOL ENERGY CORP.
2995    LEC 9/29/2009 0.25 LIGNOL ENERGY CORP.
2996    LED.H 4/28/2015 0.04 CRS ELECTRONICS INC.
2997    LED 9/28/2009 0.32 CRS ELECTRONICS INC.
2998    LEG 12/3/2009 108 LEGACY OIL + GAS INC.
2999    LEM 2/29/2016 0.86 LEADING EDGE MATERIALS CORP.
3000    LEN 8/28/2013 0.03 LUND ENTERPRISES CORP.
3001    LEP 12/12/2016 0.12 LITHIUM ENERGY PRODUCTS INC.
3002    LEQ.H 7/11/2016 0.01 LEO ACQUISITIONS CORP.
3003    LEQ.P 2/9/2011 0.01 LEO ACQUISITIONS CORP COM NPV
3004    LES 10/15/2009 0.01 LEIS INDUSTRIES LTD.
3005    LET 11/22/2013 0.02 LETHO RESOURCES CORP.
3006    LEX 9/28/2009 1.91 LEXAM VG GOLD INC.
3007    LEXI 10/25/2016 0.42 LITHIUM ENERGI EXPLORATION INC.
3008    LFD.H 1/9/2012 0.32 LONGFORD ENERGY INC.
3009    LFE 9/28/2009 4 CANADIAN LIFE COMPANIES SPLIT C
3010    LFX 11/23/2015 0.1 LEADFX INC.
3011    LG 9/28/2009 3.23 LIONS GATE ENERGY INC.
3012    LGC 9/28/2009 3.8 LUNA GOLD CORP.
3013    LGD 9/28/2009 0.72 LUND GOLD LTD.
3014    LGF 9/28/2009 0.15 LAURENTIAN GOLDFIELDS, LTD.
3015    LGM 9/28/2009 0.09 LIONS GATE METALS, INC.
3016    LGN 11/1/2010 0.41 LEGEND GOLD CORP.
3017    LGO 9/28/2009 5.2 LARGO RESOURCES LTD.
3018    LGQ 6/20/2016 0.35 LOGIQ ASSET MANAGEMENT INC.
3019    LGR 9/28/2009 0.23 LOGAN RESOURCES LTD.
3020    LGT.A 10/6/2009 0.06 LOGISTEC CORP.
3021    LGT.B 9/30/2009 0.65 LOGISTEC CORP.
3022    LHC 10/6/2009 0.04 LONG HARBOUR EXPLORATION CORP.
3023    LHR 1/9/2013 0.05 LAKEVIEW HOTEL INVEST CORP.
3024    LI 9/28/2009 3.46 AMERICAN LITHIUM CORP.
3025    LIC 4/13/2016 1.24 LICO ENERGY METALS INC.
3026    LIF 6/11/2012 78 LABRADOR IRON ORE ROYALTY CORPO
3027    LII 7/12/2010 0.27 LOGAN INTERNATIONAL INC.
3028    LIM 9/28/2009 16 LABRADOR IRON MINES HOLDINGS LTD.
3029    LIO 1/31/2011 0.69 LION ONE METALS LTD.
3030    LIP 3/14/2011 0.11 LIPARI ENERGY INC.
3031    LIQ 9/20/2010 19 LIQUOR STORES NA LTD.
3032    LIR 9/5/2013 0.11 LAMELEE IRON ORE LTD.
3033    LIT 11/26/2009 0.76 ARGENTINA LITHIUM AND ENERGY CORP.
3034    LIX 6/19/2015 6.53 LITHIUM X ENERGY CORP.
3035    LJ 11/5/2009 0.1 LUCKY MINERALS INC.
3036    LK 9/27/2010 0.39 LAKELAND RESOURCES INC.
3037    LKW 9/29/2009 0.03 LAKEWOOD MINING CO. LTD.
3038    LKY 10/2/2009 0.26 LUCKY STRIKE RESOURCES LTD.
3039    LL 10/22/2012 0.28 CANADA RARE EARTH CORP.
3040    LLA.P 3/13/2015 0.01 LL CAPITAL CORP.
3041    LLC 9/28/2009 0.17 LORRAINE COPPER CORP.
3042    LLG 10/30/2012 3.03 MASON GRAPHITE INC.
3043    LLL 9/28/2009 29 LULULEMON ATHLETICA INC.
3044    LM 9/28/2009 0.83 LINGO MEDIA CORP.
3045    LMC.H 6/1/2016 0.06 LEAGOLD MINING CORP.
3046    LMC.R 3/8/2017 0.02 LEAGOLD MINING CORP.
3047    LMC 8/15/2016 2.22 LEAGOLD MINING CORP.
3048    LMD 11/25/2011 1.03 LED MEDICAL DIAGNOSTICS INC.
3049    LME 9/28/2009 0.48 LAURION MINERAL EXPLORATION INC.
3050    LMG 9/28/2009 0.39 LINCOLN MINING CORP.
3051    LMP 4/15/2014 2.42 LUMENPULSE INC.
3052    LMR 9/28/2009 1.56 LOMIKO METALS INC.
3053    LMS 5/5/2014 0.03 LESS MESS STORAGE INC.
3054    LMT 10/19/2015 0.13 LUMINOR MEDICAL TECHNOLOGIES INC.
3055    LN 9/28/2009 0.52 LONCOR RESOURCES INC.
3056    LND 7/14/2015 1.17 INSPIRA FINANCIAL INC.
3057    LNE.H 9/8/2016 0.01 LOON ENERGY CORP.
3058    LNE 9/30/2009 0.19 LOON ENERGY CORP.
3059    LNF 9/28/2009 2.19 LEON'S FURNITURE LTD.
3060    LNG 9/28/2009 1.51 LNG ENERGY LTD.
3061    LNR 9/28/2009 69 LINAMAR CORP.
3062    LNV 4/14/2011 4.76 LONGVIEW OIL CORP.
3063    LO 9/29/2009 0.2 LOUNOR EXPLORATION INC.
3064    LOI 10/7/2010 0.12 LONGREACH OIL & GAS LTD.
3065    LOK.H 12/5/2011 0.01 LOOK COMMUNICATIONS INC.
3066    LOK.K 12/5/2011 0.01 LOOK COMMUNICATIONS INC SV
3067    LOM 9/30/2009 0.05 LORNEX CAPITAL INC.
3068    LOOP 7/8/2016 0.06 LOOPSHARE LTD.
3069    LOR 9/28/2009 1.07 LORUS THERAPEUTICS INC.
3070    LOT 1/4/2012 1.19 TOMAGOLD CORP.
3071    LOW.UN 4/2/2013 0.11 LOW VOLATILITY CDN EQUITIES INC.
3072    LOY 9/30/2010 2.32 LOYALIST GROUP LTD.
3073    LPC 11/20/2013 0.02 LORNE PARK CAPITAL PARTNERS INC.
3074    LPK 6/28/2011 0.58 LUPAKA GOLD CORP.
3075    LPR 5/26/2011 0.76 LONE PINE RESOURCES INC.
3076    LPS 9/29/2009 0.52 LEGEND POWER SYSTEMS INC.
3077    LQD 3/28/2011 0.09 LIQUID NUTRITION GROUP INC.
3078    LRA 9/28/2009 1.33 LARA EXPLORATION LTD.
3079    LRC.H 12/17/2015 0.01 LOVITT RESOURCES INC.
3080    LRC 9/28/2009 0.04 LOVITT RESOURCES INC.
3081    LRE.R 4/30/2014 0.26 LONG RUN EXPLORATION LTD SUB RC
3082    LRE 7/16/2012 26 LONG RUN EXPLORATION LTD.
3083    LRL 10/5/2009 0.2 LUXOR INDUSTRIAL CORP.
3084    LRN 10/1/2015 0.21 KGIC INC.
3085    LRT.NTA 12/29/2010 0.02 LANESBOROUGH REIT 9.0 PCT DEBS
3086    LRT.UN 4/2/2013 0.17 LANESBOROUGH REIT
3087    LSA 10/19/2011 0.33 LACHLAN STAR LTD.
3088    LSC 9/28/2009 0.71 LSC LITHIUM CORP.
3089    LSG 9/28/2009 85 LAKE SHORE GOLD CORP.
3090    LSI 10/1/2009 0.6 LONESTAR WEST INC.
3091    LSL 12/22/2011 0.28 LIBERTY SILVER CORP.
3092    LTA.H 2/2/2011 0.01 LEETA GOLD CORP.
3093    LTE 12/13/2016 0.79 LITE ACCESS TECHNOLOGIES INC.
3094    LTG 8/23/2012 0.01 LATERAL GOLD CORP.
3095    LTH 9/28/2009 0.28 LITHIC RESOURCES LTD.
3096    LTS 5/28/2013 45 LIGHTSTREAM RESOURCES LTD.
3097    LTV 11/15/2010 2.76 LEONOVUS INC.
3098    LTX 10/1/2009 0.45 LABRADOR TECHNOLOGIES INC.
3099    LTY 7/14/2016 0.05 LIBERTY BIOPHARMA INC.
3100    LUC 9/28/2009 36 LUCARA DIAMOND CORP.
3101    LUG 8/26/2014 4.93 LUNDIN GOLD INC.
3102    LUM 5/9/2016 0.32 LUMINA GOLD CORP.
3103    LUN.R 10/23/2014 0.2 LUNDIN MINING CORPORATION SUB R
3104    LUN 9/28/2009 333 LUNDIN MINING CORP.
3105    LUP 3/24/2011 0.21 LUNDIN PETROLEUM AB
3106    LVH 10/1/2009 0.4 LASVEGASFROMHOME.COM ENT. INC.
3107    LVL 9/28/2009 1.42 LYNDEN ENERGY CORP.
3108    LVN 9/28/2009 5.41 LEVON RESOURCES LTD.
3109    LVU.UN 4/4/2013 0.15 LOW VOLATILITY US EQUITY INCOME
3110    LW.N 4/25/2013 0.22 LEISUREWORLD SR CARE CORP SUB R
3111    LW 4/9/2010 9.93 LEISUREWORLD SENIOR CARE CORP.
3112    LWC 9/28/2009 0.18 LEEWARD CAPITAL CORP.
