All ETFs Historical Intraday Data

The list below contains symbols for all the ETFs in our one minute interval "All ETFs Historical Intraday Data" historical data package. Data presented in the table below is calculated using the files containing minute-by-minute intraday prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1884 symbols and 13722 MB
Delisted: 593 symbols and 471 MB
List last updated on: 6/21/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 0.48 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth NYSE
2    AAXJ 8/15/2008 24.29 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 3/6/2012 0.4 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock NYSE
4    ACSI 11/1/2016 0.05 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend BATS
5    ACTX 4/29/2015 0.03 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend NASDAQ
6    ACWF 5/4/2015 0.05
7    ACWI 3/28/2008 25.34 ISHARES MSCI ACWI iShares World Stock NASDAQ
8    ACWV 10/20/2011 6.34 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock NYSE
9    ACWX 4/1/2008 14.95 ISHARES MSCI ACWI EX US iShares Foreign Large Blend NASDAQ
10    ADRA 12/16/2002 2.37 BLDRS ASIA 50 ADR INDEX FUND NASDAQ
11    ADRD 10/18/2004 2.57 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value NASDAQ
12    ADRE 11/26/2002 13.4 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts NASDAQ
13    ADRU 12/7/2004 1.21 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock NASDAQ
14    AFK 7/14/2008 3.47 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region NYSE
15    AFTY 3/12/2015 0.84 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
16    AGA 4/16/2008 1.18 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
17    AGF 4/15/2008 0.6 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
18    AGG 9/29/2003 44.73 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond NYSE
19    AGGE 5/10/2016 0.15 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
20    AGGP 5/10/2016 0.32 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGY 7/9/2015 0.29 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond NYSE
22    AGND 12/18/2013 0.27 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
23    AGQ 12/4/2008 29.44 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
24    AGZ 11/11/2008 3.42 ISHARES AGENCY BOND iShares Intermediate Government NYSE
25    AGZD 12/18/2013 0.27 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
26    AIA 11/20/2007 3.85 ISHARES ASIA 50 ETF NASDAQ
27    AIRR 3/11/2014 1.15 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials NASDAQ
28    ALD 10/22/2015 0.08 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
29    ALFA 5/31/2012 1.16 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
30    ALFI 11/10/2015 0.03
31    ALT 11/16/2009 6.53 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
32    ALTS 10/9/2014 0.29 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative BATS
33    ALTY 7/14/2015 0.1 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity NASDAQ
34    AMJ 6/2/2009 28.1 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
35    AMJL 5/18/2016 0.02 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity NYSE
36    AMLP 8/25/2010 29.91 ALERIAN MLP ETF ALPS Equity Energy NYSE
37    AMU 7/31/2012 4.04 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
38    AMUB 10/9/2015 0.01
39    AMZA 10/2/2014 2.89 INFRACAP MLP ETF InfraCap Energy Limited Partnership NYSE
40    AND 2/3/2011 0.49 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
41    ANGL 4/11/2012 2.47 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond NYSE
42    AOA 11/11/2008 3.58 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity NYSE
43    AOK 11/19/2008 2.74 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
44    AOM 11/11/2008 4.19 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
45    AOR 11/19/2008 3.94 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity NYSE
46    ARGT 3/3/2011 1.71 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region NYSE
47    ARKG 10/31/2014 0.17 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
48    ARKK 10/31/2014 0.25 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
49    ARKQ 9/30/2014 0.26 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology NYSE
50    ARKW 9/30/2014 0.31 ARK WEB X.0 ETF ARK ETF Trust Technology NYSE
51    ASEA 2/17/2011 1.29 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
52    ASET 11/24/2015 0.05 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock NASDAQ
53    ASHR 11/6/2013 11.36 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
54    ASHS 5/21/2014 1.98 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region NYSE
55    ASHX 10/21/2015 0.04 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
56    ATMP 3/13/2013 1.55 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership NYSE
57    AUSE 5/16/2007 1.78 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region NYSE
58    AXJL 5/16/2007 1.8 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk NYSE
59    AXJV 6/5/2014 0.12 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
60    AYT 12/17/2008 0.43 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency NYSE
61    BAB 8/24/2015 2.71 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
62    BAL 6/25/2008 3.7 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
63    BBC 12/17/2014 0.75 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
64    BBH 11/23/1999 37.75 VANECK VECTORS BIOTECH ETF Van Eck Health NASDAQ
65    BBP 12/17/2014 0.61 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health NASDAQ
66    BBRC 8/17/2012 1.92 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
67    BCM 4/21/2011 0.38 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket NYSE
68    BDCL 5/25/2011 6.84 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity NYSE
69    BDCS 4/28/2011 1.73 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial NYSE
70    BDCZ 10/9/2015 0.01
71    BDD 6/18/2008 1.88 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
72    BFIT 5/30/2007 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock NASDAQ
73    BFOR 6/4/2013 1.6 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth NYSE
74    BIB 4/9/2010 12.96 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
75    BICK 4/13/2010 1.08 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts NASDAQ
76    BIGD 7/16/2015 0.03 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology NYSE
77    BIL 5/30/2007 15.73 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
78    BIS 4/9/2010 8.75 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
79    BIV 4/10/2007 21.3 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond NYSE
80    BIZD 2/12/2013 1.8 VANECK VECTORS BDC INCOME ETF Van Eck Financial NYSE
81    BJK 1/24/2008 2.3 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical NYSE
82    BKF 11/20/2007 10.92 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
83    BKLN 3/3/2011 20.15 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
84    BLES 2/28/2017 0.05 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock NYSE
85    BLNG 4/21/2011 0.05 IPATH PURE BETA PRECIOUS METAL NYSE
86    BLV 4/10/2007 9.18 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
87    BMLA 5/19/2016 0.01 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
88    BND 4/10/2007 34.46 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
89    BNDC 12/13/2016 0.01 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond NYSE
90    BNDS 10/28/2015 1.06 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
91    BNDX 12/29/2014 7.91 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
92    BNO 6/2/2010 6.91 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy NYSE
93    BOIL 10/6/2011 9.59 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities NYSE
94    BOM 6/18/2008 1.39 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
95    BOND 3/1/2012 11.77 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Fund Financial NYSE
96    BOS 6/18/2008 0.54 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
97    BOSS 2/15/2017 0.02 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend BATS
98    BOTZ 9/13/2016 0.66 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
99    BRAQ 7/8/2010 0.95 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
100    BRAZ 6/22/2010 0.9 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
101    BRF 5/14/2009 13.15 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock NYSE
102    BRZU 4/10/2013 6.99 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
103    BSCH 6/7/2010 5.17 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCI 3/29/2012 4.41 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
105    BSCJ 3/29/2012 3.31 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
106    BSCK 3/29/2012 3.44 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
107    BSCL 7/17/2013 2.13 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCM 7/17/2013 1.98 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
109    BSCN 9/17/2014 0.89 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
110    BSCO 9/19/2014 0.84 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
111    BSCP 10/9/2015 0.31 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
112    BSCQ 9/16/2016 0.08 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
113    BSJH 5/14/2012 3.77 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
114    BSJI 5/10/2012 4 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
115    BSJJ 9/24/2013 2.37 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
116    BSJK 9/24/2013 1.57 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
117    BSJL 9/17/2014 0.61 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
118    BSJM 9/17/2014 0.55 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
119    BSJN 10/27/2015 0.15 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
120    BSJO 9/14/2016 0.06
121    BSV 4/10/2007 30.64 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond NYSE
122    BSWN 7/14/2016 0.03 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility NYSE
123    BTAL 9/13/2011 0.67 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
124    BTEC 8/22/2016 0.01 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health NASDAQ
125    BUZ 4/26/2016 0.03 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth NYSE
126    BWV 5/23/2007 0.44 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend NYSE
127    BWX 10/11/2007 18.17 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond NYSE
128    BWZ 1/30/2009 2.94 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond NYSE
129    BYLD 4/24/2014 0.13 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
130    BZF 5/22/2008 4.67 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
131    BZQ 6/19/2009 7.66 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity NYSE
132    CAFE 4/21/2011 0.74 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
133    CANE 9/19/2011 0.5 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture NYSE
134    CAPE 10/11/2012 0.25 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value NYSE
135    CARZ 5/10/2011 0.86 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical NASDAQ
136    CATH 4/19/2016 0.08 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
137    CBND 4/7/2011 0.62 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
138    CBON 11/11/2014 0.38 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
139    CDC 7/2/2014 1.02 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
140    CDL 8/1/2003 15.42 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value NASDAQ
141    CEFL 1/7/2014 4.78 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous NYSE
142    CEMB 4/19/2012 0.51 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
143    CEW 6/2/2009 5.24 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
144    CEZ 5/20/2009 0.1 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
145    CFA 7/2/2014 0.53 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend NASDAQ
146    CFO 7/2/2014 0.91 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
147    CGW 5/14/2007 8.43 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector NYSE
148    CHAD 6/17/2015 1.97 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
149    CHAU 4/16/2015 3.6 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
150    CHEP 9/13/2011 0.26 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral NYSE
151    CHIE 1/22/2010 0.43 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
152    CHII 12/1/2009 0.7 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
153    CHIM 1/14/2010 0.7 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
154    CHIQ 12/1/2009 5.91 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
155    CHIX 1/22/2010 3.13 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
156    CHOC 4/21/2011 0.36 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture NYSE
157    CIBR 7/7/2015 1.65 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology NASDAQ
158    CID 8/20/2015 0.14 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value NASDAQ
159    CIL 6/18/2010 0.31 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
160    CIU 1/11/2007 20.87 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond NYSE
161    CIZ 10/1/2014 0.31 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend NASDAQ
162    CJNK 6/19/2012 0.72 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
163    CLAW 8/19/2015 0.05 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
164    CLY 12/9/2009 6.23 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
165    CLYH 9/11/2015 0.06 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond NYSE
166    CMBS 2/16/2012 1.66 ISHARES CMBS iShares Intermediate-Term Bond NYSE
167    CMD 11/25/2008 2.31 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
168    CMDT 8/15/2013 0.16 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket NYSE
169    CMF 10/11/2007 2.68 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
170    CN 4/30/2014 0.18 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region NYSE
171    CNCR 10/14/2015 0.49 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health NASDAQ
172    CNDA 3/23/2010 1.07 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region NYSE
173    CNDF 5/12/2016 0.02 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical BATS
174    CNHX 10/20/2015 0.01
175    CNSF 3/14/2008 0.04 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive BATS
176    CNTR 1/15/2014 0.06 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value NYSE
177    CNXT 1/4/1999 51.51 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region NYSE
178    CNY 3/17/2008 1.49 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency NYSE
179    COBO 5/25/2012 0.08
180    COMT 10/16/2014 0.87 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket NASDAQ
181    COPX 4/20/2010 4.04 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
182    CORN 6/9/2010 8.57 TEUCRIUM CORN ETF Teucrium Commodities Agriculture NYSE
183    CORP 9/21/2010 2.22 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
184    COW 10/25/2007 4.94 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
185    COWZ 12/22/2016 0.07 PACER US CASH COWS 100 ETF Pacer Large Blend BATS
186    CPER 11/15/2011 0.23 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
187    CPI 10/27/2009 0.49 IQ REAL RETURN ETF IndexIQ Tactical Allocation NYSE
188    CQQQ 1/22/2010 2.58 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region NYSE
189    CRAK 8/20/2015 0.14
190    CRBN 12/11/2014 0.44
191    CRDT 1/31/2013 0.06 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
192    CRED 6/12/2014 2.39 ISHARES US CREDIT BOND iShares Corporate Bond NYSE
193    CROC 7/19/2012 0.62 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous NYSE
194    CROP 3/22/2011 0.95 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
195    CSA 7/8/2015 0.07 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend NASDAQ
196    CSB 7/8/2015 0.11 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value NASDAQ
197    CSCR 6/12/2013 0.06 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket NYSE
198    CSD 12/15/2006 5.27 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend NYSE
199    CSF 8/1/2014 0.28 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend NASDAQ
200    CSJ 1/11/2007 28.67 ISHARES LEHMAN 1-3 YEAR CREDIT iShares Short-Term Bond NYSE
201    CSLS 2/22/2010 0.57 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity NYSE
202    CSM 7/14/2009 3.44 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend BATS
203    CTNN 4/21/2011 0.09 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture NYSE
204    CUMB 1/18/2017 0.04 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm NYSE
205    CUPM 7/1/2011 0.06 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals NYSE
206    CURE 6/15/2011 7.75 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
207    CUT 11/9/2007 5.75 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources NYSE
208    CVY 9/21/2006 12.95 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity NYSE
209    CWB 4/16/2009 17.85 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
210    CWI 1/17/2007 9 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
211    CWS 9/21/2016 0.08 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
212    CXSE 9/20/2012 0.32 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region NASDAQ
213    CYB 5/22/2008 6.88 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency NYSE
214    CZA 4/3/2007 1.39 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend NYSE
215    DAG 4/15/2008 6.18 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
216    DAX 10/23/2014 0.29 HORIZONS DAX GERMANY ETF NASDAQ
217    DBA 1/5/2007 35.93 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture NYSE
218    DBAP 10/1/2013 0.19 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk NYSE
219    DBAW 1/27/2014 0.57 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend NYSE
220    DBB 1/5/2007 14.2 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
221    DBBR 6/9/2011 0.46 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock NYSE
222    DBC 2/6/2006 43.84 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket NYSE
223    DBE 1/5/2007 7.6 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy NYSE
224    DBEF 6/9/2011 12.07 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend NYSE
225    DBEM 6/9/2011 1.99 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts NYSE
226    DBES 8/19/2015 0.01
227    DBEU 10/1/2013 9.05 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock NYSE
228    DBEZ 12/15/2014 0.64 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock NYSE
229    DBGR 4/27/2012 1.57 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
230    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region BATS
231    DBJP 6/9/2011 7.9 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock NYSE
232    DBKO 9/8/2014 0.64 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
233    DBMX 1/27/2014 0.09 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
234    DBO 1/5/2007 21.12 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy NYSE
235    DBP 1/5/2007 7.85 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
236    DBS 1/5/2007 5.12 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
237    DBSE 8/19/2015 0.01
238    DBUK 10/1/2013 0.07 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region NYSE
239    DBV 9/20/2006 8.85 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency NYSE
240    DCNG 4/21/2011 0.16 IPATH SEASONAL NATURAL GAS ETN NYSE
241    DDBI 12/29/2015 0.03 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend NASDAQ
242    DDEZ 1/7/2016 0.02 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock BATS
243    DDG 6/18/2008 1.13 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
244    DDJP 1/7/2016 0.02 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock BATS
245    DDLS 1/7/2016 0.03 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value BATS
246    DDM 6/21/2006 36.67 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity NYSE
247    DDP 5/22/2008 0.46 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
248    DDWM 2/4/2016 0.3 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value BATS
249    DEEF 2/2/2016 0.04 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend NYSE
250    DEF 12/15/2006 2.64 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value NYSE
251    DEFA 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend BATS
252    DEM 7/13/2007 23.03 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
253    DEMG 5/5/2016 0.02 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts NYSE
254    DES 6/16/2006 9.66 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value NYSE
255    DEUS 12/18/2015 0.23 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend NYSE
256    DEW 6/16/2006 1.93 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock NYSE
257    DEWJ 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock BATS
258    DEZU 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock BATS
259    DFE 9/21/2006 8.46 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock NYSE
260    DFJ 6/16/2006 5.56 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock NYSE
261    DFNL 1/12/2017 0.08 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial NASDAQ
262    DFVL 1/7/2014 0.04 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
263    DFVS 7/12/2011 0.17 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
264    DGAZ 2/8/2012 22.27 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
265    DGL 1/5/2007 6.61 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals NYSE
266    DGLD 10/17/2011 3.28 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
267    DGP 2/28/2008 22.99 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
268    DGRE 8/1/2013 0.65 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
269    DGRO 6/12/2014 3.83 ISHARES CORE DIVIDEND GROWTH iShares Large Blend NYSE
270    DGRS 7/25/2013 0.67 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
271    DGRW 5/22/2013 3.47 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend NASDAQ
272    DGS 10/30/2007 13.8 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts NYSE
273    DGT 2/4/2002 2.12 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock NYSE
274    DGZ 2/29/2008 6.17 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
275    DHS 6/16/2006 7.97 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value NYSE
276    DHVW 5/12/2015 0.36
277    DIA 1/20/1998 92.37 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value NYSE
278    DIG 2/1/2007 29.54 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity NYSE
279    DIM 6/16/2006 2.91 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
280    DIRT 4/21/2011 0.07 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture NYSE
281    DIV 3/12/2013 3.32 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
282    DIVA 12/24/2015 0.02
283    DIVC 9/16/2014 0.11 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value NYSE
284    DIVY 12/18/2014 0.41 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative NYSE
285    DJCI 10/29/2009 0.77 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket NYSE
286    DJD 12/18/2015 0.07 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value NYSE
287    DJP 10/30/2006 26.21 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket NYSE
288    DLBL 8/10/2010 0.56 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
289    DLBS 8/10/2010 1.47 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
290    DLN 6/16/2006 10.19 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value NYSE
291    DLS 6/16/2006 9.37 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
292    DNL 6/16/2006 1.53 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
293    DNO 9/24/2009 2.41 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
294    DOD 11/8/2007 1.36 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
295    DOG 6/21/2006 27.81 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity NYSE
296    DOL 6/16/2006 4.24 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value NYSE
297    DON 6/16/2006 9.31 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value NYSE
298    DOO 6/16/2006 6.16 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value NYSE
299    DPK 12/17/2008 4.69 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
300    DPST 8/20/2015 0.43 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
301    DRIP 5/29/2015 4.92 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
302    DRN 7/16/2009 21.95 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
303    DRR 5/22/2008 3.59 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous NYSE
304    DRV 7/16/2009 16.2 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
305    DRW 6/5/2007 3.61 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate NYSE
