All ETFs Historical Intraday Data

The list below contains symbols for all the ETFs in our one minute interval "All ETFs Historical Intraday Data" historical data package. Data presented in the table below is calculated using the files containing minute-by-minute intraday prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1881 symbols and 13440 MB
Delisted: 553 symbols and 458 MB
List last updated on: 2/19/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 0.35 WCM BNY MELLON FOCUSED GROWTH A AdvisorShares Foreign Large Growth NYSE
2    AAXJ 8/15/2008 23.13 ISHARES MSCI ALL COUNTRY ASIA E iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 3/6/2012 0.36 SPDR MSCI ACWI IMI ETF Exchange Traded Fund Financial NYSE
4    ACSI 11/1/2016 0.03
5    ACTX 4/29/2015 0.03 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Growth NASDAQ
6    ACWF 5/4/2015 0.04
7    ACWI 3/28/2008 23.92 ISHARES MSCI ACWI INDEX FUND iShares World Stock NASDAQ
8    ACWV 10/20/2011 5.68 ISHARES MSCI ALL COUNTRY WORLD iShares World Stock NYSE
9    ACWX 4/1/2008 14.07 ISHARES MSCI ACWI EX US INDEX F iShares Foreign Large Blend NASDAQ
10    ADRA 12/16/2002 2.36 BLDRS ASIA 50 ADR ETF PowerShares Diversified Pacific/Asia NASDAQ
11    ADRD 10/18/2004 2.54 BLDRS DEVELOPED MARKETS 100 ADR INDEX FUND NASDAQ
12    ADRE 11/26/2002 13.34 BLDRS EMERGING MARKETS 50 ADR INDEX FUND NASDAQ
13    ADRU 12/7/2004 1.19 BLDRS EUROPE 100 ADR INDEX FUND NASDAQ
14    AFK 7/14/2008 3.41 MARKET VECTORS-AFRICA INDEX ETF Van Eck Diversified Emerging Mkts NYSE
15    AFTY 3/12/2015 0.82 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
16    AGA 4/16/2008 1.18 DB AGRICULTURE SHORT ETN DB AGR Deutsche Bank Trading-Inverse Commodities NYSE
17    AGF 4/15/2008 0.6 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
18    AGG 9/29/2003 43.37 ISHARES BARCLAYS AGGREGATE BOND iShares Intermediate-Term Bond NYSE
19    AGGE 5/10/2016 0.12 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
20    AGGP 5/10/2016 0.23 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGY 7/9/2015 0.21
22    AGND 12/18/2013 0.26 WISDOMTREE BARCLAYS NEGATIVE DURATION U.S. AGGREGATE BOND FUND NASDAQ
23    AGQ 12/4/2008 28.82 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
24    AGZ 11/11/2008 3.3 ISHARES BARCLAYS AGENCY BOND iShares Intermediate Government NYSE
25    AGZD 12/18/2013 0.25 WISDOMTREE BARCLAYS US AGGTBD ZR DUR ETF WisdomTree Nontraditional Bond NASDAQ
26    AIA 11/20/2007 3.68 ISHARES ASIA 50 iShares Pacific/Asia ex-Japan Stk NASDAQ
27    AIRR 3/11/2014 0.95 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF NASDAQ
28    ALD 3/17/2011 2.01 WISDOMTREE ASIA LOCAL DEBT FUND WisdomTree Emerging Markets Bond NYSE
29    ALFA 5/31/2012 1.14 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
30    ALFI 11/10/2015 0.03
31    ALTS 10/9/2014 0.26
32    ALTY 7/14/2015 0.07 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds World Allocation NASDAQ
33    AMJ 6/2/2009 26.73 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
34    AMJL 5/18/2016 0.01
35    AMLP 8/25/2010 28.33 ALERIAN MLP ETF ALPS Equity Energy NYSE
36    AMU 7/31/2012 3.73 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
37    AMUB 10/9/2015 0.01
38    AMZA 10/2/2014 1.94 INFRACAP MLP ETF Exchange Traded Fund Financial NYSE
39    AND 2/3/2011 0.45 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
40    ANGL 4/11/2012 1.78 MARKET VECTORS FALLENANGEL HIYLD BD ETF Exchange Traded Fund Financial NYSE
41    AOA 11/11/2008 3.28 ISHARES S&P AGGRESSIVE ALLOCATI iShares Aggressive Allocation NYSE
42    AOK 11/19/2008 2.51 ISHARES S&P CONSERVATIVE ALLOCA iShares Conservative Allocation NYSE
43    AOM 11/11/2008 3.82 ISHARES S&P MODERATE ALLOCATION iShares Conservative Allocation NYSE
44    AOR 11/19/2008 3.61 ISHARES S&P GROWTH ALLOCATION iShares World Allocation NYSE
45    ARGT 3/3/2011 1.42 GLOBAL X FTSE ARGENTINA 20 ETF Global X Funds Latin America Stock NYSE
46    ARKG 10/31/2014 0.12 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
47    ARKK 10/31/2014 0.1 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
48    ARKQ 9/30/2014 0.11
49    ARKW 9/30/2014 0.14
50    ASEA 2/17/2011 1.27 GLOBAL X SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
51    ASET 11/24/2015 0.03 FLEXSHARES REAL ASSETS ALLOCATION INDEX FUND NASDAQ
52    ASHR 11/6/2013 10.32 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
53    ASHS 5/21/2014 1.93 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Exchange Traded Fund Financial NYSE
54    ASHX 10/21/2015 0.03 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
55    ATMP 3/13/2013 1.42
56    AUNZ 6/25/2008 1.53 WISDOMTREE AUSTRALIA NEW ZEALAN WisdomTree Currency NYSE
57    AUSE 5/16/2007 1.75 WISDOMTREE AUSTRALIA DIVIDEND I WisdomTree Pacific/Asia ex-Japan Stk NYSE
58    AXJL 5/16/2007 1.77 WISDOMTREE ASIA PACIFIC EX-JAPA WisdomTree Pacific/Asia ex-Japan Stk NYSE
59    AXJV 6/5/2014 0.11 ISHARES MSCI ASIA EX JAPAN MINIMUM VOL Exchange Traded Fund Financial NYSE
60    AYT 12/17/2008 0.37 IPATH GEMS ASIA 8 ETN Barclays Bank PLC Currency NYSE
61    BAB 11/17/2009 10.91 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
62    BAL 6/25/2008 3.65 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
63    BBC 12/17/2014 0.67 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
64    BBH 11/23/1999 37.49 VANECK VECTORS BIOTECH ETF Market Vectors Health NASDAQ
65    BBP 12/17/2014 0.55
66    BBRC 8/17/2012 1.87 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
67    BCM 4/21/2011 0.37 IPATH PURE BETA BROAD COMMODITY Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
68    BDCL 5/25/2011 6.43 2XLEVERAGED LONG EXCHANGE TRADE NYSE
69    BDCS 4/28/2011 1.61 UBS AG EXCHANGE TRADED ACCESS S NYSE
70    BDCZ 10/9/2015 0.01
71    BDD 6/18/2008 1.86 POWERSHARES DB BASE METALS DOUB Deutsche Bank Trading-Leveraged Commodities NYSE
72    BFIT 5/30/2007 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF NASDAQ
73    BFOR 6/4/2013 1.52 BARRON'S 400 ETF Exchange Traded Fund Financial NYSE
74    BIB 4/9/2010 12.18 PROSHARES ULTRA NASDAQ BIOTECHN ProShares Trading-Leveraged Equity NASDAQ
75    BICK 4/13/2010 1.03 FIRST TRUST BICK INDEX FUND NASDAQ
76    BIGD 7/16/2015 0.02
77    BIL 5/30/2007 15.03 SPDR LEHMAN 1-3 MONTH T-BILL ET State Street Global Advisors Ultrashort Bond NYSE
78    BIS 4/9/2010 8.4 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
79    BIV 4/10/2007 20.18 VANGUARD IT BOND ETF Vanguard Intermediate-Term Bond NYSE
80    BIZD 2/12/2013 1.55 MARKET VECTORS BDC INCOME ETF Exchange Traded Fund Financial NYSE
81    BJK 1/24/2008 2.26 VANECK VECTORS GAMING ETF Market Vectors Consumer Cyclical NYSE
82    BKF 11/20/2007 10.63 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
83    BKLN 3/3/2011 18.76 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
84    BLNG 4/21/2011 0.05 IPATH PURE BETA PRECIOUS METAL NYSE
85    BLV 4/10/2007 8.63 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
86    BMLA 5/19/2016 0.01 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
87    BND 4/10/2007 32.92 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
88    BNDS 5/30/2007 4.1
89    BNDX 6/4/2013 8.9 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
90    BNO 6/2/2010 6.26 UNITED STATES BRENT OIL FUND, L United States Commodity Funds LLC Commodities Energy NYSE
91    BOIL 10/6/2011 9.12 PROSHARES ULTRA DJ UBS NATURAL ProShares Trading-Leveraged Commodities NYSE
92    BOM 6/18/2008 1.39 POWERSHARES DB BASE METALS DOUB Deutsche Bank Trading-Inverse Commodities NYSE
93    BOND 3/1/2012 11.3 PIMCO TOTAL RETURN ACTIVE ETF Pimco Intermediate-Term Bond NYSE
94    BOS 6/18/2008 0.54 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
95    BOTZ 9/13/2016 0.12 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
96    BRAQ 7/8/2010 0.93 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
97    BRAZ 6/22/2010 0.89 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
98    BRF 5/14/2009 12.95 VANECK VECTORS BRAZIL SMALL-CAP ETF Market Vectors Latin America Stock NYSE
99    BRZU 4/10/2013 5.88 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
100    BSCH 6/7/2010 4.91 GUGGENHEIM BULLETSHARES 2017 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
101    BSCI 3/29/2012 4.02 GUGGENHEIM BULLETSHRS2018 CORP BD ETF Exchange Traded Fund Financial NYSE
102    BSCJ 3/29/2012 2.89 GUGGENHEIM BULLETSHRS2019 CORP BD ETF Exchange Traded Fund Financial NYSE
103    BSCK 3/29/2012 2.93 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCL 7/17/2013 1.74 GUGGENHEIM BULLETSHRS2021 CORP BD ETF Exchange Traded Fund Financial NYSE
105    BSCM 7/17/2013 1.66 GUGGENHEIM BULLETSHRS2022 CORP BD ETF Exchange Traded Fund Financial NYSE
106    BSCN 9/17/2014 0.73
107    BSCO 9/19/2014 0.69 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCP 10/9/2015 0.23
109    BSCQ 9/16/2016 0.04
110    BSJH 5/14/2012 3.52 GUGGENHEIM BULLETSHRS2017 HY CORPBD ETF Exchange Traded Fund Financial NYSE
111    BSJI 5/10/2012 3.59 GUGGENHEIM BULLETSHRS2018 HY CORPBD ETF Exchange Traded Fund Financial NYSE
112    BSJJ 9/24/2013 1.95 GUGGENHEIM BULLETSHRS2019 HY CORPBD ETF Exchange Traded Fund Financial NYSE
113    BSJK 9/24/2013 1.26 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
114    BSJL 9/17/2014 0.45
115    BSJM 9/17/2014 0.43
116    BSJN 10/14/2015 0.11
117    BSJO 9/14/2016 0.03
118    BSV 4/10/2007 29.29 VANGUARD ST BOND ETF Vanguard Short-Term Bond NYSE
119    BSWN 7/14/2016 0.01
120    BTAL 9/13/2011 0.65 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
121    BTEC 8/22/2016 0.01 PRINCIPAL HEALTHCARE INNOVATORS INDEX ETF NASDAQ
122    BUZ 4/26/2016 0.02
123    BWV 5/23/2007 0.44 IPATH GOLDMAN SACHS BARCLAYS BA iPath Long/Short Equity NYSE
124    BWX 10/11/2007 17.37 SPDR LEHMAN INTL TREASURY BD State Street Global Advisors World Bond NYSE
125    BWZ 1/30/2009 2.84 SPDR BARCLAYS CAPITAL SHORT TER State Street Global Advisors World Bond NYSE
126    BYLD 4/24/2014 0.1 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
127    BZF 5/22/2008 4.63 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
128    BZQ 6/19/2009 6.85 PROSHARES ULTRASHORT MSCI BRAZI ProShares Trading-Inverse Equity NYSE
129    CAFE 4/21/2011 0.72 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
130    CANE 9/19/2011 0.43 TEUCRIUM SUGAR FUND ETV Teucrium Commodities Agriculture NYSE
131    CAPE 10/11/2012 0.19
132    CAPX 5/27/2015 0.04
133    CARZ 5/10/2011 0.83 FIRST TRUST NASDAQ GLOBAL AUTO INDEX FUND NASDAQ
134    CATH 4/19/2016 0.05 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
135    CBND 4/7/2011 0.59 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
136    CBON 11/11/2014 0.37
137    CDC 7/2/2014 0.82 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
138    CDL 8/1/2003 15.32 VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETF NASDAQ
139    CEFL 1/7/2014 4.26
140    CEMB 4/19/2012 0.47 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
141    CEW 6/2/2009 5.2 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
142    CEZ 5/20/2009 0.08 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
143    CFA 7/2/2014 0.34 VICTORYSHARES US 500 VOLATILITY WTD ETF NASDAQ
144    CFO 7/2/2014 0.71 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
145    CGW 5/14/2007 8.14 GUGGENHEIM S&P GLOBAL WATER Guggenheim Funds Distributors, Inc. Industrials NYSE
146    CHAD 6/17/2015 1.9
147    CHAU 4/16/2015 3.35 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
148    CHEP 9/13/2011 0.26 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
149    CHIE 1/22/2010 0.43 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
150    CHII 12/1/2009 0.69 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
151    CHIM 1/14/2010 0.67 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
152    CHIQ 12/1/2009 5.79 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
153    CHIX 1/22/2010 2.99 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
154    CHOC 4/21/2011 0.33 IPATH PURE BETA COCOA ETN NYSE
155    CIBR 7/7/2015 1.24 FIRST TRUST NASDAQ CYBERSECURITY ETF NASDAQ
156    CID 8/20/2015 0.1 VICTORYSHARES INTERNATIONAL HIGH DIV VOLATILITY WTD ETF NASDAQ
157    CIL 6/18/2010 0.31 VICTORY CEMP INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
158    CIU 1/11/2007 20.08 ISHARES LEHMAN INTERMEDIATE CRE iShares Intermediate-Term Bond NYSE
159    CIZ 10/1/2014 0.26 VICTORYSHARES DEVELOPED ENHANCED VOLATILITY WTD ETF NASDAQ
160    CJNK 6/19/2012 0.68
161    CLAW 8/19/2015 0.03 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
162    CLY 12/9/2009 5.9 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
163    CLYH 9/11/2015 0.04
164    CMBS 2/16/2012 1.49 ISHARES CMBS Exchange Traded Fund Financial NYSE
165    CMD 11/25/2008 1.66 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
166    CMDT 8/15/2013 0.15 ISHARES COMMODITY OPTIMIZED TRUST Exchange Traded Fund Financial NYSE
167    CMF 10/11/2007 2.53 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
168    CN 4/30/2014 0.17 DEUTSCHE X-TRACKERS HRVST MSCI ALLCHN EQ Exchange Traded Fund Financial NYSE
169    CNCR 10/14/2015 0.38 LONCAR CANCER IMMUNOTHERAPY ETF NASDAQ
170    CNDA 3/23/2010 1.06 IQ CANADA SMALL CAP ETF IndexIQ Foreign Small/Mid Growth NYSE
171    CNDF 5/12/2016 0.01
172    CNHX 10/20/2015 0.01
173    CNSF 3/14/2008 0.03
174    CNTR 1/15/2014 0.06
175    CNXT 1/4/1999 51.46 MARKET VECTORS CHINAAMC SME-CHINEXT ETF Exchange Traded Fund Financial NYSE
176    CNY 3/17/2008 1.47 MARKET VECTORS CHINESE RENMINBI Morgan Stanley Currency NYSE
177    COBO 5/25/2012 0.08
178    COMT 10/16/2014 0.76 ISHARES COMMODITIES SELECT STRATEGY ETF NASDAQ
179    COPX 4/20/2010 3.8 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
180    CORN 6/9/2010 8.31 TEUCRIUM CORN FUND ETV Teucrium Commodities Agriculture NYSE
181    CORP 9/21/2010 1.99 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
182    COW 10/25/2007 4.78 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
183    CPER 11/15/2011 0.2 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
184    CPI 10/27/2009 0.47 IQ REAL RETURN ETF IndexIQ Multialternative NYSE
185    CQQQ 1/22/2010 2.43 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Funds Distributors, Inc. China Region NYSE
186    CRAK 8/20/2015 0.13 VANECK VECTORS OIL REFINERS ETF Market Vectors Equity Energy NYSE
187    CRBN 12/11/2014 0.35
188    CRDT 1/31/2013 0.05 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
189    CRED 6/12/2014 2.02 CREDO PETROLEUM CORPORATION Independent Oil & Gas Basic Materials NASDAQ
190    CROC 7/19/2012 0.6 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
191    CROP 3/22/2011 0.93 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
192    CSA 10/28/2005 12.62 VICTORYSHARES US SMALL CAP VOLATILITY WTD ETF NASDAQ
193    CSB 7/8/2015 0.07 VICTORYSHARES US SMALL CAP HIGH DIV VOLATILITY WTD ETF NASDAQ
194    CSCR 6/12/2013 0.06
195    CSD 12/15/2006 5.19 GUGGENHEIM SPIN-OFF ETF Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
196    CSF 8/1/2014 0.22 VICTORYSHARES US DISCOVERY ENHANCED VOLATILITY WTD ETF NASDAQ
197    CSJ 1/11/2007 27.65 ISHARES LEHMAN 1-3 YEAR CREDIT iShares Short-Term Bond NYSE
198    CSLS 2/22/2010 0.55 CREDIT SUISSE LONG SHORT LIQUID Credit Suisse AG Long/Short Equity NYSE
199    CSM 7/14/2009 3.27 PROSHARES CREDIT SUISSE 130/30 ProShares Long/Short Equity NYSE
200    CTNN 4/21/2011 0.08 IPATH PURE BETA COTTON ETN NYSE
201    CUPM 7/1/2011 0.05 IPATH PURE BETA COPPER ETN NYSE
202    CURE 6/15/2011 7.22 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
203    CUT 11/9/2007 5.64 GUGGENHEIM TIMBER ETF Guggenheim Funds Distributors, Inc. Natural Resources NYSE
204    CVY 9/21/2006 12.71 GUGGENHEIM MULTI-ASSET INCOME E Guggenheim Funds Distributors, Inc. Large Value NYSE
205    CWB 4/16/2009 16.76 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
206    CWI 1/17/2007 8.39 SPDR MSCI ACWI EX-US ETF State Street Global Advisors Foreign Large Blend NYSE
207    CWS 9/21/2016 0.05 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
208    CXSE 9/20/2012 0.3 WISDOMTREE CHINA EX-STATE-OWNED ENTERPRISES FUND NASDAQ
209    CYB 5/22/2008 6.82 WISDOMTREE DREYFUS CHINESE YUAN WisdomTree Currency NYSE
210    CZA 4/3/2007 1.31 GUGGENHEIM MID-CAP CORE ETF Guggenheim Funds Distributors, Inc. Mid-Cap Value NYSE
211    DAG 4/15/2008 6.15 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank Trading-Leveraged Commodities NYSE
212    DAX 10/23/2014 0.26 RECON CAPITAL DAX GERMANY ETF NASDAQ
213    DBA 1/5/2007 35.07 POWERSHARES DB AGRICULTURE FUND Deutsche Bank Commodities Agriculture NYSE
214    DBAP 10/1/2013 0.19 DEUTSCHE X-TRACKERS MSCIASPAC EXJPN H EQ Exchange Traded Fund Financial NYSE
215    DBAU 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
216    DBAW 1/27/2014 0.49 DEUTSCHE X-TRACKERS MSCIALLWLD EXUS H EQ Exchange Traded Fund Financial NYSE
217    DBB 1/5/2007 13.77 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
218    DBBR 6/9/2011 0.44 DB-X MSCI BRAZIL CURRENCY HEDGE Deutsche Bank Latin America Stock NYSE
219    DBC 2/6/2006 42.57 POWERSHARES DB COMMODITY INDEX Deutsche Bank Commodities Broad Basket NYSE
220    DBE 1/5/2007 7.36 POWERSHARES DB ENERGY FUND Deutsche Bank Commodities Energy NYSE
221    DBEF 6/9/2011 10.74 DB-X MSCI EAFE CURRENCY HEDGED Deutsche Bank Foreign Large Blend NYSE
222    DBEM 6/9/2011 1.86 DB-X MSCI EMERGING MARKETS CURR Deutsche Bank Diversified Emerging Mkts NYSE
223    DBES 8/19/2015 0.01
224    DBEU 10/1/2013 7.99 DEUTSCHE X-TRACKERS MSCI EUROPE HDGD EQ Exchange Traded Fund Financial NYSE
225    DBEZ 12/15/2014 0.55
226    DBGR 4/27/2012 1.46 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Exchange Traded Fund Financial NYSE
227    DBIF 9/22/2016 0.01
228    DBIT 8/19/2015 0.01
229    DBJP 6/9/2011 7.07 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Exchange Traded Fund Financial NYSE
230    DBKO 9/8/2014 0.59 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
231    DBMX 1/27/2014 0.09 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
232    DBO 1/5/2007 20.33 POWERSHARES DB OIL FUND Deutsche Bank Commodities Energy NYSE
233    DBP 1/5/2007 7.76 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
234    DBRE 11/6/2015 0.01 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
235    DBS 1/5/2007 5.09 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
236    DBSE 8/19/2015 0.01
237    DBSP 8/19/2015 0.01
238    DBUK 10/1/2013 0.07 DEUTSCHE X-TRACKERS MSCI UK HDGD EQ Exchange Traded Fund Financial NYSE
239    DBV 9/20/2006 8.79 POWERSHARES DB G10 CURRENCY HAR Deutsche Bank Currency NYSE
240    DCNG 4/21/2011 0.16 IPATH SEASONAL NATURAL GAS ETN NYSE
241    DDBI 12/29/2015 0.02 LEGG MASON DEVELOPED EX-US DIVERSIFIED CORE ETF NASDAQ
242    DDEZ 1/7/2016 0.02
243    DDG 6/18/2008 1.12 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
244    DDJP 1/7/2016 0.02
245    DDLS 1/7/2016 0.02
246    DDM 6/21/2006 35.97 PROSHARES ULTRA DOW30 ProShares Trading-Leveraged Equity NYSE
247    DDP 5/22/2008 0.46 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
248    DDWM 2/4/2016 0.18
249    DEE 4/30/2008 0.96 DB COMMODITY DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
250    DEEF 2/2/2016 0.03
251    DEF 12/15/2006 2.57 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Funds Distributors, Inc. Large Value NYSE
252    DEFA 1/8/2016 0.02
253    DEM 7/13/2007 22.24 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
254    DEMG 5/5/2016 0.01
255    DES 6/16/2006 9.12 WISDOMTREE TRUST SMALLCAP DIVID WisdomTree Small Value NYSE
256    DEUS 12/18/2015 0.14
257    DEW 6/16/2006 1.87 WISDOMTREE EUROPE HIGH-YIELDING WisdomTree World Stock NYSE
258    DEWJ 1/8/2016 0.01
259    DEZU 1/8/2016 0.02
260    DFE 9/21/2006 8.01 WISDOMTREE EUROPE SMALLCAP DIVI WisdomTree Europe Stock NYSE
261    DFJ 6/16/2006 5.29 WISDOMTREE JAPAN SMALLCAP FUND WisdomTree Japan Stock NYSE
262    DFNL 1/12/2017 0.02 DAVIS SELECT FINANCIAL ETF NASDAQ
263    DFVL 1/7/2014 0.04
264    DFVS 7/12/2011 0.17 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
265    DGAZ 2/8/2012 20.06 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
266    DGL 1/5/2007 6.46 POWERSHARES DB GOLD FUND Deutsche Bank Commodities Precious Metals NYSE
267    DGLD 10/17/2011 2.88 VELOCITYSHARES 3X INVERSE GOLD NYSE
268    DGP 2/28/2008 22.85 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
269    DGRE 8/1/2013 0.58 WISDOMTREE EMERGING MARKETS QUALITY DIVIDEND GROWTH FUND NASDAQ
270    DGRO 6/12/2014 2.87 ISHARES CORE DIVIDEND GROWTH Exchange Traded Fund Financial NYSE
271    DGRS 7/25/2013 0.58 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
272    DGRW 5/22/2013 2.93 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND NASDAQ
273    DGS 10/30/2007 13.27 WISDOMTREE EMERGING MARKET SMAL WisdomTree Diversified Emerging Mkts NYSE
274    DGT 2/4/2002 2.1 SPDR GLOBAL DOW ETF (BASED ON T State Street Global Advisors World Stock NYSE
275    DGZ 2/29/2008 6.11 DEUTSCHE BANK AG DB GOLD SHORT Deutsche Bank Trading-Inverse Commodities NYSE
276    DHS 6/16/2006 7.75 WISDOMTREE HIGH-YIELDING EQUITY WisdomTree Large Value NYSE
277    DHVW 5/12/2015 0.31
278    DI 1/23/2014 0.16 PIMCO DIVERSIFIED INCOME ETF Exchange Traded Fund Financial NYSE
279    DIA 1/20/1998 90.72 SPDR DOW JONES INDUSTRIAL AVERA State Street Global Advisors Large Value NYSE
280    DIG 2/1/2007 28.97 PROSHARES ULTRA OIL & GAS ProShares Trading-Leveraged Equity NYSE
281    DIM 6/16/2006 2.81 WISDOMTREE INTERNATIONAL MIDCAP WisdomTree Foreign Small/Mid Value NYSE
282    DIRT 4/21/2011 0.07 IPATH PURE BETA AGRICULTURE ETN NYSE
283    DIV 3/12/2013 3.02 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
284    DIVA 12/24/2015 0.02
285    DIVC 9/16/2014 0.11
286    DIVI 7/30/2014 0.11 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
287    DIVY 12/18/2014 0.35
288    DJCI 10/29/2009 0.74 UBS AG LINKED TO THE DOW JONES- UBS AG Commodities Broad Basket NYSE
289    DJD 12/18/2015 0.05
290    DJP 10/30/2006 25.63 IPATH DOW JONES UBS COMMODITY I iPath Commodities Broad Basket NYSE
291    DLBL 8/10/2010 0.56 IPATH US TREASURY LONG BOND BUL iPath Trading-Leveraged Debt NYSE
292    DLBS 8/10/2010 1.45 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
293    DLN 6/16/2006 9.9 WISDOMTREE LARGECAP DIVIDEND FU WisdomTree Large Value NYSE
294    DLS 6/16/2006 8.97 WISDOMTREE INTERNATIONAL SMALLC WisdomTree Foreign Small/Mid Value NYSE
295    DNL 6/16/2006 1.5 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
296    DNO 9/24/2009 2.36 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
297    DOD 11/8/2007 1.28 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
298    DOG 6/21/2006 27.22 PROSHARES SHORT DOW30 ProShares Trading-Inverse Equity NYSE
299    DOL 6/16/2006 4.1 WISDOMTREE INTERNATIONAL LARGEC WisdomTree Foreign Large Value NYSE
300    DON 6/16/2006 8.2 WISDOMTREE MIDCAP DIVIDEND FUND WisdomTree Mid-Cap Value NYSE