3113    LWI.H 10/22/2012 0.01 LW CAPITAL POOL INC.
3114    LWP 7/14/2011 1.14 LEGUMEX WALKER INC.
3115    LXC.P 5/23/2014 0.01 LINGXIAN CAPITAL INC.
3116    LXE 8/19/2014 3.78 LEUCROTTA EXPLORATION INC.
3117    LXF.A 6/3/2011 0.01 FIRST ASSET CAN-60 COVERED CALL
3118    LXF 6/1/2011 0.04 FIRSTASSET CAN-60 COVERED CALL ETF COMM
3119    LXG 10/19/2016 0.76 LEXAGENE HOLDINGS INC.
3120    LXV 9/4/2012 1.42 LX VENTURES INC.
3121    LYD.R 3/17/2016 0.01 LYDIAN INTERNATIONAL LTD SUB RC
3122    LYD 9/28/2009 14 LYDIAN INTERNATIONAL LTD.
3123    M 10/28/2009 0.6 MOSAIC CAPITAL CORP.
3124    MA 10/2/2009 0.14 MANULIFE GIF SEL E RENAIS BUNDLE
3125    M-A 6/7/2011 0.48 MATACHEWAN CONS MINES
3126    MAA 9/28/2009 3.2 MAGINDUSTRIES CORP.
3127    MAC 11/29/2010 0.09 THEMAC RESOURCES GROUP LTD.
3128    MAD 9/28/2009 0.96 MIRANDA GOLD CORP.
3129    MAE 10/6/2010 0.15 MARITIME RESOURCES CORP.
3130    MAG 9/28/2009 81 MAG SILVER CORP.
3131    MAH 9/27/2010 0.38 MARKSMEN ENERGY INC.
3132    MAI 9/28/2009 15 MINERA ALAMOS INC.
3133    MAK 10/12/2010 0.01 MINEMAKERS LTD.
3134    MAL 9/28/2009 5.87 MAGELLAN AEROSPACE CORP.
3135    MAM 9/28/2009 0.17 MANICOUAGAN MINERALS INC.
3136    MAN 5/19/2011 0.15 MONSTER MNG CORP COM
3137    MAO.RT 1/3/2014 0.01 MAUDORE MINERALS LTD RIGHTS
3138    MAO 9/28/2009 0.86 MAUDORE MINERALS LTD.
3139    MAP.P 10/3/2014 0.01 MAPLE PEAK INVESTMENTS INC.
3140    MAP 9/28/2009 0.02 GREATBANKS RESOURCES LTD.
3141    MAQ 10/3/2011 6.29 MCEWEN MINING MINERA ANDES ACQ
3142    MAR 9/28/2009 1.33 MARQUIS BALANCED PORTFOLIO T
3143    MARL 7/26/2016 0.87 MARIANA RESOURCES LTD.
3144    MAS 9/29/2009 0.06 MASUPARIA GOLD CORP.
3145    MAT 9/28/2009 2.35 MATAMEC EXPLORATIONS, INC.
3146    MAU.H 1/13/2015 0.01 MEXIGOLD CORP.
3147    MAU 11/24/2010 0.07 MEXIGOLD CORP.
3148    MAW 9/28/2009 2.21 MAWSON RESOURCES LTD.
3149    MAX 9/28/2009 5.87 MIDAS GOLD INC.
3150    MAY 10/26/2009 1.49 MEADOW BAY GOLD CORP.
3151    MAZ.H 9/29/2009 0.08 MAZARIN INC.
3152    MB.NT 4/9/2010 0.07 MEGA BRANDS INC. 10 PCT DEBS
3153    MB 9/28/2009 4.22 MEGA BRANDS INC.
3154    MBA 9/28/2009 0.63 CIBT EDUCATION GROUP INC.
3155    MBB.UN 4/4/2013 0.08 ASTON HILL ADV BOND FUND
3156    MBC 12/30/2009 5.63 MBAC FERTILIZER CORP.
3157    MBG 12/9/2009 0.72 MALBEX RESOURCES INC.
3158    MBI 9/28/2009 0.81 MED BIOGENE INC.
3159    MBK.UN 7/23/2014 0.56 MANULIFE US REGIONAL BANK TRUST
3160    MBN 9/29/2009 0.23 MIDDLEFIELD CORP.
3161    MBO 3/17/2014 0.63 MOBIO TECHNOLOGIES INC.
3162    MBR.H 1/23/2018 0.01 MBMI RESOURCES INC.
3163    MBR 9/28/2009 0.33 MBMI RESOURCES, INC.
3164    MBS 1/6/2014 0.22 MOBIUS RESOURCES INC.
3165    MBT 9/28/2009 88 MANITOBA TELECOM SERVICES, INC.
3166    MBV 9/29/2009 0.03 MILL BAY VENTURES INC.
3167    MBX 9/28/2009 1.29 MICROBIX BIOSYSTEMS INC.
3168    MC 9/29/2009 0.3 MILL CITY GOLD CORP.
3169    MCA.H 5/2/2016 0.01 MILNER CONSOLIDATED SILVER MINE
3170    MCA 10/9/2009 0.01 MILNER CONSOLIDATED SILVER MINES LTD.
3171    MCB 9/28/2009 2.3 MCCOY CORP.
3172    MCC.H 6/13/2016 0.05 MAGOR CORP.
3173    MCC 3/15/2013 0.33 MAGOR CORP.
3174    MCE 4/27/2015 0.02 MINECORP ENERGY LTD.
3175    MCG 10/5/2009 0.07 MOUNTAIN CHINA RESORTS HOLDINGS LTD.
3176    MCI 9/28/2009 0.97 GOLDEN VIRTUE RESOURCES INC.
3177    MCK 9/28/2009 0.44 MANSON CREEK RESOURCES LTD.
3178    MCM.A 10/7/2009 0.04 MATACHEWAN CONSOLIDATED MINES, LTD.
3179    MCN.P 1/31/2011 0.01 METRON CAPITAL CORP.
3180    MCP.P 9/10/2014 0.01 MAESTRO CAPITAL CORP.
3181    MCR 9/28/2009 3.07 MACRO ENTERPRISES INC.
3182    MCS 10/13/2009 0.02 MCCHIP RESOURCES INC.
3183    MCT.P 5/7/2012 0.01 MC PARTNERS INC.
3184    MCU 2/11/2010 0.02 MEGA COPPER LTD.
3185    MCV 9/29/2009 0.06 MCVICAR INDUSTRIES INC.
3186    MCW 10/22/2012 0.83 MCW ENERGY GROUP LTD.
3187    MCX 2/3/2016 0.01 MCORPCX, INC.
3188    MCZ 9/28/2009 1.17 MAD CATZ INTERACTIVE INC.
3189    MD 9/28/2009 0.54 MIDLAND EXPLORATION INC.
3190    MDA 9/28/2009 40 MACDONALD DETTWILER & ASSOCIATES LTD.
3191    MDC.P 12/5/2011 0.01 MADISON CAPITAL CORP.
3192    MDE.H 3/11/2011 0.01 MADEIRA MINERALS LTD.
3193    MDF 9/28/2009 1.26 MEDIAGRIF INTERACTIVE TECHNOLOGIES INC.
3194    MDG 9/28/2009 1.69 MEDICAGO INC.
3195    MDI 9/28/2009 48 MAJOR DRILLING GROUP INTERNATIONAL INC.
3196    MDL 9/28/2009 1.5 MEDALLION RESOURCES LTD.
3197    MDN 9/28/2009 0.98 MDN INC.
3198    MDNA 9/16/2016 0.1 MEDICENNA THERAPEUTICS CORP.
3199    MDO 3/8/2012 0.06 MANADO GOLD CORP.
3200    MDS.UN 7/15/2015 0.26 HEALTHCARE SPECIAL OPP FUND
3201    MDV 9/28/2009 0.26 MEGASTAR DEVELOPMENT CORP.
3202    MDW 9/28/2009 2.62 MIDWAY GOLD CORP.
3203    MDX 9/28/2009 1.06 MEDX HEALTH CORP.
3204    MDZ.A 9/28/2009 0.92 MDC PARTNERS INC.
3205    ME 9/28/2009 2.25 MERITAS GROWTH PORTFOLIO A
3206    MEA.P 9/15/2014 0.01 MANERA CAPITAL CORP.
3207    MED 12/19/2012 0.22 MEDGOLD RESOURCES CORP.
3208    MEE 1/25/2017 0.08 MACKENZIE MAX DIVERSE EMG MKTS
3209    MEG 7/29/2010 265 MEG ENERGY CORP.
3210    MEI 8/4/2010 8.17 MANITOK ENERGY INC.
3211    MEK 9/28/2009 0.91 METALS CREEK RESOURCES CORP.
3212    MEN 9/28/2009 0.2 MAGNUM ENERGY INC.
3213    MEP 9/30/2014 0.03 MARSA ENERGY INC.
3214    MEQ 9/28/2009 1.69 MAINSTREET EQUITY CORP.
3215    MER 10/13/2009 0.25 MERITUS MINERALS LTD.
3216    MERC.U 8/10/2016 0.01 MERCER INTERNATIONAL INC USD
3217    MES 10/6/2009 0.28 MARAUDER RESOURCES EAST COAST INC.
3218    MET 10/1/2009 0.1 METALORE RESOURCES LTD.
3219    MEU 9/8/2016 0.06 MACKENZIE MAXIMUM DIVERSIFICATION DEVELOPED EUROPE INDEX ETF
3220    MEX 9/28/2009 0.83 MIDLANDS MINERALS CORP.
3221    MEZ 6/4/2013 0.03 MEZZOTIN MINERALS INC.
3222    MFC.R 9/15/2014 1.08 MANULIFE FINANCIAL CORP SUB REC
3223    MFC 9/28/2009 725 MANULIFE FINANCIAL CORP.
3224    MFF.P 7/12/2013 0.01 MERCURY CAPITAL II LTD.
3225    MFI 9/28/2009 74 MAPLE LEAF FOODS INC.
3226    MFM 9/28/2009 0.54 MARIFIL MINES LTD.
3227    MFR.UN 5/17/2013 1.68 MANULIFE FLOATING RATE SENIOR L