306    DSI 11/17/2006 2.5 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend NYSE
307    DSLV 10/17/2011 6.87 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
308    DSUM 9/23/2011 2.25 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
309    DTD 6/16/2006 4.11 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value NYSE
310    DTH 6/16/2006 4.06 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value NYSE
311    DTN 6/16/2006 8.65 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value NYSE
312    DTO 6/17/2008 19.29 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
313    DTUL 8/10/2010 0.41 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
314    DTUS 8/10/2010 0.44 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
315    DTYS 8/10/2010 2.8 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
316    DUG 2/1/2007 32.24 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
317    DULL 9/12/2016 0.02 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
318    DUSA 1/2/1998 14.22 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend NASDAQ
319    DUST 12/8/2010 32.03 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
320    DVEM 4/7/2016 0.07 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts BATS
321    DVHL 11/13/2013 0.99 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity NYSE
322    DVP 10/26/2015 0.52 DEEP VALUE ETF TWM FUNDS Large Value NYSE
323    DVY 11/7/2003 51.14 ISHARES SELECT DIVIDEND iShares Mid-Cap Value NYSE
324    DVYA 2/24/2012 0.77 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
325    DVYE 2/24/2012 3.21 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
326    DVYL 5/23/2012 0.64 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
327    DWAC 9/21/2016 0.03 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
328    DWAQ 2/19/2014 0.2 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
329    DWAS 7/19/2012 4.2 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth NASDAQ
330    DWAT 10/1/2014 0.17 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation NASDAQ
331    DWFI 6/14/2016 0.12 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
332    DWIN 3/11/2016 0.44 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity NASDAQ
333    DWLD 1/12/2017 0.08 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock NASDAQ
334    DWLV 7/15/2016 0.03 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth NASDAQ
335    DWM 6/16/2006 6.99 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value NYSE
336    DWT 12/9/2016 2.54 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities NYSE
337    DWTR 10/9/2015 0.79 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth NASDAQ
338    DWX 2/20/2008 13.35 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value NYSE
339    DXD 7/13/2006 44.62 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity NYSE
340    DXGE 10/17/2013 2.11 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region NASDAQ
341    DXJ 6/16/2006 22.96 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock NYSE
342    DXJC 4/8/2014 0.08 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock NYSE
343    DXJF 4/8/2014 0.63 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock NYSE
344    DXJH 5/14/2014 0.26 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock NYSE
345    DXJR 4/9/2014 0.61 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock NYSE
346    DXJS 6/28/2013 1.63 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
347    DXPS 6/28/2013 0.43 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region NASDAQ
348    DXUS 6/4/2015 0.03 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value NYSE
349    DYY 5/22/2008 2.25 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
350    DZK 12/17/2008 3.31 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
351    DZZ 2/28/2008 18.34 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
352    EBND 2/24/2011 2.86 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond NYSE
353    ECH 11/20/2007 17.8 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region NYSE
354    ECNS 9/29/2010 1.21 ISHARES MSCI CHINA SMALL-CAP iShares China Region NYSE
355    ECON 9/14/2010 10.35 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts NYSE
356    EDBI 12/29/2015 0.03 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts NASDAQ
357    EDC 12/30/2008 34.71 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
358    EDEN 1/26/2012 1.4 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
359    EDIV 2/24/2011 6.45 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
360    EDOG 3/28/2014 0.4 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
361    EDV 1/29/2008 6.33 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government NYSE
362    EDZ 12/30/2008 32.84 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
363    EEB 9/21/2006 16.25 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
364    EEH 8/2/2007 0.22 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
365    EELV 1/13/2012 2.95 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts NYSE
366    EEM 4/14/2003 66.24 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts NYSE
367    EEMA 2/9/2012 1.44 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk NASDAQ
368    EEMO 11/7/2016 0.07 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts NYSE
369    EEMS 8/18/2011 1.72 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts NYSE
370    EEMV 10/20/2011 13.22 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts NYSE
371    EEMX 10/25/2016 0.01
372    EES 2/23/2007 3.4 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend NYSE
373    EET 6/4/2009 2.75 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity NYSE
374    EEV 11/1/2007 24.29 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity NYSE
375    EFA 8/27/2001 63.76 ISHARES MSCI EAFE iShares Foreign Large Blend NYSE
376    EFAD 8/21/2014 0.52 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth BATS
377    EFAS 11/16/2016 0.01 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value NASDAQ
378    EFAV 10/20/2011 11.2 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
379    EFAX 10/25/2016 0.02 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
380    EFFE 10/23/2014 0.1 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
381    EFG 8/5/2005 15.19 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth NYSE
382    EFNL 1/26/2012 0.92 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
383    EFO 6/4/2009 0.53 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity NYSE
384    EFU 10/25/2007 6.81 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
385    EFV 8/5/2005 19.38 ISHARES MSCI EAFE VALUE iShares Foreign Large Value NYSE
386    EFZ 10/25/2007 6.9 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
387    EGPT 2/18/2010 3.03 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region NYSE
388    EIDO 5/7/2010 18.31 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
389    EIRL 5/11/2010 2.62 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
390    EIS 3/28/2008 4.47 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
391    ELD 8/9/2010 12.24 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
392    EMAG 5/12/2011 0.42 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
393    EMB 12/19/2007 26.62 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
394    EMBH 7/30/2015 0.02 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond NYSE
395    EMCB 3/8/2012 1.05 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond NASDAQ
396    EMCG 9/27/2013 0.17 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
397    EMCR 10/16/2012 0.15 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
398    EMDD 8/17/2012 0.24 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial NYSE
399    EMDV 1/27/2016 0.07 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts BATS
400    EMFM 11/7/2013 0.71 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts NYSE
401    EMGF 12/10/2015 0.1 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts BATS
402    EMHY 4/3/2012 2.06 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond BATS
403    EMIF 6/19/2009 1.83 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts NASDAQ
404    EMIH 3/3/2015 0.03 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond BATS
405    EMLC 7/23/2010 16.03 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
406    EMLP 6/21/2012 8.68 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy NYSE
407    EMQQ 11/17/2014 0.61 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts NYSE
408    EMSD 10/30/2015 0.07 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts BATS
409    EMSH 11/22/2013 0.07 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
410    EMTL 4/26/2016 0.03 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond BATS
411    ENFR 11/1/2013 0.43 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership NYSE
412    ENOR 1/24/2012 1.05 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region BATS
413    ENY 7/3/2007 4.59 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
414    ENZL 9/2/2010 3.81 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region NASDAQ
415    EPHE 9/29/2010 12.66 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
416    EPI 2/26/2008 36.43 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
417    EPOL 5/26/2010 10.2 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
418    EPP 2/16/2007 34.55 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
419    EPS 2/23/2007 1.18 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend NYSE
420    EPU 6/22/2009 10.89 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
421    EPV 6/19/2009 9.24 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
422    EQAL 12/29/2014 0.82 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend NYSE
423    EQL 7/7/2009 1.4 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
424    EQLT 2/25/2014 0.09 WORKPLACE EQUALITY ETF ALPS Large Blend NYSE
425    EQWL 5/16/2007 0.87 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend NYSE
426    EQWM 5/16/2007 0.74 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend NYSE
427    EQWS 5/16/2007 0.55
428    ERGF 5/12/2016 0.02
429    ERO 12/27/2007 0.29 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
430    ERUS 11/10/2010 10.22 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
431    ERX 11/19/2008 37.28 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
432    ERY 11/19/2008 35.08 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
433    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
434    ESG 7/14/2016 0.01 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend NASDAQ
435    ESGD 6/30/2016 0.06 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
436    ESGE 7/20/2016 0.06 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
437    ESGG 7/14/2016 0.01 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock NASDAQ
438    ESGU 12/6/2016 0.01 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
439    ETHO 11/19/2015 0.08 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth NYSE
440    EUDG 5/7/2014 0.26 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock NYSE
441    EUFL 7/27/2016 0.02 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity NYSE
442    EUFN 2/3/2010 7.9 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
443    EUFS 8/10/2016 0.01 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
444    EUFX 7/16/2012 0.28 PROSHARES SHORT EURO ProShares Trading--Miscellaneous NYSE
445    EUM 11/1/2007 13.12 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity NYSE
446    EUMV 6/6/2014 0.41 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
447    EUO 11/25/2008 25.38 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous NYSE
448    EURL 1/22/2014 1.82 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
449    EUSA 5/7/2010 0.67 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend NYSE
450    EUSC 3/4/2015 1.42 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock NYSE
451    EVGBC 3/31/2016 0.02 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation NASDAQ
452    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm NASDAQ
453    EVX 10/16/2006 0.72 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials NYSE
454    EWA 1/2/1998 49.77 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
455    EWC 1/2/1998 46.96 ISHARES MSCI CANADA iShares Miscellaneous Region NYSE
456    EWD 11/30/2005 19.07 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region NYSE
457    EWEM 12/8/2010 0.39 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts NYSE
458    EWG 1/2/1998 48.22 ISHARES MSCI GERMANY iShares Miscellaneous Region NYSE
459    EWGS 1/26/2012 0.59 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region BATS
460    EWH 11/30/2005 47.58 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
461    EWI 11/30/2005 23.13 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region NYSE
462    EWJ 1/2/1998 68.48 ISHARES MSCI JAPAN iShares Japan Stock NYSE
463    EWK 11/30/2005 10.58 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
464    EWL 11/30/2005 23.15 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region NYSE
465    EWM 11/30/2005 37.81 ISHARES MSCI MALAYSIA iShares Miscellaneous Region NYSE
466    EWMC 1/27/2016 0.23 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend NYSE
467    EWN 11/30/2005 11.58 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
468    EWO 1/2/1998 14.41 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
469    EWP 11/30/2005 25.96 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
470    EWQ 11/30/2005 22.43 ISHARES MSCI FRANCE iShares Miscellaneous Region NYSE
471    EWRE 8/14/2015 0.14 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate NYSE
472    EWS 11/30/2005 40.22 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region NYSE
473    EWSC 1/27/2016 0.11 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend NYSE
474    EWT 11/30/2005 49.02 ISHARES MSCI TAIWAN CAPPED iShares China Region NYSE
475    EWU 11/30/2005 36.57 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region NYSE
476    EWUS 1/26/2012 0.5 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region BATS
477    EWV 11/8/2007 3.12 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
478    EWW 1/2/1998 52.1 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
479    EWX 5/22/2008 8.64 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
480    EWY 11/30/2005 47.69 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region NYSE
481    EWZ 3/13/2007 51.4 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
482    EWZS 9/29/2010 2.3 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock NASDAQ
483    EXI 9/27/2006 3.68 ISHARES GLOBAL INDUSTRIALS iShares Industrials NYSE
484    EXT 2/23/2007 0.71 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend NYSE
485    EYLD 7/14/2016 0.05 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts BATS
486    EZA 2/7/2003 26.29 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region NYSE
487    EZJ 6/5/2009 1.46 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity NYSE
488    EZM 2/23/2007 3.88 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend NYSE
489    EZU 7/31/2000 32.59 ISHARES MSCI EUROZONE iShares Europe Stock BATS
490    EZY 2/23/2007 0.81 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
491    FAAR 5/23/2016 0.05 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
492    FAB 5/23/2007 1.88 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value NASDAQ
493    FAD 5/11/2007 1.05 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
494    FALN 6/17/2016 0.03 ISHARES FALLEN ANGELS USD BOND ETF NASDAQ
495    FAN 6/27/2008 5.08 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector NYSE
496    FAS 11/19/2008 50.77 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
497    FAUS 2/24/2012 0.11 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region NYSE
498    FAZ 11/19/2008 49.69 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
499    FAZZ 4/7/2016 0.02
500    FBGX 6/11/2014 1 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth NYSE
501    FBM 3/30/2011 1.02 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
502    FBND 10/9/2014 0.94 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond NYSE
503    FBT 6/23/2006 14.25 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
504    FBZ 4/19/2011 0.69 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
505    FCA 4/21/2011 0.27 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region NASDAQ
506    FCAN 2/17/2012 0.77 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
507    FCEF 9/29/2016 0.07 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
508    FCG 5/11/2007 24.68 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy NYSE
509    FCOM 10/26/2015 0.91 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
510    FCOR 10/9/2014 0.31 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
511    FCVT 11/4/2015 0.11 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
512    FDD 8/30/2007 4.08 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock NYSE
513    FDIS 10/24/2013 2.74 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical NYSE
514    FDIV 8/14/2014 0.3 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity NASDAQ
515    FDL 3/15/2006 13.03 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
516    FDLO 9/15/2016 0.15 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend NYSE
517    FDM 9/30/2005 2.76 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value NYSE
518    FDMO 9/15/2016 0.15 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth NYSE
519    FDN 6/23/2006 20.8 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology NYSE
520    FDRR 9/15/2016 0.45 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value NYSE
521    FDT 4/19/2011 2.18 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend NASDAQ
522    FDTS 5/15/2012 0.15 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value NASDAQ
523    FDVV 9/15/2016 0.26 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value NYSE
524    FEEU 5/23/2013 0.81 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend NYSE
525    FEM 4/19/2011 5.14 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
526    FEMB 11/5/2014 0.13 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
527    FEMS 8/6/2012 1.64 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
528    FENY 10/24/2013 5.81 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy NYSE
529    FEP 4/26/2011 4.84 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock NASDAQ
530    FEU 10/21/2002 4.5 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
531    FEUZ 10/27/2014 0.29 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
532    FEX 5/10/2007 9.51 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend NASDAQ
533    FEZ 10/21/2002 24.97 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
534    FFR 8/30/2007 1.69 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate NYSE
535    FFTY 4/9/2015 0.93
536    FGD 11/27/2007 6.67 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value NYSE
537    FGM 2/17/2012 1.1 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
538    FHK 11/9/2012 0.76 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region NASDAQ
539    FHLC 10/24/2013 5.64 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
540    FIBG 11/6/2013 0.16
541    FIBR 8/30/2016 0.09 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
542    FIDU 10/24/2013 2.46 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials NYSE
543    FIEE 2/18/2016 0.16 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock NYSE
544    FIEG 10/8/2013 0.48
545    FIEU 9/13/2013 0.55 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock NYSE
546    FIGY 5/22/2013 0.94 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock NYSE
547    FIHD 2/22/2016 0.3 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
548    FILL 2/2/2012 0.72 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy NYSE
549    FINQ 9/6/2016 0.01 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
550    FINU 7/16/2012 0.49 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity NYSE
551    FINX 9/13/2016 0.05 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology NASDAQ
552    FINZ 7/16/2012 0.22 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity NYSE
553    FITS 6/9/2016 0.01 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical NASDAQ
554    FIW 5/11/2007 3.86 FIRST TRUST WATER ETF First Trust Miscellaneous Sector NYSE
555    FIXD 2/15/2017 0.05 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond NASDAQ
556    FJP 4/26/2011 1.54 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
557    FKO 4/25/2011 0.26 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
558    FKU 2/27/2012 1.49 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
559    FLAG 1/31/2013 0.23 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value NASDAQ
560    FLAT 8/10/2010 0.9 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
561    FLCO 10/5/2016 0.01 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond NYSE
562    FLGE 6/11/2014 0.45 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
563    FLIO 1/27/2017 0.01 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend NYSE
564    FLM 10/17/2008 0.88 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials NYSE
565    FLN 4/20/2011 0.64 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock NASDAQ
566    FLOT 6/17/2011 11.62 ISHARES FLOATING RATE BOND iShares Ultrashort Bond NYSE
567    FLQD 6/3/2016 0.05 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock NYSE
568    FLQE 6/3/2016 0.08 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts NYSE
569    FLQG 6/3/2016 0.04 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock NYSE
570    FLQH 6/3/2016 0.03 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
571    FLRN 12/1/2011 2.3 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
572    FLRT 3/3/2016 0.03 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan NYSE
573    FLTB 10/9/2014 0.73 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
574    FLTR 4/26/2011 1.27 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
575    FM 9/13/2012 7.97 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts NYSE
576    FMAT 10/24/2013 1.87 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources NYSE
577    FMB 8/24/2015 0.39 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm NASDAQ
578    FMF 8/2/2013 0.14 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures NYSE
579    FMK 5/12/2011 0.33 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend NASDAQ
580    FNCF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial BATS
581    FNCL 10/24/2013 4.35 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial NYSE
582    FNDA 8/15/2013 2.88 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend NYSE
583    FNDB 8/15/2013 1.2 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value NYSE
584    FNDC 8/15/2013 2.06 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend NYSE
585    FNDE 8/15/2013 2.74 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
586    FNDF 8/15/2013 3.47 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value NYSE
587    FNDX 8/15/2013 2.93 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
588    FNI 5/11/2007 5.36 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region NYSE
589    FNK 4/20/2011 1.08 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value NASDAQ
590    FNX 5/10/2007 7.21 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
591    FNY 4/20/2011 1.39 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
592    FONE 2/18/2011 0.33 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
593    FPA 4/20/2011 0.84 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk NASDAQ
594    FPE 2/12/2013 6.44 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
595    FPX 5/24/2006 6.17 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth NYSE
596    FPXI 11/11/2014 0.44 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth NASDAQ
597    FQAL 9/16/2016 0.15 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend NYSE
598    FRAK 2/15/2012 1.99 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
599    FREL 2/5/2015 1.67 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate NYSE
600    FRI 5/10/2007 8.54 FIRST TRUST S&P REIT ETF First Trust Real Estate NYSE
601    FRN 6/13/2008 4.54 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
602    FSTA 10/24/2013 2.61 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive NYSE
603    FSZ 2/16/2012 1.11 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
604    FTA 5/24/2007 7.45 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value NASDAQ
605    FTAG 3/31/2010 1.01 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
606    FTC 5/11/2007 4.66 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth NASDAQ
607    FTCS 5/16/2007 2.56 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend NASDAQ