301    DOO 6/16/2006 6.05 WISDOMTREE INTERNATIONAL DIVIDE WisdomTree Foreign Large Value NYSE
302    DPK 12/17/2008 4.66 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
303    DPST 8/19/2015 0.2
304    DRIP 5/29/2015 3.81 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
305    DRN 7/16/2009 21.37 DEXION DAILY REAL ESTATE BULL 3 Direxion Funds Trading-Leveraged Equity NYSE
306    DRR 5/22/2008 3.58 MARKET VECTORS DOUBLE SHORT EUR Morgan Stanley Trading-Miscellaneous NYSE
307    DRV 7/16/2009 15.87 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
308    DRW 6/5/2007 3.53 WISDOMTREE GLOBAL EX-US REAL ES WisdomTree Global Real Estate NYSE
309    DSI 11/17/2006 2.31 ISHARES KLD 400 SOCIAL INDEX FU iShares Large Blend NYSE
310    DSLV 10/17/2011 6.09 VELOCITYSHARES 3X INVERSE SILVE NYSE
311    DSUM 9/23/2011 2.22 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
312    DTD 6/16/2006 4.01 WISDOMTREE TOTAL DIVIDEND FUND WisdomTree Large Value NYSE
313    DTH 6/16/2006 3.92 WISDOMTREE DEFA HIGH-YIELDING E WisdomTree Foreign Large Value NYSE
314    DTN 6/16/2006 8.52 WISDOMTREE DIVIDEND EX-FINANCIA WisdomTree Large Value NYSE
315    DTO 6/17/2008 19.21 POWERSHARES DB CRUDE OIL DOUBLE Deutsche Bank Trading-Inverse Commodities NYSE
316    DTUL 8/10/2010 0.4 IPATH US TREASURY 2 YR BULL ETN iPath Trading-Leveraged Debt NYSE
317    DTUS 8/10/2010 0.43 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
318    DTYL 8/10/2010 0.53 IPATH US TREASURY 10 YR BULL ET iPath Trading-Leveraged Debt NYSE
319    DTYS 8/10/2010 2.7 IPATH US TREASURY 10 YR BEAR ET iPath Trading-Inverse Debt NYSE
320    DUG 2/1/2007 31.7 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
321    DULL 9/12/2016 0.01
322    DUSA 1/2/1998 14.18 DAVIS SELECT U.S. EQUITY ETF NASDAQ
323    DUST 12/8/2010 29.94 DIREXION DAILY GOLD MINERS BEAR Direxion Funds Trading-Inverse Equity NYSE
324    DVEM 4/7/2016 0.04
325    DVHL 11/13/2013 0.84
326    DVP 9/23/2014 1.01
327    DVY 11/7/2003 49.78 ISHARES DOW JONES SELECT DIVIDE iShares Mid-Cap Value NYSE
328    DVYA 2/24/2012 0.72 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
329    DVYE 2/24/2012 2.91 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
330    DVYL 5/23/2012 0.6 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN Exchange Traded Fund Financial NYSE
331    DWAC 9/21/2016 0.03 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
332    DWAQ 2/19/2014 0.19 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
333    DWAS 7/19/2012 4.05 POWERSHARES DWA SMALLCAP MOMENTUM ETF Exchange Traded Fund Financial NYSE
334    DWAT 10/1/2014 0.16 ARROW DWA TACTICAL ETF NASDAQ
335    DWFI 6/14/2016 0.09 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
336    DWIN 3/11/2016 0.35
337    DWLD 1/12/2017 0.01 DAVIS SELECT WORLDWIDE ETF NASDAQ
338    DWLV 7/15/2016 0.02
339    DWM 6/16/2006 6.73 WISDOMTREE DEFA FUND WisdomTree Foreign Large Value NYSE
340    DWTR 10/9/2015 0.68
341    DWX 2/20/2008 12.85 SPDR S&P INTERNATIONAL DIVIDEND State Street Global Advisors Foreign Large Value NYSE
342    DXD 7/13/2006 43.72 PROSHARES ULTRASHORT DOW30 ProShares Trading-Inverse Equity NYSE
343    DXGE 10/17/2013 1.99 WISDOMTREE GERMANY HEDGED EQUITY FUND NASDAQ
344    DXJ 6/16/2006 21.45 WISDOMTREE JAPAN TOTAL DIVIDEND WisdomTree Japan Stock NYSE
345    DXJC 4/8/2014 0.07
346    DXJF 4/8/2014 0.52 WISDOMTREE JAPAN HEDGED FINANCIALS ETF Exchange Traded Fund Financial NYSE
347    DXJH 5/14/2014 0.24
348    DXJR 4/9/2014 0.58 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF Exchange Traded Fund Financial NYSE
349    DXJS 6/28/2013 1.46 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
350    DXJT 4/8/2014 0.06 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF Exchange Traded Fund Financial NYSE
351    DXKW 11/7/2013 0.3 WISDOMTREE KOREA HEDGED EQUITY FUND NASDAQ
352    DXPS 6/28/2013 0.36 WISDOMTREE UNITED KINGDOM HEDGED EQUITY FUND NASDAQ
353    DXUS 6/4/2015 0.03
354    DYY 5/22/2008 2.23 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Leveraged Commodities NYSE
355    DZK 12/17/2008 3.27 DIREXION DEVELOPED MARKETS BULL Direxion Funds Trading-Leveraged Equity NYSE
356    DZZ 2/28/2008 18.09 DEUTSCHE BANK AG DB GOLD DOUBLE Deutsche Bank Trading-Inverse Commodities NYSE
357    EBND 2/24/2011 2.75 SPDR BARCLAYS CAPITAL EMERGING State Street Global Advisors Emerging Markets Bond NYSE
358    ECH 11/20/2007 17 ISHARES MSCI CHILE INDEX FUND iShares Latin America Stock NYSE
359    ECNS 9/29/2010 1.18 ISHARES MSCI CHINA SMALL CAP IN iShares China Region NYSE
360    ECON 9/14/2010 9.78 EGSHARES EMERGING MARKETS CONSU Emerging Global Advisors Diversified Emerging Mkts NYSE
361    EDBI 12/29/2015 0.02 LEGG MASON EMERGING MARKETS DIVERSIFIED CORE ETF NASDAQ
362    EDC 12/30/2008 33.72 DIREXION EMERGING MARKETS BULL Direxion Funds Trading-Leveraged Equity NYSE
363    EDEN 1/26/2012 1.27 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
364    EDIV 2/24/2011 6.15 SPDR S&P EMERGING MARKETS DIVID State Street Global Advisors Diversified Emerging Mkts NYSE
365    EDOG 3/28/2014 0.3 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
366    EDV 1/29/2008 6.06 VANGUARD EXTENDED DURATION TREASURY ETF Vanguard Long Government NYSE
367    EDZ 12/30/2008 31.77 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
368    EEB 9/21/2006 16.16 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
369    EEH 8/2/2007 0.22 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
370    EELV 1/13/2012 2.79 POWERSHARES S&P EMERGING MARKET PowerShares Diversified Emerging Mkts NYSE
371    EEM 4/14/2003 64.38 ISHARES MSCI EMERGING INDEX FUN iShares Diversified Emerging Mkts NYSE
372    EEMA 2/9/2012 1.29 ISHARES MSCI EMERGING MARKETS ASIA Exchange Traded Fund Financial NASDAQ
373    EEMO 2/24/2012 0.26
374    EEMS 8/18/2011 1.53 ISHARES MSCI EMERGING MARKETS S iShares Diversified Emerging Mkts NYSE
375    EEMV 10/20/2011 12.1 ISHARES MSCI EMERGING MARKETS M iShares Diversified Emerging Mkts NYSE
376    EEMX 10/25/2016 0.01
377    EES 2/23/2007 3.05 WISDOMTREE SMALLCAP EARNINGS FU WisdomTree Small Blend NYSE
378    EET 6/4/2009 2.68 PROSHARES ULTRA MSCI EMERGING M ProShares Trading-Leveraged Equity NYSE
379    EEV 11/1/2007 23.8 PROSHARES ULTRASHORT MSCI EMERG ProShares Trading-Inverse Equity NYSE
380    EFA 8/27/2001 62.12 ISHARES MSCI EAFE INDEX FUND iShares Foreign Large Blend NYSE
381    EFAD 8/21/2014 0.42 PROSHARES MSCI EAFE DIVIDEND GROWERS Exchange Traded Fund Financial NYSE
382    EFAS 11/16/2016 0.01 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF NASDAQ
383    EFAV 10/20/2011 9.86 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
384    EFAX 10/25/2016 0.01
385    EFFE 10/23/2014 0.1 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
386    EFG 8/5/2005 14.5 ISHARES MSCI GROWTH INDEX FUND iShares Foreign Large Growth NYSE
387    EFNL 1/26/2012 0.84 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
388    EFO 6/4/2009 0.51 PROSHARES ULTRA MSCI EAFE ProShares Trading-Leveraged Equity NYSE
389    EFU 10/25/2007 6.81 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
390    EFV 8/5/2005 18.42 ISHARES MSCI VALUE INDEX FUND iShares Foreign Large Value NYSE
391    EFZ 10/25/2007 6.84 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
392    EGPT 2/18/2010 2.9 VANECK VECTORS EGYPT ETF Market Vectors Miscellaneous Region NYSE
393    EIDO 5/7/2010 17.23 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
394    EIRL 5/11/2010 2.55 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
395    EIS 3/28/2008 4.37 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
396    ELD 8/9/2010 9.76 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
397    EMAG 5/12/2011 0.41 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
398    EMB 12/19/2007 25.48 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
399    EMBH 7/30/2015 0.01
400    EMCB 3/8/2012 0.99 WISDOMTREE EMERGING MARKETS CORPORATE BOND FUND NASDAQ
401    EMCG 9/27/2013 0.16 WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND NASDAQ
402    EMCR 10/16/2012 0.14 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
403    EMDD 8/17/2012 0.24 COLUMBIA EM STRATEGIC OPPORTUNITIES ETF Columbia Diversified Emerging Mkts NYSE
404    EMDV 1/27/2016 0.05
405    EMFM 11/7/2013 0.7 GLOBAL X NEXT EMERGING & FRONTIER ETF Exchange Traded Fund Financial NYSE
406    EMG 11/15/2005 5.73 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
407    EMGF 12/10/2015 0.05
408    EMHY 4/3/2012 1.84 ISHARES EMERGING MARKETS HIGH YIELD BOND Exchange Traded Fund Financial BATS
409    EMIF 6/19/2009 1.8 ISHARES S&P EMERGING MARKETS IN iShares Industrials NASDAQ
410    EMIH 3/3/2015 0.02
411    EMLC 7/23/2010 14.71 VANECK VECTORS JP MORGAN EM LC BD ETF Market Vectors Emerging-Markets Local-Currency Bond NYSE
412    EMLP 6/21/2012 7.86 FIRST TRUST NORTH AMER ENGY INFRASETF Exchange Traded Fund Financial NYSE
413    EMQQ 11/17/2014 0.34
414    EMSD 10/30/2015 0.06
415    EMSH 11/22/2013 0.07 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
416    EMTL 4/26/2016 0.02
417    ENFR 11/1/2013 0.36 ALERIAN ENERGY INFRASTRUCTURE ETF Exchange Traded Fund Financial NYSE
418    ENOR 1/24/2012 0.96 ISHARES MSCI NORWAY CPPD INVESTABLE MKT BATS
419    ENY 7/3/2007 4.55 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
420    ENZL 9/2/2010 3.57 ISHARES MSCI NEW ZEALAND CAPPED ETF NASDAQ
421    EPHE 9/29/2010 12 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
422    EPI 2/26/2008 35.09 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
423    EPOL 5/26/2010 9.52 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
424    EPP 2/16/2007 33.51 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
425    EPS 2/23/2007 1.15 WISDOMTREE EARNINGS 500 FUND WisdomTree Large Blend NYSE
426    EPU 6/22/2009 10.44 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
427    EPV 6/19/2009 9.14 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
428    EQAL 12/29/2014 0.68
429    EQL 7/7/2009 1.34 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
430    EQLT 2/25/2014 0.08 WORKPLACE EQUALITY ETF Exchange Traded Fund Financial NYSE
431    EQWL 5/16/2007 0.84
432    EQWM 5/16/2007 0.72
433    EQWS 5/16/2007 0.53
434    ERGF 5/12/2016 0.01
435    ERO 12/27/2007 0.29 BARCLAYS PLC IPATH EUR/USD EXCH iPath Currency NYSE
436    ERUS 11/10/2010 9.4 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
437    ERX 11/19/2008 36.46 DIREXION ENERGY BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
438    ERY 11/19/2008 33.76 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
439    ERYY 4/7/2016 0.01
440    ESG 7/14/2016 0.01 FLEXSHARES STOXX US ESG IMPACT INDEX FUND NASDAQ
441    ESGD 6/30/2016 0.02 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
442    ESGE 7/20/2016 0.02 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
443    ESGG 7/14/2016 0.01 FLEXSHARES STOXX GLOBAL ESG IMPACT INDEX FUND NASDAQ
444    ESGU 12/6/2016 0.01 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
445    ETHO 11/19/2015 0.06
446    EUDG 5/7/2014 0.23 WISDOMTREE EUROPE DIVIDEND GROWTH ETF Exchange Traded Fund Financial NYSE
447    EUFL 7/27/2016 0.01
448    EUFN 2/3/2010 6.78 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
449    EUFS 8/10/2016 0.01
450    EUFX 7/16/2012 0.27 PROSHARES SHORT EURO Exchange Traded Fund Financial NYSE
451    EUM 11/1/2007 12.77 PROSHARES SHORT MSCI EMERGING M ProShares Trading-Inverse Equity NYSE
452    EUMV 6/6/2014 0.35 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
453    EUO 11/25/2008 24.79 PROSHARES ULTRASHORT EURO ProShares Trading-Miscellaneous NYSE
454    EURL 1/22/2014 1.6 DIREXION DAILY FTSE EUROPE BULL 3X ETF Exchange Traded Fund Financial NYSE
455    EUSA 5/7/2010 0.6 ISHARES MSCI USA INDEX FUND iShares Large Blend NYSE
456    EUSC 3/4/2015 1.26
457    EVGBC 3/31/2016 0.01
458    EVLMC 3/31/2016 0.01
459    EVX 10/16/2006 0.71 MARKET VECTORS ENVIRONMENT INDE Van Eck Industrials NYSE
460    EWA 1/2/1998 48.44 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
461    EWC 1/2/1998 45.57 ISHARES MSCI CANADA INDEX FUND iShares Foreign Large Value NYSE
462    EWD 11/30/2005 18.47 ISHARES MSCI SWEDEN INDEX FUND iShares Europe Stock NYSE
463    EWEM 12/8/2010 0.38 RYDEX MSCI EMERGING MARKETS EQU Rydex/SGI Diversified Emerging Mkts NYSE
464    EWG 1/2/1998 46.85 ISHARES MSCI GERMANY INDEX FUND iShares Europe Stock NYSE
465    EWGS 1/26/2012 0.54 ISHARES MSCI GERMANY SMALL-CAP Exchange Traded Fund Financial BATS
466    EWH 11/30/2005 46.34 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
467    EWI 11/30/2005 22.17 ISHARES MSCI ITALY INDEX FUND iShares Europe Stock NYSE
468    EWJ 1/2/1998 66.94 ISHARES MSCI JAPAN INDEX FUND iShares Japan Stock NYSE
469    EWK 11/30/2005 10.28 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
470    EWL 11/30/2005 22.16 ISHARES MSCI SWITZERLAND INDEX iShares Europe Stock NYSE
471    EWM 11/30/2005 36.9 ISHARES MSCI MALAYSIA INDEX FUN iShares Pacific/Asia ex-Japan Stk NYSE
472    EWMC 12/8/2010 1.06
473    EWN 11/30/2005 11.11 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
474    EWO 1/2/1998 14.05 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
475    EWP 11/30/2005 24.88 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
476    EWQ 11/30/2005 21.43 ISHARES MSCI FRANCE INDEX FUND iShares Europe Stock NYSE
477    EWRE 8/14/2015 0.11
478    EWS 11/30/2005 39.44 ISHARES MSCI SINGAPORE INDEX FU iShares Pacific/Asia ex-Japan Stk NYSE
479    EWSC 12/8/2010 0.58
480    EWT 11/30/2005 47.61 ISHARES MSCI TAIWAN INDEX FUND iShares China Region NYSE
481    EWU 11/30/2005 35.22 ISHARES MSCI UNITED KINGDOM IND iShares Europe Stock NYSE
482    EWUS 1/26/2012 0.48 ISHARES MSCI UNITED KINGDOM SMALL-CAP Exchange Traded Fund Financial BATS
483    EWV 11/8/2007 3.09 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
484    EWW 1/2/1998 50.6 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
485    EWX 5/22/2008 8.29 SPDR S&P EMERGING MARKETS SMALL State Street Global Advisors Diversified Emerging Mkts NYSE
486    EWY 11/30/2005 46.26 ISHARES MSCI SOUTH KOREA INDEX iShares Pacific/Asia ex-Japan Stk NYSE
487    EWZ 3/13/2007 49.71 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
488    EWZS 9/29/2010 2.08 ISHARES MSCI BRAZIL SMALL-CAP ETF NASDAQ
489    EXI 9/27/2006 3.58 ISHARES S&P GLOBAL INDUSTRIALS iShares Industrials NYSE
490    EXT 2/23/2007 0.69 WISDOMTREE TOTAL EARNINGS FUND WisdomTree Large Blend NYSE
491    EYLD 7/14/2016 0.03
492    EZA 2/7/2003 25.39 ISHARES MSCI SOUTH AFRICA INDEX iShares Diversified Emerging Mkts NYSE
493    EZJ 6/5/2009 1.46 PROSHARES ULTRA MSCI JAPAN ProShares Trading-Leveraged Equity NYSE
494    EZM 2/23/2007 3.48 WISDOMTREE MIDCAP EARNINGS FUND WisdomTree Mid-Cap Blend NYSE
495    EZU 7/31/2000 31.08 ISHARES MSCI EMU INDEX FUND iShares Europe Stock NYSE
496    EZY 2/23/2007 0.8 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
497    FAAR 5/23/2016 0.02 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
498    FAB 5/23/2007 1.85 FIRST TRUST MULTI CAP VALUE ALPHADEX FUND NASDAQ
499    FAD 5/11/2007 1 FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND NASDAQ
500    FALN 6/17/2016 0.02 ISHARES US FALLEN ANGELS USD BOND iShares High Yield Bond NASDAQ
501    FAN 6/27/2008 4.92 FIRST TRUST ISE GLOBAL WIND ENE First Trust Equity Energy NYSE
502    FAS 11/19/2008 49.16 DIREXION FINANCIAL BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
503    FAUS 2/24/2012 0.11 FIRST TRUST AUSTRALIA ALPHADEX ETF Exchange Traded Fund Financial NYSE
504    FAZ 11/19/2008 50.25 DIREXION DAILY FINANCIAL BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
505    FAZZ 4/7/2016 0.01
506    FBGX 6/11/2014 0.96
507    FBM 3/30/2011 0.21 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
508    FBND 10/9/2014 0.76 FIDELITY TOTAL BOND ETF Exchange Traded Fund Financial NYSE
509    FBT 6/23/2006 13.87 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
510    FBZ 4/19/2011 0.5 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
511    FCA 4/21/2011 0.26 FIRST TRUST CHINA ALPHADEX FUND NASDAQ
512    FCAN 2/17/2012 0.75 FIRST TRUST CANADA ALPHADEX FUND NASDAQ
513    FCEF 9/29/2016 0.03 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
514    FCG 5/11/2007 23.88 FIRST TRUST ISE-REVERE NATURAL First Trust Equity Energy NYSE
515    FCOM 10/24/2013 1.28 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
516    FCOR 10/9/2014 0.25 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
517    FCVT 11/4/2015 0.06 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
518    FDD 8/30/2007 3.45 FIRST TRUST DOW JONES STOXX SEL First Trust Europe Stock NYSE
519    FDIS 10/24/2013 2.48 FIDELITY MSCI CONSUMER DISCRET ETF Exchange Traded Fund Financial NYSE
520    FDIV 8/14/2014 0.23 FIRST TRUST STRATEGIC INCOME ETF NASDAQ
521    FDL 3/15/2006 12.3 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
522    FDLO 9/15/2016 0.09
523    FDM 9/30/2005 2.66 FIRST TRUST DJ SELECT MICROCAP First Trust Small Blend NYSE
524    FDMO 9/15/2016 0.08
525    FDN 6/23/2006 19.76 FIRST TRUST DJ INTERNET INDEX F First Trust Technology NYSE
526    FDRR 9/15/2016 0.25
527    FDT 4/19/2011 1.94 FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUND NASDAQ
528    FDTS 5/15/2012 0.15 FIRST TRUST DEVELOPED MARKETS EX-US SMALL CAP ALPHADEX FUND NASDAQ
529    FDVV 9/15/2016 0.14
530    FEEU 5/23/2013 0.76
531    FEM 4/19/2011 4.81 FIRST TRUST EMERGING MARKETS ALPHADEX FUND NASDAQ
532    FEMB 11/5/2014 0.09 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
533    FEMS 8/6/2012 1.42 FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND NASDAQ
534    FENY 10/24/2013 5.08 FIDELITY MSCI ENERGY ETF Exchange Traded Fund Financial NYSE
535    FEP 4/26/2011 4.54 FIRST TRUST EUROPE ALPHADEX FUND NASDAQ
536    FEU 10/21/2002 4.3 SPDR DJ STOXX 50 ETF State Street Global Advisors Europe Stock NYSE
537    FEUZ 10/27/2014 0.27 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
538    FEX 5/10/2007 8.98 FIRST TRUST LARGE CAP CORE ALPHADEX FUND NASDAQ
539    FEZ 10/21/2002 23.62 SPDR DJ EURO STOXX 50 ETF State Street Global Advisors Europe Stock NYSE
540    FFR 8/30/2007 1.65 FIRST TRUST FTSE EPRA/NAREIT GL First Trust Global Real Estate NYSE
541    FFTY 4/9/2015 0.85
542    FGD 11/27/2007 6.35 FIRST TRUST DJ GLOBAL SELECT DI First Trust World Stock NYSE
543    FGM 2/17/2012 1.02 FIRST TRUST GERMANY ALPHADEX FUND NASDAQ
544    FHK 11/9/2012 0.73 FIRST TRUST HONG KONG ALPHADEX FUND NASDAQ
545    FHLC 10/24/2013 5.13 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
546    FIBG 11/6/2013 0.16 CREDIT SUISSE FI ENHANCED BIG CAP GR ETN Credit Suisse AG Large Growth NYSE
547    FIBR 8/30/2016 0.05 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
548    FIDU 10/24/2013 2.14 FIDELITY MSCI INDUSTRIALS ETF Exchange Traded Fund Financial NYSE
549    FIEE 2/18/2016 0.13
550    FIEG 10/8/2013 0.48
551    FIEU 9/13/2013 0.53 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Exchange Traded Fund Financial NYSE
552    FIGY 5/22/2013 0.89
553    FIHD 2/22/2016 0.23 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
554    FILL 2/2/2012 0.68 ISHARES MSCI GLOBAL ENERGY PRODUCERS Exchange Traded Fund Financial NYSE
555    FINQ 9/6/2016 0.01 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
556    FINU 7/16/2012 0.4 PROSHARES ULTRAPRO FINANCIALS Exchange Traded Fund Financial NYSE
557    FINX 9/13/2016 0.01 GLOBAL X FINTECH THEMATIC ETF NASDAQ
558    FINZ 7/16/2012 0.21 PROSHARES ULTRAPRO SHORT FINANCIALS Exchange Traded Fund Financial NYSE
559    FITS 6/9/2016 0.01 THE HEALTH AND FITNESS ETF NASDAQ
560    FIW 5/11/2007 3.71 FIRST TRUST ISE WATER INDEX FUN First Trust Industrials NYSE
561    FIXD 2/15/2017 0.01 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF NASDAQ
562    FJP 4/26/2011 1.45 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
563    FKO 4/25/2011 0.25 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
564    FKU 2/27/2012 1.46 FIRST TRUST UNITED KINGDOM ALPHADEX FUND NASDAQ
565    FLAG 1/31/2013 0.22 WEATHERSTORM FORENSIC ACCOUNTING LONG SHORT ETF NASDAQ
566    FLAT 8/10/2010 0.88 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
567    FLCO 10/5/2016 0.01
568    FLGE 6/11/2014 0.39 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
569    FLM 10/17/2008 0.88 FIRST TRUST ISE GLB ENGNRG AND First Trust Industrials NYSE
570    FLN 4/20/2011 0.48 FIRST TRUST LATIN AMERICA ALPHA First Trust Latin America Stock NYSE
571    FLOT 6/17/2011 10.51 ISHARES FLOATING RATE NOTE FUND iShares Short-Term Bond NYSE
572    FLQD 6/3/2016 0.02
573    FLQE 6/3/2016 0.03
574    FLQG 6/3/2016 0.02
575    FLQH 6/3/2016 0.02 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
576    FLRN 12/1/2011 1.8 SPDR BARCLAYS INVESTMENT GRD FL RT ETF Exchange Traded Fund Financial NYSE
577    FLRT 3/3/2016 0.03
578    FLTB 10/9/2014 0.66 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
579    FLTR 4/26/2011 1.13 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
580    FM 9/13/2012 7.43 ISHARES MSCI FRONTIER 100 Exchange Traded Fund Financial NYSE
581    FMAT 10/24/2013 1.61 FIDELITY MSCI MATERIALS ETF Exchange Traded Fund Financial NYSE
582    FMB 5/15/2014 0.33 FIRST TRUST MANAGED MUNICIPAL ETF NASDAQ
583    FMF 8/2/2013 0.12 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF Exchange Traded Fund Financial NYSE
584    FMK 5/12/2011 0.32 FIRST TRUST MEGA CAP ALPHADEX FUND NASDAQ
585    FNCF 5/12/2016 0.02
586    FNCL 10/24/2013 3.56 FIDELITY MSCI FINANCIALS ETF Exchange Traded Fund Financial NYSE
587    FNDA 8/15/2013 2.46 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Exchange Traded Fund Financial NYSE
588    FNDB 8/15/2013 1.1 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Exchange Traded Fund Financial NYSE
589    FNDC 8/15/2013 1.73 SCHWAB FUNDAMENTAL INTL SM CO ETF Exchange Traded Fund Financial NYSE
590    FNDE 8/15/2013 2.22 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
591    FNDF 8/15/2013 2.95 SCHWAB FUNDAMENTAL INTL LG CO ETF Exchange Traded Fund Financial NYSE
592    FNDX 8/15/2013 2.45 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
593    FNI 5/11/2007 5.22 FIRST TRUST ISE CHINDIA ETF First Trust Miscellaneous Region NYSE
594    FNK 4/20/2011 1.01 FIRST TRUST MID CAP VALUE ALPHADEX FUND NASDAQ
595    FNX 5/10/2007 6.97 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
596    FNY 4/20/2011 1.29 FIRST TRUST MID CAP GROWTH ALPHADEX FUND NASDAQ
597    FOIL 2/25/2013 0.05 IPATH PURE BETA ALUMINUM ETN Exchange Traded Fund Financial NYSE
598    FONE 2/18/2011 0.31 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
599    FPA 4/20/2011 0.79 FIRST TRUST ASIA PACIFIC EX-JAPAN ALPHADEX FUND NASDAQ
600    FPE 2/12/2013 5.31 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
601    FPX 5/24/2006 5.84 FIRST TRUST IPOX-100 INDEX FUND First Trust Large Growth NYSE