3228    MFS 9/28/2009 0.31 MEDIFOCUS INC.
3229    MFT 4/27/2016 0.3 MACKENZIE FLOATING RATE INCOME ETF
3230    MFX 1/31/2012 0.14 MINFOCUS EXPLORATION CORP.
3231    MG 9/24/2010 373 MAGNA INTERNATIONAL INC.
3232    MGA 9/28/2009 11 MEGA URANIUM LTD.
3233    MGB 4/22/2016 0.08 MACKENZIE CORE PLUS GLBL FXD INC ETF
3234    MGC.H 2/26/2016 0.01 MIDASCO CAPITAL CORP.
3235    MGC 9/30/2009 0.05 MIDASCO CAPITAL CORP.
3236    MGG 3/1/2010 0.85 MINAURUM GOLD INC.
3237    MGI 9/28/2009 0.1 MAGNUM GOLDCORP INC.
3238    MGK.P 2/9/2012 0.01 MAGNUM CAPITAL CORP.
3239    MGL.P 4/24/2012 0.01 MEGAL CAPITAL CORP.
3240    MGL 9/28/2009 0.27 MISSION GOLD LTD.
3241    MGO 9/28/2009 9.42 MIGAO CORP.
3242    MGP 9/28/2009 1.78 MEGA PRECIOUS METALS INC.
3243    MGR 9/28/2009 0.4 MURGOR RESOURCES INC.
3244    MGS 8/30/2010 0.2 MUSGROVE MINERALS CORP.
3245    MGT 9/28/2009 0.57 MINES MANAGEMENT, INC.
3246    MGW 6/14/2012 5.07 MAPLE LEAF GREEN WORLD INC.
3247    MGX 9/28/2009 0.85 MGM ENERGY CORP.
3248    MGZ.H 6/3/2013 0.14 MANGAZEYA MINING LTD.
3249    MHC.H 4/20/2010 0.01 MATCH CAPITAL RESOURCES CORP.
3250    MHC 11/10/2010 0.01 MATCH CAPITAL RESOURCES CORP.
3251    MHI 9/28/2009 0.2 MINERAL HILL INDUSTRIES LTD.
3252    MHR 10/5/2009 0.07 MCGRAW-HILL RYERSON LTD.
3253    MHY.UN 4/1/2013 1.4 MARRET HIGH YIELD STRATEGIES FU
3254    MI 12/3/2014 0.01 MITCHELL RESOURCES LTD.
3255    MIA.P 6/20/2011 0.01 MIRA IX ACQUISITION CORP.
3256    MIB 9/29/2009 0.13 MINAEAN INTERNATIONAL CORP.
3257    MIC 9/28/2009 72 GENWORTH MI CANADA INC.
3258    MID.A 8/13/2013 0.01 MINT INCOME FUND CLASS A
3259    MID.UN 4/1/2013 1.47 MINT INCOME FUND
3260    MIF.UN 4/2/2013 0.12 MARQUEST CDN EQUITY INCOME FUND
3261    MIG.UN 4/1/2013 0.58 MARRET INVESTMENT GRADE BOND FU
3262    MII 8/9/2011 0.06 MIOCENE METALS LTD.
3263    MIK 2/9/2012 0.01 MATNIC RESOURCES INC COM NPV
3264    MIL 11/3/2016 0.01 MILLENNIAL ESPORTS CORP.
3265    MIN 8/4/2010 2.66 EXCELSIOR MINING CORP.
3266    MINE 2/7/2017 0.06 INOMIN MINES INC.
3267    MIO 9/28/2009 0.27 MINDORO RESOURCES LTD.
3268    MIP 3/20/2012 0.14 MIDDLEFIELD INCOME PLUS II CORP.
3269    MIR 9/28/2009 0.59 MEDMIRA INC.
3270    MIT 9/30/2009 0.92 MINT TECHNOLOGY CORP.
3271    MIX 9/28/2009 0.16 MICREX DEVELOPMENT CORP.
3272    MJN 12/17/2014 14 PHARMACAN CAPITAL CORP.
3273    MJO.H 5/8/2015 0.01 0NEMAINSTREAM MINERALS CORPORAT
3274    MJO 9/28/2009 0.21 MAINSTREAM MINERALS CORP.
3275    MJS 9/28/2009 1.15 MAJESTIC GOLD CORP.
3276    MJX 9/28/2009 0.62 MAJESCOR RESOURCES, INC.
3277    MK.H 1/19/2016 0.01 MK2 VENTURES LTD.
3278    MKA 1/6/2011 0.09 MKANGO RESOURCES LTD.
3279    MKB 4/19/2016 0.04 MACKENZIE CORE PLUS CDN FXD INC ETF
3280    MKC 6/21/2016 0.07 MACKENZIE MAX DVRS CDA INDEX ET
3281    MKI 9/29/2009 0.6 MEDIPATTERN CORP.
3282    MKN 10/1/2012 0.52 MAKENA RESOURCES INC.
3283    MKNA 10/4/2016 0.08 MAKENA RESOURCES INC.
3284    MKP.RT 6/12/2015 0.05 MCAN MORTGAGE CORP RIGHTS
3285    MKP 9/28/2009 3.36 MCAN MORTGAGE CORP.
3286    MKR 9/28/2009 0.74 MELKIOR RESOURCES INC.
3287    MKT 9/28/2009 0.48 DEEPMARKIT CORP.
3288    MKU.H 2/6/2014 0.03 MUKUBA RESOURCES LTD.
3289    MKU 2/16/2010 0.07 MUKUBA RESOURCES LTD.
3290    MKZ.UN 4/1/2013 0.14 MACKENZIE MASTER LIMITED PARTNERSHIP
3291    ML 9/28/2009 47 MERCATOR MINERALS LTD.
3292    MLD.UN 4/2/2013 0.12 MONEDA LATAM CORP BOND FUND
3293    MLE.UN 5/17/2013 0.1 MONEDA LATAM GROWTH FUND
3294    MLF.UN 4/1/2013 0.43 MONEDA LATAM FIXED INCOME FD
3295    MLG 9/29/2009 1.28 MALAGA INC.
3296    MLM 9/28/2009 0.15 MILLSTREAM MINES LTD.
3297    MLN.RT 8/2/2013 0.01 MARLIN GOLD MINING LTD RTS
3298    MLN 7/30/2012 0.42 MARLIN GOLD MINING LTD.
3299    MLP 12/8/2010 0.7 FRONT STREET US MLP INCOME FUND
3300    MLR 6/6/2011 0.24 MELIOR RESOURCES INC.
3301    MLY 9/17/2012 0.59 AMERICAN CUMO MINING CORPORATIO
3302    MM 7/12/2010 6.19 MOOD MEDIA CORP.
3303    MMA 7/22/2010 0.22 MIDNIGHT SUN MINING CORP.
3304    MMC.P 11/28/2014 0.01 MARCHING MOOSE CAPITAL CORP.
3305    MMF.UN 4/1/2013 0.19 MARRET MULTI STRATEGY INCOME FU
3306    MMG 12/21/2011 0.25 METALLIC MINERALS CORP.
3307    MMI 9/28/2009 0.14 MESSINA MINERALS, INC.
3308    MML 10/5/2009 0.08 MENIKA MINING LTD.
3309    MMM 9/28/2009 2.48 MINCO GOLD CORP.
3310    MMN 4/27/2016 0.12 MONARCA MINERALS INC.
3311    MMO 10/21/2009 0.01 MOUNT DAKOTA ENERGY CORP.
3312    MMP.UN 4/1/2013 2.19 PRECIOUS METALS AND MINING TRUS
3313    MMR 9/28/2009 0.12 MADISON MINERALS INC.
3314    MMS 9/28/2009 1.52 MACARTHUR MINERALS LTD.
3315    MMT 9/28/2009 17 MART RESOURCES INC.
3316    MMV 7/13/2010 0.96 MINERAL MOUNTAIN RESOURCES LTD.
3317    MMX 5/23/2012 0.24 MACMILLAN MINERALS INC.
3318    MMY 9/28/2009 1.34 MONUMENT MINING LTD.
3319    MN 9/28/2009 0.92 MANGANESE X ENERGY CORP.
3320    MNB 9/28/2009 9.27 MIRABELA NICKEL LTD.
3321    MNC.A 10/13/2009 0.01 MULTIMEDIA NOVA CORP.
3322    MND 9/28/2009 9.97 MANDALAY RESOURCES CORP.
3323    MNH.H 2/26/2016 0.01 MENA HYDROCARBONS INC.
3324    MNH 2/28/2011 0.31 MENA HYDROCARBONS INC.
3325    MNI 9/28/2009 0.04 MGOLD RESOURCES INC.
3326    MNL 9/28/2009 0.11 MONARCH ENERGY LTD.
3327    MNM 9/28/2009 0.89 MAGELLAN MINERALS LTD.
3328    MNO 6/6/2016 0.06 MERIDIAN MINING S.E.
3329    MNP 5/6/2011 0.24 MANAS PETROLEUM CORP.
3330    MNR.H 8/5/2014 0.01 MEDITERRANEAN RESOURCES LTD.
3331    MNR 9/28/2009 0.57 MEDITERRANEAN RESOURCES LTD.
3332    MNS 11/5/2012 0.6 ROYAL CDN MINT CDN SILVER RESER
3333    MNS.U 4/2/2013 0.05 ROYAL CDN MINT CDN SVR RESERVES
3334    MNT 11/29/2011 3.85 ROYAL CANADIAN MINT
3335    MNT.U 4/1/2013 0.11 ROYAL CANADIAN MINT USD
3336    MNW 6/27/2012 27 MITEL NETWORKS CORP.
3337    MNX 9/29/2009 0.03 MANITEX CAPITAL, INC.
3338    MNY 10/10/2014 0.21 MONTAN MINING CORP.
3339    MO.P 12/17/2012 0.01 MONTAN CAPITAL CORP.
3340    MOB.UN 4/1/2013 0.67 NORTHWEST INTL HEALTHCARE PROP
3341    MOC 12/31/2009 0.14 MORUMBI RESOURCES INC.
3342    MOE.H 1/22/2015 0.01 METROPOLITAN ENERGY CORP.