608    FTEC 10/24/2013 4.78 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
609    FTGC 10/23/2013 2.31 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket NASDAQ
610    FTHI 1/7/2014 0.31 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity NASDAQ
611    FTLB 1/7/2014 0.15 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity NASDAQ
612    FTLS 9/10/2014 0.63 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity NYSE
613    FTRI 3/31/2010 2.98 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources NASDAQ
614    FTSD 11/12/2013 0.08 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government NYSE
615    FTSL 5/2/2013 3.53 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan NASDAQ
616    FTSM 8/6/2014 2.13 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond NASDAQ
617    FTW 7/10/2013 0.17 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region NASDAQ
618    FTXD 10/11/2016 0.01 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical NASDAQ
619    FTXG 10/10/2016 0.03 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive NASDAQ
620    FTXH 9/22/2016 0.01 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health NASDAQ
621    FTXL 9/21/2016 0.1 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology NASDAQ
622    FTXN 11/16/2016 0.01 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
623    FTXO 10/7/2016 0.59 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
624    FTXR 9/22/2016 0.01 FIRST TRUST NASDAQ TRANSPORTATION ETF NASDAQ
625    FUD 4/4/2008 0.68 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture NYSE
626    FUE 2/15/2008 0.3 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
627    FUT 2/18/2016 0.03 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures BATS
628    FUTY 10/24/2013 2.98 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities NYSE
629    FV 3/6/2014 11.18 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth NASDAQ
630    FVAL 9/15/2016 0.18 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value NYSE
631    FVC 3/18/2016 0.76 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend NASDAQ
632    FVD 10/9/2003 16.47 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value NYSE
633    FVL 7/15/2003 5.02 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend NYSE
634    FWDB 6/21/2011 0.24 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
635    FWDD 7/1/2011 0.2 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend NYSE
636    FWDI 7/8/2011 0.36 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
637    FXA 6/26/2006 14.96 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
638    FXB 6/26/2006 8.56 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency NYSE
639    FXC 6/26/2006 13.53 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
640    FXCH 10/4/2011 0.11 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
641    FXD 5/10/2007 15.89 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical NYSE
642    FXE 12/12/2005 34.28 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
643    FXEP 10/9/2015 0.01
644    FXEU 5/11/2015 0.63 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock NYSE
645    FXF 6/26/2006 8.99 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency NYSE
646    FXG 5/10/2007 12.94 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive NYSE
647    FXH 5/10/2007 15.07 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
648    FXI 10/8/2004 58.56 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
649    FXJP 1/12/2016 0.03 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock NYSE
650    FXL 5/10/2007 10.12 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
651    FXN 5/10/2007 13.09 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy NYSE
652    FXO 5/10/2007 13.63 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial NYSE
653    FXP 11/8/2007 26.96 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
654    FXR 5/10/2007 8.09 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials NYSE
655    FXS 9/8/2006 1.22 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency NYSE
656    FXSG 2/13/2013 0.07 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
657    FXU 5/10/2007 9.67 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities NYSE
658    FXY 2/13/2007 19.27 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency NYSE
659    FXZ 5/11/2007 9.79 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources NYSE
660    FYC 4/20/2011 1.18 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth NASDAQ
661    FYLD 12/3/2013 0.98 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value BATS
662    FYT 4/20/2011 1.3 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value NASDAQ
663    FYX 5/10/2007 5.84 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend NASDAQ
664    GAA 12/10/2014 0.32 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative BATS
665    GAF 3/23/2007 2.39 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
666    GAL 4/26/2012 1.15 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
667    GAMR 3/10/2016 0.14 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology NYSE
668    GASL 7/14/2010 12.47 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
669    GASX 12/3/2015 1.27 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
670    GAZ 10/25/2007 7.47 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy NYSE
671    GBB 1/2/2008 0.21 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
672    GBF 1/11/2007 1.68 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
673    GBIL 9/14/2016 0.03 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond NYSE
674    GBTC 5/4/2015 0.77 BITCOIN INVESTMENT TRUST Grayscale Trading--Miscellaneous NASDAQ
675    GCC 1/24/2008 8.51 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
676    GCE 12/10/2007 0.42 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity NYSE
677    GDJJ 2/13/2015 0.41 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
678    GDX 5/22/2006 58.21 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
679    GDXJ 11/11/2009 36.26 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
680    GDXS 2/13/2015 0.94 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity NYSE
681    GDXX 2/13/2015 0.87 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity NYSE
682    GEM 9/29/2015 1.05 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts NYSE
683    GENY 8/22/2016 0.02 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock NASDAQ
684    GEUR 2/12/2014 0.49 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals NYSE
685    GEX 5/9/2007 5.91 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector NYSE
686    GGOV 8/21/2013 0.31 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial NYSE
687    GHE 4/5/2016 0.01 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts NYSE
688    GHII 2/11/2015 0.24
689    GHS 4/5/2016 0.03 REX GOLD HEDGED S&P 500 ETF Rex Large Blend NYSE
690    GHYG 4/9/2012 1.18 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond BATS
691    GII 1/31/2007 1.63 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure NYSE
692    GLD 11/18/2004 75.59 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals NYSE
693    GLDI 2/3/2017 0.12 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
694    GLDW 1/30/2017 0.03 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals NYSE
695    GLL 12/3/2008 14.84 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities NYSE
696    GLTR 10/22/2010 3.59 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
697    GMF 3/23/2007 7.69 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
698    GML 3/23/2007 3.67 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
699    GMM 3/23/2007 2.92 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
700    GMMB 4/12/2011 0.07 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
701    GMOM 11/4/2014 0.41 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation NYSE
702    GMTB 3/4/2011 0.09 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond NYSE
703    GNMA 2/21/2012 0.93 ISHARES GNMA BOND iShares Intermediate Government NASDAQ
704    GNR 9/14/2010 5.21 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources NYSE
705    GNRX 1/13/2016 0.05 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
706    GOEX 11/4/2010 3.63 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
707    GOVT 2/24/2012 5.59 ISHARES US TREASURY BOND iShares Intermediate Government NYSE
708    GQRE 11/6/2013 0.48 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate NYSE
709    GREK 12/8/2011 9.84 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region NYSE
710    GRES 10/27/2009 1.75 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
711    GRI 5/22/2008 1.45 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate NYSE
712    GRID 11/17/2009 0.69 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector NASDAQ
713    GRN 6/26/2008 0.45 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous NYSE
714    GRU 2/15/2008 1.67 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture NYSE
715    GSC 12/27/2007 1.09 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket NYSE
716    GSEU 3/4/2016 0.09 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock NYSE
717    GSG 7/21/2006 20.49 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket NYSE
718    GSIE 11/10/2015 0.85 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend NYSE
719    GSJY 3/4/2016 0.08 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock NYSE
720    GSLC 9/21/2015 1.85 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend NYSE
721    GSP 6/7/2006 3.78 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket NYSE
722    GSY 2/12/2008 3.62 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond NYSE
723    GTO 2/12/2016 0.12 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond NYSE
724    GULF 7/16/2008 1.93 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region NASDAQ
725    GUNR 9/22/2011 7.57 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources NYSE
726    GUR 3/23/2007 5.36 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
727    GURI 3/11/2014 0.05 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend NYSE
728    GURU 6/5/2012 3.15 GLOBAL X GURU ETF Global X Funds Large Growth NYSE
729    GUSH 5/29/2015 5.19 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
730    GVAL 3/12/2014 1.3 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
731    GVI 1/11/2007 6.39 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond NYSE
732    GVIP 11/11/2016 0.09 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend NYSE
733    GWL 4/26/2007 4.77 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
734    GWX 4/26/2007 11.04 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend NYSE
735    GXC 3/23/2007 15.01 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region NYSE
736    GXF 8/19/2009 1.42 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region NYSE
737    GXG 2/9/2009 8.45 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
738    GYEN 2/12/2014 0.66 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
739    GYLD 5/8/2012 3.14 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation NYSE
740    HACK 11/12/2014 7.09 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology NYSE
741    HACV 1/8/2016 0.02 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock BATS
742    HACW 10/12/2015 0.02
743    HAHA 10/31/2016 0.01 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
744    HAKK 9/17/2015 0.05 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
745    HAO 1/30/2008 11.07 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region NYSE
746    HAP 11/11/2008 4.41 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources NYSE
747    HAUD 7/13/2015 0.02 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region NYSE
748    HAWX 7/1/2015 0.1 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend NYSE
749    HCRF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
750    HDAW 8/14/2015 0.03 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
751    HDEE 8/18/2015 0.01
752    HDEF 8/18/2015 0.02
753    HDEZ 8/18/2015 0.02 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock BATS
754    HDG 7/14/2011 0.46 PROSHARES HEDGE REPLICATION ProShares Multialternative NYSE
755    HDGE 1/27/2011 9.53 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
756    HDLV 10/1/2014 0.53 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity NYSE
757    HDMV 8/26/2016 0.06 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend NYSE
758    HDRW 12/21/2015 0.02 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate BATS
759    HDV 3/31/2011 16.36 ISHARES CORE HIGH DIVIDEND iShares Large Value NYSE
760    HDWX 9/15/2015 0.04 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
761    HECO 6/20/2012 0.41 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
762    HEDJ 1/15/2010 14.48 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock NYSE
763    HEEM 9/25/2014 1.41 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts NYSE
764    HEFA 2/14/2014 7.95 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
765    HEFV 11/17/2015 0.06 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend BATS
766    HEMV 11/18/2015 0.03 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts BATS
767    HEUS 11/13/2015 0.02 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock BATS
768    HEUV 11/9/2015 0.03 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock BATS
769    HEWC 9/8/2015 0.03 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region NYSE
770    HEWG 2/18/2014 6.57 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region NYSE
771    HEWI 7/10/2015 0.25 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region NYSE
772    HEWJ 2/5/2014 5.56 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock NYSE
773    HEWL 7/23/2015 0.04 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region NYSE
774    HEWP 7/13/2015 0.32 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region NYSE
775    HEWU 7/20/2015 0.34 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
776    HEWW 8/29/2016 0.02 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region NYSE
777    HEWY 9/28/2015 0.05 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region NYSE
778    HEZU 8/22/2014 7.23 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock NYSE
779    HFEZ 6/10/2015 0.09 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock NYSE
780    HFXE 7/22/2015 0.22
781    HFXI 7/22/2015 0.39 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend NYSE
782    HFXJ 7/22/2015 0.17 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock NYSE
783    HGEU 6/25/2015 0.09 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock NYSE
784    HGI 7/11/2007 1.63 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value NYSE
785    HGJP 6/25/2015 0.08 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock NYSE
786    HHYX 11/15/2016 0.01
787    HILO 8/4/2011 1.51 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts NYSE
788    HIPS 1/9/2015 0.14 MASTER INCOME ETF Master Shares Allocation--85%+ Equity NYSE
789    HJPX 10/2/2015 0.03
790    HOLD 3/8/2016 0.02 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond NYSE
791    HOML 3/11/2015 0.46 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity NYSE
792    HSCZ 7/21/2015 0.05 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend NYSE
793    HSPX 6/24/2013 0.64 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing NYSE
794    HTUS 6/25/2015 0.37 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity NYSE
795    HUSE 8/3/2012 0.6 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend NYSE
796    HUSV 8/25/2016 0.12 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend NYSE
797    HVPW 2/28/2013 1.05 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
798    HYD 2/5/2009 13.83 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni NYSE
799    HYDD 6/16/2016 0.03 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt NYSE
800    HYEM 5/14/2012 4.44 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond NYSE
801    HYG 4/11/2007 37.93 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond NYSE
802    HYGH 5/29/2014 0.26 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond NYSE
803    HYHG 5/23/2013 1.08 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
804    HYIH 3/3/2015 0.07 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
805    HYLB 12/13/2016 0.03 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond NYSE
806    HYLD 12/1/2010 5.56 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
807    HYLS 2/27/2013 3.65 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond NASDAQ
808    HYLV 2/17/2017 0.01 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond NYSE
809    HYMB 4/14/2011 4.23 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni NYSE
810    HYND 12/18/2013 0.17 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
811    HYS 6/17/2011 10.87 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
812    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
813    HYXU 4/3/2012 1.12 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond BATS
814    HYZD 12/18/2013 0.45 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
815    IAGG 11/12/2015 0.41 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond BATS
816    IAI 5/5/2006 14.3 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial NYSE
817    IAK 5/5/2006 3.65 ISHARES US INSURANCE iShares Financial NYSE
818    IAT 5/5/2006 13.8 ISHARES US REGIONAL BANKS iShares Financial NYSE
819    IAU 1/28/2005 45.36 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
820    IBB 2/12/2001 53.71 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
821    IBCC 4/19/2013 0.23 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond NYSE
822    IBCD 4/19/2013 0.23 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond NYSE
823    IBCE 4/19/2013 0.21 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond NYSE
824    IBDB 7/10/2013 0.32 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
825    IBDC 7/10/2013 0.25 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond NYSE
826    IBDD 7/10/2013 0.2 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond NYSE
827    IBDH 8/24/2015 0.72 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond NYSE
828    IBDJ 3/12/2015 0.54 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond NYSE
829    IBDK 10/26/2015 0.81 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond NYSE
830    IBDL 10/26/2015 0.79 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond NYSE
831    IBDM 10/26/2015 0.85 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
832    IBDN 3/12/2015 0.7 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
833    IBDO 10/26/2015 0.46 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond NYSE
834    IBDP 3/12/2015 0.48 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond NYSE
835    IBDQ 3/12/2015 0.44 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
836    IBLN 8/1/2014 0.64 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
837    IBMF 1/14/2010 1.02 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short NYSE
838    IBMG 3/21/2013 0.78 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short NYSE
839    IBMH 2/7/2014 0.57 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short NYSE
840    IBMI 8/14/2014 0.51 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm NYSE
841    IBMJ 9/4/2015 0.31 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm NYSE
842    IBMK 9/4/2015 0.27 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
843    IBND 5/20/2010 3.4 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
844    IBUY 4/20/2016 0.24 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical NASDAQ
845    ICF 2/2/2001 40.9 ISHARES COHEN & STEERS REIT iShares Real Estate NYSE
846    ICI 4/17/2008 0.75 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency NYSE
847    ICLN 6/25/2008 3.27 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector NASDAQ
848    ICOL 6/20/2013 0.43 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region NYSE
849    ICSH 12/16/2013 0.1 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond BATS
850    ICVT 6/4/2015 0.11 ISHARES CONVERTIBLE BOND iShares Convertibles BATS
851    IDHD 12/1/2016 0.02 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value BATS
852    IDHQ 6/13/2007 1.37 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value NYSE
853    IDLB 11/5/2015 0.18 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
854    IDLV 1/2/2015 2.23 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
855    IDMO 3/22/2016 0.02 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend NYSE
856    IDOG 6/28/2013 1.91 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value NYSE
857    IDU 11/30/2005 17.25 ISHARES US UTILITIES iShares Utilities NYSE
858    IDV 6/21/2007 21.12 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value NYSE
859    IDX 1/20/2009 12.87 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region NYSE
860    IEF 7/30/2002 41.82 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
861    IEFA 10/24/2012 13.31 ISHARES CORE MSCI EAFE iShares Foreign Large Blend NYSE
862    IEI 1/11/2007 18.1 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government NYSE
863    IEMG 10/24/2012 16.83 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
864    IEO 5/5/2006 22.12 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy NYSE
865    IEUR 6/12/2014 3.25 ISHARES CORE MSCI EUROPE iShares Europe Stock NYSE
866    IEUS 12/27/2007 0.93 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock NASDAQ
867    IEV 11/30/2005 31.02 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
868    IEZ 5/5/2006 19.98 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy NYSE
869    IFEU 12/27/2007 0.97 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND NASDAQ
870    IFGL 12/27/2007 7.55 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate NASDAQ
871    IFIX 10/25/2016 0.01 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond BATS
872    IFLY 3/9/2016 0.14 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
873    IFV 7/23/2014 4.5 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend NASDAQ
874    IGE 11/26/2001 30.99 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources NYSE
875    IGF 12/12/2007 9.97 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure NASDAQ
876    IGHG 11/13/2013 1.05 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond BATS
877    IGIH 3/3/2015 0.07 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
878    IGM 3/19/2001 11.16 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
879    IGN 8/27/2001 11.3 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology NYSE
880    IGOV 1/30/2009 4.69 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond NASDAQ
881    IGV 9/3/2002 17.38 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
882    IGVT 10/25/2016 0.01
883    IHDG 5/7/2014 2.15 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
884    IHE 5/5/2006 6.89 ISHARES US PHARMACEUTICALS iShares Health NYSE
885    IHF 5/5/2006 9.86 ISHARES US HEALTHCARE PROVIDERS iShares Health NYSE
886    IHI 5/5/2006 11.26 ISHARES US MEDICAL DEVICES iShares Health NYSE
887    IHY 4/3/2012 2.43 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond NYSE
888    IJH 11/30/2005 46.03 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend NYSE
889    IJJ 11/30/2005 23.9 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value NYSE
890    IJK 11/30/2005 25.84 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth NYSE
891    IJR 11/30/2005 47.11 ISHARES CORE S&P SMALL-CAP iShares Small Blend NYSE
892    IJS 11/30/2005 23.68 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value NYSE
893    IJT 11/30/2005 23.5 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth NYSE
894    ILF 2/5/2002 43.03 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
895    ILTB 12/9/2009 1.76 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond NYSE
896    IMED 9/13/2016 0.01 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
897    IMLP 1/4/2013 0.75 IPATH S&P MLP ETN Barclays Energy Limited Partnership NYSE
898    IMOM 12/23/2015 0.08 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend BATS
899    IMTB 11/7/2016 0.03 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond NYSE
900    IMTM 1/29/2015 0.12 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth NYSE
901    INCO 8/10/2011 1.43 COLUMBIA INDIA CONSUMER ETF Columbia India Equity NYSE
902    INDA 2/3/2012 13.05 ISHARES MSCI INDIA iShares India Equity BATS
903    INDF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials BATS
904    INDL 3/11/2010 5.51 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
905    INDY 11/20/2009 10.58 ISHARES INDIA 50 iShares India Equity NASDAQ
906    INFR 12/30/2016 0.01 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure NASDAQ
907    INKM 4/26/2012 0.83 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