602    FPXI 11/11/2014 0.41 FIRST TRUST INTERNATIONAL IPO ETF NASDAQ
603    FQAL 9/16/2016 0.09
604    FRAK 2/15/2012 1.89 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
605    FREL 2/5/2015 1.29
606    FRI 5/10/2007 8.29 FIRST TRUST S&P REIT INDEX FUND First Trust Real Estate NYSE
607    FRN 6/13/2008 4.46 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
608    FSTA 10/24/2013 2.38 FIDELITY MSCI CONSUMER STAPLES ETF Exchange Traded Fund Financial NYSE
609    FSZ 2/16/2012 1.03 FIRST TRUST SWITZERLAND ALPHADEX FUND NASDAQ
610    FTA 5/24/2007 7.11 FIRST TRUST LARGE CAP VALUE ALPHADEX FUND NASDAQ
611    FTAG 3/31/2010 1 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
612    FTC 5/11/2007 4.44 FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND NASDAQ
613    FTCS 5/16/2007 2.32 FIRST TRUST CAPITAL STRENGTH ETF NASDAQ
614    FTEC 10/24/2013 4.01 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
615    FTGC 10/23/2013 2.16 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND NASDAQ
616    FTHI 1/7/2014 0.27 FIRST TRUST HIGH INCOME ETF NASDAQ
617    FTLB 1/7/2014 0.14 FIRST TRUST LOW BETA INCOME ETF NASDAQ
618    FTLS 9/10/2014 0.55 FIRST TRUST LONG/SHORT EQUITY ETF Exchange Traded Fund Financial NYSE
619    FTRI 3/31/2010 2.96 FIRST TRUST INDXX GLOBAL NATURAL RESOURCES INCOME ETF NASDAQ
620    FTSD 11/12/2013 0.06 FRANKLIN SHORT DURATION US GOVT ETF Exchange Traded Fund Financial NYSE
621    FTSL 5/2/2013 2.89 FIRST TRUST SENIOR LOAN FUND ETF NASDAQ
622    FTSM 8/6/2014 1.7 FIRST TRUST ENHANCED SHORT MATURITY ETF NASDAQ
623    FTW 7/10/2013 0.16 FIRST TRUST TAIWAN ALPHADEX FUND NASDAQ
624    FTXD 10/11/2016 0.01 FIRST TRUST NASDAQ RETAIL ETF NASDAQ
625    FTXG 10/10/2016 0.02 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF NASDAQ
626    FTXH 9/22/2016 0.01 FIRST TRUST NASDAQ PHARMACEUTICALS ETF NASDAQ
627    FTXL 9/21/2016 0.04 FIRST TRUST NASDAQ SEMICONDUCTOR ETF NASDAQ
628    FTXN 9/23/2016 0.01 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
629    FTXO 10/7/2016 0.08 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
630    FTXR 9/22/2016 0.01 FIRST TRUST NASDAQ TRANSPORTATION ETF First Trust Industrials NASDAQ
631    FUD 4/4/2008 0.68 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
632    FUE 2/15/2008 0.3 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
633    FUT 2/18/2016 0.03
634    FUTY 10/24/2013 2.68 FIDELITY MSCI UTILITIES ETF Exchange Traded Fund Financial NYSE
635    FV 3/6/2014 10.17 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF NASDAQ
636    FVAL 9/15/2016 0.1
637    FVC 3/18/2016 0.58 FIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETF NASDAQ
638    FVD 10/9/2003 15.33 FIRST TRUST VL DIVIDEND First Trust Large Value NYSE
639    FVL 7/15/2003 4.99 FIRST TRUST VALUE LINE 100 FUND First Trust Mid-Cap Growth NYSE
640    FWDB 6/21/2011 0.23 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
641    FWDD 7/1/2011 0.2 MADRONA DOMESTIC ETF AdvisorShares Large Growth NYSE
642    FWDI 7/8/2011 0.35 MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
643    FXA 6/26/2006 14.87 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
644    FXB 6/26/2006 8.21 RYDEX CURRENCYSHARES BRITISH PO Rydex/SGI Currency NYSE
645    FXC 6/26/2006 13.33 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
646    FXCH 10/4/2011 0.11 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
647    FXD 5/10/2007 15.44 FIRST TRUST CONS. DISCRET. ALPH First Trust Consumer Cyclical NYSE
648    FXE 12/12/2005 33.32 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
649    FXEP 10/9/2015 0.01
650    FXEU 5/11/2015 0.61
651    FXF 6/26/2006 8.92 RYDEX CURRENCYSHARES SWISS FRAN Rydex/SGI Currency NYSE
652    FXG 5/10/2007 12.55 FIRST TRUST CONS. STAPLES ALPHA First Trust Consumer Defensive NYSE
653    FXH 5/10/2007 14.64 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
654    FXI 10/8/2004 56.94 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
655    FXJP 1/12/2016 0.03
656    FXL 5/10/2007 9.64 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
657    FXN 5/10/2007 11.93 FIRST TRUST ENERGY ALPHADEX FUN First Trust Equity Energy NYSE
658    FXO 5/10/2007 12.9 FIRST TRUST FINANCIALS ALPHADEX First Trust Financial NYSE
659    FXP 11/8/2007 26.43 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
660    FXR 5/10/2007 7.39 FIRST TRUST INDUSTRIALS ALPHADE First Trust Industrials NYSE
661    FXS 9/8/2006 1.21 RYDEX CURRENCYSHARES SWEDISH KR Rydex/SGI Currency NYSE
662    FXSG 2/13/2013 0.07 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
663    FXU 5/10/2007 9 FIRST TRUST UTILITIES ALPHADEX First Trust Utilities NYSE
664    FXY 2/13/2007 18.9 RYDEX CURRENCYSHARES JAPANESE Y Rydex/SGI Currency NYSE
665    FXZ 5/11/2007 9.46 FIRST TRUST MATERIALS ALPHADEX First Trust Natural Resources NYSE
666    FYC 4/20/2011 1.07 FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND NASDAQ
667    FYLD 12/3/2013 0.94 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF Exchange Traded Fund Financial NYSE
668    FYT 4/20/2011 1.2 FIRST TRUST SMALL CAP VALUE ALPHADEX FUND NASDAQ
669    FYX 5/10/2007 5.6 FIRST TRUST SMALL CAP CORE ALPHADEX FUND NASDAQ
670    GAA 12/10/2014 0.29
671    GAF 3/23/2007 2.38 SPDR S&P MIDDLE EAST & AFRICA E State Street Global Advisors Diversified Emerging Mkts NYSE
672    GAL 4/26/2012 1.06 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
673    GAMR 3/10/2016 0.06
674    GASL 7/14/2010 11.88 DIREXION DAILY NATURAL GAS RELA Direxion Funds Trading-Leveraged Equity NYSE
675    GASX 12/3/2015 1.15 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
676    GAZ 10/25/2007 7.42 IPATH DOW JONES UBS NATURAL GAS iPath Commodities Energy NYSE
677    GBB 1/2/2008 0.21 IPATH GOLDMAN SACHS IPATH GBP/U iPath Currency NYSE
678    GBF 1/11/2007 1.65 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
679    GBIL 9/8/2016 0.01
680    GBTC 5/4/2015 0.42
681    GCC 1/24/2008 8.35 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
682    GCE 12/10/2007 0.42 CLARYMORE CEF GS CONNECT ETN Goldman Sachs Moderate Allocation NYSE
683    GDJJ 2/13/2015 0.32 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
684    GDX 5/22/2006 56.04 VANECK VECTORS GOLD MINERS ETF Market Vectors Equity Precious Metals NYSE
685    GDXJ 11/11/2009 34.38 VANECK VECTORS JUNIOR GOLD MINERS ETF Market Vectors Equity Precious Metals NYSE
686    GDXS 2/13/2015 0.78
687    GDXX 2/13/2015 0.75
688    GEM 9/29/2015 0.66
689    GENY 8/22/2016 0.01 PRINCIPAL MILLENNIALS INDEX ETF NASDAQ
690    GEUR 2/12/2014 0.45 ADVISORSHARES GARTMAN GOLD/EURO ETF Exchange Traded Fund Financial NYSE
691    GEX 5/9/2007 5.87 MARKET VECTORS GLOBAL ALTERNATI Van Eck Natural Resources NYSE
692    GGOV 8/21/2013 0.31 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN ProShares World Bond NYSE
693    GHE 4/5/2016 0.01
694    GHII 2/11/2015 0.18
695    GHS 4/5/2016 0.02
696    GHYG 4/9/2012 1.06 ISHARES GLOBAL HIGH YIELD CORPORATE BOND Exchange Traded Fund Financial BATS
697    GII 1/31/2007 1.53 SPDR FTSE/MACQUARIE GI 100 ETF State Street Global Advisors Industrials NYSE
698    GIVE 5/24/2012 0.09 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
699    GLD 11/18/2004 73.49 SPDR GOLD SHARES SPDR State Street Global Advisors Commodities Precious Metals NYSE
700    GLDI 1/29/2013 1.14 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
701    GLL 12/3/2008 14.61 PROSHARES ULTRASHORT GOLD ProShares Trading-Inverse Commodities NYSE
702    GLTR 10/22/2010 3.38 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
703    GMF 3/23/2007 7.52 SPDR S&P EMERGING ASIA PACIFIC State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
704    GML 3/23/2007 3.65 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
705    GMM 3/23/2007 2.79 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
706    GMMB 4/12/2011 0.07 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
707    GMOM 11/4/2014 0.36
708    GMTB 3/4/2011 0.09 COLUMBIA CORE BOND ETF Columbia Intermediate-Term Bond NYSE
709    GNMA 2/21/2012 0.82 ISHARES GNMA BOND ETF NASDAQ
710    GNR 9/14/2010 4.91 SPDR S&P GLOBAL NATURAL RESOURC State Street Global Advisors Natural Resources NYSE
711    GNRX 1/13/2016 0.04 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
712    GOEX 11/4/2010 3.53 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
713    GOVT 2/24/2012 4.72 ISHARES CORE US TREASURY BOND Exchange Traded Fund Financial NYSE
714    GQRE 11/6/2013 0.42 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Exchange Traded Fund Financial NYSE
715    GREK 12/8/2011 9.06 GLOBAL X FTSE GREECE 20 ETF Global X Funds Europe Stock NYSE
716    GRES 10/27/2009 1.6 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
717    GRI 5/22/2008 1.42 COHEN & STEERS GLOBAL REALTY MA ALPS Global Real Estate NYSE
718    GRID 11/17/2009 0.64 FIRST TRUST NASDAQ CLEAN EDGE S First Trust Utilities NASDAQ
719    GRN 6/26/2008 0.44 IPATH GLOBAL CARBON ETN iPath Commodities Miscellaneous NYSE
720    GRU 2/15/2008 1.66 AB SVENSK EKPORTKREDIT (SWEDISH Swedish Export Credit Corporation Commodities Agriculture NYSE
721    GRWN 4/21/2011 0.03 IPATH PURE BETA SOFTS ETN NYSE
722    GSC 12/27/2007 1.08 GOLDMAN SACHS CONNECT S&P ENHAN Goldman Sachs Commodities Broad Basket NYSE
723    GSEU 3/4/2016 0.07
724    GSG 7/21/2006 19.83 ISHARES GSCI COMMODITY-INDEXED iShares Commodities Broad Basket NYSE
725    GSIE 11/10/2015 0.62
726    GSJY 3/4/2016 0.06
727    GSLC 9/21/2015 1.42
728    GSP 6/7/2006 3.76 BARCLAYS BANK PLC IPATH EXCHANG iPath Commodities Broad Basket NYSE
729    GSY 2/12/2008 3.25 GUGGENHEIM ENHANCED SHORT DURAT Guggenheim Funds Distributors, Inc. Ultrashort Bond NYSE
730    GTAA 10/26/2010 1.13 CAMBRIA GLOBAL TACTICAL AdvisorShares Conservative Allocation NYSE
731    GTO 2/12/2016 0.08
732    GULF 7/16/2008 1.88 WISDOMTREE MIDDLE EAST DIVIDEND FUND NASDAQ
733    GUNR 9/22/2011 6.66 FLEXSHARES GLOBAL UPSTREAM NATU Northern Trust Natural Resources NYSE
734    GUR 3/23/2007 5.27 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
735    GURI 3/11/2014 0.05 GLOBAL X GURU INTERNATIONAL ETF Exchange Traded Fund Financial NYSE
736    GURU 6/5/2012 3.1 GLOBAL X GURU INDEX ETF Exchange Traded Fund Financial NYSE
737    GUSH 5/29/2015 3.76
738    GVAL 3/12/2014 1.17 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
739    GVI 1/11/2007 6.02 ISHARES LEHMAN INTERMEDIATE GOV iShares Intermediate-Term Bond NYSE
740    GWL 4/26/2007 4.46 SPDR S&P WORLD EX-US ETF State Street Global Advisors Foreign Large Blend NYSE
741    GWX 4/26/2007 10.7 SPDR S&P INTERNATIONAL SMALLCAP State Street Global Advisors Foreign Small/Mid Growth NYSE
742    GXC 3/23/2007 14.68 SPDR S&P CHINA ETF State Street Global Advisors China Region NYSE
743    GXF 8/19/2009 1.38 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Europe Stock NYSE
744    GXG 2/9/2009 8.12 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
745    GYEN 2/12/2014 0.64 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
746    GYLD 5/8/2012 2.99 ARROW DOW JONES GLOBAL YIELD ETF Exchange Traded Fund Financial NYSE
747    HACK 11/12/2014 6.14
748    HACV 1/8/2016 0.02
749    HACW 10/12/2015 0.01
750    HAHA 10/31/2016 0.01 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
751    HAKK 9/17/2015 0.03
752    HAO 1/30/2008 10.98 GUGGENHEIM CHINA SMALL CAP INDE Guggenheim Funds Distributors, Inc. China Region NYSE
753    HAP 11/11/2008 4.34 MARKET VECTORS HARD ASSETS PROD Van Eck Natural Resources NYSE
754    HAUD 7/13/2015 0.01
755    HAWX 7/1/2015 0.05
756    HCRF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
757    HDAW 8/14/2015 0.03 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
758    HDEE 8/18/2015 0.01
759    HDEF 8/18/2015 0.01
760    HDEZ 8/18/2015 0.01
761    HDG 7/14/2011 0.42 PROSHARES HEDGE REPLICATION ETF ProShares Multialternative NYSE
762    HDGE 1/27/2011 9.14 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
763    HDLS 6/4/2015 0.02
764    HDLV 10/1/2014 0.48
765    HDMV 8/26/2016 0.03
766    HDRW 12/21/2015 0.01
767    HDV 3/31/2011 15.39 ISHARES HIGH DIVIDEND EQUITY FU iShares Large Value NYSE
768    HDWM 7/9/2015 0.03
769    HDWX 9/15/2015 0.03 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
770    HECO 6/20/2012 0.4 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
771    HEDJ 1/15/2010 13.06 WISDOMTREE INTERNATIONAL HEDGED WisdomTree Foreign Large Value NYSE
772    HEEM 9/25/2014 1.23 ISHARES CURRENCY HEDGED MSCI EMERG MKTS Exchange Traded Fund Financial NYSE
773    HEFA 2/14/2014 6.88 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
774    HEFV 11/17/2015 0.04
775    HEMV 11/18/2015 0.02
776    HEUS 11/13/2015 0.02
777    HEUV 11/9/2015 0.03
778    HEWC 9/8/2015 0.02
779    HEWG 2/18/2014 5.87 ISHARES CURRENCY HEDGED MSCI GERMANY Exchange Traded Fund Financial NYSE
780    HEWI 7/10/2015 0.22
781    HEWJ 2/5/2014 4.66 ISHARES CURRENCY HEDGED MSCI JAPAN Exchange Traded Fund Financial NYSE
782    HEWL 7/23/2015 0.02
783    HEWP 7/13/2015 0.26
784    HEWU 7/20/2015 0.23 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
785    HEWW 8/29/2016 0.01
786    HEWY 9/28/2015 0.04
787    HEZU 8/22/2014 6.4
788    HFEZ 6/10/2015 0.06
789    HFXE 7/22/2015 0.2
790    HFXI 7/22/2015 0.3
791    HFXJ 7/22/2015 0.17
792    HGEU 6/25/2015 0.08
793    HGI 7/11/2007 1.62 GUGGENHEIM INTERNATIONAL MULTI- Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
794    HGJP 6/25/2015 0.08
795    HHYX 11/15/2016 0.01
796    HILO 8/4/2011 1.5 EGSHARES LOW VOLATILITY EMERGIN Emerging Global Advisors Diversified Emerging Mkts NYSE
797    HIPS 1/9/2015 0.11
798    HJPX 10/2/2015 0.03 ISHARES CURRENCY HEDGED JPX-NIKKEI 400 iShares Japan Stock NYSE
799    HOLD 3/8/2016 0.02 ADVISORSHARES SAGE CORE RESERVES ETF Exchange Traded Fund Financial NYSE
800    HOML 3/11/2015 0.44
801    HSCZ 7/21/2015 0.03
802    HSPX 6/24/2013 0.6 HORIZONS S&P 500 COVERED CALL ETF Exchange Traded Fund Financial NYSE
803    HTUS 6/25/2015 0.31
804    HUSE 8/3/2012 0.57 HUNTINGTON US EQUITY ROTATION STRAT ETF Exchange Traded Fund Financial NYSE
805    HUSV 8/25/2016 0.08
806    HVPW 2/28/2013 0.99 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
807    HYD 2/5/2009 12.96 MARKET VECTORS HIGH YIELD MUNIC Van Eck High Yield Muni NYSE
808    HYDD 6/16/2016 0.02
809    HYEM 5/14/2012 4.03 MARKET VECTORS EM HIGH YIELD BD ETF Exchange Traded Fund Financial NYSE
810    HYG 4/11/2007 36.41 ISHARES IBOXX $ HY CORP BOND FU iShares High Yield Bond NYSE
811    HYGH 5/29/2014 0.2 ISHARES INTEREST RATE HEDGED HIGH YLD BD Exchange Traded Fund Financial NYSE
812    HYHG 5/23/2013 0.96 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
813    HYIH 3/3/2015 0.06
814    HYLD 12/1/2010 5.4 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
815    HYLS 2/27/2013 3.12 FIRST TRUST HIGH YIELD LONG/SHORT ETF NASDAQ
816    HYMB 4/14/2011 3.88 SPDR NUVEEN S&P HIGH YIELD MUNI State Street Global Advisors High Yield Muni NYSE
817    HYND 12/18/2013 0.14 WISDOMTREE BOFA MRL LYNCH HYBD NGTDR ETF WisdomTree Nontraditional Bond NASDAQ
818    HYS 6/17/2011 10.02 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
819    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
820    HYXU 4/3/2012 1.08 ISHARES GLOBAL EX USD HIGH YIELD CORP BD Exchange Traded Fund Financial BATS
821    HYZD 12/18/2013 0.34 WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUND NASDAQ
822    IAGG 11/12/2015 0.27
823    IAI 5/5/2006 14.09 ISHARES DOW JONES U.S. BROKER-D iShares Financial NYSE
824    IAK 5/5/2006 3.58 ISHARES DOW JONES U.S. INSURANC iShares Financial NYSE
825    IAT 5/5/2006 12.95 ISHARES DOW JONES U.S. REGIONAL iShares Financial NYSE
826    IAU 1/28/2005 43.85 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
827    IBB 2/12/2001 52.21 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
828    IBCC 4/19/2013 0.19 ISHARES IBONDS MAR 2018 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
829    IBCD 4/19/2013 0.19 ISHARES IBONDS MAR 2020 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
830    IBCE 4/19/2013 0.18 ISHARES IBONDS MAR 2023 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
831    IBDB 7/10/2013 0.28 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
832    IBDC 7/10/2013 0.21 ISHARES IBONDS MAR 2020 CORPORATE Exchange Traded Fund Financial NYSE
833    IBDD 7/10/2013 0.16 ISHARES IBONDS MAR 2023 CORPORATE Exchange Traded Fund Financial NYSE
834    IBDH 5/30/2014 0.61 ISHARES IBONDS DEC 2018 CORPORATE Exchange Traded Fund Financial NYSE
835    IBDJ 3/12/2015 0.44
836    IBDK 3/12/2015 0.63
837    IBDL 12/5/2014 0.64
838    IBDM 3/12/2015 0.68 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
839    IBDN 3/12/2015 0.48 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
840    IBDO 3/12/2015 0.33
841    IBDP 3/12/2015 0.36
842    IBDQ 3/12/2015 0.33 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
843    IBLN 8/1/2014 0.63 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
844    IBMF 1/14/2010 0.96 ISHARES IBONDS SEP 2017 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
845    IBMG 3/21/2013 0.69 ISHARES IBONDS SEP 2018 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
846    IBMH 2/7/2014 0.48 ISHARES IBONDS SEP 2019 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
847    IBMI 8/14/2014 0.41 ISHARES IBONDS SEP 2020 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
848    IBMJ 9/4/2015 0.23
849    IBMK 9/4/2015 0.21 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
850    IBND 5/20/2010 3.23 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
851    IBUY 4/20/2016 0.07 AMPLIFY ONLINE RETAIL ETF NASDAQ
852    ICF 2/2/2001 40.05 ISHARES COHEN & STEERS REALTY M iShares Real Estate NYSE
853    ICI 4/17/2008 0.75 IPATH IPATH OPTIMIZED CURRENCY iPath Currency NYSE
854    ICLN 6/25/2008 3.09 ISHARES S&P GLOBAL CLEAN ENERGY iShares Equity Energy NASDAQ
855    ICN 5/22/2008 1.05 WISDOMTREE DREYFUS INDIAN RUPEE WisdomTree Currency NYSE
856    ICOL 6/20/2013 0.41 ISHARES MSCI COLOMBIA CAPPED Exchange Traded Fund Financial NYSE
857    ICSH 12/16/2013 0.07 ISHARES LIQUIDITY INCOME Exchange Traded Fund Financial BATS
858    ICVT 6/4/2015 0.06
859    IDHQ 6/13/2007 1.33 POWERSHARES S&P INTL DEV HI QUAL ETF Exchange Traded Fund Financial NYSE
860    IDLB 11/5/2015 0.15 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
861    IDLV 1/17/2012 3.14 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
862    IDMO 7/5/2012 0.2
863    IDOG 6/28/2013 1.67 ALPS INTERNATIONAL SECTOR DIV DOGS ETF Exchange Traded Fund Financial NYSE
864    IDU 11/30/2005 16.76 ISHARES DOW JONES U.S. UTILITIE iShares Utilities NYSE
865    IDV 6/21/2007 19.91 ISHARES DOW JONES EPAC SELECT D iShares Foreign Large Value NYSE
866    IDX 1/20/2009 12.72 VANECK VECTORS INDONESIA ETF Market Vectors Miscellaneous Region NYSE
867    IEF 7/30/2002 40.51 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
868    IEFA 10/24/2012 11.75 ISHARES CORE MSCI EAFE Exchange Traded Fund Financial NYSE
869    IEI 1/11/2007 17.3 ISHARES LEHMAN 3-7 YEAR TREASUR iShares Intermediate Government NYSE
870    IEMG 10/24/2012 15.24 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
871    IEO 5/5/2006 21.67 ISHARES DOW JONES U.S. OIL & GA iShares Equity Energy NYSE
872    IEUR 6/12/2014 2.54 ISHARES CORE MSCI EUROPE Exchange Traded Fund Financial NYSE
873    IEUS 12/27/2007 0.86 ISHARES MSCI EUROPE SMALL-CAP ETF NASDAQ
874    IEV 11/30/2005 29.94 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
875    IEZ 5/5/2006 19.72 ISHARES DOW JONES U.S. OIL EQUI iShares Equity Energy NYSE
876    IFEU 12/27/2007 0.94 ISHARES EUROPE DEVELOPED REAL ESTATE iShares Global Real Estate NASDAQ
877    IFGL 12/27/2007 7.22 ISHARES FTSE EPRA/NAREIT GLOBAL iShares Global Real Estate NASDAQ
878    IFIX 10/25/2016 0.01
879    IFLY 3/9/2016 0.09 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
880    IFV 7/23/2014 3.97 FIRST TRUST DORSEY WRIGHT INTERNATIONAL FOCUS 5 ETF NASDAQ
881    IGE 11/26/2001 30.22 ISHARES S&P NORTH AMERICAN NATU iShares Natural Resources NYSE
882    IGEM 7/18/2016 0.01 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
883    IGF 12/12/2007 9.32 ISHARES GLOBAL INFRASTRUCTURE ETF NASDAQ
884    IGHG 11/13/2013 0.84 PROSHARES INVESTMENT GRADEINTR RT HDGD Exchange Traded Fund Financial BATS
885    IGIH 3/3/2015 0.05
886    IGM 3/19/2001 10.96 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
887    IGN 8/27/2001 11.21 ISHARES GOLDMAN SACHS NETWORK I iShares Technology NYSE
888    IGOV 1/30/2009 4.42 ISHARES S&P/CITIGROUP INTERNATI iShares World Bond NASDAQ
889    IGV 9/3/2002 16.73 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
890    IGVT 10/25/2016 0.01
891    IHDG 5/7/2014 1.89 WISDOMTREE INTERNATIONAL HDGD DIV GR ETF Exchange Traded Fund Financial NYSE
892    IHE 5/5/2006 6.75 ISHARES US PHARMACEUTICALS iShares Health NYSE
893    IHF 5/5/2006 9.71 ISHARES DOW JONES U.S. HEALTH C iShares Health NYSE
894    IHI 5/5/2006 10.74 ISHARES US MEDICAL DEVICES iShares Health NYSE
895    IHY 4/3/2012 2.3 VANECK VECTORS INTL HI YLD BD ETF Market Vectors World Bond NYSE
896    IJH 11/30/2005 44.45 ISHARES S&P MIDCAP 400 INDEX FU iShares Mid-Cap Blend NYSE
897    IJJ 11/30/2005 23.11 ISHARES S&P MIDCAP 400 VALUE IN iShares Mid-Cap Value NYSE
898    IJK 11/30/2005 25.24 ISHARES S&P MIDCAP 400 GROWTH I iShares Mid-Cap Growth NYSE
899    IJR 11/30/2005 45.59 ISHARES S&P SMALLCAP 600 INDEX iShares Small Blend NYSE
900    IJS 11/30/2005 22.96 ISHARES S&P SMALLCAP 600 VALUES iShares Small Value NYSE
901    IJT 11/30/2005 22.81 ISHARES S&P SMALLCAP 600 GROWTH iShares Small Growth NYSE
902    ILB 5/14/2012 0.92 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
903    ILF 2/5/2002 41.64 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
904    ILTB 12/9/2009 1.66 ISHARES CORE LONG-TERM USD BOND Exchange Traded Fund Financial NYSE
905    IMED 9/13/2016 0.01 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
906    IMLP 1/4/2013 0.7 IPATH S&P MLP ETN Exchange Traded Fund Financial NYSE
907    IMOM 12/23/2015 0.05
908    IMTB 11/7/2016 0.01
909    IMTM 1/29/2015 0.08
910    INCO 8/10/2011 1.3 EG SHARES INDIA CONSUMER ETF Emerging Global Advisors Pacific/Asia ex-Japan Stk NYSE
911    INDA 2/3/2012 11.58 ISHARES MSCI INDIA iShares India Equity BATS
912    INDF 5/12/2016 0.02
913    INDL 3/11/2010 5.22 DIREXION DAILY INDIA BULL 3X SH Direxion Funds Trading-Leveraged Equity NYSE
914    INDY 11/20/2009 10.05 ISHARES S&P INDIA NIFTY 50 INDE iShares Pacific/Asia ex-Japan Stk NASDAQ
915    INFR 12/30/2016 0.01 LEGG MASON GLOBAL INFRASTRUCTURE ETF NASDAQ
916    INKM 4/26/2012 0.8 SPDR SSGA INCOME ALLOCATION ETF Exchange Traded Fund Financial NYSE
917    INP 12/20/2006 17.69 BARCLAYS BANK PLC IPATH ETNS LI iPath Pacific/Asia ex-Japan Stk NYSE
918    INR 3/18/2008 0.26 MARKET VECTORS INDIAN RUPEE/USD Morgan Stanley Currency NYSE
919    INTF 5/4/2015 0.18