3343    MOE 10/21/2011 0.01 METROPOLITAN ENERGY CORP.
3344    MOGO 5/24/2016 2.69 MOGO FINANCE TECHNOLOGY INC.
3345    MOI.P 2/10/2012 0.01 MINCOM CAPITAL INC.
3346    MOI 5/13/2014 0.01 MINCOM CAPITAL INC.
3347    MOK 9/29/2009 0.05 MOSS LAKE GOLD MINES LTD.
3348    MOL 9/28/2009 4.19 MOLY MINES LTD.
3349    MOM 10/5/2009 0.88 MIRACULINS INC.
3350    MON 2/15/2011 0.28 MONTERO MINING AND EXPLORATION
3351    MOO 9/28/2009 0.43 MOONCOR OIL & GAS CORP.
3352    MOR.H 12/1/2015 0.01 MORGAN RESOURCES CORP.
3353    MOR 9/28/2009 0.23 NEVADA CLEAN MAGNESIUM INC.
3354    MOV.P 12/18/2012 0.01 MOVARIE CAPITAL LTD.
3355    MOV 3/30/2016 0.01 MOVARIE CAPITAL LTD.
3356    MOX 9/28/2009 0.62 MORIEN RESOURCES CORP.
3357    MOZ 12/3/2010 2.92 MARATHON GOLD CORP.
3358    MP 10/1/2009 0.13 MICROPLANET TECHNOLOGY CORP.
3359    MPC.C 10/23/2009 0.07 MADISON PACIFIC PROPERTIES INC.
3360    MPC 10/1/2009 0.11 MADISON PACIFIC PROPERTIES INC.
3361    MPG 5/22/2014 0.38 MAPAN ENERGY LTD.
3362    MPH 9/28/2009 1.48 MEDICURE INC.
3363    MPI 2/18/2011 0.24 METALS PLUS INCOME CORP A
3364    MPL.P 4/25/2013 0.01 MAPLE LEAF RESOURCE CORP.
3365    MPL 11/21/2014 0.07 MAPLE LEAF ROYALTIES CORP.
3366    MPM 9/29/2009 0.08 MARKLAND AGF PRECIOUS METALS CORP.
3367    MPS 9/28/2009 0.23 MPH VENTURES CORP.
3368    MPT 9/20/2010 1.26 MIDPOINT HOLDINGS LTD.
3369    MPV.RT 2/25/2015 0.08 MOUNTAIN PROVINCE DIAMONDS INC.
3370    MPV 9/28/2009 9.16 MOUNTAIN PROVINCE DIAMONDS INC.
3371    MPVD 7/12/2016 7.82 MOUNTAIN PROVINCE DIAMONDS INC.
3372    MQA.UN 4/1/2013 0.19 MACQUARIE EMERGING MKTS UNITS
3373    MQI.UN 10/22/2013 0.24 MACQUARIE GLOBAL INFR INCOME FU
3374    MQL 8/15/2011 2.04 MARQUEE ENERGY LTD.
3375    MQR 6/14/2011 0.71 MONARQUES RESOURCES INC COM NPV
3376    MQV.H 12/29/2015 0.01 MARQUIS VENTURES INC.
3377    MQV.P 3/12/2013 0.01 MARQUIS VENTURES INC.
3378    MQX 12/8/2016 0.25 MARQUEE ENERGY LTD.
3379    MR.UN 5/1/2013 0.99 MELCOR REIT
3380    MRA 7/26/2016 0.07 MARIANA RESOURCES LTD.
3381    MRB 10/7/2013 0.08 MORRO BAY RESOURCES LTD.
3382    MRC 9/28/2009 1.27 MORGUARD CORP.
3383    MRD 9/28/2009 2.04 MELCOR DEVELOPMENTS LTD.
3384    MRE 9/28/2009 62 MARTINREA INTERNATIONAL INC.
3385    MRG.UN 4/1/2013 5.57 MORGUARD NA RESIDENTIAL REIT UN
3386    MRI.U 4/8/2013 0.04 MERCER INTERNATIONAL INC.
3387    MRL 11/19/2009 1 MARGAUX RESOURCES LTD.
3388    MRN 9/28/2009 0.39 MARENGO MINING LTD.
3389    MRO 9/28/2009 1.63 MILLROCK RESOURCES INC.
3390    MRP 11/29/2010 1.15 MIRA RESOURCES CORP.
3391    MRQ.P 6/20/2012 0.01 MIRA III ACQUISTION CORP.
3392    MRR 11/24/2009 0.03 MRRM INC.
3393    MRS 9/28/2009 6.69 MISSION READY SERVICES INC.
3394    MRT.UN 4/1/2013 8.05 MORGUARD REIT
3395    MRU 10/11/2011 150 METRO INC CL A SV
3396    MRV 11/3/2010 0.18 METALLUM RESOURCES INC.
3397    MRW.P 3/27/2013 0.01 MORRO BAY CAPITAL LTD.
3398    MRX.H 10/7/2010 0.01 MONTREUX CAPITAL CORP.
3399    MRY.P 9/29/2014 0.01 MIRA IV CAPITAL ACQUISITION CORP.
3400    MRY 6/17/2011 0.01 MARIANA RESOURCES LTD.
3401    MRZ 9/28/2009 3.95 MIRASOL RESOURCES LTD.
3402    MSA 9/30/2009 0.26 MESA EXPLORATION CORP.
3403    MSC.H 8/13/2013 0.08 MERIDEX SOFTWARE CORP.
3404    MSC 2/8/2010 0.03 MERIDEX SOFTWARE CORP.
3405    MSD 9/28/2009 3.57 MOSEDA TECHNOLOGIES INC.
3406    MSE 9/12/2013 0.02 LYXOR ETF EURO STOXX 50 D-EUR A I
3407    MSI 9/20/2010 17 MORNEAU SHEPELL INC.
3408    MSL 9/6/2011 22 MERUS LABS INTERNATIONAL INC.
3409    MSP 9/8/2015 0.03 MINAEAN SP CONSTRUCTION CORP.
3410    MSR 5/25/2011 0.02 MINSUD RESOURCES CORP.
3411    MST.R 10/30/2015 0.18 0NEMILESTONE APARTMENTS REIT SU
3412    MST.UN 4/1/2013 22 MILESTONE APARTMENTS REIT
3413    MSV 9/28/2009 6.29 MINCO SILVER CORP.
3414    MT 9/29/2009 5.57 METTRUM HEALTH CORP.
3415    MTA 1/15/2010 0.23 MATRIX ASSET MANAGEMENT INC.
3416    MTB 9/28/2009 1.24 MOUNTAIN BOY MINERALS LTD.
3417    MTC 9/28/2009 0.25 METALCORP LTD.
3418    MTE 4/23/2015 0.14 MITRA ENERGY INC.
3419    MTG 1/19/2012 2.12 TIMBERCREEK SR MORTGAGE INVESTM
3420    MTH 9/7/2011 0.14 MAMMOTH ENERGY GROUP INC COM NP
3421    MTL 9/28/2009 78 MULLEN GROUP LTD.
3422    MTM.H 6/11/2012 0.1 MITEC TELECOM INC.
3423    MTN.H 2/24/2014 0.01 MARTINA MINERALS CORP.
3424    MTN 12/30/2011 0.01 MARTINA MINERALS CORP.
3425    MTO 9/28/2009 4.33 METANOR RESOURCES INC.
3426    MTR.P 1/17/2012 0.01 MANTRA CAPITAL INC.
3427    MTR 1/2/2014 0.01 MANTRA CAPITAL INC.
3428    MTS 7/3/2013 1.75 METALLIS RESOURCES INC.
3429    MTU 4/9/2010 0.5 MANITOU GOLD INC.
3430    MTV 9/28/2009 0.03 MULTIVISION COMMUNICATIONS CORP.
3431    MTX 9/28/2009 0.61 METALEX VENTURES LTD.
3432    MTY 9/28/2009 6.52 MTY FOOD GROUP INC.
3433    MTZ 11/8/2010 0.17 MONTANA EXPLORATION CORP.
3434    MU.H 5/5/2015 0.01 0NEMONSTER URANIUM CORP.
3435    MU 10/5/2009 0.04 MONSTER URANIUM CORP.
3436    MUB 4/19/2016 0.19 MACKENZIE UNCONSTRAINED BOND ETF
3437    MUL.P 5/19/2016 0.01 MERCAL CAPITAL CORP.
3438    MULC.B 5/1/2017 0.01 MANULIFE MULTIFACTOR U.S. LARGE
3439    MULC 5/17/2017 0.01 MANULIFE MULTIFACTOR U.S. LARGE
3440    MUM 9/29/2009 0.84 MUSTANG MINERALS CORP.
3441    MUN 9/28/2009 0.81 MUNDORO CAPITAL INC.
3442    MUS 6/27/2016 0.11 MACKENZIE MAX DVRS US INDEX ETF
3443    MUX 10/3/2011 40 MCEWEN MINING INC.
3444    MV.H 11/2/2012 0.01 MERCARI ACQUISITION CORP.
3445    MV 1/13/2015 0.05 MOVIT MEDIA CORP.
3446    MVA.P 4/23/2015 0.01 MIRA VII ACQUISITION CORP.
3447    MVC.H 6/14/2013 0.01 MPVC INC.
3448    MVD.H 8/9/2011 0.01 MEGA VIEW DIGITAL ENTERTAINMENT
3449    MVE.H 10/31/2011 0.01 MARCHWELL VENTURES LTD.
3450    MVI.P 1/2/2015 0.01 MIRA VI ACQUISITION CORP.
3451    MVM 10/2/2012 0.01 MILLENMIN VENTURES INC.
3452    MVN 9/28/2009 10 MADALENA VENTURES INC.
3453    MVP 6/16/2014 0.17 MEDIAVALET INC.
3454    MVT 9/30/2009 0.01 MAXTECH VENTURES INC.
3455    MVW 10/19/2009 0.42 MOUNTAINVIEW ENERGY LTD.
3456    MVY 8/2/2016 0.35 MOOVLY MEDIA INC.
3457    MWC 7/12/2010 0.29 MEDWELL CAPITAL CORP.