908    INP 12/20/2006 17.78 IPATH MSCI INDIA ETN Barclays Funds India Equity NYSE
909    INR 3/18/2008 0.27 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency NYSE
910    INTF 5/4/2015 0.32 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend NYSE
911    INXX 8/11/2010 2.38 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
912    IOIL 5/5/2011 0.29 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
913    IOO 12/8/2000 12.78 ISHARES GLOBAL 100 iShares World Stock NYSE
914    IPAC 6/12/2014 1.84 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia NYSE
915    IPAY 7/16/2015 0.61 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector NYSE
916    IPD 2/23/2009 0.52 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
917    IPE 10/2/2015 0.87 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
918    IPF 7/23/2008 0.48 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial NYSE
919    IPFF 11/17/2011 2.47 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock NYSE
920    IPK 7/24/2008 0.54 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology NYSE
921    IPKW 2/27/2014 0.69 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
922    IPN 7/25/2008 0.73 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials NYSE
923    IPO 10/16/2013 0.7 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth NYSE
924    IPOS 10/8/2014 0.03 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth NYSE
925    IPS 7/25/2008 0.61 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
926    IPU 7/25/2008 0.8 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities NYSE
927    IPW 7/25/2008 1 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy NYSE
928    IQDE 4/16/2013 0.55 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
929    IQDF 4/16/2013 2.03 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value NYSE
930    IQDG 4/7/2016 0.07 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth BATS
931    IQDY 4/16/2013 0.43 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value NYSE
932    IQLT 1/23/2015 0.14 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend NYSE
933    IRV 7/25/2008 0.69 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources NYSE
934    IRY 7/25/2008 1.16 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
935    ISCF 5/1/2015 0.09 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend NYSE
936    ISHG 1/28/2009 1.6 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond NASDAQ
937    ISMD 2/28/2017 0.03 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend NYSE
938    ISRA 6/26/2013 0.55 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region NYSE
939    IST 7/25/2008 1.13 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications NYSE
940    ISTB 10/24/2012 2.22 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
941    ISZE 7/7/2015 0.01 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend NYSE
942    ITA 5/5/2006 9.97 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
943    ITB 5/5/2006 36.79 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical NYSE
944    ITE 5/30/2007 3.35 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government NYSE
945    ITEQ 11/4/2015 0.32 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology NASDAQ
946    ITM 12/6/2007 9.08 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm NYSE
947    ITOT 5/16/2007 12.08 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend NYSE
948    ITR 2/20/2009 6.93 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
949    IUSB 6/12/2014 0.99 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
950    IUSG 6/12/2014 3.86 ISHARES CORE S&P US GROWTH iShares Large Growth NYSE
951    IUSV 6/12/2014 2.73 ISHARES CORE S&P US VALUE iShares Large Value NYSE
952    IVAL 12/17/2014 0.2 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value BATS
953    IVE 11/30/2005 40.03 ISHARES S&P 500 VALUE iShares Large Value NYSE
954    IVLU 7/15/2015 0.22 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value NYSE
955    IVOG 9/9/2010 1.99 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth NYSE
956    IVOO 9/9/2010 2.15 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
957    IVOV 9/9/2010 1.36 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value NYSE
958    IVV 11/30/2005 54.88 ISHARES CORE S&P 500 iShares Large Blend NYSE
959    IVW 11/30/2005 42.3 ISHARES S&P 500 GROWTH iShares Large Growth NYSE
960    IWB 5/19/2000 45.81 ISHARES RUSSELL 1000 iShares Large Blend NYSE
961    IWC 8/16/2005 15.13 ISHARES MICRO-CAP iShares Small Blend NYSE
962    IWD 5/26/2000 55.2 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
963    IWF 5/26/2000 55.13 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
964    IWL 9/28/2009 0.75 ISHARES RUSSELL TOP 200 iShares Large Blend NYSE
965    IWM 5/26/2000 87.16 ISHARES RUSSELL 2000 iShares Small Blend NYSE
966    IWN 7/28/2000 53.73 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
967    IWO 7/28/2000 55.55 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
968    IWP 8/3/2001 34.08 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth NYSE
969    IWR 2/4/2002 36.62 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend NYSE
970    IWS 8/3/2001 38.42 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value NYSE
971    IWV 5/26/2000 31.08 ISHARES RUSSELL 3000 iShares Large Blend NYSE
972    IWX 9/28/2009 1.58 ISHARES RUSSELL TOP 200 VALUE iShares Large Value NYSE
973    IWY 9/28/2009 3.16 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
974    IXC 11/26/2001 18.84 ISHARES GLOBAL ENERGY iShares Equity Energy NYSE
975    IXG 10/28/2002 8.09 ISHARES GLOBAL FINANCIALS iShares Financial NYSE
976    IXJ 6/24/2002 12.09 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
977    IXN 7/25/2002 8.47 ISHARES GLOBAL TECH iShares Technology NYSE
978    IXP 8/14/2002 8.36 ISHARES GLOBAL TELECOM iShares Communications NYSE
979    IXUS 10/24/2012 5.65 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend NASDAQ
980    IYC 11/30/2005 10.69 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical NYSE
981    IYE 11/30/2005 32.88 ISHARES US ENERGY iShares Equity Energy NYSE
982    IYF 11/30/2005 33.45 ISHARES US FINANCIALS iShares Financial NYSE
983    IYG 11/30/2005 19.17 ISHARES US FINANCIAL SERVICES iShares Financial NYSE
984    IYH 11/30/2005 17.82 ISHARES US HEALTHCARE iShares Health NYSE
985    IYJ 11/30/2005 14.63 ISHARES US INDUSTRIALS iShares Industrials NYSE
986    IYK 11/30/2005 8.01 ISHARES US CONSUMER GOODS iShares Consumer Defensive NYSE
987    IYLD 4/9/2012 2.58 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity BATS
988    IYM 11/30/2005 27.29 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
989    IYR 11/30/2005 51.77 ISHARES US REAL ESTATE iShares Real Estate NYSE
990    IYT 11/30/2005 35.52 ISHARES TRANSPORTATION AVERAGE iShares Industrials NYSE
991    IYW 11/30/2005 27.29 ISHARES US TECHNOLOGY iShares Technology NYSE
992    IYY 11/30/2005 9.02 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
993    IYZ 11/30/2005 29.63 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
994    JDST 10/3/2013 17.12 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
995    JEM 4/4/2008 0.24 IPATH GEMS ETN Barclays Funds Multicurrency NYSE
996    JETS 4/30/2015 1.27 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector NYSE
997    JHDG 4/9/2015 0.17 WISDOMTREE JAPAN HEDGED QUAL DIV GR ETF WisdomTree Japan Stock NYSE
998    JHMC 10/1/2015 0.05
999    JHMD 12/16/2016 0.04 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend NYSE
1000    JHMF 9/29/2015 0.11 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial NYSE
1001    JHMH 9/30/2015 0.08 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
1002    JHML 9/30/2015 0.37 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend NYSE
1003    JHMM 9/29/2015 0.28 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend NYSE
1004    JHMT 9/30/2015 0.11 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
1005    JJA 10/25/2007 2.99 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1006    JJC 10/26/2007 8.94 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals NYSE
1007    JJE 10/25/2007 0.61 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy NYSE
1008    JJG 10/25/2007 8.43 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1009    JJM 12/27/2007 0.99 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
1010    JJN 10/26/2007 1.3 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1011    JJP 6/25/2008 0.69 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1012    JJS 6/25/2008 0.76 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1013    JJT 6/25/2008 0.92 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1014    JJU 6/25/2008 0.55 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1015    JKD 7/13/2004 4.7 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend NYSE
1016    JKE 7/13/2004 6.42 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1017    JKF 7/13/2004 4.83 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value NYSE
1018    JKG 7/13/2004 3.43 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend NYSE
1019    JKH 7/13/2004 4.07 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth NYSE
1020    JKI 7/13/2004 2.91 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value NASDAQ
1021    JKJ 7/13/2004 3.64 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend NYSE
1022    JKK 7/13/2004 2.5 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth NYSE
1023    JKL 7/13/2004 4.28 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value NYSE
1024    JNK 12/4/2007 37.72 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1025    JNUG 10/3/2013 19.88 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1026    JO 6/25/2008 9.35 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1027    JPEH 4/4/2016 0.01 JPMORGAN DIVERS RET EURP CCY HDGD ETF JPMorgan Europe Stock NYSE
1028    JPEM 1/9/2015 0.3 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1029    JPGE 6/17/2014 0.3 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock NYSE
1030    JPHF 9/16/2016 0.06 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative NYSE
1031    JPHY 9/15/2016 0.02 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond BATS
1032    JPIH 4/4/2016 0.03 JPMORGAN DIVERS RET INTL CCY HDGD ETF JPMorgan Foreign Large Blend NYSE
1033    JPIN 11/7/2014 1.34 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend NYSE
1034    JPME 5/18/2016 0.07 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend NYSE
1035    JPMV 6/5/2014 0.33 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock NYSE
1036    JPN 6/24/2015 0.1 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock NYSE
1037    JPNL 6/26/2013 0.93 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1038    JPSE 11/17/2016 0.04 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend NYSE
1039    JPUS 9/30/2015 0.29 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend NYSE
1040    JPXN 5/16/2007 2.07 ISHARES JPX-NIKKEI 400 iShares Japan Stock NYSE
1041    JSMD 2/25/2016 0.06 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth NASDAQ
1042    JSML 2/25/2016 0.05 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1043    JUNE 4/4/2016 0.04 DHANDHO JUNOON ETF Dhandho Funds Mid-Cap Blend NYSE
1044    JXI 9/22/2006 5.41 ISHARES GLOBAL UTILITIES iShares Utilities NYSE
1045    KBA 3/5/2014 1.04 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1046    KBE 11/15/2005 41.23 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial NYSE
1047    KBWB 11/1/2011 4.46 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1048    KBWD 12/2/2010 5.09 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1049    KBWP 12/22/2010 0.73 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1050    KBWR 11/1/2011 1.19 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial NASDAQ
1051    KBWY 12/2/2010 2.71 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1052    KCE 11/15/2005 9.96 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial NYSE
1053    KCNY 12/4/2014 0.55 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1054    KEMP 2/13/2015 0.03
1055    KFYP 7/23/2013 0.08 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region NYSE
1056    KIE 11/15/2005 16.76 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial NYSE
1057    KLD 1/28/2005 2.46 ISHARES MSCI USA ESG SELECT iShares Large Blend NYSE
1058    KLDW 7/10/2015 0.22 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock NYSE
1059    KNOW 12/8/2011 1.51 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend NYSE
1060    KOL 1/15/2008 18.58 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector NYSE
1061    KOLD 10/6/2011 3.68 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1062    KOR 9/29/2016 0.01
1063    KORU 4/11/2013 0.37 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1064    KRE 6/22/2006 42.23 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial NYSE
1065    KRMA 7/12/2016 0.05 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend NASDAQ
1066    KROO 3/23/2010 0.67 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1067    KRS 4/22/2010 0.6 PROSHARES SHORT S&P REGIONAL BANKING ProShares Trading--Inverse Equity NYSE
1068    KRU 4/22/2010 1.07 PROSHARES ULTRA S&P REGIONAL BANKING ProShares Trading--Leveraged Equity NYSE
1069    KSA 9/17/2015 0.11 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region NYSE
1070    KWEB 8/1/2013 4.27 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1071    KWT 4/23/2008 2.42 VANECK VECTORS SOLAR ENERGY ETF Van Eck Miscellaneous Sector NYSE
1072    KXI 9/22/2006 5.87 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive NYSE
1073    LABD 5/28/2015 8.44 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1074    LABS 12/4/2015 0.03
1075    LABU 5/28/2015 9.35 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1076    LALT 5/29/2014 0.2 POWERSHARES MULTI-STRATEGY ALT ETF PowerShares Multialternative NASDAQ
1077    LARE 12/3/2015 0.04 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1078    LBDC 10/9/2015 0.02 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1079    LBJ 12/3/2009 3.92 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1080    LDRI 9/10/2014 0.1
1081    LDUR 1/23/2014 0.25 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond NYSE
1082    LEDD 8/1/2013 0.03 IPATH PURE BETA LEAD ETN Barclays Funds Commodities Industrial Metals NYSE
1083    LEMB 10/20/2011 3.52 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond NYSE
1084    LGLV 2/21/2013 0.3 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend NYSE
1085    LIT 7/23/2010 4.5 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources NYSE
1086    LKOR 9/24/2015 0.09 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1087    LLSC 12/4/2015 0.01 DIREXION DAILY SMALL CAP BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1088    LLSP 1/9/2015 0.09 DIREXION DAILY S&P 500 BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1089    LMBS 11/5/2014 1.11 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1090    LMLP 7/10/2014 1.27 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity NYSE
1091    LNGR 5/10/2016 0.01 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health NASDAQ
1092    LOWC 11/26/2014 0.05 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock NYSE
1093    LQD 7/30/2002 46.58 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1094    LQDH 6/17/2014 0.15 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1095    LRET 5/6/2015 0.36 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1096    LRGF 4/30/2015 0.46 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value NYSE
1097    LSTK 9/9/2013 0.06 IPATH PURE BETA LIVESTOCK ETN Barclays Funds Commodities Agriculture NYSE
1098    LSVX 7/14/2016 0.01 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1099    LTL 5/22/2008 0.66 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity NYSE
1100    LTPZ 9/8/2009 2.15 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1101    LVHB 10/21/2016 0.18 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend BATS
1102    LVHD 1/4/2016 0.62 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value NASDAQ
1103    LVHE 11/18/2016 0.02
1104    LVHI 7/28/2016 0.07 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1105    LVL 6/25/2007 2.67 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock NYSE
1106    LWC 3/11/2009 2.92 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1107    MATF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR MATERIALS iShares Natural Resources BATS
1108    MATH 6/23/2011 0.36 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1109    MAUI 6/1/2015 0.07 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
1110    MBB 3/16/2007 22.78 ISHARES MBS iShares Intermediate-Term Bond NYSE
1111    MBG 1/30/2009 1.52 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1112    MBSD 9/4/2014 0.16 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1113    MCEF 9/29/2016 0.03 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm NASDAQ
1114    MCHI 3/31/2011 13.74 ISHARES MSCI CHINA iShares China Region NASDAQ
1115    MCRO 6/9/2009 0.65 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation NYSE
1116    MDIV 8/14/2012 8.05 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity NASDAQ
1117    MDY 1/2/1998 75.73 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1118    MDYG 5/16/2007 1.94 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth NYSE
1119    MDYV 5/16/2007 1.48 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1120    MEAR 3/5/2015 0.08 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short BATS
1121    MELT 7/29/2016 0.17 DIREXION DLY GOLD MINERS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1122    MGC 12/27/2007 6.52 VANGUARD MEGA CAP ETF Vanguard Large Blend NYSE
1123    MGK 12/27/2007 10.78 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth NYSE
1124    MGV 12/27/2007 6.04 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value NYSE
1125    MIDU 1/8/2009 11.84 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1126    MIDZ 1/9/2009 5.7 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1127    MILN 5/6/2016 0.09 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth NASDAQ
1128    MINC 3/20/2013 1.49 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1129    MINT 11/17/2009 13.21 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond NYSE
1130    MLN 1/16/2008 3.19 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long NYSE
1131    MLPA 4/19/2012 4.04 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership NYSE
1132    MLPB 10/9/2015 0.01 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership NYSE
1133    MLPC 9/26/2013 0.65 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership NYSE
1134    MLPG 7/14/2010 0.46 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership NYSE
1135    MLPI 4/1/2010 11.76 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership NYSE
1136    MLPJ 1/15/2013 0.42 GLOBAL X JUNIOR MLP ETF Global X Funds Energy Limited Partnership NYSE
1137    MLPO 12/4/2014 0.01
1138    MLPQ 2/9/2016 0.16 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity NYSE
1139    MLPS 9/29/2010 0.37 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1140    MLPX 8/7/2013 2.31 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership NYSE
1141    MLPY 3/17/2011 0.74 MORGAN STANLEY CUSHING MLP HIGH NYSE
1142    MLPZ 2/9/2016 0.06 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity NYSE
1143    MMTM 2/22/2013 0.09 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend NYSE
1144    MNA 11/17/2009 1.85 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1145    MOAT 4/25/2012 5.7 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend NYSE
1146    MOGLC 12/1/2016 0.01 GABELLI MEDIA MOGUL NEXTSHARES Gabelli Communications NASDAQ
1147    MOM 9/7/2011 0.23 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral NYSE
1148    MOO 9/5/2007 27.08 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1149    MORL 10/17/2012 7.91 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1150    MORT 8/17/2011 2.98 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate NYSE
1151    MOTI 7/14/2015 0.13 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value NYSE
1152    MPCT 4/22/2016 0.04 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1153    MRGR 12/13/2012 0.1 PROSHARES MERGER ProShares Market Neutral BATS
1154    MRRL 10/9/2015 0.13 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1155    MTK 10/2/2000 4.6 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
1156    MTUM 4/18/2013 4.62 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1157    MUB 9/10/2007 20.34 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1158    MUNI 12/15/2009 2.07 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1159    MVIN 10/27/2016 0.01 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend NYSE
1160    MVV 6/21/2006 20.49 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1161    MXI 9/22/2006 9.32 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1162    MYY 6/21/2006 6.15 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1163    MZZ 7/13/2006 17.46 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1164    NAIL 8/19/2015 0.13 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1165    NANR 12/18/2015 0.45 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources NYSE
1166    NASH 8/1/2013 0.16 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1167    NEAR 10/3/2013 3.74 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond BATS
1168    NFLT 8/17/2015 0.77 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond NYSE
1169    NFO 9/21/2006 3.15 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend NYSE
1170    NFRA 10/9/2013 1.3 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure NYSE
1171    NGE 4/3/2013 2.19 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region NYSE
1172    NIB 6/25/2008 2.99 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1173    NINI 5/30/2012 0.09 IPATH PURE BETA NICKEL ETN Barclays Funds Commodities Industrial Metals NYSE
1174    NLR 8/15/2007 5.21 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector NYSE
1175    NOBL 10/10/2013 6.69 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend BATS
1176    NORW 11/10/2010 3.45 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region NYSE
1177    NUAG 9/15/2016 0.07 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond NYSE
1178    NUGT 12/8/2010 35.85 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1179    NURE 12/20/2016 0.01 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate BATS
1180    NYF 10/11/2007 1.32 ISHARES S&P NY MUNI iShares Muni New York Long NYSE
1181    OAPH 8/27/2015 0.05 O'SHARES FTSE ASIA PAC QUAL DIV HDGD ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1182    OASI 10/26/2015 0.11 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1183    OEF 10/27/2000 40.4 ISHARES S&P 100 iShares Large Blend NYSE
1184    OEUH 8/27/2015 0.21 O'SHARES FTSE EUROPE QUAL DIV HDGD ETF O\u2019Shares Investments Europe Stock NYSE
1185    OEUR 8/19/2015 0.37 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock NYSE
1186    OEW 6/30/2016 0.02 GUGGENHEIM S&P 100 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1187    OIH 2/26/2001 66.76 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy NYSE
1188    OIL 8/16/2006 33.69 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy NYSE
1189    OILB 11/18/2016 0.01
1190    OILD 7/1/2016 0.16
1191    OILK 9/28/2016 0.12 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy BATS
1192    OILU 7/1/2016 0.21
1193    OILX 2/18/2016 0.09
1194    OLD 6/9/2016 0.06 THE LONG-TERM CARE ETF Janus Real Estate NASDAQ
1195    OLEM 4/21/2011 0.23 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy NYSE
1196    OLO 6/19/2008 1.23 DB CRUDE OIL LONG ETN Deutsche Bank AG Commodities Energy NYSE
1197    ONEK 5/16/2007 0.71 SPDR RUSSELL 1000 ETF SPDR State Street Global Advisors Large Blend NYSE
1198    ONEO 12/3/2015 0.07 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1199    ONEQ 10/1/2003 7.69 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth NASDAQ
1200    ONEV 9/4/2007 0.23 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1201    ONEY 5/16/2007 0.26 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1202    ONG 4/21/2011 0.04 IPATH PURE BETA ENERGY ETN NYSE
1203    ORG 6/9/2016 0.04 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1204    OUNZ 5/16/2014 1.19 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1205    OUSA 7/14/2015 1.75 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value NYSE
1206    OVLC 5/11/2016 0.01 GUGGENHEIM US LG CP OPTIMIZED VOL ETF Guggenheim Investments Large Blend NYSE
1207    PAF 6/25/2007 0.84 POWERSHARES FTSE RAFI ASA PAC EX-JPN ETF PowerShares Pacific/Asia ex-Japan Stk NYSE
1208    PAGG 9/23/2008 2.09 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1209    PAK 4/23/2015 0.51 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region NYSE