920    INXX 8/11/2010 2.22 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
921    IOIL 5/5/2011 0.28 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
922    IOO 12/8/2000 12.6 ISHARES S&P GLOBAL 100 INDEX FU iShares World Stock NYSE
923    IPAC 6/12/2014 1.61 ISHARES CORE MSCI PACIFIC Exchange Traded Fund Financial NYSE
924    IPAY 7/16/2015 0.35
925    IPD 2/23/2009 0.5 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
926    IPE 5/30/2007 5.77 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
927    IPF 7/23/2008 0.45 SPDR S&P INTERNATIONAL FINANCIA State Street Global Advisors Financial NYSE
928    IPFF 11/17/2011 2.27 ISHARES S&P INTERNATIONAL PREFE iShares Miscellaneous Sector NYSE
929    IPK 7/24/2008 0.49 SPDR S&P INTERNATIONAL TECHNOLO State Street Global Advisors Technology NYSE
930    IPKW 2/27/2014 0.58 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
931    IPN 7/25/2008 0.7 SPDR S&P INTERNATIONAL INDUSTRI State Street Global Advisors Industrials NYSE
932    IPO 10/16/2013 0.67 RENAISSANCE IPO ETF Exchange Traded Fund Financial NYSE
933    IPOS 10/8/2014 0.03 RENAISSANCE INTERNATIONAL IPO ETF Exchange Traded Fund Financial NYSE
934    IPS 7/25/2008 0.59 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
935    IPU 7/25/2008 0.76 SPDR S&P INTERNATIONAL UTILITIE State Street Global Advisors Utilities NYSE
936    IPW 7/25/2008 0.93 SPDR S&P INTERNATIONAL ENERGY S State Street Global Advisors Equity Energy NYSE
937    IQDE 4/16/2013 0.52 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
938    IQDF 4/16/2013 1.71 FLEXSHARES INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
939    IQDG 4/7/2016 0.03
940    IQDY 4/16/2013 0.39 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Exchange Traded Fund Financial NYSE
941    IQLT 1/23/2015 0.09
942    IRV 7/25/2008 0.67 SPDR S&P INTERNATIONAL MATERIAL State Street Global Advisors Natural Resources NYSE
943    IRY 7/25/2008 1.13 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
944    ISCF 5/1/2015 0.06
945    ISHG 1/28/2009 1.58 ISHARES S&P/CITIGROUP 1-3 YEAR iShares World Bond NASDAQ
946    ISRA 6/26/2013 0.51 VANECK VECTORS ISRAEL ETF Market Vectors Miscellaneous Region NYSE
947    IST 7/25/2008 1.1 SPDR S&P INTERNATIONAL TELECOMM State Street Global Advisors Communications NYSE
948    ISTB 10/24/2012 1.83 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
949    ISZE 7/7/2015 0.01
950    ITA 5/5/2006 8.96 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
951    ITB 5/5/2006 35.37 ISHARES DOW JONES U.S. HOME CON iShares Miscellaneous Sector NYSE
952    ITE 5/30/2007 3.24 SPDR LEHMAN INTERMEDIATE TERM T State Street Global Advisors Intermediate Government NYSE
953    ITEQ 11/4/2015 0.21 BLUESTAR TA-BIGITECH ISRAEL TECHNOLOGY ETF NASDAQ
954    ITM 12/6/2007 8.48 VANECK VECTORS AMT-FREE INTERM MUNI ETF Market Vectors Muni National Interm NYSE
955    ITOT 5/16/2007 10.89 ISHARES CORE S&P TOTAL US STOCK MKT Exchange Traded Fund Financial NYSE
956    ITR 2/20/2009 6.31 SPDR BARCLAYS CAPITAL INTERMEDI State Street Global Advisors Intermediate-Term Bond NYSE
957    IUSB 6/12/2014 0.73 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
958    IUSG 6/12/2014 3.16 ISHARES CORE US GROWTH Exchange Traded Fund Financial NYSE
959    IUSV 6/12/2014 2.1 ISHARES CORE US VALUE Exchange Traded Fund Financial NYSE
960    IVAL 12/17/2014 0.16
961    IVE 11/30/2005 38.57 ISHARES S&P 500 VALUE INDEX FUN iShares Large Value NYSE
962    IVENC 10/18/2016 0.01
963    IVFGC 10/18/2016 0.01
964    IVFVC 10/18/2016 0.01
965    IVLU 7/15/2015 0.16
966    IVOG 9/9/2010 1.81 VANGUARD S&P MID-CAP 400 GROWTH Vanguard Mid-Cap Growth NYSE
967    IVOO 9/9/2010 1.92 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
968    IVOV 9/9/2010 1.14 VANGUARD S&P MID-CAP 400 VALUE Vanguard Mid-Cap Value NYSE
969    IVV 11/30/2005 53.19 ISHARES S&P 500 INDEX FUND iShares Large Blend NYSE
970    IVW 11/30/2005 41.03 ISHARES S&P 500 GROWTH INDEX FU iShares Large Growth NYSE
971    IWB 5/19/2000 44.4 ISHARES RUSSELL 1000 iShares Large Blend NYSE
972    IWC 8/16/2005 14.89 ISHARES RUSSELL MICROCAP INDEX iShares Small Blend NYSE
973    IWD 5/26/2000 53.68 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
974    IWF 5/26/2000 53.58 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
975    IWL 9/28/2009 0.71 ISHARES RUSSELL TOP 200 INDEX F iShares Large Blend NYSE
976    IWM 5/26/2000 84.94 ISHARES RUSSELL 2000 iShares Small Blend NYSE
977    IWN 7/28/2000 52.34 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
978    IWO 7/28/2000 54.35 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
979    IWP 8/3/2001 33.16 ISHARES RUSSELL MIDCAP GROWTH I iShares Mid-Cap Growth NYSE
980    IWR 2/4/2002 35.69 ISHARES RUSSELL MIDCAP INDEX FU iShares Mid-Cap Blend NYSE
981    IWS 8/3/2001 37.35 ISHARES RUSSELL MIDCAP VALUE IN iShares Mid-Cap Value NYSE
982    IWV 5/26/2000 30.35 ISHARES RUSSELL 3000 iShares Large Blend NYSE
983    IWX 9/28/2009 1.5 ISHARES RUSSELL TOP 200 VALUE I iShares Large Value NYSE
984    IWY 9/28/2009 2.89 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
985    IXC 11/26/2001 18.26 ISHARES S&P GLOBAL ENERGY INDEX iShares Equity Energy NYSE
986    IXG 10/28/2002 7.85 ISHARES S&P GLOBAL FINANCIAL IN iShares Financial NYSE
987    IXJ 6/24/2002 11.78 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
988    IXN 7/25/2002 8.23 ISHARES S&P GLOBAL TECHNOLOGY I iShares Technology NYSE
989    IXP 8/14/2002 8.21 ISHARES S&P GLOBAL TELECOMMUNIC iShares Communications NYSE
990    IXUS 10/24/2012 4.76 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF NASDAQ
991    IYC 11/30/2005 10.47 ISHARES DOW JONES U.S. CONSUMER iShares Consumer Cyclical NYSE
992    IYE 11/30/2005 31.61 ISHARES DOW JONES U.S. ENERGY S iShares Equity Energy NYSE
993    IYF 11/30/2005 32.15 ISHARES DOW JONES U.S. FINANCIA iShares Financial NYSE
994    IYG 11/30/2005 18.31 ISHARES DOW JONES U.S. FINANCIA iShares Financial NYSE
995    IYH 11/30/2005 17.39 ISHARES US HEALTHCARE iShares Health NYSE
996    IYJ 11/30/2005 14.29 ISHARES DOW JONES U.S. INDUSTRI iShares Industrials NYSE
997    IYK 11/30/2005 7.8 ISHARES DOW JONES U.S. CONSUMER iShares Consumer Defensive NYSE
998    IYLD 4/9/2012 2.4 ISHARES MORNINGSTAR MULTI-ASSET INCOME Exchange Traded Fund Financial BATS
999    IYM 11/30/2005 26.78 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
1000    IYR 11/30/2005 50.25 ISHARES DOW JONES U.S. REAL EST iShares Real Estate NYSE
1001    IYT 11/30/2005 34.45 ISHARES DOW JONES TRANSPORTATIO iShares Industrials NYSE
1002    IYW 11/30/2005 26.46 ISHARES US TECHNOLOGY iShares Technology NYSE
1003    IYY 11/30/2005 8.84 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
1004    IYZ 11/30/2005 28.71 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
1005    JDG 5/28/2015 0.02
1006    JDST 10/3/2013 15.92 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Exchange Traded Fund Financial NYSE
1007    JEM 4/4/2008 0.24 IPATH GEMS INDEX ETN Barclays Bank PLC Currency NYSE
1008    JETS 4/30/2015 1.06
1009    JHDG 4/9/2015 0.16
1010    JHMC 10/1/2015 0.04
1011    JHMF 9/29/2015 0.07
1012    JHMH 9/30/2015 0.06 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
1013    JHML 9/30/2015 0.22
1014    JHMM 9/29/2015 0.18
1015    JHMT 9/30/2015 0.06 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
1016    JJA 10/25/2007 2.97 IPATH DOW JONES UBS AGRICULTURE iPath Commodities Agriculture NYSE
1017    JJC 10/26/2007 8.76 IPATH BLOOMBERG COPPER SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1018    JJE 10/25/2007 0.6 IPATH DOW JONES UBS ENERGY TOTA iPath Commodities Energy NYSE
1019    JJG 10/25/2007 8.21 IPATH DOW JONES UBS GRAINS TOTA iPath Commodities Agriculture NYSE
1020    JJM 12/27/2007 0.98 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
1021    JJN 10/26/2007 1.26 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1022    JJP 6/25/2008 0.69 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1023    JJS 6/25/2008 0.75 IPATH DJ-UBS SOFTS SUBINDEX TOT iPath Commodities Agriculture NYSE
1024    JJT 6/25/2008 0.92 IPATH DJ-UBS TIN SUBINDEX TOTAL iPath Commodities Industrial Metals NYSE
1025    JJU 6/25/2008 0.54 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1026    JKD 7/13/2004 4.52 ISHARES MORNINGSTAR LARGE CORE iShares Large Blend NYSE
1027    JKE 7/13/2004 6.32 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1028    JKF 7/13/2004 4.77 ISHARES MORNINGSTAR LARGE VALUE iShares Large Value NYSE
1029    JKG 7/13/2004 3.32 ISHARES MORNINGSTAR MID CORE IN iShares Mid-Cap Blend NYSE
1030    JKH 7/13/2004 4.05 ISHARES MORNINGSTAR MID GROWTH iShares Mid-Cap Growth NYSE
1031    JKI 7/13/2004 2.79 ISHARES MORNINGSTAR MID-CAP ETF NASDAQ
1032    JKJ 7/13/2004 3.6 ISHARES MORNINGSTAR SMALL CORE iShares Small Blend NYSE
1033    JKK 7/13/2004 2.48 ISHARES MORNINGSTAR SMALL GROWT iShares Small Growth NYSE
1034    JKL 7/13/2004 4.2 ISHARES MORNINGSTAR SMALL VALUE iShares Small Value NYSE
1035    JNK 12/4/2007 36.2 SPDR BARCLAYS CAPITAL HIGH YIEL State Street Global Advisors High Yield Bond NYSE
1036    JNUG 10/3/2013 16.88 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1037    JO 6/25/2008 8.78 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1038    JPEH 4/4/2016 0.01
1039    JPEM 1/9/2015 0.19 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1040    JPGE 6/17/2014 0.24 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF Exchange Traded Fund Financial NYSE
1041    JPHF 9/16/2016 0.03
1042    JPHY 9/15/2016 0.01
1043    JPIH 4/4/2016 0.02
1044    JPIN 11/7/2014 0.96
1045    JPME 5/18/2016 0.04
1046    JPMV 6/5/2014 0.3 ISHARES MSCI JAPAN MINIMUM VOLATILITY Exchange Traded Fund Financial NYSE
1047    JPN 6/24/2015 0.08
1048    JPNH 8/19/2015 0.01
1049    JPNL 6/26/2013 0.89 DIREXION DAILY JAPAN BULL 3X ETF Exchange Traded Fund Financial NYSE
1050    JPUS 9/30/2015 0.17
1051    JPXN 5/16/2007 2.04
1052    JSMD 2/25/2016 0.04 JANUS SMALL/MID CAP GROWTH ALPHA ETF NASDAQ
1053    JSML 2/25/2016 0.03 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1054    JUNE 4/4/2016 0.03
1055    JXI 9/22/2006 5.28 ISHARES S&P GLOBAL UTILITIES SE iShares Utilities NYSE
1056    JYN 12/27/2007 0.33 BARCLAYS BANK PLC IPATH JPY/USD iPath Currency NYSE
1057    KBA 3/5/2014 0.58 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1058    KBE 11/15/2005 39.74 SPDR S&P BANK ETF State Street Global Advisors Financial NYSE
1059    KBWB 11/1/2011 3.89 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1060    KBWD 12/2/2010 4.73 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1061    KBWP 12/22/2010 0.65 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1062    KBWR 11/1/2011 1.06 POWERSHARES KBW REGIONAL BANK ETF PowerShares Financial NASDAQ
1063    KBWY 12/2/2010 2.34 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1064    KCE 11/15/2005 9.82 SPDR S&P CAPITAL MARKETS ETF State Street Global Advisors Financial NYSE
1065    KCNY 12/4/2014 0.54 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1066    KEMP 2/13/2015 0.02
1067    KFYP 7/23/2013 0.07 KRANESHARES CSI NEW CHINA ETF Exchange Traded Fund Financial NYSE
1068    KIE 11/15/2005 16.14 SPDR S&P INSURANCE ETF State Street Global Advisors Financial NYSE
1069    KLD 1/28/2005 2.31 ISHARES KLD SELECT SOCIAL INDEX iShares Large Blend NYSE
1070    KLDW 7/10/2015 0.16
1071    KLEM 7/10/2015 0.04
1072    KNOW 12/8/2011 1.24 DIREXION ALL CAP INSIDER SENTIM Direxion Funds Mid-Cap Blend NYSE
1073    KOL 1/15/2008 18.22 MARKET VECTORS COAL ETF Van Eck Equity Energy NYSE
1074    KOLD 10/6/2011 3.53 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1075    KOR 9/29/2016 0.01
1076    KORU 4/11/2013 0.3 DIREXION DAILY SOUTH KOREA BULL 3X ETF Exchange Traded Fund Financial NYSE
1077    KRE 6/22/2006 40.7 SPDR S&P REGIONAL BANKING ETF State Street Global Advisors Financial NYSE
1078    KRMA 7/12/2016 0.03 GLOBAL X CONSCIOUS COMPANIES ETF NASDAQ
1079    KROO 3/23/2010 0.66 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1080    KRS 4/22/2010 0.6 PROSHARES SHORT KBW REGIONAL BA ProShares Trading-Inverse Equity NYSE
1081    KRU 4/22/2010 1.04 PROSHARES ULTRA KBW REGIONAL BA ProShares Trading-Leveraged Equity NYSE
1082    KSA 9/17/2015 0.07
1083    KWEB 8/1/2013 3.48 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1084    KWT 4/23/2008 2.41 MARKET VECTORS SOLAR ENERGY ETF Van Eck Equity Energy NYSE
1085    KXI 9/22/2006 5.71 ISHARES S&P GLOBAL CONSUMER STA iShares Consumer Defensive NYSE
1086    LABD 5/28/2015 6.91
1087    LABS 12/4/2015 0.03
1088    LABU 5/28/2015 7.83 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1089    LALT 5/29/2014 0.2 POWERSHARES MULTI-STRATEGY ALT ETF Exchange Traded Fund Financial NASDAQ
1090    LARE 12/3/2015 0.03 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1091    LBDC 10/9/2015 0.02
1092    LBJ 12/3/2009 4.17 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1093    LD 6/25/2008 0.41 IPATH BLOOMBERG LEAD SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1094    LDRI 9/10/2014 0.09
1095    LDUR 1/23/2014 0.2 PIMCO LOW DURATION ETF Exchange Traded Fund Financial NYSE
1096    LEDD 8/1/2013 0.03 IPATH PURE BETA LEAD ETN NYSE
1097    LEMB 10/20/2011 3.19 ISHARES EMERGING MARKETS LOCAL iShares Emerging Markets Bond NYSE
1098    LGLV 2/21/2013 0.27 SPDR RUSSELL 1000 LOW VOLATILITY ETF SPDR State Street Global Advisors Large Value NYSE
1099    LIT 7/23/2010 4.07 GLOBAL X LITHIUM ETF Global X Funds Natural Resources NYSE
1100    LKOR 9/24/2015 0.07 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1101    LLSC 12/4/2015 0.01
1102    LLSP 1/9/2015 0.09
1103    LMBS 11/5/2014 0.72 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1104    LMLP 7/10/2014 1.17
1105    LNGR 5/10/2016 0.01 GLOBAL X LONGEVITY THEMATIC ETF NASDAQ
1106    LOWC 11/26/2014 0.04
1107    LQD 7/30/2002 45.01 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1108    LQDH 6/17/2014 0.11 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1109    LRET 5/6/2015 0.33
1110    LRGF 4/30/2015 0.28
1111    LSTK 9/9/2013 0.05 IPATH PURE BETA LIVESTOCK ETN NYSE
1112    LSVX 7/14/2016 0.01 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1113    LTL 5/22/2008 0.64 PROSHARES ULTRA TELECOMMUNICATIONS ProShares Trading--Leveraged Equity NYSE
1114    LTPZ 9/8/2009 2.07 PIMCO 15+ YEAR TIPS PIMCO Inflation-Protected Bond NYSE
1115    LVHB 10/21/2016 0.09
1116    LVHD 1/4/2016 0.42 LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF NASDAQ
1117    LVHI 7/28/2016 0.03 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1118    LVL 6/25/2007 2.6 GUGGENHEIM GLOBAL DIVIDEND OPPO Guggenheim Funds World Stock NYSE
1119    LWC 3/11/2009 2.81 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1120    MATF 5/12/2016 0.01
1121    MATH 6/23/2011 0.35 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1122    MAUI 6/1/2015 0.07 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
1123    MBB 3/16/2007 21.72 ISHARES MBS iShares Intermediate-Term Bond NYSE
1124    MBG 1/30/2009 1.35 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1125    MBSD 9/4/2014 0.14 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1126    MCEF 9/29/2016 0.01 FIRST TRUST MUNICIPAL CEF INCOME OPPORTUNITY ETF NASDAQ
1127    MCHI 3/31/2011 12.43 ISHARES MSCI CHINA ETF NASDAQ
1128    MCRO 6/9/2009 0.64 IQ HEDGE MACRO TRACKER ETF IndexIQ Multialternative NYSE
1129    MDIV 8/14/2012 7.56 FIRST TRUST MULTI-ASSET DIVERSIFIED INCOME INDEX FUND NASDAQ
1130    MDY 1/2/1998 74.21 SPDR MIDCAP TRUST SERIES I State Street Global Advisors Mid-Cap Blend NYSE
1131    MDYG 5/16/2007 1.81 SPDR S&P 400 MID CAP GROWTH ETF State Street Global Advisors Mid-Cap Growth NYSE
1132    MDYV 5/16/2007 1.35 SPDR S&P 400 MID CAP VALUE ETF State Street Global Advisors Mid-Cap Value NYSE
1133    MEAR 3/5/2015 0.07
1134    MELT 7/29/2016 0.14
1135    MGC 12/27/2007 6.26 VANGUARD MEGA CAP 300 ETF Vanguard Large Blend NYSE
1136    MGK 12/27/2007 10.14 VANGUARD MEGA CAP 300 GRWTH ETF Vanguard Large Growth NYSE
1137    MGV 12/27/2007 5.72 VANGUARD MEGA CAP 300 VALUE ETF Vanguard Large Value NYSE
1138    MIDU 1/8/2009 11.63 DIREXION DAILY MID CAP BULL 3X ETF Exchange Traded Fund Financial NYSE
1139    MIDZ 1/9/2009 5.64 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1140    MILN 5/6/2016 0.06 GLOBAL X MILLENNIALS THEMATIC ETF NASDAQ
1141    MINC 3/20/2013 1.37 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1142    MINT 11/17/2009 12.2 PIMCO ENH SHRT MATU PIMCO Ultrashort Bond NYSE
1143    MLN 1/16/2008 3.05 VANECK VECTORS AMT-FREE LONG MUNI ETF Market Vectors Muni National Long NYSE
1144    MLPA 4/19/2012 3.42 GLOBAL X MLP ETF Exchange Traded Fund Financial NYSE
1145    MLPB 10/9/2015 0.01
1146    MLPC 9/26/2013 0.63
1147    MLPG 7/14/2010 0.46 UBS AG EXCHANGE TRADED ACCESS S UBS AG Equity Energy NYSE
1148    MLPI 4/1/2010 10.96 UBS AG ETN UBS AG Equity Energy NYSE
1149    MLPJ 1/15/2013 0.39 GLOBAL X JUNIOR MLP ETF Exchange Traded Fund Financial NYSE
1150    MLPQ 2/9/2016 0.11
1151    MLPS 9/29/2010 0.37 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1152    MLPX 8/7/2013 1.99 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Exchange Traded Fund Financial NYSE
1153    MLPY 3/17/2011 0.73 MORGAN STANLEY CUSHING MLP HIGH NYSE
1154    MLPZ 2/9/2016 0.05
1155    MMTM 2/22/2013 0.09 SPDR S&P 1500 MOMENTUM TILT ETF Exchange Traded Fund Financial NYSE
1156    MNA 11/17/2009 1.66 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1157    MOAT 4/25/2012 5.21 MARKET VECTORS WIDE MOAT ETF Exchange Traded Fund Financial NYSE
1158    MOM 9/7/2011 0.23 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
1159    MOO 9/5/2007 26.76 MARKET VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1160    MORL 10/17/2012 7.3
1161    MORT 8/17/2011 2.76 MARKET VECTORS MORTGAGE REIT IN Van Eck Real Estate NYSE
1162    MOTI 7/14/2015 0.06
1163    MPCT 4/22/2016 0.02 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1164    MRGR 12/13/2012 0.1 PROSHARES MERGER Exchange Traded Fund Financial BATS
1165    MRRL 10/9/2015 0.09
1166    MTK 10/2/2000 4.44 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
1167    MTUM 4/18/2013 3.84 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1168    MUB 9/10/2007 19.23 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1169    MUNI 12/15/2009 1.97 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1170    MVV 6/21/2006 20.26 PROSHARES ULTRA MIDCAP400 ProShares Trading-Leveraged Equity NYSE
1171    MXI 9/22/2006 9.2 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1172    MYY 6/21/2006 6.09 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1173    MZZ 7/13/2006 17.44 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading-Inverse Equity NYSE
1174    NAIL 8/19/2015 0.06
1175    NANR 12/18/2015 0.36
1176    NASH 8/1/2013 0.16 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1177    NEAR 10/3/2013 3.19 ISHARES SHORT MATURITY BOND Exchange Traded Fund Financial BATS
1178    NFLT 8/11/2015 0.62
1179    NFO 9/21/2006 3.13 GUGGENHEIM INSIDER ETF Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
1180    NFRA 10/9/2013 1.11 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Exchange Traded Fund Financial NYSE
1181    NGE 4/3/2013 2.08 GLOBAL X MSCI NIGERIA ETF Exchange Traded Fund Financial NYSE
1182    NIB 6/25/2008 2.52 IPATH DJ-UBS COCOA SUBINDEX TOT iPath Commodities Agriculture NYSE
1183    NINI 5/30/2012 0.09 IPATH PURE BETA NICKEL ETN Exchange Traded Fund Financial NYSE
1184    NLR 8/15/2007 5.2 MARKET VECTORS URANIUM & NUCLEA Van Eck Equity Energy NYSE
1185    NOBL 10/10/2013 5.88 PROSHARES S&P 500 DIVIDEND ARISTOCRATS Exchange Traded Fund Financial NYSE
1186    NORW 11/10/2010 3.26 GLOBAL X FTSE NORWAY 30 ETF Global X Funds Europe Stock NYSE
1187    NUAG 9/15/2016 0.04
1188    NUGT 12/8/2010 34.29 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1189    NYF 10/11/2007 1.27 ISHARES NEW YORK MUNI BOND iShares Muni New York Intermediate NYSE
1190    OAPH 8/27/2015 0.04
1191    OASI 8/19/2015 0.09 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1192    OEF 10/27/2000 39.32 ISHARES S&P 100 INDEX FUND iShares Large Blend NYSE
1193    OEUH 8/27/2015 0.16
1194    OEUR 8/19/2015 0.26
1195    OEW 6/30/2016 0.02
1196    OIH 2/26/2001 65.22 MARKET VECTORS OIL SERVICES ETF Van Eck Equity Energy AMEX
1197    OIL 8/16/2006 32.61 BARCLAYS BANK PLC IPATH EXCHANG iPath Commodities Energy NYSE
1198    OILK 9/28/2016 0.06
1199    OILX 2/18/2016 0.09
1200    OLD 6/9/2016 0.04 THE LONG-TERM CARE ETF NASDAQ
1201    OLEM 4/21/2011 0.22 IPATH PURE BETA CRUDE OIL ETN NYSE
1202    OLO 6/19/2008 1.21 POWERSHARES DB CRUDE OIL LONG E Deutsche Bank Commodities Energy NYSE
1203    ONEK 5/16/2007 0.67 SPDR RUSSELL 1000 ETF Exchange Traded Fund Financial NYSE
1204    ONEO 12/3/2015 0.04
1205    ONEQ 10/1/2003 7.43 FIDELITY NASDAQ COMPOSITE INDEX Fidelity Investments Large Growth NASDAQ
1206    ONEV 9/4/2007 0.22
1207    ONEY 5/16/2007 0.25
1208    ONG 4/21/2011 0.04 IPATH PURE BETA ENERGY ETN NYSE
1209    ORG 6/9/2016 0.03 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1210    OUNZ 5/16/2014 1.09 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1211    OUSA 7/14/2015 1.46
1212    OVLC 5/11/2016 0.01
1213    PAF 6/25/2007 0.81 POWERSHARES FTSE RAFI ASIA PACI PowerShares Pacific/Asia ex-Japan Stk NYSE
1214    PAGG 9/23/2008 2.07 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1215    PAK 4/23/2015 0.27
1216    PALL 1/14/2010 9.16 ETFS PHYSICAL PALLADIUM SHARES ETF Securities Ltd Commodities Precious Metals NYSE
1217    PBD 6/13/2007 5.21 POWERSHARES GLOBAL CLEAN ENERGY PowerShares Equity Energy NYSE
1218    PBE 6/23/2005 11.24 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1219    PBJ 6/23/2005 5.71 POWERSHARES DYNAMIC FOOD & BEVE PowerShares Consumer Defensive NYSE
1220    PBP 12/27/2007 6.99 POWERSHARES S&P 500 BUYWRITE PO PowerShares Long/Short Equity NYSE
1221    PBS 6/23/2005 5.94 POWERSHARES DYNAMIC MEDIA PowerShares Communications NYSE
1222    PBW 3/3/2005 25.73 POWERSHARES WILDERHILL CLEAN EN PowerShares Equity Energy NYSE
1223    PCEF 2/19/2010 8.52 POWERSHARES CEF INCOME COMPOSIT PowerShares Conservative Allocation NYSE
1224    PCY 10/11/2007 25.21 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1225    PDBC 11/7/2014 1.48
1226    PDN 9/28/2007 2.09 POWERSHARES FTSE RAFI DEVELOPED PowerShares Foreign Small/Mid Value NYSE
1227    PDP 3/1/2007 15.13 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1228    PEJ 6/23/2005 4.96 POWERSHARES DYNAMIC LEISURE & E PowerShares Consumer Cyclical NYSE
1229    PEK 10/14/2010 2.36 MARKET VECTORS CHINA ETF Van Eck China Region NYSE
1230    PERM 2/8/2012 0.31 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1231    PEX 2/28/2013 0.16 PROSHARES GLOBAL LISTED PRIVATE EQUITY Exchange Traded Fund Financial BATS
1232    PEY 12/9/2004 15.07 POWERSHARES HIGH YIELD DIVIDEND PowerShares Mid-Cap Value NYSE