3458    MWD 9/8/2016 0.07 MACKENZIE MAXIMUM DIVERSIFICATION ALL WORLD DEVELOPED INDEX ETF
3459    MWE 4/15/2011 0.62 MAWSON WEST LIMITE
3460    MWI.UN 9/23/2013 0.02 MAPLEWOOD INTERNATIONAL REIT
3461    MWX 10/15/2009 0.54 MEDWORXX SOLUTIONS INC.
3462    MX 9/28/2009 177 METHANEX CORP.
3463    MXC.H 8/13/2014 0.02 MARGAUX RED CAPITAL INC.
3464    MXC.P 1/17/2012 0.01 MARGAUX RED CAPITAL INC.
3465    MXF.A 6/16/2011 0.03 FIRST ASSET CAN-MATERIAL CVR CA
3466    MXF 6/3/2011 0.26 FIRSTASSET CAN-MTRLS CVRD CALL ETF COMM
3467    MXG 9/28/2009 0.81 MAXIM POWER CORP.
3468    MXI 9/28/2009 0.85 MERREX GOLD, INC.
3469    MXL 9/28/2009 3.21 MX GOLD CORP.
3470    MXM 9/28/2009 0.26 MAXIM RESOURCES INC.
3471    MXR 9/29/2009 0.24 MAX RESOURCE CORP.
3472    MXU 9/8/2016 0.11 MACKENZIE MAX DIVERS WRLD DEV E
3473    MXX 9/21/2011 0.12 MATRRIX ENERGY TECHNOLOGIES INC.
3474    MYA 9/28/2009 1.86 MAYA GOLD & SILVER INC.
3475    MYG 9/28/2009 0.26 METHYLGENE INC.
3476    MYR 12/6/2013 0.02 MERYLLION RESOURCES CORP.
3477    MZA.H 11/3/2014 0.01 MIZA ENTERPRISES INC.
3478    MZI 10/29/2014 1.05 MEZZI HOLDINGS INC.
3479    MZO 10/13/2009 0.24 MAZORRO RESOURCES INC.
3480    N 2/2/2011 1.63 NEXT GEN METALS INC.
3481    NA 9/28/2009 371 NATIONAL BANK CANADIAN EQUITY SP
3482    NAA 11/10/2010 0.19 SIERRA IRON ORE CORP.
3483    NAC 9/29/2009 1.84 LEGEND GOLD CORP.
3484    NAF.UN 4/2/2013 0.23 NORTH AMERICAN FINANCIALS CAP T
3485    NAH 3/18/2013 0.01 NATUNOLA AGRITECH INC.
3486    NAI 9/28/2009 0.43 NORTHERN ABITIBI MINING CORP.
3487    NAL 9/28/2009 29 NEWALTA CORP.
3488    NAM 8/8/2016 0.29 NEW AGE METALS INC.
3489    NAN 5/30/2011 0.67 NORTH AMERICAN NICKEL INC.
3490    NAP 2/10/2012 0.05 NAPIER VENTURES INC.
3491    NAR 9/28/2009 0.5 NORTH ARROW MINERALS INC.
3492    NAS.H 11/24/2014 0.01 NORTH SOUTH PETROLEUM CORP.
3493    NAU 9/28/2009 0.94 NORTHLAND RESOURCES S.A.
3494    NAV.H 1/19/2015 0.01 NAVASOTA RESOURCES INC.
3495    NAV 9/28/2009 0.03 NAVASOTA RESOURCES INC.
3496    NB 11/12/2012 3.19 NIOCORP DEVELOPMENTS LTD.
3497    NBD 9/28/2009 49 NORBORD, INC.
3498    NBL.P 4/15/2016 0.01 NOBELIUM TECH CORP.
3499    NBO.H 3/17/2014 0.01 NEBO CAPITAL CORP.
3500    NBO.P 3/8/2012 0.01 NEBO CAPITAL CORP.
3501    NBR 10/18/2010 0.07 NUBIAN RESOURCES LTD.
3502    NBU 9/28/2009 0.45 NEBU RESOURCES INC.
3503    NBY 3/28/2016 0.28 NIOBAY METALS INC.
3504    NBZ 8/8/2014 14 NORTHERN BLIZZARD RESOURCES INC.
3505    NCA 6/30/2015 1.76 NEWCASTLE GOLD LTD.
3506    NCC.A 9/30/2009 0.37 NEWFOUNDLAND CAPITAL CORP. LTD.
3507    NCC.B 11/10/2009 0.01 NEWFOUNDLAND CAPITAL CORP. LTD.
3508    NCD.UN 4/1/2013 0.18 NORTH AMERICAN ADV COVERTIBLES
3509    NCE 1/24/2011 0.11 NESSCAP ENERGY INC.
3510    NCF 6/8/2011 0.45 NORTHCLIFF RESOURCES LTD.
3511    NCG 7/12/2010 1.32 NORTH COUNTRY GOLD CORP.
3512    NCI 9/28/2009 0.85 NTG CLARITY NETWORKS INC.
3513    NCM 9/28/2009 0.6 NEWCASTLE MINERALS LTD.
3514    NCO 9/28/2009 0.06 NUVOLT CORPORATION INC.
3515    NCQ 4/25/2012 1.72 NOVACOPPER INC.
3516    NCR 9/28/2009 0.14 NORTHCORE RESOURCES INC.
3517    NCU 9/28/2009 6.31 NEVADA COPPER CORP.
3518    NCX 10/24/2011 0.39 NORTHISLE COPPER AND GOLD INC.
3519    ND 9/28/2009 0.26 NEW DAWN MINING CORP.
3520    NDM 9/28/2009 48 NORTHERN DYNASTY MINERALS LTD.
3521    NDN 11/1/2010 6.67 NORDION INC.
3522    NDQ 9/28/2009 2.1 NOVADAQ TECHNOLOGIES INC.
3523    NDR 9/28/2009 0.44 NEW DIMENSION RESOURCES LTD.
3524    NDX 9/28/2009 0.56 NOVADX VENTURES CORP.
3525    NE 9/28/2009 0.16 NEXTRACTION ENERGY CORP.
3526    NED 1/11/2011 0.09 NEW DESTINY MINING CORP.
3527    NEE 7/21/2010 0.51 NORTHERN VERTEX MINING CORP.
3528    NEI 10/5/2009 0.14 NETCO SILVER INC.
3529    NEL.UN 5/31/2013 0.04 NOBEL REAL ESTATE INVESTMENT TR
3530    NEM 9/28/2009 36 NEW ERA MINERALS INC.
3531    NEO.H 12/22/2009 0.01 NEOTECK SOLUTIONS, INC.
3532    NEPT 11/8/2016 4.58 NEPTUNE TECHNOLOGIES & BIORESSOURCES INC.
3533    NER 9/28/2009 0.15 NEWMAC RESOURCES INC.
3534    NES 3/2/2010 3.14 NEWSTRIKE CAPITAL INC.
3535    NET 9/28/2009 0.28 NETWORK EXPLORATION LTD.
3536    NEV 10/2/2009 1.36 NEVADA SUNRISE GOLD CORP.
3537    NEW.A 10/2/2009 0.16 NEWGROWTH CORP.
3538    NFC 9/28/2009 0.08 NORTHERN FINANCIAL CORP.
3539    NFD.A 9/28/2009 0.01 NORTHFIELD CAPITAL CORP.
3540    NFE 8/26/2011 0.22 NORTHERN IRON CORP.
3541    NFI 8/22/2011 37 NEW FLYER INDUSTRIES INC.
3542    NFK.H 1/26/2015 0.12 AFRICA HYDROCARBONS INC.
3543    NFK 2/2/2012 1.35 AFRICA HYDROCARBONS INC.
3544    NFR 9/28/2009 0.99 NORTHERN FREEGOLD RESOURCES, LTD.
3545    NFX 2/24/2012 0.02 NEXGEN FINANCIAL CORP.
3546    NG 9/28/2009 120 NOVAGOLD RESOURCES INC.
3547    NGC 4/20/2011 4.92 NORTHERN GRAPHITE CORP.
3548    NGD 9/28/2009 310 NEW GOLD, INC.
3549    NGE 9/28/2009 0.84 NEVADA EXPLORATION, INC.
3550    NGG 9/28/2009 0.5 NEW GUINEA GOLD CORP.
3551    NGH.H 4/4/2016 0.34 NIGHTINGALE INFORMATIX CORPORAT
3552    NGH 9/28/2009 0.14 NIGHTINGALE INFORMATIX CORP.
3553    NGI.UN 12/19/2013 0.21 NDX GROWTH AND INCOME FUND
3554    NGL 9/28/2009 18 ANGLE ENERGY, INC.
3555    NGM 9/28/2009 1.67 NORTHERN GOLD MINING INC.
3556    NGN 10/8/2013 0.04 NEWMARKET GOLD INC.
3557    NGP 9/28/2009 1.2 NEVADA GEOTHERMAL POWER INC.
3558    NGQ 9/28/2009 7.72 NGEX RESOURCES INC.
3559    NGY.H 8/11/2014 0.02 NEWCASTLE ENERGY CORP.
3560    NGY 3/4/2013 0.04 NEWCASTLE ENERGY CORP.
3561    NGZ 6/8/2015 1.35 NRG METALS INC.
3562    NHC 9/28/2009 28 NORTHSTAR HEALTHCARE INC.
3563    NHG 10/1/2009 0.01 NORTHAMPTON GROUP INC.
3564    NHK 1/9/2012 1.38 NIGHTHAWK GOLD CORP.
3565    NI.RT 7/2/2013 0.01 VICTORY NICKEL INC RIGHTS
3566    NI 9/28/2009 1.25 VICTORY NICKEL, INC.
3567    NIA.P 9/20/2012 0.01 NIAGARA VENTURES CORP.
3568    NIA 12/15/2014 0.02 NIAGARA VENTURES CORP.
3569    NIC 9/28/2009 0.43 PURE NICKEL INC.
3570    NIF.UN 4/1/2013 5.78 NORANDA INCOME FUND
3571    NII 9/28/2009 1.09 NORSAT INTERNATIONAL INC.
3572    NIK 9/30/2009 0.13 NIKOS EXPLORATIONS LTD.