1210    PALL 1/14/2010 9.34 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals NYSE
1211    PBD 6/13/2007 5.25 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1212    PBE 6/23/2005 11.36 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1213    PBJ 6/23/2005 5.8 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive NYSE
1214    PBP 12/27/2007 7.28 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing NYSE
1215    PBS 6/23/2005 5.95 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical NYSE
1216    PBW 3/3/2005 26.04 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1217    PCEF 2/19/2010 8.99 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity NYSE
1218    PCY 10/11/2007 26.51 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1219    PDBC 11/7/2014 2.08
1220    PDN 9/28/2007 2.18 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value NYSE
1221    PDP 3/1/2007 15.31 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1222    PEJ 6/23/2005 5.06 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical NYSE
1223    PEK 10/14/2010 2.43 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region NYSE
1224    PERM 2/8/2012 0.32 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1225    PEX 2/28/2013 0.18 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector BATS
1226    PEY 12/9/2004 15.7 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value NASDAQ
1227    PEZ 10/12/2006 2.09 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1228    PFF 3/30/2007 37.72 ISHARES US PREFERRED STOCK iShares Preferred Stock NYSE
1229    PFI 8/19/2016 0.18 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1230    PFIG 9/15/2011 0.68 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1231    PFM 9/15/2005 6.4 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value NASDAQ
1232    PFV 9/21/2016 0.02 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
1233    PFXF 7/19/2012 4.52 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock NYSE
1234    PGAL 11/13/2013 1.38 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1235    PGD 6/18/2008 0.19 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
1236    PGF 12/6/2006 25.23 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1237    PGHY 6/21/2013 0.95 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1238    PGJ 12/9/2004 16.43 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region NASDAQ
1239    PGM 6/25/2008 1.86 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1240    PGX 1/31/2008 28.37 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1241    PHB 11/15/2007 16.04 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1242    PHDG 12/6/2012 1.89 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1243    PHO 12/6/2005 25.8 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector NASDAQ
1244    PHYS 2/26/2010 20.78 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1245    PICB 6/3/2010 3.48 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1246    PICK 2/2/2012 4.16 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1247    PID 9/15/2005 19.03 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value NASDAQ
1248    PIE 1/7/2008 10.3 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts NASDAQ
1249    PIN 3/5/2008 19.5 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1250    PIO 6/13/2007 7.83 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1251    PIZ 1/7/2008 7 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth NASDAQ
1252    PJP 6/23/2005 13.9 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1253    PKB 10/26/2005 4.76 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials NYSE
1254    PKW 12/20/2006 11.81 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend NASDAQ
1255    PLND 12/15/2009 1.82 VANECK VECTORS POLAND ETF Van Eck Miscellaneous Region NYSE
1256    PLW 10/11/2007 2.69 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1257    PMPT 8/17/2016 0.02 ISECTORS POST-MPT GROWTH ETF iSectors Allocation--50% to 70% Equity NASDAQ
1258    PMR 10/26/2005 2.6 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical NYSE
1259    PNQI 6/13/2008 3.76 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology NASDAQ
1260    PPA 12/1/2005 9.07 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1261    PPH 2/1/2000 32.37 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1262    PPLT 1/8/2010 8.21 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1263    PRB 2/3/2009 0.53 VANECK VECTORS PRE-REFUNDED MUNI ETF Van Eck Muni National Short NYSE
1264    PRF 12/20/2005 16.22 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value NYSE
1265    PRFZ 9/20/2006 7.45 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend NASDAQ
1266    PRME 11/12/2015 0.08 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate NYSE
1267    PRN 10/12/2006 2.8 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1268    PRNT 7/20/2016 0.2 THE 3D PRINTING ETF ARK ETF Trust Technology BATS
1269    PSAU 9/23/2008 2.14 POWERSHARES GLOBAL GOLD & PREC MTLS ETF PowerShares Equity Precious Metals NASDAQ
1270    PSC 9/22/2016 0.01 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1271    PSCC 4/7/2010 1.06 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive NASDAQ
1272    PSCD 4/7/2010 1.47 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical NASDAQ
1273    PSCE 4/7/2010 2.64 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1274    PSCF 4/7/2010 1.49 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1275    PSCH 4/7/2010 2.85 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health NASDAQ
1276    PSCI 4/7/2010 0.95 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials NASDAQ
1277    PSCM 4/7/2010 0.8 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources NASDAQ
1278    PSCT 4/7/2010 3.17 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology NASDAQ
1279    PSCU 4/7/2010 0.97 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities NASDAQ
1280    PSET 3/22/2016 0.01 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1281    PSI 6/23/2005 6.07 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1282    PSJ 6/23/2005 2.98 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1283    PSK 9/17/2009 5.21 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock NYSE
1284    PSL 10/12/2006 2.37 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive NASDAQ
1285    PSLV 10/29/2010 17.35 SPROTT PHYSICAL SILVER TRUST ET NYSE
1286    PSMB 2/23/2017 0.01 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity BATS
1287    PSMC 2/23/2017 0.01 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity BATS
1288    PSMG 2/23/2017 0.01 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity BATS
1289    PSMM 2/23/2017 0.01
1290    PSP 10/24/2006 13.53 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector NYSE
1291    PSQ 6/21/2006 27.52 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity NYSE
1292    PSR 11/21/2008 0.52 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1293    PST 5/22/2008 8.95 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1294    PTF 10/12/2006 2.38 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology NASDAQ
1295    PTH 10/12/2006 3.65 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health NASDAQ
1296    PTLC 6/12/2015 1.52 PACER TRENDPILOT 750 ETF Pacer Large Blend BATS
1297    PTM 5/9/2008 2.91 UBS ETRACS CMCI LNG PLATINUM TOT RET ETN UBS Group AG Commodities Precious Metals NYSE
1298    PTMC 6/12/2015 1.01 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend BATS
1299    PTNQ 6/12/2015 0.51 PACER TRENDPILOT 100 ETF Pacer Large Growth BATS
1300    PUI 10/26/2005 3.17 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1301    PUW 10/24/2006 1.71 POWERSHARES WILDERHILL PROG ENGY ETF PowerShares Miscellaneous Sector NYSE
1302    PVI 11/15/2007 5 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1303    PWB 3/3/2005 8.86 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth NYSE
1304    PWC 11/14/2003 6.18 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend NYSE
1305    PWV 3/3/2005 11.72 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value NYSE
1306    PWZ 10/19/2007 1.81 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1307    PXE 11/1/2005 6.77 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy NYSE
1308    PXF 6/25/2007 5.64 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value NYSE
1309    PXH 9/28/2007 8.97 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1310    PXI 10/12/2006 4.64 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1311    PXJ 10/26/2005 13.15 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy NYSE
1312    PXLG 6/16/2011 0.53 POWERSHARES RUSSELL TOP 200 PURE GR ETF PowerShares Large Growth NYSE
1313    PXLV 6/16/2011 0.39 POWERSHARES RUSSELL TOP 200 PURE VAL ETF PowerShares Large Value NYSE
1314    PXMG 5/7/2007 4.01 POWERSHARES RUSSELL MIDCAP PURE GR ETF PowerShares Mid-Cap Growth NYSE
1315    PXMV 5/16/2007 1.88 POWERSHARES RUSSELL MIDCAP PURE VAL ETF PowerShares Mid-Cap Value NYSE
1316    PXQ 6/23/2005 3.13 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1317    PXR 10/17/2008 2.27 POWERSHARES EMERGING MARKETS INFRAS ETF PowerShares Diversified Emerging Mkts NYSE
1318    PXSG 5/16/2007 1.76 POWERSHARES RUSSELL 2000 PURE GROWTH ETF PowerShares Small Growth NYSE
1319    PXSV 5/16/2007 3.09 POWERSHARES RUSSELL 2000 PURE VALUE ETF PowerShares Small Value NYSE
1320    PY 8/17/2016 0.01 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1321    PYZ 10/12/2006 2.58 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources NASDAQ
1322    PZA 10/18/2007 12.24 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1323    PZD 10/24/2006 3.02 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1324    PZI 8/18/2005 4.41 POWERSHARES ZACKS MICRO CAP ETF PowerShares Small Value NYSE
1325    PZT 10/11/2007 1.12 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1326    QABA 7/1/2009 2.59 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1327    QAI 3/25/2009 7.6 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative NYSE
1328    QAT 5/1/2014 0.45 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region NASDAQ
1329    QAUS 6/12/2014 0.14 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1330    QCAN 6/12/2014 0.12 SPDR MSCI CANADA STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1331    QCLN 2/14/2007 4.07 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector NASDAQ
1332    QDEF 12/19/2012 0.7 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value NYSE
1333    QDEU 6/12/2014 0.09 SPDR MSCI GERMANY STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1334    QDF 12/19/2012 2.56 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value NYSE
1335    QDYN 12/19/2012 0.23 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value NYSE
1336    QED 7/21/2016 0.01
1337    QEFA 6/5/2014 0.18 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
1338    QEH 8/15/2012 0.17 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
1339    QEMM 6/6/2014 0.27 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1340    QESP 6/12/2014 0.06 SPDR MSCI SPAIN STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1341    QGBR 8/24/2015 0.02 SPDR MSCI UNITED KINGDOM STRATFACTS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1342    QGTA 5/16/2016 0.02 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation NYSE
1343    QID 7/13/2006 58.63 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1344    QINC 3/11/2014 0.26 FIRST TRUST RBA QUALITY INCOME ETF First Trust Mid-Cap Value NASDAQ
1345    QJPN 6/12/2014 0.08 SPDR MSCI JAPAN STRATEGICFACTORS ETF SPDR State Street Global Advisors Japan Stock NYSE
1346    QLC 6/30/2016 0.02 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1347    QLD 6/21/2006 53.88 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1348    QLS 11/3/2016 0.01 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity NYSE
1349    QLTA 2/16/2012 1.11 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond NYSE
1350    QMN 10/4/2012 0.26 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral NYSE
1351    QQEW 5/2/2006 5.54 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth NASDAQ
1352    QQQ 3/10/1999 116.67 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1353    QQQC 1/22/2010 0.72 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1354    QQQE 3/21/2012 1.47 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1355    QQXT 5/8/2007 2.06 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth NASDAQ
1356    QTEC 5/3/2006 8.69 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology NASDAQ
1357    QUAL 7/18/2013 4.04 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth NYSE
1358    QUS 8/24/2015 0.06 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend NYSE
1359    QVAL 10/22/2014 0.45 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1360    QVM 2/27/2015 0.04
1361    QWLD 6/5/2014 0.05 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock NYSE
1362    QXGG 1/26/2017 0.01 QUANTX RISK MANAGED GROWTH ETF QUANTX World Stock BATS
1363    QXMI 1/26/2017 0.01
1364    QXRR 1/26/2017 0.01 QUANTX RISK MGD MULTI-ASST TTL RET ETF QUANTX World Allocation BATS
1365    QXTR 1/26/2017 0.01 QUANTX RISK MANAGED REAL ASSET ETF QUANTX World Allocation BATS
1366    QYLD 12/12/2013 0.72 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing NASDAQ
1367    RALS 12/9/2010 0.85 PROSHARES RAFI LONG/SHORT ProShares Market Neutral NYSE
1368    RAVI 10/11/2012 0.42 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond NYSE
1369    RBL 3/11/2010 2.26 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1370    RCD 11/7/2006 1.79 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical NYSE
1371    RDIV 10/1/2013 1.69 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value NYSE
1372    RDVY 1/7/2014 0.77 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value NASDAQ
1373    REET 7/10/2014 1.24 ISHARES GLOBAL REIT iShares Real Estate NYSE
1374    REGL 2/5/2015 1.1
1375    REK 3/18/2010 2.29 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1376    REM 5/4/2007 18.6 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate NYSE
1377    REML 7/13/2016 0.02 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity NYSE
1378    REMX 10/28/2010 5.96 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals NYSE
1379    RETL 7/14/2010 1.82 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1380    REW 2/2/2007 7 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity NYSE
1381    REZ 5/4/2007 6.43 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate NYSE
1382    RFAP 4/14/2016 0.05 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1383    RFDA 6/7/2016 0.11 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend NYSE
1384    RFDI 4/14/2016 0.34 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend NASDAQ
1385    RFEM 6/15/2016 0.08 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts NASDAQ
1386    RFEU 4/14/2016 0.14 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock NASDAQ
1387    RFFC 6/7/2016 0.1 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend NYSE
1388    RFG 6/22/2006 6.54 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth NYSE
1389    RFV 3/7/2006 1.98 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value NYSE
1390    RGI 11/7/2006 1.4 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials NYSE
1391    RHS 11/7/2006 2.99 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive NYSE
1392    RIGS 10/9/2013 2.08 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond NYSE
1393    RINF 3/7/2014 0.48 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous NYSE
1394    RING 2/2/2012 4.58 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1395    RISE 2/19/2015 0.05 SIT RISING RATE ETF RISE Nontraditional Bond NYSE
1396    RJA 10/22/2007 11.49 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1397    RJI 10/19/2007 13.34 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket NYSE
1398    RJN 10/19/2007 2.65 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy NYSE
1399    RJZ 10/18/2007 1.85 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1400    RLY 4/26/2012 1.4 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
1401    ROAM 2/26/2015 0.17 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts NYSE
1402    ROBO 10/22/2013 2.84 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector NASDAQ
1403    RODM 10/16/2007 3.92 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend NYSE
1404    ROGS 3/24/2015 0.05 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock NYSE
1405    ROM 2/1/2007 11.48 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1406    ROOF 6/14/2011 1.59 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1407    RORE 10/7/2016 0.02 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate NYSE
1408    ROUS 2/27/2015 0.06 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend NYSE
1409    RPG 3/7/2006 9.97 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth NYSE
1410    RPV 12/16/2014 4.55 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value NYSE
1411    RRF 12/17/2012 0.43 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
1412    RSP 5/1/2003 40.77 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1413    RSX 4/30/2007 43.38 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region NYSE
1414    RSXJ 4/14/2011 2.26 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region NYSE
1415    RTH 5/17/2001 36.39 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical NYSE
1416    RTM 10/26/2015 0.33 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources NYSE
1417    RUSL 5/25/2011 13.01 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1418    RUSS 5/25/2011 10.98 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1419    RVNU 6/4/2013 0.37 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1420    RWJ 2/22/2008 4.01 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend NYSE
1421    RWK 3/11/2008 3 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value NYSE
1422    RWL 3/7/2008 4.06 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value NYSE
1423    RWM 1/25/2007 29.57 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1424    RWO 5/22/2008 12.12 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate NYSE
1425    RWR 12/3/2014 6.77 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate NYSE
1426    RWW 11/19/2008 0.74 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial NYSE
1427    RWX 12/19/2006 27.27 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate NYSE
1428    RXD 2/1/2007 0.96 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1429    RXI 9/21/2006 3.19 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical NYSE
1430    RXL 2/1/2007 3.96 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1431    RYE 11/7/2006 2.88 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy NYSE
1432    RYF 11/7/2006 3.01 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial NYSE
1433    RYH 11/7/2006 3.8 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1434    RYJ 5/19/2006 3.76 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend NYSE
1435    RYT 11/7/2006 5.63 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1436    RYU 11/7/2006 2.06 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities NYSE
1437    RZG 3/7/2006 1.98 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth NYSE
1438    RZV 10/26/2015 0.48 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value NYSE
1439    SAA 1/25/2007 4.8 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity NYSE
1440    SAGG 3/23/2011 0.32 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt NYSE
1441    SBB 1/25/2007 2.42 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1442    SBIO 12/31/2014 2.7 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1443    SBM 3/18/2010 0.56 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1444    SCAP 7/7/2016 0.02
1445    SCC 2/5/2007 4.95 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity NYSE
1446    SCHA 11/3/2009 17.35 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend NYSE
1447    SCHB 11/3/2009 19.35 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend NYSE
1448    SCHC 1/14/2010 6.21 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend NYSE
1449    SCHD 12/19/2014 7.98 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value NYSE
1450    SCHE 1/14/2010 15.58 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1451    SCHF 11/3/2009 18.51 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend NYSE
1452    SCHG 1/4/2010 10.87 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth NYSE
1453    SCHH 1/13/2011 12.34 SCHWAB US REIT ETF Schwab ETFs Real Estate NYSE
1454    SCHM 1/13/2011 10.09 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend NYSE
1455    SCHO 8/5/2010 5.23 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government NYSE
1456    SCHP 8/5/2010 6.56 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond NYSE
1457    SCHR 8/5/2010 3.83 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government NYSE
1458    SCHV 12/15/2009 9.52 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value NYSE
1459    SCHX 12/12/2014 8.08 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend NYSE
1460    SCHZ 7/14/2011 8.18 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1461    SCID 5/20/2015 0.05 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1462    SCIF 8/25/2010 7.24 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity NYSE
1463    SCIJ 8/25/2015 0.03 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock NYSE
1464    SCIN 7/7/2010 1.56 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1465    SCIU 5/13/2015 0.2 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend NYSE
1466    SCIX 5/19/2015 0.03
1467    SCJ 12/27/2007 2.37 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock NYSE
1468    SCO 11/25/2008 35.92 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1469    SCPB 1/4/2010 13.02 SPDR BLMBG BARCLAYS ST CORP BD ETF SPDR State Street Global Advisors Short-Term Bond NYSE
1470    SCTO 10/23/2014 0.17 GLOBAL X | JPMORGAN US SECTOR ROTAT ETF Global X Funds Allocation--70% to 85% Equity NYSE
1471    SCZ 12/12/2007 22.34 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend NASDAQ
1472    SDD 1/25/2007 4.86 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1473    SDEM 3/17/2015 0.21 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts NYSE
1474    SDIV 3/18/2015 4.24 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1475    SDOG 7/16/2012 7.83 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value NYSE
1476    SDOW 2/11/2010 23.27 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1477    SDP 3/15/2007 2.41 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity NYSE
1478    SDS 7/13/2006 65.94 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1479    SDY 11/15/2005 33 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1480    SDYL 10/26/2015 0.09 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
1481    SEA 6/11/2010 3.47 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials NYSE
1482    SEF 6/12/2008 7.03 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1483    SGAR 4/28/2011 0.17 IPATH PURE BETA SUGAR ETN NYSE
1484    SGDJ 3/31/2015 1.04 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1485    SGDM 7/15/2014 4.01 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1486    SGG 6/25/2008 5.86 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1487    SGOL 9/9/2009 9.64 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1488    SGQI 12/8/2016 0.01 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1489    SH 6/21/2006 42.04 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1490    SHE 3/8/2016 0.08 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend NYSE
1491    SHM 10/18/2007 15.48 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1492    SHNY 9/8/2016 0.15 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1493    SHV 1/11/2007 17.73 ISHARES SHORT TREASURY BOND iShares Short Government NYSE
1494    SHY 12/17/2014 8.84 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1495    SHYD 3/9/2015 0.53 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni NYSE
1496    SHYG 10/17/2013 3.75 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond NYSE
1497    SICK 6/15/2011 0.12 DIREXION DAILY HEALTHCARE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1498    SIJ 2/1/2007 3.58 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1499    SIL 4/20/2010 13.89 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1500    SILJ 11/29/2012 2.28 PUREFUNDS ISE JUNIOR SILVER ETF Exchange Traded Fund Financial NYSE
1501    SIPE 5/7/2014 0.07 SPDR BLMBG BARCLAYS 0-5 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1502    SIVR 7/24/2009 13.78 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1503    SIZ 9/7/2011 0.1 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral NYSE
1504    SIZE 4/18/2013 0.29 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend NYSE
1505    SJB 3/22/2011 3.52 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt NYSE