1233    PEZ 10/12/2006 2.04 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1234    PFF 3/30/2007 36.21 ISHARES S&P US PREFERRED STOCK iShares Miscellaneous Sector NYSE
1235    PFI 10/12/2006 1.31 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1236    PFIG 9/15/2011 0.64 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1237    PFM 9/15/2005 6.3 POWERSHARES DIVIDEND ACHIEVERS PowerShares Large Blend NYSE
1238    PFV 9/21/2016 0.01 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
1239    PFXF 7/19/2012 4.09 MARKET VECTORS PREF SECS EXFINCLS ETF Exchange Traded Fund Financial NYSE
1240    PGAL 11/13/2013 1.27 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1241    PGD 6/18/2008 0.19 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
1242    PGF 12/6/2006 24.47 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1243    PGHY 6/21/2013 0.7 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1244    PGJ 12/9/2004 16.28 POWERSHARES GOLDEN DRAGON HALTE PowerShares China Region NYSE
1245    PGM 6/25/2008 1.86 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1246    PGX 1/31/2008 27.04 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1247    PHB 11/15/2007 15.18 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1248    PHDG 12/6/2012 1.88 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1249    PHO 12/6/2005 25.55 POWERSHARES WATER RESOURCE PORT PowerShares Industrials NYSE
1250    PHYS 2/26/2010 20.1 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1251    PICB 6/3/2010 3.35 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1252    PICK 2/2/2012 3.69 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1253    PID 9/15/2005 18.51 POWERSHARES INTL DIVIDEND ACHIE PowerShares Foreign Large Value NYSE
1254    PIE 1/7/2008 10.08 POWERSHARES DWA EMERGING MARKET PowerShares Diversified Emerging Mkts NYSE
1255    PILL 9/21/2015 0.02 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1256    PILS 9/21/2015 0.01
1257    PIN 3/5/2008 19.04 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1258    PIO 6/13/2007 7.75 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1259    PIZ 1/7/2008 6.77 POWERSHARES DWA DEVELOPED MARKE PowerShares Foreign Large Blend NYSE
1260    PJP 6/23/2005 13.49 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1261    PKB 10/26/2005 4.42 POWERSHARES DYNAMIC BUILD & CON PowerShares Industrials NYSE
1262    PKW 12/20/2006 11.45 POWERSHARES BUYBACK ACHIEVERS PowerShares Large Blend NYSE
1263    PLND 12/15/2009 1.78 MARKET VECTORS POLAND ETF Van Eck Europe Stock NYSE
1264    PLW 10/11/2007 2.62 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1265    PMPT 8/17/2016 0.02 ISECTORS POST-MPT GROWTH ETF NASDAQ
1266    PMR 10/26/2005 2.58 POWERSHARES DYNAMIC RETAIL PowerShares Consumer Cyclical NYSE
1267    PNQI 6/13/2008 3.55 POWERSHARES NASDAQ INTERNET POR PowerShares Technology NASDAQ
1268    PPA 12/1/2005 8.51 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1269    PPH 2/1/2000 32.11 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1270    PPLT 1/8/2010 7.91 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1271    PRB 2/3/2009 0.52 MARKET VECTORS PRE-REFUNDED MUN Van Eck Muni National Interm NYSE
1272    PRF 12/20/2005 15.64 POWERSHARES FTSE RAFI US 1000 P PowerShares Large Value NYSE
1273    PRFZ 9/20/2006 7.17 POWERSHARES FTSE RAFI US 1500 S PowerShares Small Blend NASDAQ
1274    PRME 11/12/2015 0.08
1275    PRN 10/12/2006 2.75 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1276    PRNT 7/20/2016 0.11
1277    PSAU 9/23/2008 2.06 POWERSHARES GLOBAL GOLD & PRECI PowerShares Equity Precious Metals NASDAQ
1278    PSC 5/16/2007 0.03 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1279    PSCC 4/7/2010 1.02 POWERSHARES S&P SMALLCAP CONSUM PowerShares Consumer Defensive NASDAQ
1280    PSCD 4/7/2010 1.44 POWERSHARES S&P SMALLCAP CONSUM PowerShares Consumer Cyclical NASDAQ
1281    PSCE 4/7/2010 2.45 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1282    PSCF 4/7/2010 1.37 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1283    PSCH 4/7/2010 2.77 POWERSHARES S&P SMALLCAP HEALTH PowerShares Health NASDAQ
1284    PSCI 4/7/2010 0.87 POWERSHARES S&P SMALLCAP INDUST PowerShares Industrials NASDAQ
1285    PSCM 4/7/2010 0.75 POWERSHARES S&P SMALLCAP MATERI PowerShares Natural Resources NASDAQ
1286    PSCT 4/7/2010 2.91 POWERSHARES S&P SMALLCAP INFORM PowerShares Technology NASDAQ
1287    PSCU 4/7/2010 0.9 POWERSHARES S&P SMALLCAP UTILIT PowerShares Utilities NASDAQ
1288    PSET 3/22/2016 0.01 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1289    PSI 6/23/2005 5.61 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1290    PSJ 6/23/2005 2.92 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1291    PSK 9/17/2009 4.93 SPDR WELLS FARGO PREFERRED STOC State Street Global Advisors Miscellaneous Sector NYSE
1292    PSL 10/12/2006 2.33 POWERSHARES DYNAMIC CONSUMER ST PowerShares Consumer Defensive NYSE
1293    PSLV 10/29/2010 16.76 SPROTT PHYSICAL SILVER TRUST ET NYSE
1294    PSP 10/24/2006 13.25 POWERSHARES LISTED PRIVATE EQUI PowerShares Financial NYSE
1295    PSQ 6/21/2006 26.65 PROSHARES SHORT QQQ ProShares Trading-Inverse Equity NYSE
1296    PSR 11/21/2008 0.51 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1297    PST 5/22/2008 8.86 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1298    PTF 10/12/2006 2.3 POWERSHARES DYNAMIC TECHNOLOGY PowerShares Technology NYSE
1299    PTH 10/12/2006 3.6 POWERSHARES DYNAMIC HEATHCARE PowerShares Health NYSE
1300    PTLC 6/12/2015 1.22
1301    PTM 5/9/2008 2.9 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1302    PTMC 6/12/2015 0.75
1303    PTNQ 6/12/2015 0.39
1304    PUI 10/26/2005 3.04 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1305    PUW 10/24/2006 1.7 POWERSHARES WILDERHILL PROGRESS PowerShares Equity Energy NYSE
1306    PVI 11/15/2007 4.95 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1307    PWB 3/3/2005 8.73 POWERSHARES DYNAMIC LARGECAP GR PowerShares Large Growth NYSE
1308    PWC 11/14/2003 6.16 POWERSHARES XTF: DYNAMIC MARKET PowerShares Mid-Cap Blend NYSE
1309    PWV 3/3/2005 11.29 POWERSHARES DYNAMIC LARGECAP VA PowerShares Large Value NYSE
1310    PWZ 10/19/2007 1.68 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1311    PXE 11/1/2005 6.7 POWERSHARES DYNAMIC ENERGY E&P PowerShares Equity Energy NYSE
1312    PXF 6/25/2007 5.41 POWERSHARES FTSE RAFI DEVELOPED PowerShares Foreign Large Value NYSE
1313    PXH 9/28/2007 8.45 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1314    PXI 10/12/2006 4.48 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1315    PXJ 10/26/2005 13.07 POWERSHARES DYNAMIC OIL SERVICE PowerShares Equity Energy NYSE
1316    PXLG 6/16/2011 0.5 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Growth NYSE
1317    PXLV 6/16/2011 0.33 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Value NYSE
1318    PXMG 5/7/2007 3.98 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Growth NYSE
1319    PXMV 5/16/2007 1.81 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Value NYSE
1320    PXQ 6/23/2005 3.11 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1321    PXR 10/17/2008 2.25 POWERSHARES GLOBAL EMERGING MAR PowerShares Industrials NYSE
1322    PXSG 5/16/2007 1.72 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Growth NYSE
1323    PXSV 5/16/2007 3.01 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Value NYSE
1324    PY 3/22/2016 0.01 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1325    PYZ 10/12/2006 2.52 POWERSHARES DYNAMIC BASIC MATER PowerShares Natural Resources NYSE
1326    PZA 10/18/2007 11.62 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1327    PZD 10/24/2006 2.96 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1328    PZI 8/18/2005 4.39 POWERSHARES ZACKS MICRO CAP PowerShares Small Value NYSE
1329    PZT 10/11/2007 1.08 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1330    QABA 7/1/2009 2.22 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1331    QAI 3/25/2009 7.08 IQ HEDGE MULTIIQ HEDGE MULTI-ST IndexIQ Multialternative NYSE
1332    QAT 5/1/2014 0.4 ISHARES MSCI QATAR CAPPED ETF NASDAQ
1333    QAUS 6/12/2014 0.11 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1334    QCAN 6/12/2014 0.1 SPDR MSCI CANADA QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1335    QCLN 2/14/2007 3.99 FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND NASDAQ
1336    QDEF 12/19/2012 0.62 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Exchange Traded Fund Financial NYSE
1337    QDEU 6/12/2014 0.09 SPDR MSCI GERMANY QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1338    QDF 12/19/2012 2.2 FLEXSHARES QUALITY DIVIDEND ETF Exchange Traded Fund Financial NYSE
1339    QDYN 12/19/2012 0.21 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Exchange Traded Fund Financial NYSE
1340    QED 7/21/2016 0.01
1341    QEFA 6/5/2014 0.1 SPDR MSCI EAFE QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1342    QEH 8/15/2012 0.17 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
1343    QEMM 6/6/2014 0.22 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1344    QESP 6/12/2014 0.03 SPDR MSCI SPAIN QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1345    QGBR 8/24/2015 0.01 SPDR MSCI UNITED KINGDOM QUAL MIX ETF Exchange Traded Fund Financial NYSE
1346    QGTA 5/16/2016 0.01
1347    QID 7/13/2006 57.26 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1348    QINC 3/11/2014 0.23 FIRST TRUST RBA QUALITY INCOME ETF NASDAQ
1349    QJPN 6/12/2014 0.08 SPDR MSCI JAPAN QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1350    QLC 9/24/2015 0.02 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1351    QLD 6/21/2006 52.54 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1352    QLS 11/3/2016 0.01
1353    QLTA 2/16/2012 1.07 ISHARES AAA - A RATED CORPORATE BOND Exchange Traded Fund Financial NYSE
1354    QMN 10/4/2012 0.25 IQ HEDGE MARKET NEUTRAL TRACKER ETF Exchange Traded Fund Financial NYSE
1355    QQEW 5/2/2006 5.3 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND NASDAQ
1356    QQQ 3/10/1999 114.43 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1357    QQQC 1/22/2010 0.7 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1358    QQQE 3/21/2012 1.24 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1359    QQXT 5/8/2007 2.03 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND NASDAQ
1360    QTEC 5/3/2006 7.89 FIRST TRUST NASDAQ-100- TECHNOLOGY INDEX FUND NASDAQ
1361    QUAL 7/18/2013 3.51 ISHARES MSCI USA QUALITY FACTOR Exchange Traded Fund Financial NYSE
1362    QUS 4/16/2015 0.04
1363    QVAL 10/22/2014 0.4 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1364    QVM 2/27/2015 0.04
1365    QWLD 6/5/2014 0.05 SPDR MSCI WORLD QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1366    QYLD 12/12/2013 0.57 RECON CAPITAL NASDAQ-100 COVERED CALL ETF NASDAQ
1367    RALS 12/9/2010 0.82 PROSHARES RAFI LONG SHORT ETF ProShares Market Neutral NYSE
1368    RAVI 10/11/2012 0.38 FLEXSHARES READY ACCESS VARIABLE INC ETF Exchange Traded Fund Financial NYSE
1369    RBL 3/11/2010 2.2 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1370    RCD 11/7/2006 1.75 RYDEX S&P EQUAL WEIGHT CONSUMER Rydex/SGI Consumer Cyclical NYSE
1371    RDIV 10/1/2013 1.3 REVENUESHARES ULTRA DIVIDEND ETF Exchange Traded Fund Financial NYSE
1372    RDVY 1/7/2014 0.47 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF NASDAQ
1373    REET 7/10/2014 0.83 ISHARES GLOBAL REIT Exchange Traded Fund Financial NYSE
1374    REGL 2/5/2015 0.81
1375    REK 3/18/2010 2.25 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1376    REM 5/4/2007 17.72 ISHARES FTSE NAREIT MORTGAGE RE iShares Real Estate NYSE
1377    REML 7/13/2016 0.01
1378    REMX 10/28/2010 5.73 MV RARE EARTH/STRATEGIC METALS Van Eck Natural Resources NYSE
1379    RETL 7/14/2010 1.67 DIREXION DAILY RETAIL BULL 3X S Direxion Funds Trading-Leveraged Equity NYSE
1380    REW 2/2/2007 6.99 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading-Inverse Equity NYSE
1381    REZ 5/4/2007 6.22 ISHARES FTSE NAREIT RESIDENTIAL iShares Real Estate NYSE
1382    RFAP 4/14/2016 0.02 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1383    RFDA 6/7/2016 0.06
1384    RFDI 4/14/2016 0.13 FIRST TRUST RIVERFRONT DYNAMIC DEVELOPED INTERNATIONAL ETF NASDAQ
1385    RFEM 6/15/2016 0.03 FIRST TRUST RIVERFRONT DYNAMIC EMERGING MARKETS ETF NASDAQ
1386    RFEU 4/14/2016 0.06 FIRST TRUST RIVERFRONT DYNAMIC EUROPE ETF NASDAQ
1387    RFFC 6/7/2016 0.05
1388    RFG 6/22/2006 6.48 RYDEX S&P MIDCAP 400 PURE GROWT Rydex/SGI Mid-Cap Growth NYSE
1389    RFV 3/7/2006 1.91 RYDEX S&P MIDCAP 400 PURE VALUE Rydex/SGI Small Value NYSE
1390    RGI 11/7/2006 1.31 RYDEX S&P EQUAL WEIGHT INDUSTRI Rydex/SGI Industrials NYSE
1391    RGRO 2/2/2015 0.03
1392    RHS 11/7/2006 2.69 RYDEX S&P EQUAL WEIGHT CONSUMER Rydex/SGI Consumer Defensive NYSE
1393    RIGS 10/9/2013 1.91 RIVERFRONT STRATEGIC INCOME ETF Exchange Traded Fund Financial NYSE
1394    RINF 3/7/2014 0.4 PROSHARES 30 YEAR TIPS TYS SPRE ProShares Trading-Miscellaneous NYSE
1395    RING 2/2/2012 4.03 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1396    RISE 2/19/2015 0.04
1397    RJA 10/22/2007 11.4 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1398    RJI 10/19/2007 13.12 AB SVENSK EKPORTKREDIT (SWEDISH Swedish Export Credit Corporation Commodities Broad Basket NYSE
1399    RJN 10/19/2007 2.63 AB SVENSK EKPORTKREDIT (SWEDISH Swedish Export Credit Corporation Commodities Energy NYSE
1400    RJZ 10/18/2007 1.83 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1401    RLY 4/26/2012 1.31 SPDR SSGA MULTI-ASSET REAL RETURN ETF Exchange Traded Fund Financial NYSE
1402    ROAM 2/26/2015 0.13
1403    ROBO 10/22/2013 1.86 ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF NASDAQ
1404    RODM 10/16/2007 3.8
1405    ROGS 3/24/2015 0.04
1406    ROM 2/1/2007 11.31 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1407    ROOF 6/14/2011 1.44 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1408    RORE 10/4/2016 0.01
1409    ROUS 2/27/2015 0.04
1410    RPG 3/7/2006 9.49 RYDEX S&P 500 PURE GROWTH ETF Rydex/SGI Large Growth NYSE
1411    RPV 3/7/2006 8.41 RYDEX S&P 500 PURE VALUE ETF Rydex/SGI Mid-Cap Value NYSE
1412    RRF 12/17/2012 0.36 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
1413    RSP 5/1/2003 39.44 RYDEX S&P EQUAL WEIGHT ETF Rydex/SGI Large Blend NYSE
1414    RSX 4/30/2007 41.8 VANECK VECTORS RUSSIA ETF Market Vectors Miscellaneous Region NYSE
1415    RSXJ 4/14/2011 2.03 VANECK VECTORS RUSSIA SMALL-CAP ETF Market Vectors Miscellaneous Region NYSE
1416    RTH 5/17/2001 36.28 MARKET VECTORS RETAIL ETF Van Eck Consumer Cyclical AMEX
1417    RTLA 11/30/2010 0.32 IPATH LONG EXTENDED RUSSELL 200 NYSE
1418    RTM 11/7/2006 1.37 RYDEX S&P EQUAL WEIGHT MATERIAL Rydex/SGI Natural Resources NYSE
1419    RTR 12/9/2008 0.7 REVENUESHARES ADR VTL Associates, LLC Foreign Large Value NYSE
1420    RUSL 5/25/2011 12.35 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1421    RUSS 5/25/2011 10.5 DIREXION DAILY RUSSIA BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
1422    RVNU 6/4/2013 0.34 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1423    RWJ 2/22/2008 3.74 REVENUESHARES SMALL CAP VTL Associates, LLC Small Blend NYSE
1424    RWK 3/11/2008 2.85 REVENUESHARES MID CAP VTL Associates, LLC Mid-Cap Value NYSE
1425    RWL 3/7/2008 3.72 REVENUESHARES LARGE CAP VTL Associates, LLC Large Value NYSE
1426    RWM 1/25/2007 28.5 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1427    RWO 5/22/2008 11.4 SPDR DJ WILSHIRE GLOBAL REAL ES State Street Global Advisors Global Real Estate NYSE
1428    RWR 8/29/2001 30.82 SPDR DJ WILSHIRE REIT ETF State Street Global Advisors Real Estate NYSE
1429    RWW 11/19/2008 0.71 REVENUESHARES FINANCIALS SECTOR VTL Associates, LLC Financial NYSE
1430    RWX 12/19/2006 26.3 SPDR DJ WILSHIRE INTL REAL ESTA State Street Global Advisors Global Real Estate NYSE
1431    RXD 2/1/2007 0.96 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1432    RXI 9/21/2006 3.11 ISHARES S&P GLOBAL CONSUMER DIS iShares Consumer Cyclical NYSE
1433    RXL 2/1/2007 3.92 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1434    RYE 11/7/2006 2.7 RYDEX S&P EQUAL WEIGHT ENERGY E Rydex/SGI Equity Energy NYSE
1435    RYF 11/7/2006 2.74 RYDEX S&P EQUAL WEIGHT FINANCIA Rydex/SGI Financial NYSE
1436    RYH 11/7/2006 3.65 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1437    RYJ 5/19/2006 3.7 GUGGENHEIM RAYMOND JAMES SB-1 E Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
1438    RYT 11/7/2006 5.21 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1439    RYU 11/7/2006 1.96 RYDEX S&P EQUAL WEIGHT UTILITIE Rydex/SGI Utilities NYSE
1440    RZG 3/7/2006 1.91 RYDEX S&P SMALLCAP 600 PURE GRO Rydex/SGI Small Growth NYSE
1441    RZV 3/7/2006 3.74 RYDEX S&P SMALLCAP 600 PURE VAL Rydex/SGI Small Value NYSE
1442    SAA 1/25/2007 4.79 PROSHARES ULTRA SMALLCAP600 ProShares Trading-Leveraged Equity NYSE
1443    SAGG 3/23/2011 0.31 DIREXION DAILY TOT BD MKT BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1444    SBB 1/25/2007 2.41 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1445    SBIO 12/31/2014 2.47 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1446    SBM 3/18/2010 0.56 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1447    SBV 12/11/2013 0.03 IPATH PURE BETA BROAD COMMODITY NYSE
1448    SCAP 7/7/2016 0.02
1449    SCC 2/5/2007 4.95 PROSHARES ULTRASHORT CONSUMER S ProShares Trading-Inverse Equity NYSE
1450    SCHA 11/3/2009 16.33 SCHW US SCAP ETF Schwab Funds Small Blend NYSE
1451    SCHB 11/3/2009 18.3 SCHW US BRD MKT ETF Schwab Funds Large Blend NYSE
1452    SCHC 1/14/2010 5.72 SCHW INTL SCAP EQ ETF Schwab Funds Foreign Small/Mid Growth NYSE
1453    SCHD 10/20/2011 13.3 SCHWAB US DIVIDEND EQUITY ETF Schwab Funds Large Blend NYSE
1454    SCHE 1/14/2010 14.34 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1455    SCHF 11/3/2009 17.12 SCHW INTL EQ ETF Schwab Funds Foreign Large Blend NYSE
1456    SCHG 1/4/2010 10.12 SCHW US LCAP GRO ETF Schwab Funds Large Growth NYSE
1457    SCHH 1/13/2011 11.25 SCHWAB U.S. REIT ETF Schwab Funds Real Estate NYSE
1458    SCHM 1/13/2011 9.36 SCHWAB U.S. MID CAP ETF Schwab Funds Mid-Cap Blend NYSE
1459    SCHO 8/5/2010 4.71 SCHWAB SHORT-TERM U.S. TREASURY Schwab Funds Short Government NYSE
1460    SCHP 8/5/2010 5.9 SCHWAB U.S. TIPS ETF Schwab Funds Inflation-Protected Bond NYSE
1461    SCHR 8/5/2010 3.49 SCHWAB INTERMEDIATE-TERM U.S. T Schwab Funds Intermediate Government NYSE
1462    SCHV 12/15/2009 8.74 SCHW US LCAP VAL ETF Schwab Funds Large Value NYSE
1463    SCHX 11/3/2009 17.77 SCHW US LCAP ETF Schwab Funds Large Blend NYSE
1464    SCHZ 7/14/2011 7.31 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1465    SCID 5/20/2015 0.03 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1466    SCIF 8/25/2010 6.76 VANECK VECTORS INDIA SMALL-CAP ETF Market Vectors India Equity NYSE
1467    SCIJ 8/25/2015 0.02
1468    SCIN 7/7/2010 1.48 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1469    SCIU 5/13/2015 0.15
1470    SCIX 5/19/2015 0.02 GLOBAL X SCIENTIFIC BETA ASIA EX-JPN ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
1471    SCJ 12/27/2007 2.24 ISHARES MSCI JAPAN SM CAP iShares Japan Stock NYSE
1472    SCO 11/25/2008 34.43 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1473    SCPB 1/4/2010 12.31 SPDR BARCLAYS CAPITAL SHORT TER State Street Global Advisors Short-Term Bond NYSE
1474    SCTO 10/23/2014 0.15 JPMORGAN US SECTOR ROTAT ETF Exchange Traded Fund Financial NYSE
1475    SCZ 12/12/2007 21.07 ISHARES MSCI EAFE SMALL-CAP ETF NASDAQ
1476    SDD 1/25/2007 4.85 PROSHARES ULTRASHORT SMALLCAP60 ProShares Trading-Inverse Equity NYSE
1477    SDEM 3/17/2015 0.14
1478    SDIV 6/9/2011 10.04 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1479    SDOG 7/16/2012 6.92 ALPS SECTOR DIVIDEND DOGS ETF Exchange Traded Fund Financial NYSE
1480    SDOW 2/11/2010 21.97 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1481    SDP 3/15/2007 2.37 PROSHARES ULTRASHORT UTILITIES ProShares Trading-Inverse Equity NYSE
1482    SDS 7/13/2006 64.26 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1483    SDY 11/15/2005 31.74 SPDR S&P DIVIDEND ETF State Street Global Advisors Large Value NYSE
1484    SDYL 5/23/2012 0.37 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN Exchange Traded Fund Financial NYSE
1485    SEA 6/11/2010 3.19 GUGGENHEIM SHIPPING ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
1486    SEF 6/12/2008 6.91 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1487    SFLA 11/30/2010 0.25 IPATH LONG EXTENDED S&P 500 TR NYSE
1488    SGAR 4/28/2011 0.17 IPATH PURE BETA SUGAR ETN NYSE
1489    SGDJ 3/31/2015 0.84 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1490    SGDM 7/15/2014 3.71 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1491    SGG 6/25/2008 5.54 IPATH DJ-UBS SUGAR SUBINDEX TOT iPath Commodities Agriculture NYSE
1492    SGOL 9/9/2009 9.43 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1493    SGQI 12/8/2016 0.01 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1494    SH 6/21/2006 40.73 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1495    SHE 3/8/2016 0.04
1496    SHM 10/18/2007 14.7 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1497    SHNY 9/8/2016 0.07 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1498    SHV 1/11/2007 17 ISHARES LEHMAN SHORT TREASURY B iShares Short Government NYSE
1499    SHY 7/30/2002 42.93 BARCLAYS 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1500    SHYD 1/14/2014 0.68 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Market Vectors High Yield Muni NYSE
1501    SHYG 10/17/2013 2.91 ISHARES 0-5 YEAR HIGH YIELD CORP BD Exchange Traded Fund Financial NYSE
1502    SICK 6/15/2011 0.1 DIREXION DAILY HEALTHCARE BEAR Direxion Funds Trading-Inverse Equity NYSE
1503    SIJ 2/1/2007 3.58 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1504    SIL 4/20/2010 13.34 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1505    SILJ 11/29/2012 1.98 PUREFUNDS ISE JUNIOR SILVER ETF Pure Funds Equity Precious Metals NYSE
1506    SIPE 5/7/2014 0.05
1507    SIVR 7/24/2009 13.31 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1508    SIZ 9/7/2011 0.09 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
1509    SIZE 4/18/2013 0.23 ISHARES MSCI USA SIZE FACTOR Exchange Traded Fund Financial NYSE
1510    SJB 3/22/2011 3.34 PROSHARES SHORT HIGH YIELD ProShares Trading-Inverse Debt NYSE
1511    SJNK 4/9/2012 14.32 SPDR BARCLAYS SHORT TERM HI YLD BD ETF Exchange Traded Fund Financial NYSE
1512    SKF 2/1/2007 34.77 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1513    SKOR 11/13/2014 0.11 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1514    SKYY 7/6/2011 4.97 FIRST TRUST ISE CLOUD COMPUTING ETF First Trust Technology NASDAQ