3573    NIM 6/1/2015 0.57 NICOLA MINING INC.
3574    NIO 9/29/2009 0.15 NIOCAN INC.
3575    NIP 4/16/2014 0.37 NIPPON DRAGON RESOURCES INC.
3576    NIR 4/2/2012 0.02 NOBLE IRON INC.
3577    NK.H 3/9/2015 0.01 NEW KLONDIKE EXPLORATION LTD.
3578    NK 5/15/2012 0.03 NEW KLONDIKE EXPLORATION LTD.
3579    NKL 9/29/2009 3.84 PROPHECY PLATINUM CORP.
3580    NKO.NT 12/4/2012 0.08 NIKO RESOURCES LTD 7.00 PCT NTS
3581    NKO 9/28/2009 57 NIKO RESOURCES LTD.
3582    NKW 9/28/2009 0.79 NAIKUN WIND ENERGY GROUP INC.
3583    NL 9/28/2009 0.21 NORTHERN LION GOLD CORP.
3584    NLC 7/20/2016 2.21 NEO LITHIUM CORP.
3585    NLH 11/7/2016 0.04 NOVA LEAP HEALTH CORP.
3586    NLL 9/28/2009 0.01 NSI STRATEGIC INVESTMENTS LTD.
3587    NLN 9/28/2009 5.98 NEULION INC.
3588    NM 3/5/2012 0.6 NEWCREST MINING LTD.
3589    NMC 9/28/2009 1.05 NEWMONT MINING CORPORATION OF CANADA LTD.
3590    NMD 2/18/2010 0.12 NOMAD VENTURES INC.
3591    NMG 9/28/2009 0.09 NOBLE METAL GROUP, INC.
3592    NMI 11/10/2009 1.32 NEWMARKET GOLD INC.
3593    NML 9/28/2009 10 NEW MILLENNIUM IRON CORP.
3594    NMX 1/20/2010 18 NEMASKA LITHIUM INC.
3595    NNA 9/28/2009 0.9 NEW NADINA EXPLORATIONS LTD.
3596    NNN.H 7/3/2012 0.09 NIMIN ENERGY CORP.
3597    NNN 9/28/2009 1.29 NICKEL ONE RESOURCES INC.
3598    NNO 3/13/2015 1.58 NANO ONE MATERIALS CORP.
3599    NNP 9/29/2009 0.02 NEWNORTH PROJECTS LTD.
3600    NNX 8/9/2012 0.05 NICKEL NORTH EXPLORATION CORP.
3601    NOA 9/28/2009 7.85 NORTH AMERICAN ENERGY PARTNERS INC.
3602    NOB 11/21/2011 0.48 NOBLE MINERAL EXPLORATION INC.
3603    NOG 9/28/2009 0.6 NORDIC OIL & GAS LTD.
3604    NOL.H 12/23/2013 0.05 KNOL RESOURCES CORP.
3605    NOL 11/19/2012 0.06 KNOL RESOURCES CORP.
3606    NOR 10/2/2009 0.02 NORTH GROUP FINANCE LTD.
3607    NOT 9/28/2009 7.31 NORONT RESOURCES LTD.
3608    NOU 1/15/2013 0.85 NOUVEAU MONDE MINING ENTERPRISE
3609    NOV.H 9/29/2009 0.01 NOVX21 INC.
3610    NOV 12/14/2009 0.55 NOVX21 INC.
3611    NOW.H 3/10/2015 0.01 ASIA NOW RESOURCES CORP.
3612    NOW 9/28/2009 0.22 ASIA NOW RESOURCES CORP.
3613    NOX 9/28/2009 1.37 NIOGOLD MINING CORP.
3614    NPA 10/5/2009 0.19 ALPHINAT INC.
3615    NPC.R 11/24/2016 0.01 NAPEC INC SUB RCPTS
3616    NPC 9/28/2009 1.52 ALLON THERAPEUTICS, INC.
3617    NPD 7/12/2011 0.11 NORTH AMERICAN POTASH DEVELOPME
3618    NPF.UN 5/8/2013 0.26 NORTH AMERICAN PREFERRED SHARE
3619    NPH 4/2/2013 2.27 NUVA PHARMACEUTICALS INC.
3620    NPI 9/20/2010 79 NORTHLAND POWER INC.
3621    NPK 1/4/2011 3.22 VERDE POTASH PLC
3622    NPR.UN 4/1/2013 8.11 NORTHERN PROPERTY REIT
3623    NPS 1/9/2014 0.09 NORTHERN POWER SYSTEMS CORP.
3624    NQ 12/29/2009 0.3 NORTHQUEST LTD.
3625    NQE 9/30/2009 0.21 EXPLORATION NQ INC.
3626    NR 9/28/2009 0.05 NEWSTRIKE RESOURCES LTD.
3627    NRC 4/9/2010 0.07 NMC RESOURCE CORP.
3628    NRE 4/14/2011 0.38 NAMIBIA RARE EARTHS INC.
3629    NRF.UN 4/1/2013 0.17 NORTH AMERICAN REIT INCOME FUND
3630    NRG 9/28/2009 1.84 ALTER NRG CORP.
3631    NRGY.UN 12/20/2016 0.11 SPROTT ENERGY OPPORTUNITIES TRUST
3632    NRI 9/28/2009 4.33 NUVO RESEARCH INC.
3633    NRL.P 4/15/2011 0.01 NATAN RESOURCES LTD COM NPV
3634    NRL 4/22/2013 0.09 NATAN RESOURCES LTD.
3635    NRM 7/29/2011 0.59 NORAM VENTURES INC.
3636    NRN 9/28/2009 1.14 NORTHERN SHIELD RESOURCES INC.
3637    NRT 1/4/2012 0.38 BIG NORTH GRAPHITE CORP.
3638    NRZ.H 10/2/2009 0.02 NORZAN ENTERPRISES LTD.
3639    NS.RT 9/15/2015 0.01 NORTHERN SPIRIT RESOURCES INC R
3640    NS 10/27/2009 0.07 NORTHERN SPIRIT RESOURCES INC.
3641    NSC 10/30/2013 0.02 NORTHERN SUN MINING CORP.
3642    NSE.H 8/15/2013 0.01 NORTHERN SUN EXPLORATION COMPAN
3643    NSG.H 12/19/2011 0.01 NEW SAGE ENERGY CORP.
3644    NSP 3/5/2013 2.61 NATURALLY SPLENDID ENTERPRISES
3645    NSR 8/20/2012 0.26 PREMIER ROYALTY INC.
3646    NST 8/16/2013 0.01 NORTH SUR RESOURCES INC.
3647    NSU 9/28/2009 122 NEVSUN RESOURCES LTD.
3648    NSX 7/13/2010 0.15 NSGOLD CORP.
3649    NSY.H 8/24/2015 0.01 NSX SILVER INC.
3650    NSY 3/15/2012 0.03 NSX SILVER INC.
3651    NTB 9/28/2009 8.93 NEPTUNE TECHNOLOGIES & BIORESSO
3652    NTC.H 12/29/2015 0.01 NORTH AMERICAN TUNGSTEN CORPORA
3653    NTC 9/28/2009 1.16 NORTH AMERICAN TUNGSTEN CORP. LTD.
3654    NTE 5/22/2012 0.25 NETWORK MEDIA GROUP INC.
3655    NTH.H 7/18/2014 0.02 NORTHERN ASPECT RESOURCES LTD.
3656    NTH.P 1/17/2012 0.01 NORTHERN ASPECT RESOURCES LTD C
3657    NTI.H 9/30/2013 0.01 NORTHCORE TECHNOLOGIES INC.
3658    NTI 9/28/2009 0.7 NORTHCORE TECHNOLOGIES, INC.
3659    NTN.H 1/29/2015 0.01 NEWTON ENERGY CORP.
3660    NTN 9/30/2009 0.04 NEWTON ENERGY CORP.
3661    NTQ 10/7/2014 0.42 NOVATEQNI CORP.
3662    NTR 9/28/2009 39 NORTHERN TIGER RESOURCES INC.
3663    NTS 7/12/2010 1.13 NANOTECH SECURITY CORP.
3664    NTV 11/22/2010 0.04 NORTHAVEN RESOURCES CORP.
3665    NTY 2/19/2014 0.78 92 RESOURCES CORP.
3666    NU 12/4/2014 0.91 NEUTRISCI INTERNATIONAL INC.
3667    NUG 12/9/2010 1.48 NULEGACY GOLD CORP COM NPV
3668    NUK 6/27/2011 0.21 NORTH SEA ENERGY INC.
3669    NUS.RT 3/2/2016 0.02 NAUTILUS MINERALS INC RTS
3670    NUS 9/28/2009 7.11 NAUTILUS MINERALS INC.
3671    NUX 9/28/2009 0.58 NEW PACIFIC METALS CORP.
3672    NV 9/28/2009 0.02 CMQ RESOURCES INC.
3673    NVA 9/28/2009 113 NUVISTA ENERGY LTD.
3674    NVC 9/29/2009 3.23 NEOVASC INC.
3675    NVCN 9/20/2016 5.08 NEOVASC INC.
3676    NVI 10/5/2009 0.09 NOVRA TECHNOLOGIES, INC.
3677    NVK 9/28/2009 0.06 NOVIK INC.
3678    NVLN 6/6/2016 0.24 NOVELION THERAPEUTICS INC.
3679    NVM 12/28/2011 0.39 NEVADA CLEAN MAGNESIUM INC.
3680    NVO 5/27/2015 7.75 NOVO RESOURCES CORP.
3681    NVR 9/28/2009 0.02 NEVADA IRON LTD.
3682    NVS 9/28/2009 6.11 NOVUS ENERGY INC.
3683    NVT 9/28/2009 0.24 NORTEC MINERALS CORP.
3684    NVU.UN 5/19/2015 17 0YENORTHVIEW APARTMENT REIT
3685    NVV 7/3/2014 0.12 NORVISTA CAPITAL CORP.
3686    NVX 11/30/2009 0.36 NV GOLD CORP.
3687    NVY 10/23/2012 0.02 NAVY RESOURCES CORP.
3688    NW 9/28/2009 0.33 NEW WORLD RESOURCE CORP.