1506    SJNK 4/9/2012 15.64 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1507    SKF 2/1/2007 35.06 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1508    SKOR 11/13/2014 0.13 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1509    SKYY 7/6/2011 5.48 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology NASDAQ
1510    SLIM 6/13/2016 0.02 THE OBESITY ETF Janus Health NASDAQ
1511    SLQD 6/30/2016 0.49 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond NASDAQ
1512    SLV 4/28/2006 60.02 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1513    SLVO 12/13/2016 0.22 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals NASDAQ
1514    SLVP 2/2/2012 2.08 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1515    SLX 10/17/2006 17.01 VANECK VECTORS STEEL ETF Van Eck Natural Resources NYSE
1516    SLY 5/16/2007 2.58 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend NYSE
1517    SLYG 5/16/2007 3.15 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth NYSE
1518    SLYV 5/16/2007 3.25 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value NYSE
1519    SMB 2/28/2008 3.51 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short NYSE
1520    SMCP 4/21/2015 0.07 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1521    SMD 9/19/2016 0.06 SPDR S&P 1000 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1522    SMDD 2/11/2010 3.6 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1523    SMDV 2/5/2015 1 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value BATS
1524    SMEZ 6/6/2014 0.38 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock NYSE
1525    SMH 6/5/2000 72.78 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology NYSE
1526    SMHD 10/26/2015 0.68
1527    SMIN 2/9/2012 1.39 ISHARES MSCI INDIA SMALL-CAP iShares India Equity BATS
1528    SMK 6/19/2009 0.33 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
1529    SMLF 4/30/2015 0.13 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend NYSE
1530    SMLL 10/25/2016 0.01 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1531    SMLV 2/21/2013 0.57 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend NYSE
1532    SMMU 10/26/2015 0.15 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short NYSE
1533    SMMV 9/9/2016 0.05 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend BATS
1534    SMN 2/2/2007 22.1 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity NYSE
1535    SNLN 11/7/2012 3.82 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan NASDAQ
1536    SNSR 9/16/2016 0.34 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1537    SOCL 11/15/2011 4.3 GLOBAL X SOCIAL MEDIA ETF NASDAQ
1538    SOIL 5/26/2011 1.16 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1539    SOP 6/29/2015 0.06 PROSHARES ULTRASHRT OIL&GAS EXPLOR&PRDTN ProShares Trading--Inverse Equity NYSE
1540    SOVB 2/23/2016 0.07
1541    SOXL 3/11/2010 19.77 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1542    SOXS 3/11/2010 13.94 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1543    SOXX 2/11/2010 16.4 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND NASDAQ
1544    SOYB 9/19/2011 1.28 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1545    SPDN 6/10/2016 0.26 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1546    SPFF 7/19/2012 3.92 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock NYSE
1547    SPHB 5/5/2011 4.82 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend NYSE
1548    SPHD 10/26/2012 7.26 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value NYSE
1549    SPHQ 5/8/2007 7.6 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend NYSE
1550    SPLV 5/5/2011 20.97 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value NYSE
1551    SPLX 3/26/2014 0.44 UBS ETRACS M RESET 2XLVG S&P 500 TR ETN UBS Group AG Trading--Leveraged Equity NYSE
1552    SPMO 9/8/2016 0.01 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth NYSE
1553    SPPP 12/19/2012 4 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1554    SPUN 6/10/2015 0.04 VANECK VECTORS GLOBAL SPIN-OFF ETF Van Eck Mid-Cap Blend NYSE
1555    SPUU 6/6/2014 0.84 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1556    SPVU 10/18/2016 0.02
1557    SPXE 9/24/2015 0.04 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend NYSE
1558    SPXH 6/24/2013 0.27 JANUS VELOCITY VOLATILITY HDGD LG CP ETF Janus Long-Short Equity NYSE
1559    SPXL 11/5/2008 43.07 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1560    SPXN 6/24/2016 0.01 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend NYSE
1561    SPXS 11/19/2008 40.29 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1562    SPXT 11/9/2016 0.01
1563    SPXU 6/25/2009 41.56 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1564    SPXV 8/1/2016 0.01
1565    SPY 1/2/1998 139.81 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend NYSE
1566    SPYB 2/5/2015 0.08 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend NYSE
1567    SPYD 10/22/2015 0.64 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1568    SPYG 5/16/2007 3.99 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth NYSE
1569    SPYV 6/19/2015 0.48 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value NYSE
1570    SPYX 12/1/2015 0.15 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend NYSE
1571    SQQQ 2/11/2010 34.1 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity NASDAQ
1572    SQZZ 3/22/2017 0.01 ACTIVE ALTS CONTRARIAN ETF NASDAQ
1573    SRET 3/17/2015 0.47 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate NASDAQ
1574    SRLN 4/4/2013 5.15 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan NYSE
1575    SRS 2/1/2007 31.55 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1576    SRTY 2/11/2010 25.42 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1577    SSG 2/5/2007 8.19 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity NYSE
1578    SSO 6/21/2006 58.25 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity NYSE
1579    SST 12/1/2011 0.67 SPDR BLMBG BARCLAYS ST TREASURY ETF SPDR State Street Global Advisors Short Government NYSE
1580    STIP 8/24/2015 1.2 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond NYSE
1581    STN 7/31/2008 5.22
1582    STOT 4/14/2016 0.07
1583    STPP 8/10/2010 0.66 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1584    STPZ 8/21/2009 7.64 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1585    SUB 11/19/2008 5 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short NYSE
1586    SVXY 10/4/2011 25.11 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1587    SWIN 1/12/2017 0.04 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1588    SYE 1/9/2014 0.06 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1589    SYG 7/29/2014 0.12 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth NYSE
1590    SYLD 5/14/2013 2.06 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value NYSE
1591    SYV 7/15/2014 0.04 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1592    SZK 2/5/2007 2.02 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1593    SZO 6/18/2008 1.02 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1594    TAGS 3/28/2012 0.12 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1595    TAN 4/15/2008 18.89 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector NYSE
1596    TAO 12/18/2007 4.95 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region NYSE
1597    TAPR 7/15/2014 0.16 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1598    TBF 8/20/2009 20.22 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1599    TBLU 5/24/2007 0.03 TORTOISE WATER Tortoise Capital Advisors Natural Resources BATS
1600    TBT 5/22/2008 44.28 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1601    TBX 4/5/2011 1 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1602    TBZ 4/5/2011 0.13 PROSHARES ULTRASHORT 3-7 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1603    TCHF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1604    TDIV 8/14/2012 5.46 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1605    TDTF 9/22/2011 1.78 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1606    TDTT 9/23/2011 3.28 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1607    TECL 12/30/2008 22.06 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1608    TECS 12/30/2008 14.48 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1609    TECZ 4/7/2016 0.01
1610    TFI 9/13/2007 16.2 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1611    TFLO 2/4/2014 0.1 ISHARES TREASURY FLOATING RATE BOND iShares Short Government NYSE
1612    THD 4/1/2008 18.17 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region NYSE
1613    THHY 3/22/2013 0.15 VANECK VECTORS TRS-HDGD HI YLD BD ETF Van Eck Nontraditional Bond NYSE
1614    THRK 5/16/2007 1.87 SPDR RUSSELL 3000 ETF SPDR State Street Global Advisors Large Blend NYSE
1615    TILT 9/22/2011 0.97 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend NYSE
1616    TIP 12/5/2003 47.42 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond NYSE
1617    TIPX 5/30/2013 0.15 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1618    TIPZ 9/9/2009 0.94 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1619    TLDH 11/10/2015 0.04
1620    TLEH 11/10/2015 0.14 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts NYSE
1621    TLH 1/11/2007 5.91 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1622    TLO 5/30/2007 3.32 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1623    TLT 7/30/2002 61.48 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1624    TLTD 10/26/2015 0.68 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend NYSE
1625    TLTE 10/2/2012 1.14 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1626    TMF 4/16/2009 14.42 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1627    TMV 4/16/2009 26.81 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1628    TNA 11/19/2008 54.43 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1629    TOFR 9/16/2014 0.08
1630    TOK 12/12/2007 1.56 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1631    TOLZ 3/27/2014 0.38 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure NYSE
1632    TOTL 2/24/2015 5.09 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1633    TPS 2/10/2011 0.36 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
1634    TPYP 11/2/2015 0.19 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership NYSE
1635    TQQQ 2/11/2010 34.46 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1636    TRSK 6/24/2013 0.24 JANUS VELOCITY TAIL RISK HDGD LG CP ETF Janus Long-Short Equity NYSE
1637    TTAC 9/28/2016 0.12 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend BATS
1638    TTFS 10/5/2011 1.45 ADVISORSHARES WILSHIRE BUYBACK ETF AdvisorShares Mid-Cap Blend NYSE
1639    TTT 3/29/2012 3.5 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt NYSE
1640    TUR 3/28/2008 19.75 ISHARES MSCI TURKEY INVESTABLE iShares Diversified Emerging Mkts NYSE
1641    TUSA 1/9/2015 0.08 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1642    TUTI 6/10/2015 0.11 TUTTLE TACTICAL MGMT MULTI-STRAT INC ETF Tuttle Allocation--15% to 30% Equity NASDAQ
1643    TUTT 2/25/2015 0.25 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
1644    TUZ 6/2/2009 1.42 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government NYSE
1645    TVIX 11/30/2010 43.64 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility NASDAQ
1646    TVIZ 11/30/2010 0.8 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1647    TWM 1/25/2007 47.63 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1648    TWOK 10/26/2015 0.31 SPDR RUSSELL 2000 ETF SPDR State Street Global Advisors Small Blend NYSE
1649    TYBS 3/23/2011 0.35 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1650    TYD 4/16/2009 0.99 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt NYSE
1651    TYNS 3/23/2011 0.23 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1652    TYO 4/16/2009 2.14 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1653    TZA 11/19/2008 54.87 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1654    UAE 5/1/2014 0.68 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region NASDAQ
1655    UAG 4/4/2008 0.49 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1656    UBC 4/4/2008 0.36 UBS ETRACS CMCI LIVESTOCK TOT RET ETN UBS Group AG Commodities Agriculture NYSE
1657    UBG 4/4/2008 0.35 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1658    UBIO 6/23/2015 3.63 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
1659    UBM 4/4/2008 0.24 UBS ETRACS CMCI INDL MTLS TOT RET ETN UBS Group AG Commodities Industrial Metals NYSE
1660    UBN 4/4/2008 0.2 UBS ETRACS CMCI ENERGY TOTAL RETURN ETN UBS Group AG Commodities Energy NYSE
1661    UBND 6/11/2015 0.02 WISDOMTREE WESTERN ASSET UNCNSTND BD ETF WisdomTree Nontraditional Bond NASDAQ
1662    UBR 5/7/2010 1.59 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1663    UBT 1/21/2010 3.53 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1664    UCC 2/5/2007 1.12 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity NYSE
1665    UCI 4/2/2008 1.68 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket NYSE
1666    UCIB 10/9/2015 0.01
1667    UCO 11/25/2008 41.22 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1668    UDBI 12/29/2015 0.01 LEGG MASON US DIVERSIFIED CORE ETF Legg Mason Large Blend NASDAQ
1669    UDN 3/1/2007 10.05 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency NYSE
1670    UDOW 2/11/2010 16.83 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity NYSE
1671    UGA 2/28/2008 8.79 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy NYSE
1672    UGAZ 2/8/2012 25.88 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
1673    UGE 2/1/2007 1.02 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity NYSE
1674    UGL 12/3/2008 14.54 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1675    UGLD 10/17/2011 8.6 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1676    UHN 4/10/2008 1 UNITED STATES DIESEL-HEATING OIL United States Commodity Funds LLC Commodities Energy NYSE
1677    UJB 4/14/2011 0.18 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt NYSE
1678    ULE 11/25/2008 1.83 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1679    ULST 10/10/2013 0.26 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1680    UMDD 2/11/2010 4.31 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1681    UMX 5/7/2010 0.26 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
1682    UNG 4/18/2007 50.73 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1683    UNL 1/4/2010 2.42 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1684    UOP 6/23/2015 0.04 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
1685    UPRO 6/25/2009 39.62 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity NYSE
1686    UPV 5/7/2010 0.83 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity NYSE
1687    UPW 2/1/2007 2.26 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1688    URA 11/5/2010 11.08 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1689    URE 2/6/2007 25.61 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1690    URR 5/22/2008 0.28 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous NYSE
1691    URTH 1/12/2012 1.44 ISHARES MSCI WORLD iShares World Stock NYSE
1692    URTY 2/11/2010 17.56 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1693    USCI 8/10/2010 5.54 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket NYSE
1694    USD 2/1/2007 11.51 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1695    USDU 12/18/2013 1.77 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1696    USFR 12/23/2016 0.01 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government NYSE
1697    USL 12/6/2007 6.61 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1698    USLB 11/5/2015 0.1 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend NASDAQ
1699    USLV 10/17/2011 17.05 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1700    USMR 9/20/2016 0.01 RECON CAPITAL USA MANAGED RISK ETF Recon Capital Series Trust Large Blend NYSE
1701    USMV 10/20/2011 15.02 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend NYSE
1702    USO 4/10/2006 60.12 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1703    USRT 11/3/2016 0.15 ISHARES CORE US REIT iShares Real Estate NYSE
1704    UST 2/2/2010 3.45 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1705    USV 4/4/2008 0.48 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1706    UTES 9/24/2015 0.05
1707    UTLF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR UTILITIES iShares Utilities BATS
1708    UUP 3/1/2007 33.25 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency NYSE
1709    UVXY 10/4/2011 43.05 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1710    UWM 1/25/2007 35.01 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1711    UWT 12/9/2016 3.15 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities NYSE
1712    UXI 2/5/2007 3.6 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1713    UYG 2/1/2007 33.58 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity NYSE
1714    UYM 3/13/2007 22.44 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity NYSE
1715    VALX 12/11/2014 0.15 VALIDEA MARKET LEGENDS ETF NASDAQ
1716    VAMO 9/9/2015 0.11 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value BATS
1717    VAW 1/30/2004 17.8 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1718    VB 1/30/2004 32.97 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1719    VBK 1/30/2004 22.7 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1720    VBND 10/16/2014 0.46 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond NASDAQ
1721    VBR 1/30/2004 24.37 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1722    VCIT 11/23/2009 16.5 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1723    VCLT 11/23/2009 7.72 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond NASDAQ
1724    VCR 1/30/2004 15.05 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical NYSE
1725    VCSH 11/23/2009 20.79 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond NASDAQ
1726    VDC 1/30/2004 15.74 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1727    VDE 10/1/2004 28.84 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1728    VEA 7/26/2007 38.7 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend NYSE
1729    VEGA 9/18/2012 0.28 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1730    VEGI 2/2/2012 0.71 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources NYSE
1731    VEU 3/8/2007 37.12 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend NYSE
1732    VFH 1/30/2004 26.07 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1733    VGIT 11/23/2009 3.18 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1734    VGK 3/10/2005 40.79 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock NYSE
1735    VGLT 1/5/2010 3.37 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government NASDAQ
1736    VGSH 11/23/2009 3.77 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government NASDAQ
1737    VGT 1/30/2004 27.24 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1738    VHT 1/30/2004 21.69 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1739    VIDI 10/30/2013 0.91 VIDENT INTERNATIONAL EQUITY Exchange Traded Fund Financial NASDAQ
1740    VIG 5/2/2006 33.68 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend NYSE
1741    VIGI 3/2/2016 0.91 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1742    VIIX 11/30/2010 12.02 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility NASDAQ
1743    VIIZ 11/30/2010 0.38 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1744    VIOG 9/9/2010 1.1 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1745    VIOO 9/9/2010 2.08 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1746    VIOV 9/9/2010 0.96 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value NYSE
1747    VIS 10/22/2004 15.15 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1748    VIXH 9/6/2012 0.1 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF First Trust Long-Short Equity NYSE
1749    VIXM 1/4/2011 3.97 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1750    VIXY 1/4/2011 25.66 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1751    VLU 10/25/2012 0.05 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value NYSE
1752    VLUE 4/18/2013 1.48 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value NYSE
1753    VMAX 5/3/2016 0.22 REX VOLMAXX LNG VIX WKLY FUTS STRAT ETF VolMAXX Volatility BATS
1754    VMBS 11/23/2009 6.27 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond NASDAQ
1755    VMIN 5/3/2016 0.22 REX VOLMAXX SHORT VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1756    VNLA 11/22/2016 0.08 JANUS SHORT DURATION INCOME ETF Janus World Bond NYSE
1757    VNM 8/14/2009 15.83 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region NYSE
1758    VNQ 10/1/2004 45.46 VANGUARD REIT ETF Vanguard Real Estate NYSE
1759    VNQI 11/1/2010 10.57 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate NASDAQ
1760    VO 1/30/2004 30.09 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1761    VOE 8/25/2006 19.2 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1762    VONE 9/22/2010 1.88 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend NASDAQ
1763    VONG 9/22/2010 2.12 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth NASDAQ
1764    VONV 9/22/2010 1.97 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value NASDAQ
1765    VOO 9/9/2010 26.51 VANGUARD 500 ETF Vanguard Large Blend NYSE
1766    VOOG 9/9/2010 3.3 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1767    VOOV 9/9/2010 1.67 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1768    VOT 8/25/2006 16.56 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1769    VOX 9/29/2004 10.21 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1770    VPL 3/10/2005 24.03 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1771    VPU 3/13/2007 17.22 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1772    VQT 9/1/2010 1.72 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity NYSE
1773    VRP 5/1/2014 4.48 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock NYSE
1774    VSDA 4/18/2017 0.01 VICTORYSHARES DIVIDEND ACCELERATOR ETF NASDAQ
1775    VSS 4/6/2009 9.55 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend NYSE
1776    VT 6/26/2008 17.91 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1777    VTEB 8/25/2015 1.72
1778    VTHR 9/22/2010 0.79 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend NASDAQ
1779    VTI 6/15/2001 51.41 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1780    VTIP 10/16/2012 7.23 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond NASDAQ
1781    VTV 1/30/2004 36.5 VANGUARD VALUE ETF Vanguard Large Value NYSE
1782    VTWG 9/22/2010 1.57 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth NASDAQ
1783    VTWO 9/22/2010 4.35 VANGUARD RUSSELL 2000 ETF NASDAQ
1784    VTWV 9/22/2010 0.9 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value NASDAQ
1785    VUG 1/30/2004 37.55 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1786    VUSE 1/22/2014 0.57 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value NASDAQ
1787    VV 1/30/2004 24.9 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1788    VWO 3/10/2005 49.62 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1789    VWOB 6/4/2013 2.9 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1790    VXF 1/4/2002 20.28 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1791    VXUS 1/28/2011 13.65 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend NASDAQ
1792    VXX 1/30/2009 60.6 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility NYSE
1793    VXZ 2/20/2009 18.94 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1794    VYM 11/16/2006 26.17 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value NYSE
1795    VYMI 3/2/2016 0.7 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1796    WBIA 8/27/2014 0.36 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend NYSE
1797    WBIB 8/27/2014 0.38 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend NYSE
1798    WBIC 8/27/2014 0.45 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value NYSE
1799    WBID 8/27/2014 0.37 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend NYSE
1800    WBIE 8/27/2014 0.4 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth NYSE
1801    WBIF 8/27/2014 0.4 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend NYSE
1802    WBIG 8/27/2014 0.44 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend NYSE
1803    WBIH 8/27/2014 0.63 WBI TACTICAL HIGH INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1804    WBII 10/26/2015 0.38 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1805    WBIL 8/27/2014 0.36 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend NYSE
1806    WBIR 7/27/2016 0.07 WBI TACTICAL ROTATION SHARES WBI Investments Multialternative NYSE
1807    WBIY 12/22/2016 0.06 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value NYSE