1515    SLIM 6/9/2016 0.02 THE OBESITY ETF NASDAQ
1516    SLQD 10/17/2013 0.6 ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF NASDAQ
1517    SLV 4/28/2006 58.24 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1518    SLVO 4/17/2013 1.1 CREDIT SUISSE SILVER SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
1519    SLVP 2/2/2012 1.85 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1520    SLX 10/17/2006 16.59 VANECK VECTORS STEEL ETF Market Vectors Natural Resources NYSE
1521    SLY 5/16/2007 2.41 SPDR S&P 600 SMALL CAP ETF (BAS State Street Global Advisors Small Blend NYSE
1522    SLYG 5/16/2007 2.98 SPDR S&P 600 SMALL CAP GROWTH E State Street Global Advisors Small Growth NYSE
1523    SLYV 5/16/2007 2.99 SPDR S&P 600 SMALL CAP VALUE ET State Street Global Advisors Small Value NYSE
1524    SMB 2/28/2008 3.4 MARKET VECTORS SHORT MUNICIPAL Van Eck Muni Short NYSE
1525    SMCP 4/21/2015 0.06 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1526    SMD 5/16/2007 1.13
1527    SMDD 2/11/2010 3.57 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1528    SMDV 2/5/2015 0.73
1529    SMEZ 6/6/2014 0.36 SPDR EURO STOXX SMALL CAP ETF Exchange Traded Fund Financial NYSE
1530    SMH 6/5/2000 71.29 VANECK VECTORS SEMICONDUCTOR ETF Market Vectors Technology NYSE
1531    SMHD 2/4/2015 0.8
1532    SMIN 2/9/2012 1.06 ISHARES MSCI INDIA SMALL-CAP Exchange Traded Fund Financial BATS
1533    SMK 6/19/2009 0.33 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
1534    SMLF 4/30/2015 0.09
1535    SMLL 4/21/2015 0.02 DIREXION DAILY SMALL CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
1536    SMLV 2/21/2013 0.5 SPDR RUSSELL 2000 LOW VOLATILITY ETF Exchange Traded Fund Financial NYSE
1537    SMMU 2/3/2010 0.59 PIMCO SHRT TRM MUNI PIMCO Muni Short NYSE
1538    SMMV 9/9/2016 0.02
1539    SMN 2/2/2007 22.03 PROSHARES ULTRASHORT BASIC MATERIALS ProShares Trading--Inverse Equity NYSE
1540    SNLN 11/7/2012 3.42 HIGHLAND/IBOXX SENIOR LOAN ETF NASDAQ
1541    SNSR 9/16/2016 0.14 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1542    SOCL 11/15/2011 4.06 GLOBAL X SOCIAL MEDIA INDEX ETF NASDAQ
1543    SOIL 5/26/2011 1.14 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1544    SOP 6/29/2015 0.06
1545    SOVB 2/23/2016 0.06
1546    SOXL 3/11/2010 18.68 DIREXION DAILY SEMICONDUCTOR BU Direxion Funds Trading-Leveraged Equity NYSE
1547    SOXS 3/11/2010 13.21 DIREXION DAILY SEMICONDUCTOR BE Direxion Funds Trading-Inverse Equity NYSE
1548    SOXX 2/11/2010 15.1 ISHARES PHLX SOX SEMICONDUCTOR iShares Technology NASDAQ
1549    SOYB 9/19/2011 1.19 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1550    SPDN 6/8/2016 0.22
1551    SPFF 7/19/2012 3.55 GLOBAL X SUPERINCOME PREFERRED ETF Exchange Traded Fund Financial NYSE
1552    SPHB 5/5/2011 4.34 POWERSHARES S&P 500 HIGH BETA P PowerShares Mid-Cap Value NYSE
1553    SPHD 10/26/2012 6.13 POWERSHARES S&P 500 HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
1554    SPHQ 5/8/2007 7.07 POWERSHARES S&P 500 HIGH QUALITY ETF Exchange Traded Fund Financial NYSE
1555    SPLV 5/5/2011 19.67 POWERSHARES S&P 500 LOW VOLATIL PowerShares Large Value NYSE
1556    SPLX 3/26/2014 0.43
1557    SPMO 9/8/2016 0.01
1558    SPPP 12/19/2012 3.88 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1559    SPUN 6/10/2015 0.03
1560    SPUU 6/6/2014 0.83 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1561    SPVU 10/18/2016 0.01
1562    SPXE 9/24/2015 0.03
1563    SPXH 6/24/2013 0.25 VELOCITYSHARES VOLATILITY HDGD LG CP ETF Exchange Traded Fund Financial NYSE
1564    SPXL 11/5/2008 39.07 DIREXION DAILY S&P500 BULL 3X ETF Exchange Traded Fund Financial NYSE
1565    SPXN 6/24/2016 0.01
1566    SPXS 11/19/2008 39.48 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1567    SPXT 11/9/2016 0.01
1568    SPXU 6/25/2009 39.93 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1569    SPXV 8/1/2016 0.01
1570    SPY 1/2/1998 137.01 SPDR S&P 500 State Street Global Advisors Large Blend NYSE
1571    SPYB 2/5/2015 0.07
1572    SPYG 5/16/2007 3.79 SPDR S&P 500 GROWTH ETF (BASED State Street Global Advisors Large Growth NYSE
1573    SPYV 5/16/2007 1.9 SPDR S&P 500 VALUE ETF (BASED O State Street Global Advisors Large Value NYSE
1574    SPYX 12/1/2015 0.1
1575    SQQQ 2/11/2010 32.4 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading-Inverse Equity NASDAQ
1576    SRET 3/17/2015 0.35 GLOBAL X SUPERDIVIDEND REIT ETF NASDAQ
1577    SRLN 4/4/2013 4.47 SPDR BLACKSTONE / GSO SENIOR LOAN ETF Exchange Traded Fund Financial NYSE
1578    SRS 2/1/2007 31.13 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1579    SRTY 2/11/2010 24.12 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1580    SSG 2/5/2007 8.17 PROSHARES ULTRASHORT SEMICONDUC ProShares Trading-Inverse Equity NYSE
1581    SSO 6/21/2006 56.69 PROSHARES ULTRA S&P500 ProShares Trading-Leveraged Equity NYSE
1582    SST 12/1/2011 0.59 SPDR BARCLAYS SHORT TERM TREASURY ETF Exchange Traded Fund Financial NYSE
1583    STIP 12/3/2010 2.91 ISHARES BARCLAYS 0-5 YEAR TIPS iShares Inflation-Protected Bond NYSE
1584    STN 7/31/2008 5.04 SPDR MSCI EUROPE ENERGY UCITS ETF Military/Government/Technical Consumer Services NYSE
1585    STOT 4/14/2016 0.04
1586    STPP 8/10/2010 0.63 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1587    STPZ 8/21/2009 7.31 PIMCO 1-5 YEAR U.S. TIPS INDEX PIMCO Inflation-Protected Bond NYSE
1588    SUB 11/19/2008 4.65 ISHARES S&P SHORT TRM NATIONAL iShares Muni Short NYSE
1589    SVXY 10/4/2011 23.18 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1590    SWIN 1/10/2017 0.01 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1591    SYE 1/9/2014 0.06
1592    SYG 7/29/2014 0.09
1593    SYLD 5/14/2013 1.99 CAMBRIA SHAREHOLDER YIELD ETF Exchange Traded Fund Financial NYSE
1594    SYV 7/15/2014 0.03
1595    SZK 2/5/2007 2.01 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1596    SZO 6/18/2008 1.02 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1597    TAGS 3/28/2012 0.12 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1598    TAN 4/15/2008 18.36 GUGGENHEIM SOLAR ETF Guggenheim Funds Distributors, Inc. Equity Energy NYSE
1599    TAO 12/18/2007 4.79 GUGGENHEIM CHINA REAL ESTATE ET Guggenheim Funds Distributors, Inc. China Region NYSE
1600    TAPR 7/15/2014 0.15 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1601    TBF 8/20/2009 19.56 PROSHARES SHORT 20+ YEAR TREASU ProShares Trading-Inverse Debt NYSE
1602    TBT 5/22/2008 42.73 PROSHARES ULTRASHORT LEHMAN 20+ ProShares Trading-Inverse Debt NYSE
1603    TBX 4/5/2011 0.97 PROSHARES SHORT 7 10 YEAR TREAS ProShares Trading-Inverse Debt NYSE
1604    TBZ 4/5/2011 0.13 PROSHARES ULTRASHORT 3 7 YEAR T ProShares Trading-Inverse Debt NYSE
1605    TCHF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1606    TDIV 8/14/2012 5.08 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1607    TDTF 9/22/2011 1.58 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1608    TDTT 9/23/2011 3.08 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1609    TECL 12/30/2008 21.49 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1610    TECS 12/30/2008 14.12 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1611    TECZ 4/7/2016 0.01
1612    TFI 9/13/2007 15.4 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1613    TFLO 2/4/2014 0.09 ISHARES TREASURY FLOATING RATE BOND Exchange Traded Fund Financial NYSE
1614    THD 4/1/2008 17.53 ISHARES MSCI THAILAND INDEX FUN iShares Pacific/Asia ex-Japan Stk NYSE
1615    THHY 3/22/2013 0.15 MARKET VECTORS TRS-HDGD HI-YLD BD ETF Exchange Traded Fund Financial NYSE
1616    THRK 5/16/2007 1.82 SPDR RUSSELL 3000 ETF Exchange Traded Fund Financial NYSE
1617    TILT 9/22/2011 0.88 FLEXSHARES MORNIGSTAR US MARKET Northern Trust Mid-Cap Blend NYSE
1618    TIP 12/5/2003 46.06 ISHARES TIPS BOND iShares Inflation-Protected Bond NYSE
1619    TIPX 5/30/2013 0.14 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1620    TIPZ 9/9/2009 0.91 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1621    TLDH 11/10/2015 0.03
1622    TLEH 11/10/2015 0.11
1623    TLH 1/11/2007 5.74 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1624    TLO 5/30/2007 3.12 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1625    TLT 7/30/2002 59.68 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1626    TLTD 10/3/2012 1.29 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Exchange Traded Fund Financial NYSE
1627    TLTE 10/2/2012 1.02 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1628    TMF 4/16/2009 13.49 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1629    TMV 4/16/2009 25.51 DIREXION DAILY 30-YR TREASURY B Direxion Funds Trading-Inverse Debt NYSE
1630    TNA 11/19/2008 49.94 DIREXION SMALL CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
1631    TOFR 9/16/2014 0.08
1632    TOK 12/12/2007 1.51 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1633    TOLZ 3/27/2014 0.33 PROSHARES DJ BROOKFIELD GLOBAL INFRAS Exchange Traded Fund Financial NYSE
1634    TOTL 2/24/2015 4.26 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1635    TPS 2/10/2011 0.36 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
1636    TPYP 6/30/2015 0.15
1637    TQQQ 2/11/2010 32.62 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1638    TRSK 6/24/2013 0.23 VELOCITYSHARES TAIL RISK HDGD LG CP ETF Exchange Traded Fund Financial NYSE
1639    TTAC 9/28/2016 0.05
1640    TTFS 10/5/2011 1.39 TRIMTABS FLOAT SHRINK ETF AdvisorShares Mid-Cap Blend NYSE
1641    TTT 3/29/2012 3.36 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS Exchange Traded Fund Financial NYSE
1642    TUR 3/28/2008 19 ISHARES MSCI TURKEY iShares Miscellaneous Region NYSE
1643    TUSA 1/9/2015 0.07 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1644    TUTI 6/10/2015 0.1 TUTTLE TACTICAL MANAGEMENT MULTI-STRATEGY INCOME ETF NASDAQ
1645    TUTT 2/25/2015 0.22 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
1646    TUZ 6/2/2009 1.36 PIMCO 1-3 YEAR US TREASURY INDE PIMCO Short Government NYSE
1647    TVIX 11/30/2010 39.02 VELOCITYSHARES DAILY 2X VIX SHO NYSE
1648    TVIZ 11/30/2010 0.71 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1649    TWM 1/25/2007 46.28 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1650    TWOK 7/9/2013 0.46 SPDR RUSSELL 2000 ETF Exchange Traded Fund Financial NYSE
1651    TYBS 3/23/2011 0.34 DIREXION DAILY 20 YEAR TREASURY Direxion Funds Trading-Inverse Debt NYSE
1652    TYD 4/16/2009 0.98 DIREXION DAILY 7-10 YR TRS BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1653    TYNS 3/23/2011 0.23 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1654    TYO 4/16/2009 2.1 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Inverse Debt NYSE
1655    TZA 11/19/2008 55.12 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1656    UAE 5/1/2014 0.66 ISHARES MSCI UAE CAPPED ETF NASDAQ
1657    UAG 4/4/2008 0.49 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1658    UBC 4/4/2008 0.35 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1659    UBG 4/4/2008 0.35 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1660    UBIO 6/23/2015 3.25
1661    UBM 4/4/2008 0.24 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Industrial Metals NYSE
1662    UBN 4/4/2008 0.2 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Energy NYSE
1663    UBND 6/11/2015 0.01 WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND NASDAQ
1664    UBR 5/7/2010 1.53 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1665    UBT 1/21/2010 3.41 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1666    UCC 2/5/2007 1.11 PROSHARES ULTRA CONSUMER SERVIC ProShares Trading-Leveraged Equity NYSE
1667    UCI 4/2/2008 1.61 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Broad Basket NYSE
1668    UCIB 10/9/2015 0.01
1669    UCO 11/25/2008 39.2 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1670    UDBI 12/29/2015 0.01 LEGG MASON US DIVERSIFIED CORE ETF NASDAQ
1671    UDN 3/1/2007 9.92 POWERSHARES DB USD INDEX BEARIS Deutsche Bank Trading-Miscellaneous NYSE
1672    UDOW 2/11/2010 15.92 PROSHARES ULTRAPRO DOW30 ProShares Trading-Leveraged Equity NYSE
1673    UGA 2/28/2008 8.58 UNITED STATES GASOLINE FUND LP United States Commodity Funds LLC Commodities Energy NYSE
1674    UGAZ 2/8/2012 23.62 VELOCITYSHARES 3X LONG NATURAL GAS ETN Exchange Traded Fund Financial NYSE
1675    UGE 2/1/2007 1.01 PROSHARES ULTRA CONSUMER GOODS ProShares Trading-Leveraged Equity NYSE
1676    UGL 12/3/2008 14.29 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1677    UGLD 10/17/2011 7.79 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1678    UHN 4/10/2008 0.98 UNITED STATES HEATING OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1679    UJB 4/14/2011 0.18 PROSHARES ULTRA HIGH YIELD ETF ProShares Trading-Leveraged Debt NYSE
1680    ULE 11/25/2008 1.76 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1681    ULST 10/10/2013 0.25 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1682    UMDD 2/11/2010 4.26 ULTRAPRO MIDCAP400 ProShares Trading-Leveraged Equity NYSE
1683    UMX 5/7/2010 0.22 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
1684    UNG 4/18/2007 49.27 UNITED STATES NATURAL GAS FUND United States Commodity Funds LLC Commodities Energy NYSE
1685    UNL 1/4/2010 2.39 UNITED STATES 12 MONTH NATURAL United States Commodity Funds LLC Commodities Energy NYSE
1686    UOP 6/23/2015 0.03 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
1687    UPRO 6/25/2009 37.94 PROSHARES ULTRAPRO S&P 500 ProShares Trading-Leveraged Equity NYSE
1688    UPV 5/7/2010 0.81 PROSHARES ULTRA MSCI EUROPE ProShares Trading-Leveraged Equity NYSE
1689    UPW 2/1/2007 2.24 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1690    URA 11/5/2010 10.1 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1691    URE 2/6/2007 25.17 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1692    URR 5/22/2008 0.27 MARKET VECTORS DOUBLE LONG EURO Morgan Stanley Trading-Miscellaneous NYSE
1693    URTH 1/12/2012 1.31 ISHARES MSCI WORLD NASDAQ
1694    URTY 2/11/2010 16.68 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading-Leveraged Equity NYSE
1695    USAG 5/10/2012 0.07
1696    USCI 8/10/2010 5.29 UNITED STATES COMMODITY INDEX F United States Commodity Funds LLC Commodities Broad Basket NYSE
1697    USD 2/1/2007 11.45 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1698    USDU 12/18/2013 1.6 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1699    USFR 12/23/2016 0.01
1700    USL 12/6/2007 6.11 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1701    USLB 11/5/2015 0.08
1702    USLV 10/17/2011 15.57 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1703    USMV 10/20/2011 13.61 ISHARES MSCI USA MINIMUM VOLATI iShares Large Value NYSE
1704    USO 4/10/2006 58.2 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1705    USRT 11/3/2016 0.07
1706    USSD 7/21/2015 0.02
1707    UST 2/2/2010 3.39 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1708    USV 4/4/2008 0.47 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1709    USWD 4/11/2016 0.01
1710    UTES 9/24/2015 0.05
1711    UTLF 5/12/2016 0.01
1712    UUP 3/1/2007 32.34 POWERSHARES DB USD INDEX BULLIS Deutsche Bank Currency NYSE
1713    UVXY 10/4/2011 40.28 PROSHARES TRUST ULTRA VIX SHORT ProShares Volatility NYSE
1714    UWM 1/25/2007 34.18 PROSHARES ULTRA RUSSELL2000 ProShares Trading-Leveraged Equity NYSE
1715    UXI 2/5/2007 3.58 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1716    UYG 2/1/2007 33.17 PROSHARES ULTRA FINANCIALS ProShares Trading-Leveraged Equity NYSE
1717    UYM 3/13/2007 22.38 PROSHARES ULTRA BASIC MATERIALS ProShares Trading-Leveraged Equity NYSE
1718    VALX 12/11/2014 0.14 VALIDEA MARKET LEGENDS ETF NASDAQ
1719    VAMO 9/9/2015 0.09
1720    VAW 1/30/2004 17.3 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1721    VB 1/30/2004 31.61 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1722    VBK 1/30/2004 21.94 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1723    VBND 10/16/2014 0.41 VIDENT CORE U.S. BOND STRATEGY FUND NASDAQ
1724    VBR 1/30/2004 23.27 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1725    VCIT 11/23/2009 15.23 VANGUARD INTERMEDIATE-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1726    VCLT 11/23/2009 7.21 VANGUARD LONG-TERM CORPORATE BOND ETF Vanguard Corporate Bond NASDAQ
1727    VCR 1/30/2004 14.52 VANGUARD CONSUMER DISCRET ETF Vanguard Consumer Cyclical NYSE
1728    VCSH 11/23/2009 19.39 VANGUARD SHORT-TERM CORPORATE BOND ETF NASDAQ
1729    VDC 1/30/2004 15.16 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1730    VDE 10/1/2004 27.86 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1731    VEA 7/26/2007 37.16 VANGUARD EUROPE PACIFIC ETF Vanguard Foreign Large Blend NYSE
1732    VEGA 9/18/2012 0.27 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1733    VEGI 2/2/2012 0.68 ISHARES MSCI GLBL AGRICULTURE PRODUCERS Exchange Traded Fund Financial NYSE
1734    VEU 3/8/2007 35.71 VANGUARD FTSE AW EX-US ETF Vanguard Foreign Large Blend NYSE
1735    VFH 1/30/2004 24.67 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1736    VGIT 11/23/2009 2.87 VANGUARD INTERMEDIATE-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1737    VGK 3/10/2005 39.28 VANGUARD EUROPEAN ETF Vanguard Europe Stock NYSE
1738    VGLT 1/5/2010 3.09 VANGUARD LONG-TERM GOVERNMENT BOND ETF Vanguard Long Government NASDAQ
1739    VGSH 11/23/2009 3.39 VANGUARD SHORT-TERM GOVERNMENT ETF NASDAQ
1740    VGT 1/30/2004 25.94 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1741    VHT 1/30/2004 20.82 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1742    VIDI 10/30/2013 0.82 VIDENT INTERNATIONAL EQUITY Exchange Traded Fund Financial NASDAQ
1743    VIG 5/2/2006 32.3 VANGUARD DIVIDEND APPREC ETF Vanguard Large Blend NYSE
1744    VIGI 3/2/2016 0.52 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1745    VIIX 11/30/2010 11.17 VELOCITYSHARES VIX SHORT TERM E NYSE
1746    VIIZ 11/30/2010 0.36 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1747    VIOG 9/9/2010 0.99 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1748    VIOO 9/9/2010 1.8 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1749    VIOV 9/9/2010 0.87 VANGUARD S&P SMALL-CAP 600 VALU Vanguard Small Value NYSE
1750    VIS 10/22/2004 14.61 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1751    VIXH 9/6/2012 0.1 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF Exchange Traded Fund Financial NYSE
1752    VIXM 1/4/2011 3.85 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1753    VIXY 1/4/2011 24.16 PROSHARES TRUST VIX SHORT-TERM ProShares Volatility NYSE
1754    VLU 10/25/2012 0.04 SPDR S&P 1500 VALUE TILT ETF Exchange Traded Fund Financial NYSE
1755    VLUE 4/18/2013 0.99 ISHARES MSCI USA VALUE FACTOR Exchange Traded Fund Financial NYSE
1756    VMAX 5/3/2016 0.16
1757    VMBS 11/23/2009 5.53 VANGUARD MORTGAGE-BACKED SECURITIES ETF NASDAQ
1758    VMIN 5/3/2016 0.09 REX VOLMAXX INVRS VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1759    VNM 8/14/2009 15.31 MARKET VECTORS VIETNAM ETF Van Eck Pacific/Asia ex-Japan Stk NYSE
1760    VNQ 10/1/2004 43.93 VANGUARD REIT ETF Vanguard Real Estate NYSE
1761    VNQI 11/1/2010 9.59 VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF NASDAQ
1762    VO 1/30/2004 28.82 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1763    VOE 8/25/2006 18.2 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1764    VONE 9/22/2010 1.76 VANGUARD RUSSELL 1000 ETF NASDAQ
1765    VONG 9/22/2010 1.89 VANGUARD RUSSELL 1000 GROWTH ETF NASDAQ
1766    VONV 9/22/2010 1.74 VANGUARD RUSSELL 1000 VALUE ETF NASDAQ
1767    VOO 9/9/2010 24.85 VANGUARD S&P 500 ETF Vanguard Large Blend NYSE
1768    VOOG 9/9/2010 2.95 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1769    VOOV 9/9/2010 1.47 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1770    VOT 8/25/2006 15.92 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1771    VOX 9/29/2004 9.7 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1772    VPL 3/10/2005 23.25 VANGUARD PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1773    VPU 3/13/2007 16.56 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1774    VQT 9/1/2010 1.7 BARCLAYS ETN S&P VEQTOR ETN Barclays Bank PLC Multialternative NYSE
1775    VRP 5/1/2014 3.57 POWERSHARES VARIABLE RATE PREFERRED ETF Exchange Traded Fund Financial NYSE
1776    VSS 4/6/2009 8.97 VANGUARD FTSE AW EXUS SM-CP ETF Vanguard Foreign Small/Mid Growth NYSE
1777    VT 6/26/2008 16.75 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1778    VTEB 8/25/2015 1.2 VANGUARD TAX-EXEMPT BOND ETF Vanguard Muni National Long NYSE
1779    VTHR 9/22/2010 0.72 VANGUARD RUSSELL 3000 ETF NASDAQ
1780    VTI 6/15/2001 49.8 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1781    VTIP 10/16/2012 6.29 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND NASDAQ
1782    VTV 1/30/2004 35.08 VANGUARD VALUE ETF Vanguard Large Value NYSE
1783    VTWG 9/22/2010 1.51 VANGUARD RUSSELL 2000 GROWTH ETF NASDAQ
1784    VTWO 9/22/2010 3.86 VANGUARD RUSSELL 2000 ETF NASDAQ
1785    VTWV 9/22/2010 0.82 VANGUARD RUSSELL 2000 VALUE ETF NASDAQ
1786    VUG 1/30/2004 36.11 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1787    VUSE 1/22/2014 0.51 VIDENT CORE US EQUITY ETF NASDAQ
1788    VV 1/30/2004 24.06 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1789    VWO 3/10/2005 48.07 VANGUARD EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1790    VWOB 6/4/2013 2.53 VANGUARD EMERGING MARKETS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1791    VXF 1/4/2002 19.34 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1792    VXUS 1/28/2011 12.5 VANGUARD TOTAL INTERNATIONAL STOCK ETF NASDAQ
1793    VXX 1/30/2009 58.01 IPATH S&P 500 VIX SHORT TERM FU iPath Volatility NYSE
1794    VXZ 2/20/2009 18.44 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1795    VYM 11/16/2006 24.78 VANGUARD HIGH DIVIDEND YLD ETF Vanguard Large Value NYSE
1796    VYMI 3/2/2016 0.43 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1797    WBIA 8/27/2014 0.32 WBI SMID TACTICAL GROWTH ETF Exchange Traded Fund Financial NYSE
1798    WBIB 8/27/2014 0.34 WBI SMID TACTICAL VALUE ETF Exchange Traded Fund Financial NYSE
1799    WBIC 8/27/2014 0.4 WBI SMID TACTICAL YIELD ETF Exchange Traded Fund Financial NYSE
1800    WBID 8/27/2014 0.32 WBI SMID TACTICAL SELECT ETF Exchange Traded Fund Financial NYSE
1801    WBIE 8/27/2014 0.36 WBI LARGE CAP TACTICAL GROWTH ETF Exchange Traded Fund Financial NYSE
1802    WBIF 8/27/2014 0.36 WBI LARGE CAP TACTICAL VALUE ETF Exchange Traded Fund Financial NYSE
1803    WBIG 8/27/2014 0.39 WBI LARGE CAP TACTICAL YIELD ETF Exchange Traded Fund Financial NYSE
1804    WBIH 8/27/2014 0.57 WBI TACTICAL HIGH INCOME ETF Exchange Traded Fund Financial NYSE
1805    WBII 8/27/2014 0.51 WBI TACTICAL INCOME ETF Exchange Traded Fund Financial NYSE