3689    NWA.P 9/12/2016 0.01 NORTHWEST ARM CAPITAL INC.
3690    NWA 9/12/2016 0.01 NORTHWEST ARM CAPITAL INC.
3691    NWC 1/10/2011 33 THE NORTH WEST COMPANY INC.
3692    NWE 10/5/2009 0.22 NEW WEST ENERGY SERVICES INC.
3693    NWG 10/22/2010 0.07 NEWTON GOLD CORP.
3694    NWH.UN 4/1/2013 21 NORTHWEST REAL ESTATE INVESTMENT TRUST
3695    NWI 9/28/2009 1.09 NUINSCO RESOURCES LTD.
3696    NWM 9/28/2009 1.17 NWM MINING CORP.
3697    NWN 9/28/2009 0.11 NWEST ENERGY CORP.
3698    NWT 9/28/2009 0.36 NWT URANIUM CORP.
3699    NWX 9/28/2009 0.4 NEWPORT EXPLORATION LTD.
3700    NX 7/17/2012 0.58 NOKA RESOURCES INC.
3701    NXC 2/20/2013 0.27 NEXC PARTNERS CORP.
3702    NXE 4/23/2013 31 NEXGEN ENERGY LTD.
3703    NXF.A 2/10/2015 0.01 FIRST ASSET ENERGY GIANTS COVCA
3704    NXF.B 2/10/2015 0.05 FIRST ASSET ENERGY GIANTS ETF U
3705    NXF.D 2/10/2015 0.01 FIRST ASSET ENERGY GIANTS ETF U
3706    NXF 2/10/2015 0.11 FIRST ASSET ENERGY GIANTS COV C
3707    NXG 9/30/2009 0.09 NEXGENRX, INC.
3708    NXI.H 5/24/2013 0.01 NXA INC.
3709    NXI 9/29/2009 0.04 NXA INC.
3710    NXJ 5/18/2011 0.52 NEXJ SYSTEMS INC.
3711    NXN 6/23/2016 0.11 NXGOLD LTD.
3712    NXO 2/22/2016 4.55 NEXOPTIC TECHNOLOGY CORP.
3713    NXR.UN 10/11/2016 0.47 NEXUS REAL ESTATE INVESTMENT TR
3714    NXS 8/12/2014 1.01 NEXUS GOLD CORP.
3715    NXT 9/28/2009 3.29 NATCORE TECHNOLOGY INC.
3716    NXX 10/6/2009 0.24 NORDEX EXPLOSIVES LTD.
3717    NXY 9/28/2009 214 NEXEN INC.
3718    NYN.P 3/31/2014 0.01 CHRYSALIS CAPITAL IX CORPORATIO
3719    NYX 12/30/2014 5.8 NYX GAMING GROUP LTD.
3720    NZ 8/4/2011 5.07 NEW ZEALAND ENERGY CORP COM NPV
3721    NZN 9/8/2014 0.46 NEVADA ZINC CORP.
3722    NZP 9/6/2016 0.02 CHATHAM ROCK PHOSPHATE (NZ) LTD.
3723    NZZ 11/9/2009 0.17 NITINAT MINERALS CORP.
3724    OA.H 8/29/2012 0.01 ORAMERICAS CORP.
3725    OAG 5/16/2011 0.35 OREMEX SILVER INC.
3726    OAK 9/28/2009 0.13 SHELTERED OAK RESOURCES CORP.
3727    OAU 8/23/2011 0.02 OREMEX GOLD INC.
3728    OBM 4/28/2014 1.24 OBAN MINING CORP.
3729    OBN 1/10/2011 0.01 OTTERBURN RESOURCES CORP.
3730    OCA.P 10/15/2009 0.01 O2 CAPITAL INC.
3731    OCC 9/28/2010 0.01 OCEANSIDE CAPITAL CORP.
3732    OCN 11/1/2011 0.34 OCEANUS RESOURCES CORP.
3733    OCO 9/28/2009 0.57 OROCO RESOURCE CORP.
3734    OCP 4/20/2010 0.23 OCEAN PARK VENTURES CORP.
3735    OCS.UN 4/1/2013 1 OCP CREDIT STRATEGY FUND
3736    OCV.UN 4/1/2013 0.46 YIELD ADVANTAGED CONV DEB FUND
3737    OCX 9/28/2009 54 ONEX CORP.
3738    ODI.UN 4/3/2013 0.08 OLEARY CANADIAN DIVERSIFIED INC.
3739    ODN 10/7/2009 0.12 ODIN MINING & EXPLORATION LTD.
3740    ODS 9/29/2009 0.1 ODESIA GROUP INC.
3741    ODX.H 8/1/2012 0.02 ODYSSEY RESOURCES LTD.
3742    OEC 9/24/2010 0.2 ORACLE ENERGY CORP.
3743    OEE 11/4/2013 1.44 ASTRIX NETWORKS INC.
3744    OEG.A 7/17/2013 0.01 ONENERGY INC CL A
3745    OEG 7/12/2013 0.04 ONENERGY INC.
3746    OEL.H 10/30/2014 0.01 OCTANT ENERGY CORP.
3747    OEL 7/11/2012 0.01 OCTANT ENERGY CORP.
3748    OER 7/30/2012 0.21 OANDO ENERGY RESOURCES INC.
3749    OFR.UN 4/1/2013 0.13 FLOATING RATE INCOME FUND
3750    OG 4/17/2017 0.15 ORGANIC GARAGE LTD.
3751    OGC 9/28/2009 172 OCEANAGOLD CORP.
3752    OGD 9/28/2009 0.73 ORBIT GARANT DRILLING, INC.
3753    OGF.UN 4/1/2013 0.31 ASTON HILL OIL AND GAS INCOME F
3754    OGI 5/12/2014 28 ORGANIGRAM HOLDINGS INC.
3755    OGO 12/22/2015 0.07 ORGANTO FOODS INC.
3756    OIC.P 9/12/2012 0.01 ONECAP INVESTMENT CORP.
3757    OIL 4/30/2012 0.73 LGX OIL AND GAS INC.
3758    OK 9/28/2009 15 ORKO SILVER CORP.
3759    OKM.H 4/15/2013 0.01 OAKHAM CAPITAL CORP.
3760    OKM.P 5/3/2011 0.01 OAKHAM CAPITAL CORPORATION COM
3761    OLA 6/15/2011 0.54 OLYMPIC RESOURCES LTD.
3762    OLE.P 10/23/2014 0.01 ORLETTO CAPITAL INC.
3763    OLE 9/28/2009 1.14 OROMIN EXPLORATIONS LTD.
3764    OLV 9/30/2009 1.23 OLIVUT RESOURCES LTD.
3765    OLY 9/30/2009 0.2 OLYMPIA FINANCIAL GROUP INC.
3766    OM 10/1/2009 0.4 ONEMOVE TECHNOLOGIES INC.
3767    OMG 9/28/2009 0.21 OPMEDIC GROUP INC.
3768    OMI 1/8/2010 0.61 OROSUR MINING INC.
3769    OMK.P 6/22/2011 0.01 OAKMONT CAPITAL CORP.
3770    OMK 7/12/2013 0.01 OAKMONT MINERALS CORP.
3771    OML 10/2/2009 0.51 OMNI-LITE INDUSTRIES CANADA INC.
3772    OMM 5/24/2011 0.08 OMINECA MINING AND METALS LTD.
3773    OMN.H 8/4/2015 0.01 ORACLE MINING CORP.
3774    OMN 4/26/2011 0.25 ORACLE MINING CORP.
3775    OMR.H 4/16/2012 0.01 ORD MOUNTAIN RESOURCES CORP.
3776    OMT 10/7/2009 0.04 OMT INC.
3777    ON 3/13/2014 0.39 ONEROOF ENERGY GROUP INC.
3778    ONC 9/28/2009 16 ONCOLYTICS BIOTECH INC.
3779    ONE 9/28/2009 3.25 01 COMMUNIQUE LABORATORY INC.
3780    ONEX 5/9/2016 17 ONEX CORP.
3781    ONR.UN 2/2/2015 5.66 ONEREIT TRUST UNITS
3782    ONV 12/7/2009 0.05 ORONOVA RESOURCE CORP.
3783    OOI.H 3/10/2016 0.01 OIL OPTIMIZATION INC.
3784    OOI 11/5/2010 0.19 OIL OPTIMIZATION INC.
3785    OOO 9/28/2009 1.45 OTIS GOLD CORP.
3786    OP.H 7/23/2014 0.01 BI OPTIC VENTURES INC.
3787    OPA.H 5/14/2012 0.03 OPAL ENERGY CORP.
3788    OPA 9/28/2009 0.27 OPAL ENERGY CORP.
3789    OPG 9/28/2009 0.04 OPEN GOLD CORP.
3790    OPL 9/28/2009 4.07 OPEL TECHNOLOGIES INC.
3791    OPM 10/1/2009 0.08 OPTA MINERALS INC.
3792    OPP.P 5/19/2011 0.01 PETRO OCCIDENTE CAPITAL CORP CORP.
3793    OPS 9/28/2009 1.12 OPSENS INC.
3794    OPW 9/28/2009 0.61 OPAWICA EXPLORATIONS INC.
3795    OPX.H 2/16/2010 0.03 OUTDOORPARTNER MEDIA CORP.
3796    OR 7/22/2010 80 OSISKO GOLD ROYALTIES LTD.
3797    ORA 9/28/2009 14 AURA MINERALS INC.
3798    ORC.A 9/30/2009 0.01 ORCA EXPLORATION GROUP INC.
3799    ORC.B 9/28/2009 0.51 ORCA EXPLORATION GROUP INC.
3800    ORE 9/28/2009 9.7 OREZONE GOLD CORP.
3801    ORG 12/17/2012 1.35 ORCA GOLD INC.
3802    ORL 7/12/2010 5.81 OROCOBRE LTD.
3803    ORN 9/28/2009 0.04 ORSA VENTURES CORP.
3804    ORO 10/1/2009 0.07 NEW OROPERU RESOURCES INC.
3805    ORR 9/24/2010 0.02 OROFINO MINERALS INC.
3806    ORS 10/8/2009 0.15 ORESTONE MINING CORP.
3807    ORT 6/27/2011 34 ORBITE ALUMINAE INC.