1808    WDIV 5/30/2013 0.69 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock NYSE
1809    WDRW 8/19/2015 0.09 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1810    WDTI 1/5/2011 3.34 WISDOMTREE MANAGED FUTURES STRATEGY ETF WisdomTree Managed Futures NYSE
1811    WEAR 12/9/2016 0.03 THE WEAR ETF Wear Technology BATS
1812    WEAT 9/19/2011 2.88 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture NYSE
1813    WEET 4/28/2011 0.09 IPATH PURE BETA GRAINS ETN Barclays Funds Commodities Agriculture NYSE
1814    WIL 7/10/2014 0.02 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend NYSE
1815    WIP 3/19/2008 11.1 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond NYSE
1816    WMCR 2/12/2010 0.82 WILSHIRE MICRO-CAP ETF Guggenheim Investments Small Blend NYSE
1817    WMW 10/18/2007 0.77 ELEMENTS MORNINGSTAR WIDEMOAT FOC TR ETN ELEMENTS Large Blend NYSE
1818    WOOD 6/25/2008 3.25 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources NASDAQ
1819    WPS 8/7/2007 3.17 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1820    WREI 3/9/2010 0.46 WILSHIRE US REIT ETF Guggenheim Investments Real Estate NYSE
1821    WSKY 11/11/2016 0.03 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1822    WTID 1/5/2017 0.07 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities NYSE
1823    WTIU 1/5/2017 0.14 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities NYSE
1824    WTRX 8/9/2016 0.02 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1825    WYDE 8/7/2014 0.07 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1826    XAR 9/29/2011 1.96 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials NYSE
1827    XBI 2/6/2006 28.4 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1828    XCEM 9/2/2015 0.06 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts NYSE
1829    XES 6/22/2006 20.76 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy NYSE
1830    XHB 2/6/2006 47.2 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1831    XHE 10/26/2015 0.39 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1832    XHS 9/29/2011 1.67 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health NYSE
1833    XIV 11/30/2010 39.38 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1834    XIVH 7/14/2016 0.04 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1835    XLB 12/22/1998 58.5 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1836    XLE 12/22/1998 68.13 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy NYSE
1837    XLF 12/22/1998 76.31 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial NYSE
1838    XLG 5/10/2005 8.53 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend NYSE
1839    XLI 12/10/2014 11.33 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials NYSE
1840    XLK 12/22/1998 68.02 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1841    XLP 12/22/1998 56.23 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive NYSE
1842    XLRE 10/8/2015 3.27 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate NYSE
1843    XLU 12/4/2014 11.68 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities NYSE
1844    XLV 12/4/2014 11.52 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1845    XLY 12/22/1998 53.26 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1846    XME 6/22/2006 42.34 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1847    XMLV 3/26/2015 2.44 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value NYSE
1848    XMPT 7/13/2011 1.08 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long NYSE
1849    XMX 2/10/2017 0.01 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock NYSE
1850    XOP 6/22/2006 41.4 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy NYSE
1851    XPH 6/22/2006 9.5 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1852    XPP 6/4/2009 6.2 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity NYSE
1853    XRLV 4/9/2015 0.62 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend NYSE
1854    XRT 12/12/2014 10.92 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1855    XSD 2/6/2006 9.4 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology NYSE
1856    XSHD 12/8/2016 0.05 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value BATS
1857    XSLV 2/15/2013 2.75 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value NYSE
1858    XSOE 12/29/2014 0.06
1859    XSW 10/26/2015 0.14 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology NYSE
1860    XT 3/24/2015 1.15 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1861    XTH 6/29/2016 0.01
1862    XTL 10/26/2015 0.26 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications NYSE
1863    XTN 1/27/2011 3.05 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials NYSE
1864    XUSA 1/26/2017 0.02 QUANTX DYNAMIC BETA US EQUITY ETF QUANTX Large Blend BATS
1865    XVZ 8/18/2011 1.42 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1866    XWEB 6/28/2016 0.01 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology NYSE
1867    XXV 7/19/2010 1.74 IPATH INVERSE S&P 500 VIX ST FUT ETN Barclays Funds Volatility NYSE
1868    YANG 12/3/2009 9.68 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1869    YAO 10/19/2009 2.06 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Investments China Region NYSE
1870    YCL 12/9/2008 0.78 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous NYSE
1871    YCS 11/25/2008 13.12 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1872    YDIV 8/23/2013 0.34 INTERNATIONAL MA DIVERS INC ETF First Trust World Allocation NASDAQ
1873    YINN 12/3/2009 16.15 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1874    YLCO 5/28/2015 0.16 GLOBAL X YIELDCO ETF Global X Funds World Stock NASDAQ
1875    YLD 10/27/2015 0.08 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1876    YMLI 2/12/2013 0.8 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership NYSE
1877    YMLP 3/14/2012 4.3 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1878    YXI 3/18/2010 0.89 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1879    YYY 6/12/2012 1.98 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation NYSE
1880    ZBIO 6/23/2015 2.07 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1881    ZIV 11/30/2010 4.32 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility NASDAQ
1882    ZMLP 1/24/2014 1.35 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership NYSE
1883    ZROZ 11/4/2009 3.15 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1884    ZSL 12/3/2008 20.96 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities NYSE

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 4/9/2012 0.16 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.15 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.18 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 0.21 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    ADZ 4/16/2008 0.17 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
6    AGEM 7/22/2009 0.45 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
7    AGLS 7/9/2010 0.27 ACCUVEST GLOBAL LONG SHORT ETF NYSE
8    AGOL 1/14/2011 0.14 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
9    AGRG 5/19/2011 0.02 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
10    ALTL 9/6/2012 0.07 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend NYSE
11    ALUM 1/5/2011 0.12 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
12    AMPS 2/22/2012 0.24 ISHARES UTILITIES BOND iShares Corporate Bond NYSE
13    ASDR 7/25/2013 0.01 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia NYSE
14    AUD 11/1/2011 0.29 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
15    AUNZ 6/25/2008 1.53 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond NYSE
16    AXDI 7/20/2010 0.05 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
17    AXEN 7/19/2010 0.1 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
18    AXFN 1/28/2010 0.08 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
19    AXHE 7/20/2010 0.11 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
20    AXID 7/16/2010 0.05 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
21    AXIT 7/20/2010 0.06 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
22    AXJS 2/3/2012 0.08 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk NYSE
23    AXMT 7/20/2010 0.1 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
24    AXSL 7/20/2010 0.07 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
25    AXTE 7/20/2010 0.07 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
26    AXUT 7/19/2010 0.15 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
27    AZIA 4/3/2013 0.11 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
28    BABS 5/13/2010 1.6 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
29    BABZ 9/21/2010 0.6 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
30    BAR 4/10/2014 0.09 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
31    BARN 6/3/2011 0.07 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
32    BARS 4/10/2014 0.02 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
33    BBVX 9/8/2011 0.1 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
34    BCHP 4/23/2014 0.05 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
35    BDAT 7/16/2015 0.01 NASDAQ
36    BDG 6/23/2008 0.12 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals NYSE
37    BDH 4/6/2000 7.71 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
38    BGU 11/5/2008 17.85 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
39    BGZ 11/19/2008 17.91 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
40    BHH 2/24/2000 8.05 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
41    BIK 6/22/2007 9.1 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
42    BITE 10/28/2015 0.05 NASDAQ
43    BNZ 7/8/2008 0.66 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
44    BONO 5/12/2011 0.32 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
45    BRAF 7/29/2010 0.27 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
46    BRIL 3/11/2010 0.32 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
47    BRIS 3/12/2010 0.14 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
48    BRXX 2/24/2010 2.49 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
49    BRZS 5/6/2013 0.28 NASDAQ
50    BSC 8/8/2008 0.11 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
51    BSCC 6/7/2010 0.37 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
52    BSCD 6/7/2010 0.84 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCE 6/7/2010 1.92 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
54    BSCF 6/7/2010 2.84 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCG 6/7/2010 4.11 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSJE 1/25/2011 2.23 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
57    BSJF 1/25/2011 4.65 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJG 5/10/2012 3.68 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
59    BTAH 9/14/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL NYSE
60    BUND 11/10/2011 0.03 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
61    BUNL 3/23/2011 0.33 POWERSHARES DB GERMAN BUND FUTU NYSE
62    BUNT 3/23/2011 0.28 POWERSHARES DB 3X GERMAN BUND F NYSE
63    BVL 8/13/2008 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
64    BVT 8/13/2008 0.06 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BXDB 11/18/2009 0.4 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
66    BXDC 11/18/2009 0.56 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXUB 11/18/2009 0.57 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
68    BXUC 11/18/2009 1.02 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    CAD 11/10/2011 0.2 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
70    CAPX 5/27/2015 0.04 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend NYSE
71    CCVX 9/8/2011 0.08 ETRACS DAILY SHORT 3 MONTH S&P NYSE
72    CCX 9/24/2010 0.81 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
73    CCXE 5/16/2007 1.63 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
74    CFGE 7/14/2014 0.03 NASDAQ
75    CFT 1/11/2007 6.05 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
76    CHLC 10/12/2011 0.19 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
77    CHNA 10/10/2013 0.19 POWERSHARES CHINA A-SHARE ETF PowerShares China Region NYSE
78    CHNB 11/21/2014 0.04 NASDAQ
79    CHXF 9/20/2012 0.26 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
80    CHXX 2/17/2010 0.88 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
81    CLTL 1/12/2017 0.01 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond NYSE
82    CNPF 5/25/2011 0.57 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
83    COLX 3/15/2011 0.14 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
84    CONG 5/19/2011 0.08 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
85    COWL 5/25/2011 0.34 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
86    COWS 5/25/2011 0.15 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
87    CRBQ 9/21/2009 1.35 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources NYSE
88    CRO 7/11/2007 0.14 CRT PROPERTIES INC NYSE
89    CRUD 2/23/2011 0.13 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
90    CSCB 6/12/2013 0.03 NASDAQ
91    CSMA 10/4/2010 0.45 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral NYSE
92    CSMB 3/8/2011 0.13 CREDIT SUISSE EXCHANGE TRADE NO NYSE
93    CSMN 9/21/2011 0.09 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
94    CU 3/31/2010 2.8 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
95    CVOL 11/15/2010 1.67 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility NYSE
96    CVRT 5/26/2011 0.13 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
97    CXA 10/18/2007 1.85 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
98    DBAU 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
99    DBIF 9/22/2016 0.01 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure NYSE
100    DBIZ 12/27/2012 0.23 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
101    DBN 10/13/2006 1.47 WISDOMTREE INTERNATIONAL BASIC NYSE
102    DBR 10/13/2006 0.37 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
103    DBRE 11/6/2015 0.01 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
104    DBSP 8/19/2015 0.01 NASDAQ
105    DBT 10/13/2006 0.24 WISDOMTREE TRUST NYSE
106    DBU 10/13/2006 1.81 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
107    DDI 10/13/2006 0.58 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
108    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
109    DEB 6/16/2006 0.47 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
110    DEE 4/30/2008 0.96 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities NYSE
111    DEFL 9/13/2013 0.04 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
112    DENT 9/16/2009 0.3 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
113    DGG 10/13/2006 0.52 DOLLAR GENERAL CORP NYSE
114    DI 1/23/2014 0.17 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond NYSE
115    DIVI 7/30/2014 0.11 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
116    DKA 10/13/2006 1.22 WISDOMTREE INTERNATIONAL ENERGY NYSE
117    DND 6/16/2006 1.41 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
118    DNH 6/16/2006 1.33 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
119    DOIL 2/8/2012 0.02 NASDAQ
120    DPC 10/13/2006 0.14 WISDOMTREE TRUST NYSE
121    DPN 10/13/2006 0.35 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
122    DPU 5/22/2008 0.23 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
123    DRF 10/13/2006 0.52 WISDOMTREE TRUST NYSE
124    DRGS 10/24/2011 0.14 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health NYSE
125    DRVN 6/2/2015 0.02 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral NYSE
126    DSC 11/15/2005 0.56 SPDR SERIES TRUST NYSE
127    DSG 10/2/2000 1.87 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
128    DSTJ 10/7/2010 0.03 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
129    DSV 10/2/2000 1.55 SPDR SERIES TRUST NYSE
130    DSXJ 10/6/2010 0.03 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
131    DTYL 8/10/2010 0.53 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
132    DVHI 10/4/2013 0.05 NASDAQ
133    DWTI 2/8/2012 11.75 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
134    DXJT 4/8/2014 0.06 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock NYSE
135    DXKW 11/7/2013 0.31 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region NYSE
136    EAPS 1/28/2011 0.32 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
137    EATX 5/3/2011 0.04 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
138    EEHB 2/24/2012 0.25 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
139    EEME 1/19/2012 0.14 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts NYSE
140    EEML 1/19/2012 0.17 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
141    EEN 3/1/2007 0.11 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
142    EEVX 9/8/2011 0.04 ETRACS DAILY SHORT 5 MONTH S&P NYSE
143    EEZ 2/23/2007 0.31 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
144    EGRW 2/9/2012 0.1 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts NYSE
145    EKH 1/18/2001 0.45 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
146    ELG 10/2/2000 2.22 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
147    ELR 11/15/2005 0.46 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
148    ELV 10/2/2000 1.37 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
149    EMBB 12/5/2013 0.03 NASDAQ
150    EMCD 6/19/2012 0.23 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
151    EMDG 7/1/2013 0.04 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
152    EMDI 2/17/2012 0.1 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts NYSE
153    EMER 7/13/2011 0.04 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
154    EMEY 2/10/2012 0.18 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts NYSE
155    EMFN 2/11/2010 0.14 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
156    EMFT 12/18/2014 0.02 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
157    EMG 11/15/2005 5.73 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
158    EMHD 8/15/2013 0.05 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
159    EMHZ 10/16/2014 0.04 NASDAQ
160    EMLB 6/29/2015 0.01 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity NYSE
161    EMM 11/15/2005 0.9 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
162    EMMT 1/22/2010 0.27 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
163    EMRE 9/29/2014 0.02 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
164    EMSA 11/30/2010 0.07 IPATH SHORT ENHANCED MSCI EMERG NYSE
165    EMSO 3/1/2016 0.01 NASDAQ
166    EMT 6/2/2009 0.58 EGSHARES EMERGING MARKETS METAL NYSE
167    EMV 11/15/2005 0.3 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
168    ENGN 2/22/2012 0.29 ISHARES INDUSTRIALS BOND iShares Corporate Bond NYSE
169    EPRO 7/16/2012 0.2 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
170    EQIN 5/19/2011 0.05 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
171    ERW 10/30/2015 0.01 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend NYSE
172    ESR 10/2/2009 1.39 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
173    ESTX 9/23/2014 0.05 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
174    EU 5/22/2008 0.39 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
175    EURZ 1/22/2014 0.07 NASDAQ
176    EVAL 2/10/2012 0.18 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts NYSE
177    EWAS 1/26/2012 0.15 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region NYSE
178    EWCS 1/26/2012 0.16 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region NYSE
179    EWEF 12/8/2010 0.13 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
180    EWHS 1/13/2012 0.36 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
181    EWMD 8/4/2011 0.14 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
182    EWRI 12/8/2010 0.61 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
183    EWRM 12/8/2010 0.9 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
184    EWRS 12/8/2010 0.49 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
185    EWSM 8/4/2011 0.02 NASDAQ
186    EWSS 1/17/2012 0.37 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region NYSE
187    EXB 7/25/2007 0.3 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
188    FAA 1/30/2009 1.06 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
189    FBG 6/11/2012 1.43 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
190    FCD 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
191    FCFI 6/2/2015 0.02 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value NYSE
192    FCHI 6/25/2008 0.86 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
193    FCL 3/30/2011 0.06 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
194    FCQ 3/30/2011 0.04 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
195    FDV 7/11/2006 1.02 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
196    FEFN 7/16/2012 0.1 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
197    FEG 3/30/2011 0.3 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
198    FFL 3/30/2011 0.1 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
199    FFVX 9/8/2011 0.01 ETRACS DAILY SHORT 6 MONTH S&P NYSE
200    FGEM 9/16/2009 0.17 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
201    FHC 3/30/2011 0.09 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
202    FIA 9/18/2015 0.01 NYSE
203    FIL 3/30/2011 0.07 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
204    FINF 1/12/2012 0.35 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
205    FIO 6/9/2011 13.83 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
206    FISN 5/9/2011 0.02 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
207    FIVZ 11/4/2009 0.14 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
208    FLG 3/30/2011 0.17 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
209    FMLP 6/11/2014 0.14 NASDAQ
210    FMM 3/30/2011 0.14 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
211    FMU 3/30/2011 0.35 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
212    FNIO 5/16/2007 0.48 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
213    FOANC 2/14/2017 0.01 NASDAQ
214    FOIL 2/25/2013 0.05 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals NYSE
215    FOL 2/24/2011 0.32 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
216    FORX 2/12/2013 0.22 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
217    FOS 3/30/2011 0.16 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
218    FRL 3/30/2011 0.09 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
219    FSA 2/24/2011 0.06 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
220    FSE 2/24/2011 0.1 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
221    FSG 2/24/2011 1.06 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
222    FTQ 3/30/2011 0.23 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
223    FTY 5/4/2007 1.82 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
224    FUI 3/30/2011 0.08 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
225    FUTS 10/6/2014 0.09 NASDAQ
226    FVI 4/28/2004 1.15 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
227    FXM 6/26/2006 0.83 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
228    FXRU 9/12/2011 0.01 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
229    GASZ 6/16/2011 0.18 NATURAL GAS FUTURES CONTANGO ET NYSE
230    GDAY 7/19/2012 0.04 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
231    GDJS 2/13/2015 0.24 NASDAQ
232    GERJ 4/5/2011 0.17 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
233    GGBP 2/12/2014 0.03 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
234    GGGG 3/15/2011 0.39 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
235    GIVE 5/24/2012 0.09 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
236    GIY 2/12/2008 0.16 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
237    GLCB 1/31/2013 0.02 NASDAQ
238    GLDE 2/12/2014 0.05 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
239    GLDL 4/10/2014 0.03 NASDAQ
240    GLDS 4/10/2014 0.01 NASDAQ
241    GLDX 11/4/2010 3.35 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
242    GLJ 12/9/2009 0.28 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
243    GMFS 1/12/2012 0.06 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
244    GNAT 5/16/2007 1.73 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
245    GRPC 5/19/2011 0.02 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
246    GRWN 4/21/2011 0.03 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture NYSE
247    GSAX 12/20/2012 0.03 NASDAQ
248    GSGO 12/20/2012 0.05 NASDAQ
249    GSMA 12/20/2012 0.06 NASDAQ
250    GSRA 12/20/2012 0.05 NASDAQ
251    GTAA 10/26/2010 1.14 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation NYSE
252    GTIP 5/23/2011 0.41 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