1806    WBIL 8/27/2014 0.32 WBI LARGE CAP TACTICAL SELECT ETF Exchange Traded Fund Financial NYSE
1807    WBIR 7/27/2016 0.05
1808    WDIV 5/30/2013 0.6 SPDR S&P GLOBAL DIVIDEND ETF Exchange Traded Fund Financial NYSE
1809    WDRW 8/19/2015 0.06 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1810    WDTI 1/5/2011 3.19 WISDOMTREE MANAGED FUTURES STRA WisdomTree Managed Futures NYSE
1811    WEAT 9/19/2011 2.58 TEUCRIUM WHEAT FUND ETV Teucrium Commodities Agriculture NYSE
1812    WEET 4/28/2011 0.09 IPATH PURE BETA GRAINS ETN NYSE
1813    WIL 7/10/2014 0.02
1814    WIP 3/19/2008 10.91 SPDR DB INTERNATIONAL GOVERNMEN State Street Global Advisors World Bond NYSE
1815    WMCR 2/12/2010 0.8 WILSHIRE MICRO-CAP ETF (BASED O Guggenheim Funds Distributors, Inc. Small Blend NYSE
1816    WMW 10/18/2007 0.76 DEUTSCHE BANK AKTIENGESELLSCHAF Deutsche Bank Large Blend NYSE
1817    WOOD 6/25/2008 3.15 ISHARES S&P GLOBAL TIMBER & FOR iShares Natural Resources NASDAQ
1818    WPS 8/7/2007 3.11 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1819    WREI 3/9/2010 0.44 WILSHIRE US REIT Guggenheim Funds Distributors, Inc. Real Estate NYSE
1820    WSKY 11/11/2016 0.02 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1821    WTRX 8/9/2016 0.01 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1822    WYDE 8/7/2014 0.06 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1823    XAR 9/29/2011 1.42 SPDR S&P AEROSPACE & DEFENSE ET State Street Global Advisors Industrials NYSE
1824    XBI 2/6/2006 26.87 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1825    XCEM 9/2/2015 0.04
1826    XES 6/22/2006 19.71 SPDR SERIES TRUST SPDR S&P OIL State Street Global Advisors Equity Energy NYSE
1827    XHB 2/6/2006 45.82 SPDR SERIES TRUST SPDR HOMEBUIL State Street Global Advisors Miscellaneous Sector NYSE
1828    XHE 1/27/2011 0.64 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1829    XHS 9/29/2011 1.58 SPDR S&P HEALTH CARE SERVICES E State Street Global Advisors Health NYSE
1830    XIV 11/30/2010 37.02 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1831    XIVH 7/14/2016 0.01 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1832    XLB 12/22/1998 57 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1833    XLE 12/22/1998 66.45 SPDR SELECT SECTOR FUND - ENERG State Street Global Advisors Equity Energy NYSE
1834    XLF 12/22/1998 74.59 SPDR SELECT SECTOR FUND - FINAN State Street Global Advisors Financial NYSE
1835    XLG 5/10/2005 8.43 RYDEX RUSSELL TOP 50 ETF Rydex/SGI Large Blend NYSE
1836    XLI 12/22/1998 53.58 SPDR SELECT SECTOR FUND - INDUS State Street Global Advisors Industrials NYSE
1837    XLK 12/22/1998 66.45 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1838    XLP 12/22/1998 54.68 SPDR SELECT SECTOR FUND - CONSU State Street Global Advisors Consumer Defensive NYSE
1839    XLRE 10/8/2015 1.98
1840    XLU 12/22/1998 59.35 SPDR SELECT SECTOR FUND - UTILI State Street Global Advisors Utilities NYSE
1841    XLV 12/22/1998 54.01 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1842    XLY 12/22/1998 51.77 SPDR SELECT SECTOR FUND - CONSU State Street Global Advisors Consumer Cyclical NYSE
1843    XME 6/22/2006 40.86 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1844    XMLV 2/15/2013 2.22 POWERSHARES S&P MIDCAP LOW VOLATIL ETF Exchange Traded Fund Financial NYSE
1845    XMPT 7/13/2011 1.01 VANECK VECTORS CEF MUNICIPAL INCOME ETF Market Vectors Muni National Long NYSE
1846    XOP 6/22/2006 39.77 SPDR S&P OIL & GAS EXPLOR & PRO State Street Global Advisors Equity Energy NYSE
1847    XPH 6/22/2006 9.07 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1848    XPP 6/4/2009 6.1 PROSHARES ULTRA FTSE CHINA 25 ProShares Trading-Leveraged Equity NYSE
1849    XRLV 4/9/2015 0.53
1850    XRT 6/22/2006 42.8 SPDR S&P RETAIL ETF State Street Global Advisors Consumer Cyclical NYSE
1851    XSD 2/6/2006 9.03 SPDR S&P SEMICONDUCTOR ETF SPDR State Street Global Advisors Technology NYSE
1852    XSLV 2/15/2013 2.25 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF Exchange Traded Fund Financial NYSE
1853    XSOE 12/29/2014 0.04
1854    XSW 9/29/2011 0.36 SPDR S&P SOFTWARE & SERVICES ET State Street Global Advisors Technology NYSE
1855    XT 3/24/2015 0.86 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1856    XTH 6/28/2016 0.01
1857    XTL 1/27/2011 0.55 SPDR S&P TELECOM ETF State Street Global Advisors Communications NYSE
1858    XTN 1/27/2011 2.87 SPDR S&P TRANSPORTATION ETF State Street Global Advisors Industrials NYSE
1859    XVZ 8/18/2011 1.41 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1860    XWEB 6/28/2016 0.01
1861    XXV 7/19/2010 1.73 IPATH INVERSE S&P 500 VIX SHORT iPath Volatility NYSE
1862    YANG 12/3/2009 8.88 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1863    YAO 10/19/2009 2.03 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Funds Distributors, Inc. China Region NYSE
1864    YCL 12/9/2008 0.76 PROSHARES ULTRA YEN ProShares Trading-Miscellaneous NYSE
1865    YCS 11/25/2008 12.92 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1866    YDIV 8/23/2013 0.33 INTERNATIONAL MA DIVERS INC ETF Exchange Traded Fund Financial NASDAQ
1867    YGRO 7/29/2014 0.22
1868    YINN 12/3/2009 14.92 DIREXION DAILY CHINA BULL 3X SH Direxion Funds Trading-Leveraged Equity NYSE
1869    YLCO 5/28/2015 0.12 GLOBAL X YIELDCO INDEX ETF NASDAQ
1870    YLD 7/13/2015 0.08 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1871    YMLI 2/12/2013 0.75 YORKVILLE HIGH INCOME INFRAS MLP ETF Exchange Traded Fund Financial NYSE
1872    YMLP 3/14/2012 4.21 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1873    YXI 3/18/2010 0.87 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1874    YYY 6/12/2012 1.7 YIELDSHARES HIGH INCOME ETF Exchange Traded Fund Financial NYSE
1875    ZBIO 6/23/2015 1.94 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1876    ZIV 11/30/2010 3.97 VELOCITYSHARES DAILY INVERSE VI NYSE
1877    ZLRG 1/20/2015 0.03
1878    ZMLP 1/24/2014 1.24 DIREXION ZACKS MLP HIGH INCOME ETF Exchange Traded Fund Financial NYSE
1879    ZROZ 11/4/2009 3 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1880    ZSL 12/3/2008 20.67 PROSHARES ULTRASHORT SILVER ProShares Trading-Inverse Commodities NYSE
1881    ZSML 1/21/2015 0.03

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 4/9/2012 0.16 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.15 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.18 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 0.21 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    ADZ 4/16/2008 0.17 DB AGRICULTURE SHORT ETN DB AGR Deutsche Bank Trading-Inverse Commodities NYSE
6    AGEM 7/22/2009 0.45 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
7    AGLS 7/9/2010 0.27 ACCUVEST GLOBAL LONG SHORT ETF NYSE
8    AGOL 1/14/2011 0.14 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
9    AGRG 5/19/2011 0.02 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
10    ALT 11/16/2009 0.84 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
11    ALTL 9/6/2012 0.07 NASDAQ
12    ALUM 1/5/2011 0.12 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
13    AMPS 2/22/2012 0.24 ISHARES UTILITIES BOND Exchange Traded Fund Financial NYSE
14    ASDR 7/25/2013 0.01 NASDAQ
15    AUD 11/1/2011 0.29 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
16    AXDI 7/20/2010 0.05 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
17    AXEN 7/19/2010 0.1 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
18    AXFN 1/28/2010 0.08 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
19    AXHE 7/20/2010 0.11 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
20    AXID 7/16/2010 0.05 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
21    AXIT 7/20/2010 0.06 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
22    AXJS 2/3/2012 0.08 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP Exchange Traded Fund Financial NASDAQ
23    AXMT 7/20/2010 0.1 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
24    AXSL 7/20/2010 0.07 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
25    AXTE 7/20/2010 0.07 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
26    AXUT 7/19/2010 0.15 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
27    AZIA 4/3/2013 0.11 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
28    BABS 5/13/2010 1.6 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
29    BABZ 9/21/2010 0.6 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
30    BAR 4/10/2014 0.09 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
31    BARN 6/3/2011 0.07 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
32    BARS 4/10/2014 0.02 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
33    BBVX 9/8/2011 0.1 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
34    BCHP 4/23/2014 0.05 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
35    BDAT 7/16/2015 0.01 NASDAQ
36    BDG 6/23/2008 0.12 POWERSHARES DB BASE METALS LONG Deutsche Bank Commodities Industrial Metals NYSE
37    BDH 4/6/2000 7.71 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
38    BGU 11/5/2008 17.85 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
39    BGZ 11/19/2008 17.91 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
40    BHH 2/24/2000 8.05 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
41    BIK 6/22/2007 9.1 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
42    BITE 10/28/2015 0.05 NASDAQ
43    BNZ 7/8/2008 0.66 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
44    BONO 5/12/2011 0.32 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
45    BRAF 7/29/2010 0.27 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
46    BRIL 3/11/2010 0.32 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
47    BRIS 3/12/2010 0.14 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
48    BRXX 2/24/2010 2.49 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
49    BRZS 5/6/2013 0.28 NASDAQ
50    BSC 8/8/2008 0.11 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
51    BSCC 6/7/2010 0.37 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
52    BSCD 6/7/2010 0.84 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCE 6/7/2010 1.92 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
54    BSCF 6/7/2010 2.84 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCG 6/7/2010 4.11 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSJE 1/25/2011 2.23 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
57    BSJF 1/25/2011 4.65 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJG 5/10/2012 3.68 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
59    BTAH 9/14/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL NYSE
60    BUND 11/10/2011 0.03 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
61    BUNL 3/23/2011 0.33 POWERSHARES DB GERMAN BUND FUTU NYSE
62    BUNT 3/23/2011 0.28 POWERSHARES DB 3X GERMAN BUND F NYSE
63    BVL 8/13/2008 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
64    BVT 8/13/2008 0.06 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BXDB 11/18/2009 0.4 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
66    BXDC 11/18/2009 0.56 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXUB 11/18/2009 0.57 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
68    BXUC 11/18/2009 1.02 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    CAD 11/10/2011 0.2 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
70    CCVX 9/8/2011 0.08 ETRACS DAILY SHORT 3 MONTH S&P NYSE
71    CCX 9/24/2010 0.81 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
72    CCXE 5/16/2007 1.63 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
73    CFGE 7/14/2014 0.03 NASDAQ
74    CFT 1/11/2007 6.05 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
75    CHLC 10/12/2011 0.19 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
76    CHNA 10/10/2013 0.19 POWERSHARES CHINA A-SHARE ETF Exchange Traded Fund Financial NYSE
77    CHNB 11/21/2014 0.04 NASDAQ
78    CHXF 9/20/2012 0.26 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
79    CHXX 2/17/2010 0.88 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
80    CNPF 5/25/2011 0.57 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
81    COLX 3/15/2011 0.14 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
82    CONG 5/19/2011 0.08 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
83    COWL 5/25/2011 0.34 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
84    COWS 5/25/2011 0.15 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
85    CRBQ 9/21/2009 1.35 JEFFERIES TR/J CRB GLOBAL COMMO ALPS Natural Resources NYSE
86    CRO 7/11/2007 0.14 CRT PROPERTIES INC NYSE
87    CRUD 2/23/2011 0.13 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
88    CSCB 6/12/2013 0.03 NASDAQ
89    CSMA 10/4/2010 0.45 CREDIT SUISSE AG ETN DUE OCTOBE Credit Suisse AG Market Neutral NYSE
90    CSMB 3/8/2011 0.13 CREDIT SUISSE EXCHANGE TRADE NO NYSE
91    CSMN 9/21/2011 0.09 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
92    CU 3/31/2010 2.8 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
93    CVOL 11/15/2010 1.67 C TRACKS EXCHANGE TRADED NOTES NYSE
94    CVRT 5/26/2011 0.13 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
95    CXA 10/18/2007 1.85 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
96    DBIZ 12/27/2012 0.23 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
97    DBN 10/13/2006 1.47 WISDOMTREE INTERNATIONAL BASIC NYSE
98    DBR 10/13/2006 0.37 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
99    DBT 10/13/2006 0.24 WISDOMTREE TRUST NYSE
100    DBU 10/13/2006 1.81 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
101    DDI 10/13/2006 0.58 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
102    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
103    DEB 6/16/2006 0.47 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
104    DEFL 9/13/2013 0.04 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
105    DENT 9/16/2009 0.3 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
106    DGG 10/13/2006 0.52 DOLLAR GENERAL CORP NYSE
107    DKA 10/13/2006 1.22 WISDOMTREE INTERNATIONAL ENERGY NYSE
108    DND 6/16/2006 1.41 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
109    DNH 6/16/2006 1.33 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
110    DOIL 2/8/2012 0.02 NASDAQ
111    DPC 10/13/2006 0.14 WISDOMTREE TRUST NYSE
112    DPN 10/13/2006 0.35 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
113    DPU 5/22/2008 0.23 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
114    DRF 10/13/2006 0.52 WISDOMTREE TRUST NYSE
115    DRGS 10/24/2011 0.14 RBS GLOBAL BIG PHARMA EXCHANGE NYSE
116    DRVN 6/2/2015 0.02 NASDAQ
117    DSC 11/15/2005 0.56 SPDR SERIES TRUST NYSE
118    DSG 10/2/2000 1.87 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
119    DSTJ 10/7/2010 0.03 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
120    DSV 10/2/2000 1.55 SPDR SERIES TRUST NYSE
121    DSXJ 10/6/2010 0.03 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
122    DVHI 10/4/2013 0.05 NASDAQ
123    DWTI 2/8/2012 11.75 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
124    EAPS 1/28/2011 0.32 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
125    EATX 5/3/2011 0.04 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
126    EEHB 2/24/2012 0.25 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
127    EEME 1/19/2012 0.14 ISHARES MSCI EMERGING MARKETS EMEA Exchange Traded Fund Financial NASDAQ
128    EEML 1/19/2012 0.17 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
129    EEN 3/1/2007 0.11 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
130    EEVX 9/8/2011 0.04 ETRACS DAILY SHORT 5 MONTH S&P NYSE
131    EEZ 2/23/2007 0.31 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
132    EGRW 2/9/2012 0.1 ISHARES MSCI EMERGING MARKETS GROWTH Exchange Traded Fund Financial NASDAQ
133    EKH 1/18/2001 0.45 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
134    ELG 10/2/2000 2.22 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
135    ELR 11/15/2005 0.46 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
136    ELV 10/2/2000 1.37 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
137    EMBB 12/5/2013 0.03 NASDAQ
138    EMCD 6/19/2012 0.23 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
139    EMDG 7/1/2013 0.04 EGSHARES EMERGING MARKETS DIV GR ETF Exchange Traded Fund Financial NYSE
140    EMDI 2/17/2012 0.1 ISHARES MSCI EMERGING MKTS CNSMR DISCRET Exchange Traded Fund Financial NASDAQ
141    EMER 7/13/2011 0.04 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
142    EMEY 2/10/2012 0.18 ISHARES MSCI EMERGING MKTS ENERGY CAPPED Exchange Traded Fund Financial NASDAQ
143    EMFN 2/11/2010 0.14 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
144    EMFT 12/18/2014 0.02 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
145    EMHD 8/15/2013 0.05 EGSHARES EM DIVIDEND HIGH INCOME ETF Exchange Traded Fund Financial NYSE
146    EMHZ 10/16/2014 0.04 NASDAQ
147    EMLB 6/29/2015 0.01 IPATH LONG ENHANCED MSCI EMERGI NYSE
148    EMM 11/15/2005 0.9 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
149    EMMT 1/22/2010 0.27 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
150    EMRE 9/29/2014 0.02 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
151    EMSA 11/30/2010 0.07 IPATH SHORT ENHANCED MSCI EMERG NYSE
152    EMSO 3/1/2016 0.01 NASDAQ
153    EMT 6/2/2009 0.58 EGSHARES EMERGING MARKETS METAL NYSE
154    EMV 11/15/2005 0.3 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
155    ENGN 2/22/2012 0.29 ISHARES INDUSTRIALS BOND Exchange Traded Fund Financial NYSE
156    EPRO 7/16/2012 0.2 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
157    EQIN 5/19/2011 0.05 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
158    ERW 10/30/2015 0.01 NYSE
159    ESR 10/2/2009 1.39 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
160    ESTX 9/23/2014 0.05 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
161    EU 5/22/2008 0.39 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
162    EURZ 1/22/2014 0.07 NASDAQ
163    EVAL 2/10/2012 0.18 ISHARES MSCI EMERGING MARKETS VALUE Exchange Traded Fund Financial NASDAQ
164    EWAS 1/26/2012 0.15 ISHARES MSCI AUSTRALIA SMALL-CAP Exchange Traded Fund Financial BATS
165    EWCS 1/26/2012 0.16 ISHARES MSCI CANADA SMALL-CAP Exchange Traded Fund Financial BATS
166    EWEF 12/8/2010 0.13 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
167    EWHS 1/13/2012 0.36 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
168    EWMD 8/4/2011 0.14 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
169    EWRI 12/8/2010 0.61 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
170    EWRM 12/8/2010 0.9 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
171    EWRS 12/8/2010 0.49 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
172    EWSM 8/4/2011 0.02 NASDAQ
173    EWSS 1/17/2012 0.37 ISHARES MSCI SINGAPORE SMALL-CAP Exchange Traded Fund Financial NYSE
174    EXB 7/25/2007 0.3 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
175    FAA 1/30/2009 1.06 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
176    FBG 6/11/2012 1.43 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
177    FCD 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
178    FCFI 6/2/2015 0.02 NASDAQ
179    FCHI 6/25/2008 0.86 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
180    FCL 3/30/2011 0.06 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
181    FCQ 3/30/2011 0.04 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
182    FDV 7/11/2006 1.02 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
183    FEFN 7/16/2012 0.1 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
184    FEG 3/30/2011 0.3 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
185    FFL 3/30/2011 0.1 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
186    FFVX 9/8/2011 0.01 ETRACS DAILY SHORT 6 MONTH S&P NYSE
187    FGEM 9/16/2009 0.17 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
188    FHC 3/30/2011 0.09 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
189    FIA 9/18/2015 0.01 NYSE
190    FIL 3/30/2011 0.07 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
191    FINF 1/12/2012 0.35 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
192    FIO 6/9/2011 13.83 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
193    FISN 5/9/2011 0.02 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
194    FIVZ 11/4/2009 0.14 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
195    FLG 3/30/2011 0.17 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
196    FMLP 6/11/2014 0.14 NASDAQ
197    FMM 3/30/2011 0.14 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
198    FMU 3/30/2011 0.35 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
199    FNIO 5/16/2007 0.48 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
200    FOL 2/24/2011 0.32 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
201    FORX 2/12/2013 0.22 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
202    FOS 3/30/2011 0.16 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
203    FRL 3/30/2011 0.09 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
204    FSA 2/24/2011 0.06 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
205    FSE 2/24/2011 0.1 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
206    FSG 2/24/2011 1.06 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
207    FTQ 3/30/2011 0.23 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
208    FTY 5/4/2007 1.82 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
209    FUI 3/30/2011 0.08 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
210    FUTS 10/6/2014 0.09 NASDAQ
211    FVI 4/28/2004 1.15 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
212    FXM 6/26/2006 0.83 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
213    FXRU 9/12/2011 0.01 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
214    GASZ 6/16/2011 0.18 NATURAL GAS FUTURES CONTANGO ET NYSE
215    GDAY 7/19/2012 0.04 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
216    GDJS 2/13/2015 0.24 NASDAQ
217    GERJ 4/5/2011 0.17 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
218    GGBP 2/12/2014 0.03 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
219    GGGG 3/15/2011 0.39 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
220    GIY 2/12/2008 0.16 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
221    GLCB 1/31/2013 0.02 NASDAQ
222    GLDE 2/12/2014 0.05 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
223    GLDL 4/10/2014 0.03 NASDAQ
224    GLDS 4/10/2014 0.01 NASDAQ
225    GLDX 11/4/2010 3.35 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
226    GLJ 12/9/2009 0.28 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
227    GMFS 1/12/2012 0.06 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