3808    ORV 9/28/2009 5.77 ORVANA MINERALS CORP.
3809    ORX 12/20/2012 0.28 OREFINDERS RESOURCES INC.
3810    OS 11/8/2016 0.22 OSPREY GOLD DEVELOPMENT LTD.
3811    OSB 8/24/2015 43 NORBORD INC.
3812    OSF.UN 4/1/2013 0.35 OIL SANDS SECTOR FUND
3813    OSK 9/28/2009 229 OSISKO MINING CORP.
3814    OSL.UN 4/1/2013 1.01 OCP SENIOR CREDIT FUND
3815    OSP 2/24/2015 0.64 BROMPTON OIL SPLIT CORP.
3816    OSS 4/7/2014 0.29 ONESOFT SOLUTIONS INC.
3817    OSU 9/28/2009 0.78 ORSU METALS CORP.
3818    OTC 9/28/2009 99 OPENTEXT CORP.
3819    OTEX 8/15/2016 46 OPEN TEXT CORP.
3820    OTS 5/25/2011 0.11 CANADIAN OILFIELD SOLUTIONS CORP.
3821    OUP.H 10/17/2016 0.01 ORIANA RESOURCES CORP.
3822    OUP.P 10/4/2012 0.01 ORIANA RESOURCES CORP.
3823    OUY.U 5/20/2011 0.17 OLEARY US STRATEGIC YIELD ADV F
3824    OUY.UN 4/1/2013 0.15 OLEARY US STRATEGIC YIELD ADV F
3825    OVD 4/30/2012 0.01 OVERLORD CAPITAL LTD.
3826    OVI.A 8/25/2014 0.39 OVIVO INC CLASS A
3827    OVI.B 8/25/2014 0.01 OVIVO INC CLASS B
3828    OVR 10/23/2012 0.03 OROVERO RESOURCES CORP.
3829    OVT 10/4/2011 0.24 OCULUS VISIONTECH INC.
3830    OVX.H 8/25/2010 0.01 OCULUS VENTURES CORP.
3831    OWI.H 12/22/2015 0.01 ONE WORLD INVESTMENTS INC.
3832    OWI 10/28/2009 0.01 ONE WORLD INVESTMENTS, INC.
3833    OX 9/30/2009 0.61 OREX EXPLORATION INC.
3834    OXC 5/9/2013 0.73 ORYX PETROLEUM CORPORATION LTD.
3835    OXF.A 6/10/2011 0.02 FIRST ASSET CAN-ENERGY CVR CALL
3836    OXF 6/1/2011 0.12 FIRSTASSET CAN-ENGY CVRD CALL ETF COMM
3837    OXI.H 2/10/2015 0.01 OXFORD RESOURCES INC.
3838    OXI 7/17/2013 0.03 OXFORD RESOURCES INC.
3839    OY 1/14/2013 0.05 OYSTER OIL AND GAS LTD.
3840    OYL 9/28/2009 6.65 CGX ENERGY, INC.
3841    P 7/26/2010 87 PH&N US MULTI-STYLE ALL-CAP EQUITY SR C
3842    PA 11/13/2015 0.07 0NEPALAMINA CORP.
3843    PAA 9/28/2009 155 PAN AMERICAN SILVER CORP.
3844    PAAS 8/8/2016 36 PAN AMERICAN SILVER CORP.
3845    PAD 11/16/2010 0.16 PARTA DIALOGUE INC.
3846    PAK 3/14/2011 0.38 PACIFIC COAL RESOURCES LTD.
3847    PAL 9/28/2009 0.08 PARALLEL MINING CORP.
3848    PAM 8/23/2016 0.38 POWER AMERICAS MINERALS CORP.
3849    PAN 3/20/2013 0.5 PANGOLIN DIAMONDS CORP.
3850    PAO 3/22/2013 0.06 GONDWANA GOLD INC.
3851    PAP.A 9/28/2009 0.04 H. PAULIN & CO. LTD.
3852    PAR.RT 9/14/2015 0.09 PARTNERS REIT RTS
3853    PAR.UN 4/1/2013 2.28 PARTNERS REIT UNITS
3854    PAS 9/29/2009 1.25 ENGAGEMENT LABS INC.
3855    PAT 12/13/2011 6.65 PATHWAY CANADIAN FLEX SERIES A REGULAR
3856    PATH 5/9/2016 0.16 COUNTERPATH CORP.
3857    PAU 10/1/2010 0.48 PAPUAN PRECIOUS METALS CORP.
3858    PAV.H 3/2/2016 0.01 PACIFIC ARC RESOURCES LTD.
3859    PAV 11/30/2010 0.05 PACIFIC ARC RESOURCES LTD.
3860    PAW 9/29/2009 1.04 PACIFIC WILDCAT RESOURCES CORP.
3861    PAY 11/9/2015 0.4 POSERA-HDX LTD.
3862    PBA.H 2/23/2012 0.01 PETRO BASIN ENERGY CORP.
3863    PBB 4/7/2016 0.01 PEEKABOO BEANS INC.
3864    PBD 9/4/2013 0.3 PURPOSE TOTAL RETURN BOND FUND
3865    PBG 9/28/2009 67 PETROBANK ENERGY AND RESOURCES, LTD.
3866    PBH 9/28/2009 22 PREMIUM BRANDS HOLDINGS CORP.
3867    PBI.B 10/30/2014 0.04 PURPOSE BEST IDEAS FUND NON HDG
3868    PBI 4/29/2014 0.07 PURPOSE BEST IDEAS FUND ETF
3869    PBL 7/12/2010 0.91 POLLARD BANKNOTE LTD.
3870    PBM 9/28/2009 0.24 PACIFIC BAY MINERALS LTD.
3871    PBN 10/6/2009 101 PETROBAKKEN ENERGY LTD.
3872    PBO 6/18/2012 0.01 IPATH PURE BETA CRUDE OIL CAD HDG ETN
3873    PBR 9/28/2009 0.34 PARA RESOURCES INC.
3874    PBS 1/12/2012 0.04 PACGEN LIFE SCIENCE CORP.
3875    PBU.UN 4/1/2013 0.14 PRECIOUS METALS BULLION TRUST
3876    PBX 9/28/2009 0.47 INTERNATIONAL PBX VENTURES LTD.
3877    PBY.UN 4/1/2013 0.83 CANSO CREDIT INCOME FUND UNITS
3878    PC 2/6/2012 0.13 PACIFICORE MINING CORP.
3879    PCC.P 5/14/2013 0.03 POCML 2 INC.
3880    PCD.UN 4/1/2013 0.46 PATHFINDER CONV DEBENTURE FUND
3881    PCE 7/12/2010 5.96 PACE OIL & GAS LTD.
3882    PCF.U 9/22/2016 0.01 ENERGY CREDIT OPP INCOME FUND U
3883    PCF.UN 6/19/2015 0.12 ENERGY CREDIT OPP INCOME FUND
3884    PCG.H 1/19/2010 0.06 PETROCORP GROUP INC.
3885    PCI 10/13/2009 0.06 PERLITE CANADA INC.
3886    PCK 9/28/2009 0.02 POPLAR CREEK RESOURCES INC.
3887    PCL.H 10/20/2014 0.01 PACIFIC LINK CAPITAL INC.
3888    PCM.H 2/20/2014 0.01 PACIFIC COMOX RESOURCES LTD.
3889    PCM 9/28/2009 0.11 PACIFIC COMOX RESOURCES LTD.
3890    PCO 9/29/2009 0.04 PHOENIX CANADA OIL CO. LTD.
3891    PCP 3/4/2011 0.14 PLAINS CREEK PHOSPHATE CORPORAT
3892    PCQ 9/28/2009 0.6 PETROLYMPIC LTD.
3893    PCR 7/18/2011 0.08 PINECREST RESOURCES LTD.
3894    PCS 10/9/2009 0.06 PLATINUM COMMUNICATIONS CORP.
3895    PCT.H 3/4/2014 0.01 PRIMA COLOMBIA HARDWOOD INC.
3896    PCT 9/24/2010 0.31 PRIMA COLOMBIA HARDWOOD INC.
3897    PCU.UN 4/2/2013 0.04 PREMIER CANADIAN INCOME FUND
3898    PCV.H 5/26/2015 0.01 PACIFIC CASCADE MINERALS INC.
3899    PCV 10/13/2010 0.16 PACIFIC CASCADE MINERALS INC.
3900    PCY 9/30/2009 4.54 PROPHECY COAL CORP.
3901    PD 7/12/2010 278 PRECISION DRILLING CORP.
3902    PDA.H 9/9/2015 0.01 PANDA CAPITAL INC.
3903    PDC 6/20/2011 0.67 POWERSHARES CANADIAN DIVIDEND ETF
3904    PDE.H 3/20/2012 0.01 PALO DURO ENERGY INC.
3905    PDF 9/3/2013 0.67 PURPOSE CORE DIVIDEND FUND ETF
3906    PDL.RT 8/24/2015 0.01 NORTH AMERICAN PALLADIUM LTD RT
3907    PDL 9/28/2009 37 NORTH AMERICAN PALLADIUM LTD.
3908    PDM 2/24/2014 0.16 POWDER MOUNTAIN ENERGY LTD.
3909    PDN 9/28/2009 39 PALADIN ENERGY LTD.
3910    PDP 9/28/2009 2.48 PEDIAPHARM INC.
3911    PDQ 4/9/2010 2.71 PETRODORADO ENERGY LTD.
3912    PDR.H 2/19/2013 0.01 POUNDER VENTURE CAPITAL CORP.
3913    PDV 9/28/2009 0.37 PRIME DIVIDEND CORP. CL A
3914    PE 7/3/2012 3.32 PURE ENERGY MINERALS LTD.
3915    PEA 9/28/2009 5.54 PETROLIA, INC.
3916    PEC 3/28/2011 1.23 PORTO ENERGY CORP.
3917    PED.H 9/27/2010 0.08 PEDRO RESOURCES LTD.
3918    PEEK 3/3/2017 0.9 PEEKS SOCIAL LTD.
3919    PEG 9/27/2013 0.76 PATTERN ENERGY GROUP INC.
3920    PEGI 10/4/2016 0.98</