253    GURX 3/11/2014 0.04 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
254    GVT 5/4/2009 0.12 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
255    GWO 4/4/2008 0.1 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
256    HAKD 4/1/2016 0.03 NASDAQ
257    HBU 6/23/2015 0.05 NYSE
258    HBZ 6/29/2015 0.05 NYSE
259    HDGI 7/19/2013 0.17 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
260    HDLS 6/4/2015 0.02 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value NYSE
261    HDWM 7/9/2015 0.03 NASDAQ
262    HEGE 6/10/2015 0.03 NASDAQ
263    HEGJ 6/10/2015 0.03 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity NYSE
264    HEVY 4/21/2011 0.02 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals NYSE
265    HFIN 11/18/2013 0.14 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
266    HGEM 6/24/2011 0.07 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
267    HHDG 6/2/2015 0.03 NASDAQ
268    HHFR 6/2/2015 0.05 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative NYSE
269    HHH 9/23/1999 15.4 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
270    HKOR 3/4/2014 0.09 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
271    HOMX 3/11/2015 0.02 NASDAQ
272    HREX 9/15/2015 0.01 NASDAQ
273    IAH 2/25/2000 4.25 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
274    IBCB 4/19/2013 0.08 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
275    IBDA 7/10/2013 0.11 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
276    IBDF 7/21/2014 0.18 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond NYSE
277    IBMD 1/14/2010 0.5 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short NYSE
278    IBME 1/14/2010 0.69 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
279    ICN 5/22/2008 1.05 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency NYSE
280    IDHB 7/5/2012 0.18 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
281    IDXJ 3/21/2012 0.64 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
282    IEIL 2/27/2014 0.33 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
283    IEIS 2/27/2014 0.15 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
284    IELG 4/18/2013 0.37 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
285    IESM 4/18/2013 0.2 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
286    IFAS 1/7/2008 0.8 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
287    IFNA 12/27/2007 0.38 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate NYSE
288    IFSM 12/27/2007 0.55 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
289    IGEM 5/5/2017 0.01 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
290    IGS 3/29/2011 0.19 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
291    IGU 4/14/2011 0.22 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
292    IGW 7/17/2001 11.54 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
293    IIH 2/25/2000 6.66 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
294    IJNK 3/13/2014 0.08 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
295    ILB 5/14/2012 0.93 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
296    INC 2/27/2015 0.03 NYSE
297    INDZ 3/12/2010 0.45 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
298    INFL 12/6/2011 0.03 POWERSHARES DB US INFLATION ETN NYSE
299    INY 10/18/2007 0.6 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
300    IRO 2/1/2008 0.12 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
301    ISI 11/30/2005 3.23 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
302    ITF 7/7/2003 2.79 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
303    ITIP 5/20/2011 0.95 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
304    ITLT 3/23/2011 0.27 POWERSHARES DB 3X ITALIAN TREAS NYSE
305    ITLY 3/23/2011 0.15 POWERSHARES DB ITALIAN TREASURY NYSE
306    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy NASDAQ
307    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth NASDAQ
308    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value NASDAQ
309    IVOP 9/19/2011 0.19 IPATH INVERSE S&P 500 VIX SHORT NYSE
310    IWW 8/4/2000 6.71 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
311    IWZ 7/28/2000 6.06 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
312    JDG 5/28/2015 0.02 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock NYSE
313    JFT 8/22/2008 0.06 KEYNOTES FIRST TRUST ENH 130/30 LGCP ETN JPMorgan Large Blend NYSE
314    JGBB 12/18/2013 0.07 NASDAQ
315    JGBD 11/9/2011 1.41 POWERSHARES DB 3X INVERSE GOVT NYSE
316    JGBL 3/24/2011 0.13 POWERSHARES DB JAPANESE GOVT BO NYSE
317    JGBS 11/9/2011 0.69 POWERSHARES DB INVERSE JAPANESE NYSE
318    JGBT 3/23/2011 0.76 POWERSHARES DB 3X JAPANESE GOVT NYSE
319    JPNH 8/19/2015 0.01 DEUTSCHE X-TRACKERSJPNJPXNIKKEI400HDGDEQ Deutsche Asset Management Japan Stock BATS
320    JPNS 6/26/2013 0.12 NASDAQ
321    JPP 11/14/2006 0.79 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
322    JPX 6/23/2009 0.19 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
323    JSC 11/14/2006 1.96 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
324    JUNR 3/17/2011 0.36 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
325    JYF 5/22/2008 0.21 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
326    JYN 12/27/2007 0.33 IPATH JPY/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
327    KBWC 11/6/2012 0.16 POWERSHARES KBW CAPITAL MARKETS ETF PowerShares Financial NYSE
328    KBWI 9/13/2012 0.13 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
329    KLEM 7/10/2015 0.04 GAVEKAL KNOWLEDGE LEADERS EMERG MKTS ETF GaveKal Diversified Emerging Mkts NYSE
330    KME 6/3/2009 0.09 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
331    KORZ 5/8/2013 0.03 NASDAQ
332    LAG 5/30/2007 3.28 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
333    LATM 4/7/2010 0.54 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
334    LBND 8/2/2010 0.41 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
335    LD 6/25/2008 0.41 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals NYSE
336    LEMF 8/25/2014 0.01 NASDAQ
337    LGEM 6/23/2011 0.08 NASDAQ
338    LHB 12/3/2009 1.18 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
339    LLDM 12/24/2015 0.01 NASDAQ
340    LLEM 12/24/2015 0.01 NASDAQ
341    LSC 6/11/2008 1.65 ELEMENTS S&P CTI TR ETN ELEMENTS Managed Futures NYSE
342    LSKY 10/5/2011 0.02 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
343    LWPE 5/19/2011 0.02 RUSSELL LOW P E ETF Russell Large Value NYSE
344    MATL 6/15/2011 0.65 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
345    MATS 6/15/2011 0.24 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
346    MDD 5/22/2008 0.93 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
347    MDLL 7/29/2014 0.04 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
348    MES 8/21/2008 1.16 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
349    MFLA 11/30/2010 0.03 IPATH LONG ENHANCED MSCI EAFE ETN Barclays Funds Trading--Leveraged Equity NYSE
350    MKH 8/30/2000 1.43 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
351    MLPL 7/7/2010 4.71 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
352    MLPN 4/14/2010 6.35 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
353    MLPV 7/20/2015 0.05 NASDAQ
354    MLPW 11/16/2010 0.52 UBS AG EXCHANGE TRADED ACCESS S NYSE
355    MONY 2/17/2012 0.13 ISHARES FINANCIALS BOND iShares Corporate Bond NYSE
356    MUAA 1/14/2010 0.16 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
357    MUAB 1/14/2010 0.23 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
358    MUAC 1/14/2010 0.43 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
359    MUAD 1/14/2010 0.41 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
360    MUAE 1/14/2010 0.42 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
361    MUAF 1/14/2010 0.48 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
362    MUAG 3/26/2013 0.18 NASDAQ
363    MUAH 2/7/2014 0.04 NASDAQ
364    MULT 6/1/2015 0.01 NASDAQ
365    MWJ 1/8/2009 6.73 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
366    MWN 1/9/2009 3.62 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
367    MZG 8/23/2007 0.04 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
368    MZN 8/23/2007 0.03 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
369    MZO 8/23/2007 0.04 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
370    NAGS 2/1/2011 0.2 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
371    NASI 5/19/2010 0.07 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
372    NKY 7/13/2011 3.68 MAXIS NIKKEI 225 ETF Precidian Funds LLC Japan Stock NYSE
373    NOMO 9/7/2011 0.02 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
374    NUCL 6/25/2008 0.37 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
375    NY 4/2/2004 2.09 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
376    NYC 4/2/2004 1.84 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
377    NYCC 1/15/2014 0.04 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
378    OFF 11/30/2011 0.35 ETRACS FISHER-GARTMAN RISK OFF NYSE
379    OGEM 6/2/2009 0.35 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
380    OILZ 6/16/2011 0.04 OIL FUTURES CONTANGO ETN DUE JU NYSE
381    ONEF 5/11/2010 0.3 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
382    ONN 11/30/2011 0.27 ETRACS FISHER-GARTMAN RISK ON E NYSE
383    OSMS 4/24/2014 0.02 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
384    OTP 12/15/2006 0.23 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
385    OTR 4/2/2007 0.18 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
386    PAO 5/22/2008 0.45 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
387    PBTQ 9/23/2008 0.06 POWERSHARES GLOBAL BIOTECH NASDAQ
388    PCA 5/22/2008 0.45 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
389    PEF 7/25/2007 0.12 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
390    PFA 6/13/2007 1.01 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
391    PFEM 5/9/2013 0.08 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
392    PIC 10/26/2005 1.14 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
393    PILL 9/21/2015 0.03 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
394    PILS 9/21/2015 0.01 DIREXION DAILY PHARMCTCL&MEDCL BR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
395    PIQ 10/12/2006 0.97 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
396    PIV 12/6/2005 3.87 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
397    PJB 10/12/2006 2.3 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
398    PJF 1/24/2007 0.55 POWERSHARES DYNAMIC LARGE CAP NYSE
399    PJG 1/24/2007 0.48 POWERSHARES DYNAMIC MID CAP NYSE
400    PJM 1/24/2007 0.35 POWERSHARES DYNAMIC SMALL CAP NYSE
401    PJO 6/25/2007 0.14 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
402    PKN 4/4/2008 0.72 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
403    PKOL 9/23/2008 0.68 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
404    PLK 4/30/2008 0.2 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
405    PLTM 3/31/2010 0.95 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
406    PMA 4/30/2008 0.13 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
407    PMNA 7/22/2008 0.74 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
408    PNXQ 4/3/2008 0.14 POWERSHARES NXQ NASDAQ
409    PQBW 7/15/2008 0.1 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
410    PQSC 4/16/2008 0.07 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
411    PQY 4/30/2008 0.29 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
412    PQZ 4/30/2008 0.14 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
413    PSTL 9/23/2008 0.2 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
414    PTE 12/6/2005 0.89 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
415    PTJ 10/12/2006 0.76 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
416    PTO 5/22/2008 0.28 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
417    PTRP 9/23/2008 0.08 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
418    PUTX 7/7/2015 0.02 ALPS ENHANCED PUT WRITE STRATEGY ETF ALPS Long/Short Equity NYSE
419    PWJ 3/3/2005 4.16 POWERSHARES DYNAMIC MID CAP GRO NYSE
420    PWND 7/8/2008 1.14 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
421    PWO 11/14/2003 1.86 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
422    PWP 3/3/2005 1.74 POWERSHARES DYNAMIC MID CAP VAL NYSE
423    PWT 3/3/2005 2.19 POWERSHARES DYNAMIC SMALLCAP GR NYSE
424    PWY 3/3/2005 2.72 POWERSHARES DYNAMIC SMALL CAP V NYSE
425    PXLC 5/16/2007 0.77 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
426    PXMC 5/16/2007 0.65 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
427    PXN 10/26/2005 3.53 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
428    PXSC 5/16/2007 0.48 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
429    PYH 1/24/2007 0.76 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
430    PZJ 2/16/2006 1.02 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
431    QDEM 1/23/2014 0.03 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
432    QDXU 1/23/2014 0.03 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
433    QEM 7/1/2015 0.01 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
434    QKOR 1/16/2015 0.04 SPDR MSCI SOUTH KOREA STRATEGICFACTSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
435    QLT 9/7/2011 0.03 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
436    QLTB 4/26/2012 0.54 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
437    QLTC 4/26/2012 0.18 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
438    QMEX 9/18/2014 0.06 NASDAQ
439    QQQV 12/6/2011 0.01 NASDAQ
440    QTWN 9/18/2014 0.01 NASDAQ
441    QXUS 1/23/2014 0.02 NASDAQ
442    REA 7/22/2008 0.38 KEYSTONE PROPERTY TRUST NYSE
443    REC 7/22/2008 0.28 RYDEX ETF TRUST NYSE
444    RETS 7/14/2010 0.32 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
445    RFL 7/22/2008 1.07 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
446    RFN 7/18/2008 0.9 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
447    RGRO 2/2/2015 0.03 NASDAQ
448    RHM 7/22/2008 0.07 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
449    RHO 7/22/2008 0.04 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
450    RKH 6/23/2000 22.82 MARKET VECTORS BANK AND BROKERAGE ETF Market Vectors Financial NYSE
451    RMB 9/22/2011 0.07 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
452    RMM 11/8/2007 0.37 RYDEX 2X S&P MIDCAP 400 NYSE
453    RMS 11/8/2007 0.39 RYDEX ETF TRUST NYSE
454    ROB 7/30/2007 0.19 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
455    RODI 9/15/2014 0.01 NASDAQ
456    ROI 12/9/2008 0.22 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
457    ROLA 11/30/2010 0.07 IPATH LONG EXTENDED RUSSELL 100 NYSE
458    RORO 4/4/2016 0.01 NASDAQ
459    ROSA 11/30/2010 0.11 IPATH SHORT EXTENDED RUSSELL 10 NYSE
460    RPX 10/2/2009 0.18 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
461    RRGR 7/11/2012 0.06 NASDAQ
462    RRY 11/7/2007 1.35 RYDEX 2X RUSSELL 2000 NYSE
463    RRZ 11/8/2007 1.54 RYDEX INVERSE 2X RUSSELL 2000 NYSE
464    RSCO 5/16/2007 1.06 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
465    RSU 11/7/2007 5.13 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
466    RSW 11/7/2007 6.26 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
467    RTG 7/22/2008 0.17 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
468    RTL 5/9/2007 0.6 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
469    RTLA 11/30/2010 0.32 IPATH LONG EXTENDED RUSSELL 200 NYSE
470    RTR 12/9/2008 0.7 OPPENHEIMER ADR REVENUE ETF OppenheimerFunds Foreign Large Value NYSE
471    RTSA 11/30/2010 0.83 IPATH SHORT EXTENDED RUSSELL 20 NYSE
472    RTW 8/1/2008 0.07 RYDEX ETF TRUST NYSE
473    RUDR 8/20/2014 0.01 VELOCITYSHARES RUSSIA SELECT DR ETF ALPS Miscellaneous Region NYSE
474    RWG 10/2/2009 0.18 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
475    RWV 1/30/2009 0.23 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
476    RWXL 3/21/2012 0.28 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
477    SBEU 1/30/2015 0.01 NASDAQ
478    SBND 7/1/2010 2.2 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
479    SBUS 2/2/2015 0.04 ETFS DIVERSIFIED-FACTOR US LARGE CAP ETF Securities Large Blend NYSE
480    SBV 12/11/2013 0.03 IPATH PURE BETA BROAD COMMODITY NYSE
481    SCLP 7/26/2012 0.01 NASDAQ
482    SCOG 10/5/2011 0.01 NASDAQ
483    SDK 2/26/2007 1.09 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
484    SFK 4/23/2007 1.1 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
485    SFLA 11/30/2010 0.25 IPATH LONG EXTENDED S&P 500 TR NYSE
486    SFSA 11/30/2010 0.52 IPATH SHORT EXTENDED S&P 500 TR NYSE
487    SINF 3/5/2014 0.02 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
488    SJF 4/10/2007 1.1 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
489    SJH 2/26/2007 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
490    SJL 3/1/2007 0.51 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
491    SKK 2/22/2007 3.01 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
492    SLDR 7/1/2015 0.01 NASDAQ
493    SLOW 7/1/2015 0.01 NASDAQ
494    SPGH 2/4/2010 0.29 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
495    SSDD 9/15/2011 0.03 ETRACS ISE SOLID STATE DRIVE IN NYSE
496    SSDL 9/15/2011 0.02 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
497    STH 9/21/2006 0.32 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
498    STXX 11/4/2014 0.07 ALPS STOXX EUROPE 600 ETF ALPS Europe Stock NYSE
499    SUBD 5/5/2014 0.01 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
500    SWH 12/4/2013 0.3 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
501    SYTL 8/8/2014 0.03 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
502    SZR 7/8/2008 0.26 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
503    TBAR 2/23/2011 0.79 RBS GOLD TRENDPILOT ETN Royal Bank of Scotland NV Commodities Precious Metals NYSE
504    TCHI 5/10/2012 0.16 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
505    TDD 10/18/2007 0.35 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
506    TDH 10/18/2007 0.66 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
507    TDN 10/18/2007 0.69 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
508    TDV 10/18/2007 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
509    TDX 10/18/2007 0.34 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
510    TENZ 9/17/2009 0.31 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
511    TGEM 7/8/2011 0.05 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
512    TGR 11/19/2008 0.39 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
513    TLL 4/1/2008 0.33 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
514    TMW 11/30/2004 1.67 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
515    TNDQ 12/13/2011 0.41 RBS NASDAQ-100 TRENDPILOT ETN Royal Bank of Scotland NV Large Growth NYSE
516    TONS 2/20/2015 0.08 NASDAQ
517    TOTS 8/4/2011 0.33 DIREXION DAILY TOTAL MKT BEAR 1X ETF Direxion Funds Trading-Inverse Equity NYSE
518    TRND 12/8/2010 2.08 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend NYSE
519    TRNM 1/27/2011 0.81 RBS US MID CAP TRENDPILOT ETN Royal Bank of Scotland NV Mid-Cap Blend NYSE
520    TSXV 3/17/2011 0.1 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
521    TTH 2/1/2000 9.15 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
522    TWOZ 2/25/2010 0.03 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
523    TWQ 7/2/2009 0.2 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
524    TWTI 9/15/2011 0.13 RBS OIL TRENDPILOT ETN Royal Bank of Scotland NV Commodities Energy NYSE
525    TYH 12/30/2008 13.39 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
526    TYP 12/30/2008 10.22 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
527    TYTE 8/7/2014 0.02 PROSHARES CDS NORTH AMERICAN HY CREDIT ProShares High Yield Bond NYSE
528    TZD 1/28/2009 0.19 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
529    TZE 11/13/2008 0.5 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
530    TZG 11/19/2008 0.41 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
531    TZI 11/11/2008 0.32 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
532    TZL 1/29/2009 0.35 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
533    TZO 11/13/2008 0.26 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
534    TZV 1/5/2009 0.39 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
535    TZW 8/18/2011 0.15 ISHARES S&P TARGET DATE 2045 NYSE
536    TZY 8/31/2011 0.19 ISHARES S&P TARGET DATE 2050 NYSE
537    UBD 2/12/2008 0.05 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
538    UCD 11/25/2008 1.02 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
539    UDNT 5/24/2011 0.24 POWERSHARES DB 3X SHORT US DOLL NYSE
540    UEM 2/12/2008 0.02 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
541    UGEM 6/23/2011 0.07 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
542    UINF 3/18/2014 0.03 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
543    UK 4/29/2015 0.01 RECON CAPITAL FTSE 100 ETF ETF Series Trust Miscellaneous Region NYSE
544    UKF 2/22/2007 1.03 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
545    UKK 2/22/2007 2.42 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
546    UKW 2/22/2007 0.99 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
547    ULQ 2/12/2008 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
548    UOIL 2/8/2012 0.05 NASDAQ
549    USAG 5/10/2012 0.07 NASDAQ
550    USMI 8/2/2013 0.13 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
551    USSD 7/21/2015 0.02 WISDOMTREE STRONG DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
552    USWD 4/11/2016 0.01 WISDOMTREE WEAK DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
553    USY 5/22/2008 0.1 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
554    UTH 6/23/2000 7.45 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
555    UTLT 6/4/2013 0.11 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
556    UUPT 5/24/2011 0.99 POWERSHARES DB 3X LONG US DOLLA NYSE
557    UVG 3/13/2007 1.18 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
558    UVT 3/13/2007 1.93 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
559    UVU 3/14/2007 0.78 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
560    UWC 7/2/2009 0.09 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
561    UWTI 2/8/2012 14.99 VELOCITYSHARES 3X LONG CRUDE OIL ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
562    UXJ 5/7/2010 0.21 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
563    VGEM 6/30/2011 0.04 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
564    VLLV 6/19/2015 0.01 NASDAQ
565    VLML 3/11/2015 0.01 NASDAQ
566    VLSM 3/11/2015 0.03 NASDAQ
567    VQTS 12/3/2014 0.06 NASDAQ
568    VRD 9/24/2009 0.27 SPDR S&P VRDO MUNICIPAL BOND ET State Street Global Advisors Muni Short NYSE
569    VROM 5/19/2011 0.04 GLOBAL X/ AUTO ETF Global X Funds Industrials NYSE
570    VSPY 1/11/2012 0.91 DIREXION S&P 500 RC VOLATILITY Direxion Funds Large Blend NYSE
571    VXAA 9/8/2011 0.15 ETRACS 1 MONTH S&P 500 VIX FUTU NYSE
572    VXBB 9/8/2011 0.07 ETRACS 2 MONTH S&P 500 VIX FUTU NYSE
573    VXCC 9/8/2011 0.07 ETRACS 3 MONTH S&P 500 VIX FUTU NYSE
574    VXDD 9/8/2011 0.03 ETRACS 4 MONTH S&P 500 FUTURES NYSE
575    VXDN 5/19/2015 0.16 NASDAQ
576    VXUP 5/19/2015 0.22 NASDAQ
577    VZZB 7/18/2011 0.19 IPATH LONG ENHANCED S&P 500 VIX NYSE
578    WCAT 1/22/2010 0.29 JEFFERIES TR/J CRB WILDCATTERS ALPS Equity Energy NYSE
579    WFVK 3/9/2010 0.09 WILSHIRE 5000 TOTAL MARKET ETF Guggenheim Funds Distributors, Inc. Large Blend NYSE
580    WITE 12/3/2010 0.87 ETFS WHITE METALS BASKET TRUST ETF Securities Ltd Commodities Precious Metals NYSE
581    WMH 11/1/2000 1.9 MERRILL LYNCH & CO., INC. WIREL Merrill Lynch Communications AMEX
582    WSTE 4/28/2011 0.02 GLOBAL X WASTE MANAGEMENT ETF Global X Funds Industrials NYSE
583    WXSP 3/9/2010 0.03 WILSHIRE 4500 COMPLETION Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
584    XGC 4/5/2007 0.3 GUGGENHEIM INTERNATIONAL SMALL Guggenheim Funds Distributors, Inc. Foreign Small/Mid Growth NYSE
585    XLFS 10/8/2015 0.23 FINANCIAL SERVICES SELECT SECTOR SPDR SPDR State Street Global Advisors Financial NYSE
586    XOVR 6/19/2012 0.46 SPDR BOFA ML CROSSOVER CORP BD ETF Exchange Traded Fund Financial NYSE
587    XRO 9/21/2006 1.37 GUGGENHEIM SECTOR ROTATION ETF Guggenheim Funds Distributors, Inc. Large Growth NYSE
588    XRU 11/19/2008 0.14 CURRENCYSHARES RUSSIAN RUBLE TR Rydex|SGI Currency NYSE
589    XVIX 12/1/2010 0.62 UBS AG EXCHANGE TRADED ACCESS S NYSE
590    YGRO 7/29/2014 0.22 RBC YORKVILLE MLP DIS GRLDRS LIQD PR ETN Royal Bank of Canada Energy Limited Partnership NYSE
591    YPRO 3/5/2014 0.2 NASDAQ
592    ZLRG 1/20/2015 0.03 ETFS ZACKS EARNINGS LARGE-CAP US ETF Securities Large Blend NYSE
593    ZSML 1/21/2015 0.03 ETFS ZACKS EARNINGS SMALL-CAP US ETF Securities Small Blend NYSE