228    GNAT 5/16/2007 1.73 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
229    GRPC 5/19/2011 0.02 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
230    GSAX 12/20/2012 0.03 NASDAQ
231    GSGO 12/20/2012 0.05 NASDAQ
232    GSMA 12/20/2012 0.06 NASDAQ
233    GSRA 12/20/2012 0.05 NASDAQ
234    GTIP 5/23/2011 0.41 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
235    GURX 3/11/2014 0.04 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
236    GVT 5/4/2009 0.12 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
237    GWO 4/4/2008 0.1 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
238    HAKD 4/1/2016 0.03 NASDAQ
239    HBU 6/23/2015 0.05 NYSE
240    HBZ 6/29/2015 0.05 NYSE
241    HDGI 7/19/2013 0.17 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
242    HEGE 6/10/2015 0.03 NASDAQ
243    HEGJ 6/10/2015 0.03 NASDAQ
244    HEVY 4/21/2011 0.02 IPATH PURE BETA INDUSTRIAL META NYSE
245    HFIN 11/18/2013 0.14 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
246    HGEM 6/24/2011 0.07 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
247    HHDG 6/2/2015 0.03 NASDAQ
248    HHFR 6/2/2015 0.05 NASDAQ
249    HHH 9/23/1999 15.4 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
250    HKOR 3/4/2014 0.09 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
251    HOMX 3/11/2015 0.02 NASDAQ
252    HREX 9/15/2015 0.01 NASDAQ
253    IAH 2/25/2000 4.25 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
254    IBCB 4/19/2013 0.08 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
255    IBDA 7/10/2013 0.11 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
256    IBDF 7/21/2014 0.18 ISHARES IBONDS DEC 2016 CORPORATE Exchange Traded Fund Financial NYSE
257    IBMD 1/14/2010 0.5 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
258    IBME 1/14/2010 0.69 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
259    IDHB 7/5/2012 0.18 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
260    IDXJ 3/21/2012 0.64 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
261    IEIL 2/27/2014 0.33 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
262    IEIS 2/27/2014 0.15 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
263    IELG 4/18/2013 0.37 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
264    IESM 4/18/2013 0.2 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
265    IFAS 1/7/2008 0.8 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
266    IFNA 12/27/2007 0.38 ISHARES FTSE EPRA/NAREIT NORTH iShares Real Estate NASDAQ
267    IFSM 12/27/2007 0.55 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
268    IGS 3/29/2011 0.19 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
269    IGU 4/14/2011 0.22 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
270    IGW 7/17/2001 11.54 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
271    IIH 2/25/2000 6.66 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
272    IJNK 3/13/2014 0.08 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
273    INC 2/27/2015 0.03 NYSE
274    INDZ 3/12/2010 0.45 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
275    INFL 12/6/2011 0.03 POWERSHARES DB US INFLATION ETN NYSE
276    INY 10/18/2007 0.6 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
277    IRO 2/1/2008 0.12 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
278    ISI 11/30/2005 3.23 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
279    ITF 7/7/2003 2.79 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
280    ITIP 5/20/2011 0.95 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
281    ITLT 3/23/2011 0.27 POWERSHARES DB 3X ITALIAN TREAS NYSE
282    ITLY 3/23/2011 0.15 POWERSHARES DB ITALIAN TREASURY NYSE
283    IVOP 9/19/2011 0.19 IPATH INVERSE S&P 500 VIX SHORT NYSE
284    IWW 8/4/2000 6.71 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
285    IWZ 7/28/2000 6.06 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
286    JFT 8/22/2008 0.06 JPMORGAN CHASE & CO KEYNOTES ET NYSE
287    JGBB 12/18/2013 0.07 NASDAQ
288    JGBD 11/9/2011 1.41 POWERSHARES DB 3X INVERSE GOVT NYSE
289    JGBL 3/24/2011 0.13 POWERSHARES DB JAPANESE GOVT BO NYSE
290    JGBS 11/9/2011 0.69 POWERSHARES DB INVERSE JAPANESE NYSE
291    JGBT 3/23/2011 0.76 POWERSHARES DB 3X JAPANESE GOVT NYSE
292    JPNS 6/26/2013 0.12 NASDAQ
293    JPP 11/14/2006 0.79 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
294    JPX 6/23/2009 0.19 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
295    JSC 11/14/2006 1.96 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
296    JUNR 3/17/2011 0.36 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
297    JYF 5/22/2008 0.21 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
298    KBWC 11/6/2012 0.16 POWERSHARES KBW CAPITAL MARKETS PowerShares Financial NYSE
299    KBWI 9/13/2012 0.13 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
300    KME 6/3/2009 0.09 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
301    KORZ 5/8/2013 0.03 NASDAQ
302    LAG 5/30/2007 3.28 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
303    LATM 4/7/2010 0.54 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
304    LBND 8/2/2010 0.41 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
305    LEMF 8/25/2014 0.01 NASDAQ
306    LGEM 6/23/2011 0.08 NASDAQ
307    LHB 12/3/2009 1.18 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
308    LLDM 12/24/2015 0.01 NASDAQ
309    LLEM 12/24/2015 0.01 NASDAQ
310    LSC 6/11/2008 1.65 HSBC GLOBAL ABSOLUTE LIMITED EL Swedish Export Credit Corporation Managed Futures NYSE
311    LSKY 10/5/2011 0.02 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
312    LWPE 5/19/2011 0.02 RUSSELL LOW P E ETF Russell Large Value NYSE
313    MATL 6/15/2011 0.65 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
314    MATS 6/15/2011 0.24 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
315    MDD 5/22/2008 0.93 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
316    MDLL 7/29/2014 0.04 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
317    MES 8/21/2008 1.16 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
318    MFLA 11/30/2010 0.03 IPATH LONG ENHANCED MSCI EAFE I NYSE
319    MKH 8/30/2000 1.43 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
320    MLPL 7/7/2010 4.71 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
321    MLPN 4/14/2010 6.35 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
322    MLPO 12/4/2014 0.01 NASDAQ
323    MLPV 7/20/2015 0.05 NASDAQ
324    MLPW 11/16/2010 0.52 UBS AG EXCHANGE TRADED ACCESS S NYSE
325    MONY 2/17/2012 0.13 ISHARES FINANCIALS BOND Exchange Traded Fund Financial NYSE
326    MUAA 1/14/2010 0.16 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
327    MUAB 1/14/2010 0.23 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
328    MUAC 1/14/2010 0.43 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
329    MUAD 1/14/2010 0.41 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
330    MUAE 1/14/2010 0.42 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
331    MUAF 1/14/2010 0.48 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
332    MUAG 3/26/2013 0.18 NASDAQ
333    MUAH 2/7/2014 0.04 NASDAQ
334    MULT 6/1/2015 0.01 NASDAQ
335    MWJ 1/8/2009 6.73 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
336    MWN 1/9/2009 3.62 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
337    MZG 8/23/2007 0.04 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
338    MZN 8/23/2007 0.03 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
339    MZO 8/23/2007 0.04 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
340    NAGS 2/1/2011 0.2 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
341    NASI 5/19/2010 0.07 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
342    NKY 7/13/2011 3.68 MAXIS NIKKEI 225 INDEX FUND ETF Precidian Funds LLC Japan Stock NYSE
343    NOMO 9/7/2011 0.02 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
344    NUCL 6/25/2008 0.37 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
345    NY 4/2/2004 2.09 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
346    NYC 4/2/2004 1.84 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
347    NYCC 1/15/2014 0.04 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
348    OFF 11/30/2011 0.35 ETRACS FISHER-GARTMAN RISK OFF NYSE
349    OGEM 6/2/2009 0.35 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
350    OILD 7/1/2016 0.01 NASDAQ
351    OILU 7/1/2016 0.01 NASDAQ
352    OILZ 6/16/2011 0.04 OIL FUTURES CONTANGO ETN DUE JU NYSE
353    ONEF 5/11/2010 0.3 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
354    ONN 11/30/2011 0.27 ETRACS FISHER-GARTMAN RISK ON E NYSE
355    OSMS 4/24/2014 0.02 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
356    OTP 12/15/2006 0.23 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
357    OTR 4/2/2007 0.18 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
358    PAO 5/22/2008 0.45 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
359    PBTQ 9/23/2008 0.06 POWERSHARES GLOBAL BIOTECH NASDAQ
360    PCA 5/22/2008 0.45 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
361    PEF 7/25/2007 0.12 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
362    PFA 6/13/2007 1.01 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
363    PFEM 5/9/2013 0.08 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
364    PIC 10/26/2005 1.14 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
365    PIQ 10/12/2006 0.97 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
366    PIV 12/6/2005 3.87 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
367    PJB 10/12/2006 2.3 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
368    PJF 1/24/2007 0.55 POWERSHARES DYNAMIC LARGE CAP NYSE
369    PJG 1/24/2007 0.48 POWERSHARES DYNAMIC MID CAP NYSE
370    PJM 1/24/2007 0.35 POWERSHARES DYNAMIC SMALL CAP NYSE
371    PJO 6/25/2007 0.14 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
372    PKN 4/4/2008 0.72 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
373    PKOL 9/23/2008 0.68 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
374    PLK 4/30/2008 0.2 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
375    PLTM 3/31/2010 0.95 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
376    PMA 4/30/2008 0.13 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
377    PMNA 7/22/2008 0.74 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
378    PNXQ 4/3/2008 0.14 POWERSHARES NXQ NASDAQ
379    PQBW 7/15/2008 0.1 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
380    PQSC 4/16/2008 0.07 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
381    PQY 4/30/2008 0.29 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
382    PQZ 4/30/2008 0.14 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
383    PSTL 9/23/2008 0.2 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
384    PTE 12/6/2005 0.89 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
385    PTJ 10/12/2006 0.76 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
386    PTO 5/22/2008 0.28 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
387    PTRP 9/23/2008 0.08 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
388    PUTX 7/7/2015 0.02 NASDAQ
389    PWJ 3/3/2005 4.16 POWERSHARES DYNAMIC MID CAP GRO NYSE
390    PWND 7/8/2008 1.14 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
391    PWO 11/14/2003 1.86 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
392    PWP 3/3/2005 1.74 POWERSHARES DYNAMIC MID CAP VAL NYSE
393    PWT 3/3/2005 2.19 POWERSHARES DYNAMIC SMALLCAP GR NYSE
394    PWY 3/3/2005 2.72 POWERSHARES DYNAMIC SMALL CAP V NYSE
395    PXLC 5/16/2007 0.77 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
396    PXMC 5/16/2007 0.65 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
397    PXN 10/26/2005 3.53 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
398    PXSC 5/16/2007 0.48 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
399    PYH 1/24/2007 0.76 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
400    PZJ 2/16/2006 1.02 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
401    QDEM 1/23/2014 0.03 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
402    QDXU 1/23/2014 0.03 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
403    QEM 7/1/2015 0.01 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
404    QKOR 1/16/2015 0.04 NASDAQ
405    QLT 9/7/2011 0.03 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
406    QLTB 4/26/2012 0.54 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
407    QLTC 4/26/2012 0.18 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
408    QMEX 9/18/2014 0.06 NASDAQ
409    QQQV 12/6/2011 0.01 NASDAQ
410    QTWN 9/18/2014 0.01 NASDAQ
411    QXUS 1/23/2014 0.02 NASDAQ
412    REA 7/22/2008 0.38 KEYSTONE PROPERTY TRUST NYSE
413    REC 7/22/2008 0.28 RYDEX ETF TRUST NYSE
414    RETS 7/14/2010 0.32 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
415    RFL 7/22/2008 1.07 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
416    RFN 7/18/2008 0.9 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
417    RHM 7/22/2008 0.07 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
418    RHO 7/22/2008 0.04 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
419    RKH 6/23/2000 22.82 MARKET VECTORS BANK AND BROKERA Van Eck Financial AMEX
420    RMB 9/22/2011 0.07 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
421    RMM 11/8/2007 0.37 RYDEX 2X S&P MIDCAP 400 NYSE
422    RMS 11/8/2007 0.39 RYDEX ETF TRUST NYSE
423    ROB 7/30/2007 0.19 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
424    RODI 9/15/2014 0.01 NASDAQ
425    ROI 12/9/2008 0.22 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
426    ROLA 11/30/2010 0.07 IPATH LONG EXTENDED RUSSELL 100 NYSE
427    RORO 4/4/2016 0.01 NASDAQ
428    ROSA 11/30/2010 0.11 IPATH SHORT EXTENDED RUSSELL 10 NYSE
429    RPX 10/2/2009 0.18 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
430    RRGR 7/11/2012 0.06 NASDAQ
431    RRY 11/7/2007 1.35 RYDEX 2X RUSSELL 2000 NYSE
432    RRZ 11/8/2007 1.54 RYDEX INVERSE 2X RUSSELL 2000 NYSE
433    RSCO 5/16/2007 1.06 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
434    RSU 11/7/2007 5.13 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
435    RSW 11/7/2007 6.26 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
436    RTG 7/22/2008 0.17 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
437    RTL 5/9/2007 0.6 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
438    RTSA 11/30/2010 0.83 IPATH SHORT EXTENDED RUSSELL 20 NYSE
439    RTW 8/1/2008 0.07 RYDEX ETF TRUST NYSE
440    RUDR 8/20/2014 0.01 NASDAQ
441    RWG 10/2/2009 0.18 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
442    RWV 1/30/2009 0.23 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
443    RWXL 3/21/2012 0.28 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
444    SBEU 1/30/2015 0.01 NASDAQ
445    SBND 7/1/2010 2.2 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
446    SBUS 2/2/2015 0.04 NASDAQ
447    SCLP 7/26/2012 0.01 NASDAQ
448    SCOG 10/5/2011 0.01 NASDAQ
449    SDK 2/26/2007 1.09 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
450    SFK 4/23/2007 1.1 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
451    SFSA 11/30/2010 0.52 IPATH SHORT EXTENDED S&P 500 TR NYSE
452    SINF 3/5/2014 0.02 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
453    SJF 4/10/2007 1.1 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
454    SJH 2/26/2007 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
455    SJL 3/1/2007 0.51 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
456    SKK 2/22/2007 3.01 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
457    SLDR 7/1/2015 0.01 NASDAQ
458    SLOW 7/1/2015 0.01 NASDAQ
459    SPGH 2/4/2010 0.29 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
460    SSDD 9/15/2011 0.03 ETRACS ISE SOLID STATE DRIVE IN NYSE
461    SSDL 9/15/2011 0.02 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
462    STH 9/21/2006 0.32 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
463    STXX 11/4/2014 0.07 ALPS STOXX EUROPE 600 ETF Exchange Traded Fund Financial NYSE
464    SUBD 5/5/2014 0.01 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
465    SWH 12/4/2013 0.3 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
466    SYTL 8/8/2014 0.03 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
467    SZR 7/8/2008 0.26 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
468    TBAR 2/23/2011 0.79 RBS GOLD TRENDPILOT EXCHANGE TR NYSE
469    TCHI 5/10/2012 0.16 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
470    TDD 10/18/2007 0.35 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
471    TDH 10/18/2007 0.66 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
472    TDN 10/18/2007 0.69 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
473    TDV 10/18/2007 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
474    TDX 10/18/2007 0.34 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
475    TENZ 9/17/2009 0.31 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
476    TGEM 7/8/2011 0.05 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
477    TGR 11/19/2008 0.39 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
478    TLL 4/1/2008 0.33 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
479    TMW 11/30/2004 1.67 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
480    TNDQ 12/13/2011 0.41 RBS NASDAQ-100 TRENDPILOT ETN Exchange Traded Fund Financial NYSE
481    TONS 2/20/2015 0.08 NASDAQ
482    TOTS 8/4/2011 0.33 DIREXION DAILY TOTAL MARKET BEA Direxion Funds Trading-Inverse Debt NYSE
483    TRND 12/8/2010 2.08 RBS US LARGE CAP TRENDPILOT ETN NYSE
484    TRNM 1/27/2011 0.81 RBS US MID CAP TRENDPILOT ETN NYSE
485    TSXV 3/17/2011 0.1 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
486    TTH 2/1/2000 9.15 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
487    TWOZ 2/25/2010 0.03 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
488    TWQ 7/2/2009 0.2 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
489    TWTI 9/15/2011 0.13 RBS OIL TRENDPILOT ETN NYSE
490    TYH 12/30/2008 13.39 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
491    TYP 12/30/2008 10.22 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
492    TYTE 8/7/2014 0.02 PROSHARES CDS NORTH AMERICAN HY CRDT ETF Exchange Traded Fund Financial BATS
493    TZD 1/28/2009 0.19 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
494    TZE 11/13/2008 0.5 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
495    TZG 11/19/2008 0.41 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
496    TZI 11/11/2008 0.32 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
497    TZL 1/29/2009 0.35 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
498    TZO 11/13/2008 0.26 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
499    TZV 1/5/2009 0.39 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
500    TZW 8/18/2011 0.15 ISHARES S&P TARGET DATE 2045 NYSE
501    TZY 8/31/2011 0.19 ISHARES S&P TARGET DATE 2050 NYSE
502    UBD 2/12/2008 0.05 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
503    UCD 11/25/2008 1.02 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
504    UDNT 5/24/2011 0.24 POWERSHARES DB 3X SHORT US DOLL NYSE
505    UEM 2/12/2008 0.02 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
506    UGEM 6/23/2011 0.07 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
507    UINF 3/18/2014 0.03 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
508    UK 4/29/2015 0.01 NYSE
509    UKF 2/22/2007 1.03 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
510    UKK 2/22/2007 2.42 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
511    UKW 2/22/2007 0.99 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
512    ULQ 2/12/2008 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
513    UOIL 2/8/2012 0.05 NASDAQ
514    USMI 8/2/2013 0.13 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
515    USMR 9/20/2016 0.01 NASDAQ
516    USY 5/22/2008 0.1 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
517    UTH 6/23/2000 7.45 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
518    UTLT 6/4/2013 0.11 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
519    UUPT 5/24/2011 0.99 POWERSHARES DB 3X LONG US DOLLA NYSE
520    UVG 3/13/2007 1.18 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
521    UVT 3/13/2007 1.93 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
522    UVU 3/14/2007 0.78 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
523    UWC 7/2/2009 0.09 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
524    UWTI 2/8/2012 14.99 VELOCITYSHARES 3X LONG CRUDE OIL ETN Exchange Traded Fund Financial NYSE
525    UXJ 5/7/2010 0.21 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
526    VGEM 6/30/2011 0.04 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
527    VLLV 6/19/2015 0.01 NASDAQ
528    VLML 3/11/2015 0.01 NASDAQ
529    VLSM 3/11/2015 0.03 NASDAQ
530    VQTS 12/3/2014 0.06 NASDAQ
531    VRD 9/24/2009 0.27 SPDR S&P VRDO MUNICIPAL BOND ET State Street Global Advisors Muni Short NYSE
532    VROM 5/19/2011 0.04 GLOBAL X/ AUTO ETF Global X Funds Industrials NYSE
533    VSPY 1/11/2012 0.91 DIREXION S&P 500 RC VOLATILITY Direxion Funds Large Blend NYSE
534    VXAA 9/8/2011 0.15 ETRACS 1 MONTH S&P 500 VIX FUTU NYSE
535    VXBB 9/8/2011 0.07 ETRACS 2 MONTH S&P 500 VIX FUTU NYSE
536    VXCC 9/8/2011 0.07 ETRACS 3 MONTH S&P 500 VIX FUTU NYSE
537    VXDD 9/8/2011 0.03 ETRACS 4 MONTH S&P 500 FUTURES NYSE
538    VXDN 5/19/2015 0.16 NASDAQ
539    VXUP 5/19/2015 0.22 NASDAQ
540    VZZB 7/18/2011 0.19 IPATH LONG ENHANCED S&P 500 VIX NYSE
541    WCAT 1/22/2010 0.29 JEFFERIES TR/J CRB WILDCATTERS ALPS Equity Energy NYSE
542    WFVK 3/9/2010 0.09 WILSHIRE 5000 TOTAL MARKET ETF Guggenheim Funds Distributors, Inc. Large Blend NYSE
543    WITE 12/3/2010 0.87 ETFS WHITE METALS BASKET TRUST ETF Securities Ltd Commodities Precious Metals NYSE
544    WMH 11/1/2000 1.9 MERRILL LYNCH & CO., INC. WIREL Merrill Lynch Communications AMEX
545    WSTE 4/28/2011 0.02 GLOBAL X WASTE MANAGEMENT ETF Global X Funds Industrials NYSE
546    WXSP 3/9/2010 0.03 WILSHIRE 4500 COMPLETION Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
547    XGC 4/5/2007 0.3 GUGGENHEIM INTERNATIONAL SMALL Guggenheim Funds Distributors, Inc. Foreign Small/Mid Growth NYSE
548    XLFS 10/8/2015 0.23 NASDAQ
549    XOVR 6/19/2012 0.46 SPDR BOFA ML CROSSOVER CORP BD ETF Exchange Traded Fund Financial NYSE
550    XRO 9/21/2006 1.37 GUGGENHEIM SECTOR ROTATION ETF Guggenheim Funds Distributors, Inc. Large Growth NYSE
551    XRU 11/19/2008 0.14 CURRENCYSHARES RUSSIAN RUBLE TR Rydex|SGI Currency NYSE
552    XVIX 12/1/2010 0.62 UBS AG EXCHANGE TRADED ACCESS S NYSE
553    YPRO 3/5/2014 0.2 NASDAQ